0001039828-22-000027.txt : 20220311 0001039828-22-000027.hdr.sgml : 20220311 20220311193914 ACCESSION NUMBER: 0001039828-22-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220309 FILED AS OF DATE: 20220311 DATE AS OF CHANGE: 20220311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chapman Joyce Ann CENTRAL INDEX KEY: 0001444640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31911 FILM NUMBER: 22734753 MAIL ADDRESS: STREET 1: 5000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO CENTRAL INDEX KEY: 0001039828 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 421447959 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DEMOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152210002 MAIL ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 4 1 wf-form4_164704552912192.xml FORM 4 X0306 4 2022-03-09 0 0001039828 AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL 0001444640 Chapman Joyce Ann 6000 WESTOWN PARKWAY WEST DES MOINES IA 50266 1 0 0 0 Common Stock 2022-03-09 4 M 0 14000 10.52 A 55135 D Common Stock 2022-03-09 4 S 0 3856 38.2644 D 51279 D Options - Right to Buy 10.52 2022-03-09 4 M 0 14000 0 D 2015-06-07 2022-06-07 Common Stock 14000.0 0 D This transaction was executed in multiple trades at prices ranging from $38.25 to $38.36. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. /s/ Mark A. Schuman, authorized signer 2022-03-11