0001580231-14-000026.txt : 20140411
0001580231-14-000026.hdr.sgml : 20140411
20140411160650
ACCESSION NUMBER: 0001580231-14-000026
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140410
FILED AS OF DATE: 20140411
DATE AS OF CHANGE: 20140411
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIXELWORKS, INC
CENTRAL INDEX KEY: 0001040161
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 911761992
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 400
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-200-9200
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 400
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: PIXELWORKS INC
DATE OF NAME CHANGE: 20000210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walicek Bruce A
CENTRAL INDEX KEY: 0001327346
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30269
FILM NUMBER: 14760021
MAIL ADDRESS:
STREET 1: 8100 SW NYBERG ROAD
CITY: TUALATIN
STATE: OR
ZIP: 97062
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-04-10
0
0001040161
PIXELWORKS, INC
PXLW
0001327346
Walicek Bruce A
224 AIRPORT PARKWAY
SUITE 400
SAN JOSE
CA
95110
1
1
0
0
President and CEO
Common Stock
2014-04-10
4
S
0
12000
6.1
D
393205
D
Non-Qualified Stock Option (right to buy)
0.6
2019-03-23
Common Stock
100000
100000
D
Non-Qualified Stock Option (right to buy)
2.28
2018-01-01
Common Stock
31666
31666
D
Non-Qualified Stock Option (right to buy)
2.31
2018-01-01
Common Stock
168333
168333
D
Non-Qualified Stock Option (right to buy)
2.36
2018-02-09
Common Stock
100000
100000
D
Non-Qualified Stock Option (right to buy)
3.13
2016-02-10
Common Stock
100000
100000
D
Non-Qualified Stock Option (right to buy)
3.48
2017-02-10
Common Stock
125000
125000
D
Non-Qualified Stock Option (right to buy)
4.14
2017-05-22
Common Stock
3333
3333
D
Non-Qualified Stock Option (right to buy)
9
2016-05-23
Common Stock
3333
3333
D
Non-Qualified Stock Option (right to buy)
25.29
2015-05-24
Common Stock
13333
13333
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2014.
Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
5,555 shares vest 1/31/08; 5,555 shares vest 2/29/08; 5,556 shares vest 3/31/08. 15,000 shares vested 3/31/08 upon the Compensation Committee's confirmation of Mr. Walicek's achievement of company goals for the first quarter of 2008.
18,333 shares vest 12/31/2008. 150,000 shares vest ratably on a monthly basis thereafter over three years.
25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
The option becomes exercisable over a 4-year period which commenced on May 24, 2005, as follows: 3,333 shares exercisable as of May 24, 2006, 277.8 shares exercisable every month thereafter for 36 months through May 24, 2009.
Bruce A Walicek
2014-04-10