0001580231-14-000026.txt : 20140411 0001580231-14-000026.hdr.sgml : 20140411 20140411160650 ACCESSION NUMBER: 0001580231-14-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140410 FILED AS OF DATE: 20140411 DATE AS OF CHANGE: 20140411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIXELWORKS, INC CENTRAL INDEX KEY: 0001040161 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 911761992 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 400 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-200-9200 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 400 CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: PIXELWORKS INC DATE OF NAME CHANGE: 20000210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walicek Bruce A CENTRAL INDEX KEY: 0001327346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30269 FILM NUMBER: 14760021 MAIL ADDRESS: STREET 1: 8100 SW NYBERG ROAD CITY: TUALATIN STATE: OR ZIP: 97062 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-04-10 0 0001040161 PIXELWORKS, INC PXLW 0001327346 Walicek Bruce A 224 AIRPORT PARKWAY SUITE 400 SAN JOSE CA 95110 1 1 0 0 President and CEO Common Stock 2014-04-10 4 S 0 12000 6.1 D 393205 D Non-Qualified Stock Option (right to buy) 0.6 2019-03-23 Common Stock 100000 100000 D Non-Qualified Stock Option (right to buy) 2.28 2018-01-01 Common Stock 31666 31666 D Non-Qualified Stock Option (right to buy) 2.31 2018-01-01 Common Stock 168333 168333 D Non-Qualified Stock Option (right to buy) 2.36 2018-02-09 Common Stock 100000 100000 D Non-Qualified Stock Option (right to buy) 3.13 2016-02-10 Common Stock 100000 100000 D Non-Qualified Stock Option (right to buy) 3.48 2017-02-10 Common Stock 125000 125000 D Non-Qualified Stock Option (right to buy) 4.14 2017-05-22 Common Stock 3333 3333 D Non-Qualified Stock Option (right to buy) 9 2016-05-23 Common Stock 3333 3333 D Non-Qualified Stock Option (right to buy) 25.29 2015-05-24 Common Stock 13333 13333 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2014. Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant. 5,555 shares vest 1/31/08; 5,555 shares vest 2/29/08; 5,556 shares vest 3/31/08. 15,000 shares vested 3/31/08 upon the Compensation Committee's confirmation of Mr. Walicek's achievement of company goals for the first quarter of 2008. 18,333 shares vest 12/31/2008. 150,000 shares vest ratably on a monthly basis thereafter over three years. 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years. The option becomes exercisable over a 4-year period which commenced on May 24, 2005, as follows: 3,333 shares exercisable as of May 24, 2006, 277.8 shares exercisable every month thereafter for 36 months through May 24, 2009. Bruce A Walicek 2014-04-10