-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lu98PDRd+wHwDEJj5SUsWcikH9H1sEJ5/SdJETz0c2dNda7oeOZoRaLV+Sij8dem 2Sx3nlrfudCB94feocpwtQ== 0001040190-10-000003.txt : 20100506 0001040190-10-000003.hdr.sgml : 20100506 20100506095233 ACCESSION NUMBER: 0001040190-10-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100506 DATE AS OF CHANGE: 20100506 EFFECTIVENESS DATE: 20100506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NLI INTERNATIONAL INC CENTRAL INDEX KEY: 0001040190 IRS NUMBER: 133398996 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06364 FILM NUMBER: 10804349 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: STE 18R CITY: NEW YORK STATE: NY ZIP: 10020-1195 BUSINESS PHONE: 2124033400 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: STE 18R CITY: NEW YORK STATE: NY ZIP: 10020-1195 13F-HR 1 nli1q10.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NLI International Inc. Address: 1251 Avenue of the Americas, 18th Floor New York, NY 10020-1198 Form 13F File Number: 28-3430 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tomohiko Masuda Title: President Phone: (212) 403-3400 Signature, Place, and Date of Signing: ________________________ New York, NY _____________________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 91 Form 13F Information Table Value Total: 434,494 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE NAME OF REPORTING MANAGER: NLI INTERNATIONAL INC.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Name of Title of Cusip Value Amount and Type Investment Other Voting Issuer Class Number ($1,000) of Security Discretion Managers Authority (Shares) Shares or Principal SH/PUT Sole Share None Amount PRN CALL 3M CO COM 88579Y101 587 7,020 SH SOLE 7,020 ABBOTT LABS COM 002824100 627 11,900 SH SOLE 11,900 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 570 13,580 SH SOLE 13,580 ACE LTD SHS H0023R105 3,250 62,140 SH SOLE 62,140 ALLEGHENY TECHNOLOGIES INC COM 01741R102 3,600 66,680 SH SOLE 66,680 ALLIANT ENERGY CORP COM 018802108 3,409 102,490 SH SOLE 102,490 ANADARKO PETE CORP COM 032511107 6,152 84,490 SH SOLE 84,490 APACHE CORP COM 037411105 5,244 51,670 SH SOLE 51,670 APPLE INC COM 037833100 6,987 29,740 SH SOLE 29,740 ARCHER DANIELS MIDLAND CO COM 039483102 5,487 189,820 SH SOLE 189,820 AT&T INC COM 00206R102 5,839 225,970 SH SOLE 225,970 BANK OF AMERICA CORPORATIO COM 060505104 9,395 526,350 SH SOLE 526,350 BANK OF NEW YORK MELLON CO COM 064058100 6,501 210,510 SH SOLE 210,510 BAXTER INTL INC COM 071813109 4,507 77,440 SH SOLE 77,440 BIOGEN IDEC INC COM 09062X103 3,504 61,070 SH SOLE 61,070 BORGWARNER INC COM 099724106 4,189 109,710 SH SOLE 109,710 CAPITAL ONE FINL CORP COM 14040H105 6,471 156,270 SH SOLE 156,270 CARNIVAL CORP PAIRED CTF 143658300 5,414 139,220 SH SOLE 139,220 CATERPILLAR INC DEL COM 149123101 2,405 38,260 SH SOLE 38,260 CITRIX SYS INC COM 177376100 5,472 115,260 SH SOLE 115,260 CLIFFS NATURAL RESOURCES I COM 18683K101 3,112 43,860 SH SOLE 43,860 CLOROX CO DEL COM 189054109 4,691 73,130 SH SOLE 73,130 CME GROUP INC COM 12572Q105 7,523 23,800 SH SOLE 23,800 COMCAST CORP NEW CL A 20030N101 3,397 180,530 SH SOLE 180,530 CORNING INC COM 219350105 7,175 354,980 SH SOLE 354,980 COVANCE INC COM 222816100 4,416 71,940 SH SOLE 71,940 CVS CAREMARK CORPORATION COM 126650100 2,212 60,480 SH SOLE 60,480 DEERE & CO COM 244199105 6,803 114,420 SH SOLE 114,420 DENTSPLY INTL INC NEW COM 249030107 1,841 52,840 SH SOLE 52,840 DOW CHEM CO COM 260543103 3,252 110,000 SH SOLE 110,000 EXELON CORP COM 30161N101 5,650 128,950 SH SOLE 128,950 EXXON MOBIL CORP COM 30231G102 14,297 213,450 SH SOLE 213,450 FEDEX CORP COM 31428X106 3,880 41,530 SH SOLE 41,530 FIRST SOLAR INC COM 336433107 3,900 31,800 SH SOLE 31,800 FREEPORT-MCMORAN COPPER & COM 35671D857 1,206 14,440 SH SOLE 14,440 GAMESTOP CORP NEW CL A 36467W109 5,526 252,220 SH SOLE 252,220 GENERAL ELECTRIC CO COM 369604103 2,972 163,320 SH SOLE 163,320 GILEAD SCIENCES INC COM 375558103 3,315 72,900 SH SOLE 72,900 GOLDMAN SACHS GROUP INC COM 38141G104 7,293 42,740 SH SOLE 42,740 GOOGLE INC CL A 38259P508 13,439 23,700 SH SOLE 23,700 HALLIBURTON CO COM 406216101 4,087 135,680 SH SOLE 135,680 HARTFORD FINL SVCS GROUP I COM 416515104 2,999 105,560 SH SOLE 105,560 HEINZ H J CO COM 423074103 2,910 63,800 SH SOLE 63,800 HEWLETT PACKARD CO COM 428236103 8,377 157,600 SH SOLE 157,600 INTEL CORP COM 458140100 9,515 427,430 SH SOLE 427,430 ISHARES INC MSCI BRAZIL 464286400 1,068 14,500 SH SOLE 14,500 JOHNSON & JOHNSON COM 478160104 3,440 52,760 SH SOLE 52,760 JPMORGAN CHASE & CO COM 46625H100 13,443 300,390 SH SOLE 300,390 MACYS INC COM 55616P104 1,122 51,530 SH SOLE 51,530 MARATHON OIL CORP COM 565849106 1,497 47,300 SH SOLE 47,300 MCDONALDS CORP COM 580135101 4,426 66,350 SH SOLE 66,350 MEDCO HEALTH SOLUTIONS INC COM 58405U102 4,004 62,030 SH SOLE 62,030 MEDTRONIC INC COM 585055106 1,078 23,950 SH SOLE 23,950 MERCK & CO INC NEW COM 58933Y105 7,929 212,290 SH SOLE 212,290 METLIFE INC COM 59156R108 4,842 111,710 SH SOLE 111,710 MICROSOFT CORP COM 594918104 7,284 248,840 SH SOLE 248,840 MOHAWK INDS INC COM 61166W101 4,781 66,930 SH SOLE 66,930 MOTOROLA INC COM 620076109 4,300 612,660 SH SOLE 612,660 NATIONAL OILWELL VARCO INC COM 637071101 1,096 27,000 SH SOLE 27,000 NEWS CORP CL A 65248E104 6,005 416,680 SH SOLE 416,680 NORFOLK SOUTHERN CORP COM 655844108 2,066 36,970 SH SOLE 36,970 OCCIDENTAL PETE CORP DEL COM 674599105 10,124 119,740 SH SOLE 119,740 ORACLE CORP COM 68389X105 1,552 60,400 SH SOLE 60,400 PEPSICO INC COM 713448108 6,468 97,760 SH SOLE 97,760 PETROHAWK ENERGY CORP COM 716495106 4,022 198,330 SH SOLE 198,330 PFIZER INC COM 717081103 3,835 223,580 SH SOLE 223,580 PHILIP MORRIS INTL INC COM 718172109 9,150 175,430 SH SOLE 175,430 PRECISION CASTPARTS CORP COM 740189105 3,217 25,390 SH SOLE 25,390 PROCTER & GAMBLE CO COM 742718109 9,205 145,480 SH SOLE 145,480 QUALCOMM INC COM 747525103 8,994 214,200 SH SOLE 214,200 ROCKWELL AUTOMATION INC COM 773903109 4,661 82,710 SH SOLE 82,710 ROPER INDS INC NEW COM 776696106 4,885 84,450 SH SOLE 84,450 SANDISK CORP COM 80004C101 5,265 152,030 SH SOLE 152,030 SEMPRA ENERGY COM 816851109 3,464 69,430 SH SOLE 69,430 SPRINT NEXTEL CORP COM SER 1 852061100 3,655 961,830 SH SOLE 961,830 SUNTRUST BKS INC COM 867914103 6,319 235,890 SH SOLE 235,890 TEXTRON INC COM 883203101 4,917 231,600 SH SOLE 231,600 THERMO FISHER SCIENTIFIC I COM 883556102 6,594 128,170 SH SOLE 128,170 TRANSOCEAN LTD REG SHS H8817H100 5,262 60,916 SH SOLE 60,916 UNITED TECHNOLOGIES CORP COM 913017109 6,120 83,140 SH SOLE 83,140 UNITEDHEALTH GROUP INC COM 91324P102 4,378 134,020 SH SOLE 134,020 URBAN OUTFITTERS INC COM 917047102 4,919 129,350 SH SOLE 129,350 US BANCORP DEL COM NEW 902973304 541 20,920 SH SOLE 20,920 VERIZON COMMUNICATIONS INC COM 92343V104 5,323 171,610 SH SOLE 171,610 WAL MART STORES INC COM 931142103 2,864 51,510 SH SOLE 51,510 WALGREEN CO COM 931422109 3,349 90,310 SH SOLE 90,310 WEATHERFORD INTERNATIONAL REG H27013103 361 22,780 SH SOLE 22,780 WELLPOINT INC COM 94973V107 2,735 42,480 SH SOLE 42,480 WELLS FARGO & CO NEW COM 949746101 828 26,610 SH SOLE 26,610 YAHOO INC COM 984332106 3,890 235,340 SH SOLE 235,340 Total: 91 434,494 11,974,976 11,974,976
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