-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MLjQYvX8YMFZNh3N5BWoQi8wsbyeQnU/prZMJGs9qlFDXApvA21WF8UYnCKYz06X psvC8a/hw4Ig3p5BeCIWJw== 0000950123-10-077714.txt : 20100816 0000950123-10-077714.hdr.sgml : 20100816 20100816101658 ACCESSION NUMBER: 0000950123-10-077714 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ING GROEP NV CENTRAL INDEX KEY: 0001039765 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13263 FILM NUMBER: 101017512 BUSINESS ADDRESS: STREET 1: AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM STREET 2: PO BOX 810, 1000 AV CITY: AMSTERDAM STATE: P7 ZIP: 0000 BUSINESS PHONE: 01131205418534 MAIL ADDRESS: STREET 1: AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM STREET 2: PO BOX 810, 1000 AV CITY: AMSTERDAM STATE: P7 ZIP: 0000 13F-HR 1 c04754e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ING Groep N.V. Address: Amstelveenseweg 500 1081 KL, Amsterdam, The Netherlands Form 13F File Number: 28-13263 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J.A.M. Emke-Petrelluzzi Bojanic Title: Compliance Officer Phone: +31 20 576 65 41 Signature, Place, and Date of Signing: /s/ J.A.M. Emke-Petrelluzzi Bojanic, Amsterdam, August 16, 2010 - ----------------------------------- -------------------- ------------------ Name: M.P.A. Thissen Title: Compliance Coordinator NL Phone: +31 20 576 00 48 Signature, Place, and Date of Signing: /s/ M.P.A. Thissen, Amsterdam, August 16, 2010 - ----------------------------------- -------------------- ------------------ This amendment provides corrected values for the share holdings included in the Information Table. Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name - -------------------- ---- 28-13194 ING Investment Management, Inc. 28-11943 ING Investment Management (Europe) B.V. 28-01217 ING Investment Management Co. 28-10070 ING Investment Trust Company 28-04547 ING Investments, LLC 28-07292 ING Investment Management LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 734 Form 13F Information Table Value Total: $4,899,983 (USD thousands) List of Other Included Managers: No. Form 13F File Number Name - --- ------------------- ---- 1 Other wholly owned subsidiary of ING Groep N.V. 2 ING Investment Management Advisors B.V. 3 ING Investment Management Asia Pacific Form 13F Information Table
VALUE # OF SH/ PUT/ INVESTMENT OTHER ISSUER_NAME CLASS_TITLE CUSIP (x 1000) SHARES PRN CALL DISCRETION MANAGERS SOLE SHARE NONE - ------------------------------ ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ----- ---- 3M CO COM 88579Y101 11,847 150,116 DEFINED 1 ABBOTT LABORATORIES COM 002824100 11,899 254,371 SH DEFINED 2 254,371 ABBOTT LABORATORIES COM 002824100 19,513 417,392 DEFINED 1 ACADIA RLTY TR COM SH BEN INT 004239109 2,679 159,463 DEFINED 1 ACTIVISION BLIZZARD INC COM 00507V109 293 27,900 DEFINED 1 ADOBE SYS INC COM 00724F101 1,625 61,472 DEFINED 1 ADVANCE AUTO PARTS INC COM 00751Y106 759 15,127 DEFINED 1 ADVANCED MICRO DEVICES INC COM 007903107 100 13,704 DEFINED 1 AETNA INC NEW COM 00817Y108 13,448 509,774 DEFINED 1 AFFYMETRIX INC COM 00826T108 443 75,000 DEFINED 1 AFLAC INC COM 001055102 3,165 74,166 DEFINED 1 AGL RES INC COM 001204106 8,564 239,289 DEFINED 1 AGL RESOURCES, INC. COM 001204106 810 22,622 SH DEFINED 2 22,622 AGRIUM INC COM 008916108 828 16,900 DEFINED 1 AIR PRODS & CHEMS INC COM 009158106 10,147 156,473 DEFINED 1 AIR PRODUCTS & CHEMICALS, INC. COM 009158106 1,237 19,079 SH DEFINED 2 19,079 ALBERTO CULVER CO NEW COM 013078100 12,567 463,549 DEFINED 1 ALCOA INC COM 013817101 2,617 260,186 DEFINED 1 ALCON, INC. COM H01301102 1,389 9,370 SH DEFINED 2 9,370 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 8,236 129,620 DEFINED 1 ALKERMES INC COM 01642T108 748 60,000 DEFINED 1 ALLEGHENY TECHNOLOGIES INC COM 01741R102 360 8,100 DEFINED 1 ALLERGAN INC COM 018490102 1,236 21,230 DEFINED 1 ALLIANT ENERGY CORP COM 018802108 426 13,400 DEFINED 1 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 470 10,364 DEFINED 1 ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 369 23,000 DEFINED 1 ALPHA NATURAL RESOURCES INC COM 02076X102 333 9,700 DEFINED 1 ALTERA CORP COM 021441100 283 11,400 DEFINED 1 ALTRIA GROUP, INC. COM 02209S103 9,547 476,400 SH DEFINED 2 476,400 ALUMINA LTD SPONSORED ADR 022205108 258 51,300 DEFINED 1 AMAZON COM INC COM 023135106 2,850 26,150 DEFINED 1 AMB PROPERTY CORP COM 00163T109 8,346 351,990 DEFINED 1 AMEREN CORP. COM 023608102 10,793 454,041 SH DEFINED 2 454,041 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 547 11,526 DEFINED 1 AMERICA MOVIL SAB DE CV SPONSORED ADR 02364W105 2,822 59,419 SH DEFINED 2 59,419 AMERICAN ELEC PWR INC COM 025537101 2,582 79,906 DEFINED 1 AMERICAN ELECTRIC POWER CO., INC. COM 025537101 12,610 390,410 SH DEFINED 2 390,410 AMERICAN EXPRESS CO COM 025816109 10,235 257,991 DEFINED 1 AMERICAN FINL GROUP INC OHIO COM 025932104 346 12,680 DEFINED 1 AMERICAN INTL GROUP INC COM NEW 026874784 652 18,900 DEFINED 1 AMERICAN TOWER CORP CL A 029912201 204 4,600 DEFINED 1 AMERIPRISE FINL INC COM 03076C106 2,110 58,188 DEFINED 1 AMERISOURCEBERGEN CORP COM 03073E105 19,193 604,503 DEFINED 1 AMETEK INC NEW COM 031100100 843 20,992 DEFINED 1 AMGEN INC COM 031162100 31,460 598,099 DEFINED 1 AMPHENOL CORP NEW CL A 032095101 11,207 285,245 DEFINED 1
Page 1 AMYLIN PHARMACEUTICALS INC COM 032346108 2,871 152,000 DEFINED 1 ANADARKO PETE CORP COM 032511107 1,338 37,100 DEFINED 1 ANALOG DEVICES INC COM 032654105 1,127 40,500 DEFINED 1 ANNALY CAP MGMT INC COM 035710409 1,109 64,654 DEFINED 1 ANSYS INC COM 03662Q105 792 19,513 DEFINED 1 APACHE CORP COM 037411105 16,410 194,897 DEFINED 1 APARTMENT INVT & MGMT CO CL A 03748R101 9,408 482,200 DEFINED 1 APOLLO GROUP INC CL A 037604105 549 12,918 DEFINED 1 APPLE INC COM 037833100 46,656 185,483 DEFINED 1 APPLIED MATLS INC COM 038222105 11,858 986,533 DEFINED 1 AQUA AMERICA INC COM 03836W103 1,728 97,560 DEFINED 1 ARCH CAP GROUP LTD ORD G0450A105 552 7,400 DEFINED 1 ARCH COAL INC COM 039380100 13,343 673,884 DEFINED 1 ARCHER DANIELS MIDLAND CO COM 039483102 1,916 74,227 DEFINED 1 ARROW ELECTRS INC COM 042735100 909 40,680 DEFINED 1 ARTHUR J GALLAGHER & CO. COM 363576109 11,219 460,154 SH DEFINED 2 460,154 ASHLAND INC NEW COM 044209104 706 15,212 DEFINED 1 ASSURANT INC COM 04621X108 1,302 37,169 DEFINED 1 AT&T INC COM 00206R102 25,441 1,052,145 DEFINED 1 AT&T, INC. COM 00206R102 16,696 690,219 SH DEFINED 2 690,219 AU OPTRONICS CORP SPONSORED ADR 002255107 5,870 647,903 DEFINED 1 AU OPTRONICS CORP. SPONSORED ADR 002255107 137 15,436 SH DEFINED 3 15,436 AUTOLIV INC COM 052800109 14,006 292,701 DEFINED 1 AUTOMATIC DATA PROCESSING, INC. COM 053015103 11,461 284,681 SH DEFINED 2 284,681 AVALONBAY CMNTYS INC COM 053484101 14,379 152,899 DEFINED 1 AVNET INC COM 053807103 519 21,490 DEFINED 1 AVON PRODS INC COM 054303102 324 12,200 DEFINED 1 BADGER METER INC COM 056525108 443 11,440 DEFINED 1 BAIDU INC SPON ADR REP A 056752108 1,740 25,700 DEFINED 1 BAIDU, INC. SPONSORED ADR 056752108 540 7,930 SH DEFINED 2 7,930 BAKER HUGHES INC COM 057224107 848 20,401 DEFINED 1 BALL CORP COM 058498106 1,631 30,872 DEFINED 1 BANCO BRADESCO S A SP ADR PFD NEW 059460303 6,247 393,856 DEFINED 1 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 679 63,600 DEFINED 1 BANK OF AMERICA CORPORATION COM 060505104 63,365 3,335,007 DEFINED 1 BANK OF NEW YORK MELLON CORP COM 064058100 2,906 117,780 DEFINED 1 BARRICK GOLD CORP COM 067901108 3,049 67,091 DEFINED 1 BAXTER INTERNATIONAL, INC. COM 071813109 1,408 34,657 SH DEFINED 2 34,657 BAXTER INTL INC COM 071813109 7,640 188,084 DEFINED 1 BB&T CORP COM 054937107 984 37,300 DEFINED 1 BECTON DICKINSON & CO COM 075887109 345 5,100 DEFINED 1 BED BATH & BEYOND INC COM 075896100 1,636 44,347 DEFINED 1 BEMIS INC COM 081437105 664 24,592 DEFINED 1 BERKSHIRE HATHAWAY INC DEL CL A 084670108 7,175 60 DEFINED 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4,338 54,560 DEFINED 1 BEST BUY INC COM 086516101 4,989 147,479 DEFINED 1
Page 2 BIG LOTS INC COM 089302103 1,224 38,144 DEFINED 1 BIOGEN IDEC INC COM 09062X103 3,325 70,019 DEFINED 1 BIOMARIN PHARMACEUTICAL INC COM 09061G101 2,009 106,000 DEFINED 1 BIOVAIL CORP COM 09067J109 561 29,534 DEFINED 1 BLACKROCK INC COM 09247X101 1,000 6,974 DEFINED 1 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 8,218 854,248 DEFINED 1 BLOCK H & R INC COM 093671105 1,355 85,793 DEFINED 1 BMC SOFTWARE INC COM 055921100 747 21,577 DEFINED 1 BOEING CO COM 097023105 15,820 252,150 DEFINED 1 BORGWARNER INC COM 099724106 1,413 36,600 DEFINED 1 BOSTON PROPERTIES INC COM 101121101 15,871 222,225 DEFINED 1 BOSTON SCIENTIFIC CORP COM 101137107 930 159,800 DEFINED 1 BRASKEM S A SP ADR PFD A 105532105 746 52,400 DEFINED 1 BRE PROPERTIES INC CL A 05564E106 7,981 216,470 DEFINED 1 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 1,693 127,600 DEFINED 1 BRINKER INTL INC COM 109641100 372 25,656 DEFINED 1 BRISTOL MYERS SQUIBB CO COM 110122108 8,144 326,081 DEFINED 1 BRISTOL-MYERS SQUIBB CO. COM 110122108 16,342 655,263 SH DEFINED 2 655,263 BROADCOM CORP CL A 111320107 4,018 120,870 DEFINED 1 BROOKFIELD PPTYS CORP COM 112900105 13,366 962,300 DEFINED 1 BROWN FORMAN CORP CL B 115637209 309 5,401 DEFINED 1 BUNGE LIMITED COM G16962105 3,508 71,323 DEFINED 1 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 296 5,300 DEFINED 1 CA INC COM 12673P105 3,382 183,815 DEFINED 1 CALGON CARBON CORP COM 129603106 140 10,600 DEFINED 1 CAMDEN PPTY TR SH BEN INT 133131102 6,865 167,940 DEFINED 1 CAMECO CORP COM 13321L108 947 44,500 DEFINED 1 CAMPBELL SOUP CO. COM 134429109 11,082 309,295 SH DEFINED 2 309,295 CANADIAN NAT RES LTD COM 136385101 3,557 107,044 DEFINED 1 CANADIAN NATL RY CO COM 136375102 762 13,280 DEFINED 1 CAPITAL ONE FINL CORP COM 14040H105 4,591 113,166 DEFINED 1 CARDINAL HEALTH INC COM 14149Y108 7,383 217,156 DEFINED 1 CAREFUSION CORP COM 14170T101 967 42,600 DEFINED 1 CARNIVAL CORP PAIRED CTF 143658300 2,451 80,999 DEFINED 1 CATERPILLAR INC DEL COM 149123101 3,605 60,004 DEFINED 1 CB RICHARD ELLIS GROUP INC CL A 12497T101 253 18,620 DEFINED 1 CBS CORP NEW CL B 124857202 12,105 914,977 DEFINED 1 CELGENE CORP COM 151020104 6,454 127,000 DEFINED 1 CEMEX SAB DE CV SPON ADR NEW 151290889 985 102,057 DEFINED 1 CEMEX SAB DE CV SPONSORED ADR 151290889 1,106 114,329 SH DEFINED 2 114,329 CENOVUS ENERGY INC COM 15135U109 1,055 40,960 DEFINED 1 CENTRAL EUROPEAN DIST CORP COM 153435102 825 37,737 DEFINED 1 CENTRAL EUROPEAN DISTRIBUTION CORP. COM 153435102 2,234 104,500 SH DEFINED 2 104,500 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 20,287 1,019,469 DEFINED 1 CEPHALON INC COM 156708109 3,642 63,910 DEFINED 1 CF INDS HLDGS INC COM 125269100 4,076 64,243 DEFINED 1 CHESAPEAKE ENERGY CORP COM 165167107 1,608 76,880 DEFINED 1
Page 3 CHEVRON CORP NEW COM 166764100 28,442 419,129 DEFINED 1 CHEVRON CORP. COM 166764100 15,623 230,229 SH DEFINED 2 230,229 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 13,734 277,845 DEFINED 1 CHINA MOBILE LTD. SPONSORED ADR 16941M109 17,123 346,554 SH DEFINED 2 346,554 CHUBB CORP COM 171232101 3,618 72,335 DEFINED 1 CHUNGHWA TELECOM CO LTD SPON ADR NEW10 17133Q106 12,106 614,504 DEFINED 1 CHUNGHWA TELECOM CO. LTD. SPONSORED ADR 17133Q106 398 20,199 SH DEFINED 3 20,199 CIA DE BEBIDAS DAS AMERICAS SPONSORED ADR 20441W203 2,020 20,001 SH DEFINED 2 20,001 CIGNA CORP COM 125509109 511 16,450 DEFINED 1 CISCO SYS INC COM 17275R102 36,217 1,695,566 DEFINED 1 CITIGROUP INC COM 172967101 7,319 1,925,928 DEFINED 1 CLAYMORE ETF TRUST 2 CHINA SML CAP 18383Q853 7,219 300,931 DEFINED 1 CLIFFS NATURAL RESOURCES INC COM 18683K101 450 9,539 DEFINED 1 CLOROX CO DEL COM 189054109 292 4,700 DEFINED 1 CME GROUP INC COM 12572Q105 3,945 14,035 DEFINED 1 CMS ENERGY CORP COM 125896100 296 20,222 DEFINED 1 COACH INC COM 189754104 3,493 95,579 DEFINED 1 COCA COLA CO COM 191216100 26,130 521,141 DEFINED 1 COCA COLA ENTERPRISES INC COM 191219104 1,029 39,771 DEFINED 1 COCA-COLA CO. COM 191216100 1,147 22,884 SH DEFINED 2 22,884 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 13,738 274,108 DEFINED 1 COLGATE PALMOLIVE CO COM 194162103 1,946 24,730 DEFINED 1 COMCAST CORP NEW CL A 20030N101 6,737 387,405 DEFINED 1 COMERICA INC COM 200340107 11,927 323,222 DEFINED 1 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 8,589 84,830 DEFINED 1 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 922 22,330 DEFINED 1 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 3,681 250,900 DEFINED 1 COMPUTER SCIENCES CORP COM 205363104 1,228 27,171 DEFINED 1 COMPUWARE CORP COM 205638109 744 92,708 DEFINED 1 CONAGRA FOODS INC COM 205887102 14,952 641,454 DEFINED 1 CONOCOPHILLIPS COM 20825C104 8,016 163,582 DEFINED 1 CONOCOPHILLIPS COM 20825C104 14,316 291,623 SH DEFINED 2 291,623 CONSOL ENERGY INC COM 20854P109 429 12,700 DEFINED 1 CONSOLIDATED EDISON INC COM 209115104 512 11,909 DEFINED 1 CONSOLIDATED EDISON, INC. COM 209115104 12,633 293,106 SH DEFINED 2 293,106 CONSTELLATION ENERGY GROUP I COM 210371100 2,467 76,638 DEFINED 1 CORNING INC COM 219350105 2,100 129,780 DEFINED 1 COSTCO WHSL CORP NEW COM 22160K105 1,544 28,200 DEFINED 1 COVANTA HLDG CORP COM 22282E102 495 29,860 DEFINED 1 COVENTRY HEALTH CARE INC COM 222862104 1,570 87,931 DEFINED 1 CREDICORP LTD COM G2519Y108 3,658 40,000 DEFINED 1 CREDICORP LTD. COM G2519Y108 1,974 21,718 SH DEFINED 2 21,718 CRESUD S A C I F Y A SPONSORED ADR 226406106 446 36,000 DEFINED 1 CROWN CASTLE INTL CORP COM 228227104 619 16,600 DEFINED 1 CROWN HOLDINGS INC COM 228368106 1,212 48,450 DEFINED 1 CSX CORP COM 126408103 1,298 26,080 DEFINED 1 CTC MEDIA INC COM 12642X106 1,102 76,000 DEFINED 1
Page 4 CTC MEDIA, INC. COM 12642X106 3,661 253,502 SH DEFINED 2 253,502 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 2,547 67,800 DEFINED 1 CTRIP.COM INTERNATIONAL LTD. SPONSORED ADR 22943F100 1,848 49,200 SH DEFINED 2 49,200 CULLEN/FROST BANKERS, INC. COM 229899109 7,745 150,687 SH DEFINED 2 150,687 CUMMINS INC COM 231021106 1,707 26,107 DEFINED 1 CVS CAREMARK CORPORATION COM 126650100 2,882 98,536 DEFINED 1 D R HORTON INC COM 23331A109 566 56,900 DEFINED 1 DANAHER CORP DEL COM 235851102 12,852 342,168 DEFINED 1 DEERE & CO COM 244199105 2,723 48,874 DEFINED 1 DEL MONTE FOODS CO COM 24522P103 1,291 90,182 DEFINED 1 DELL INC COM 24702R101 5,286 437,572 DEFINED 1 DENBURY RES INC COM NEW 247916208 205 13,700 DEFINED 1 DEVELOPERS DIVERSIFIED RLTY COM 251591103 3,604 364,800 DEFINED 1 DEVON ENERGY CORP NEW COM 25179M103 1,253 20,500 DEFINED 1 DIEBOLD, INC. COM 253651103 7,767 285,019 SH DEFINED 2 285,019 DIGITAL RLTY TR INC COM 253868103 9,348 162,070 DEFINED 1 DIRECTV COM CL A 25490A101 16,789 494,956 DEFINED 1 DISCOVER FINL SVCS COM 254709108 334 23,490 DEFINED 1 DISNEY WALT CO COM DISNEY 254687106 4,438 140,856 DEFINED 1 DOLLAR TREE INC COM 256746108 2,291 54,929 DEFINED 1 DOMINION RES INC VA NEW COM 25746U109 396 10,200 DEFINED 1 DONNELLEY R R & SONS CO COM 257867101 1,242 76,032 DEFINED 1 DOVER CORP COM 260003108 4,247 101,787 DEFINED 1 DOW CHEM CO COM 260543103 1,592 67,039 DEFINED 1 DR PEPPER SNAPPLE GROUP INC COM 26138E109 238 6,290 DEFINED 1 DTE ENERGY CO COM 233331107 7,882 172,284 DEFINED 1 DU PONT E I DE NEMOURS & CO COM 263534109 15,768 455,192 DEFINED 1 DUKE ENERGY CORP NEW COM 26441C105 1,012 63,200 DEFINED 1 DUKE REALTY CORP COM NEW 264411505 6,076 532,950 DEFINED 1 DUN & BRADSTREET CORP DEL NE COM 26483E100 1,396 20,800 DEFINED 1 DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 601 34,000 DEFINED 1 E M C CORP MASS COM 268648102 9,109 497,482 DEFINED 1 E TRADE FINANCIAL CORP COM NEW 269246401 173 14,600 DEFINED 1 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 3,870 750,000 DEFINED 1 EASTMAN CHEM CO COM 277432100 1,707 31,064 DEFINED 1 EATON CORP COM 278058102 4,767 72,136 DEFINED 1 EBAY INC COM 278642103 3,048 155,194 DEFINED 1 ECOLAB INC COM 278865100 1,312 28,850 DEFINED 1 EI DU PONT DE NEMOURS & CO. COM 263534109 11,769 340,235 SH DEFINED 2 340,235 EL PASO CORP COM 28336L109 1,109 99,654 DEFINED 1 ELDORADO GOLD CORP NEW COM 284902103 406 22,577 DEFINED 1 ELECTRONIC ARTS INC COM 285512109 983 68,000 DEFINED 1 EMERSON ELEC CO COM 291011104 21,484 491,855 DEFINED 1 EMERSON ELECTRIC CO. COM 291011104 944 21,604 SH DEFINED 2 21,604 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 286 30,500 DEFINED 1 ENCANA CORP COM 292505104 3,808 125,518 DEFINED 1 ENERGEN CORP COM 29265N108 1,242 27,965 DEFINED 1
Page 5 ENERNOC INC COM 292764107 398 12,600 DEFINED 1 ENERPLUS RES FD UNIT TR G NEW 29274D604 348 16,152 DEFINED 1 ENERPLUS RESOURCES FUND UNIT TR G NEW 29274D604 8,031 372,331 SH DEFINED 2 372,331 ENTERGY CORP NEW COM 29364G103 12,061 167,265 DEFINED 1 ENTERPRISE PRODS PARTNERS L COM 293792107 53,370 1,500,000 DEFINED 1 EOG RES INC COM 26875P101 1,604 16,269 DEFINED 1 EQT CORP COM 26884L109 703 19,100 DEFINED 1 EQUIFAX INC COM 294429105 519 18,500 DEFINED 1 EQUITY LIFESTYLE PPTYS INC COM 29472R108 815 16,900 DEFINED 1 EQUITY RESIDENTIAL SH BEN INT 29476L107 29,180 699,772 DEFINED 1 EVEREST RE GROUP LTD. COM G3223R108 446 6,304 SH DEFINED 2 6,304 EXELON CORP COM 30161N101 2,311 60,852 DEFINED 1 EXELON CORP. COM 30161N101 16,348 430,542 SH DEFINED 2 430,542 EXPEDIA INC DEL COM 30212P105 689 36,700 DEFINED 1 EXPEDITORS INTL WASH INC COM 302130109 809 23,300 DEFINED 1 EXPRESS SCRIPTS INC COM 302182100 2,557 54,348 DEFINED 1 EXTRA SPACE STORAGE INC COM 30225T102 2,942 211,654 DEFINED 1 EXXON MOBIL CORP COM 30231G102 69,069 1,211,212 DEFINED 1 EXXON MOBIL CORP. COM 30231G102 1,809 31,706 SH DEFINED 2 31,706 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 8,577 122,040 DEFINED 1 FEDEX CORP COM 31428X106 672 9,590 DEFINED 1 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 872 58,900 DEFINED 1 FIBRIA CELULOSE SA SPONSORED ADR 31573A109 576 38,932 SH DEFINED 2 38,932 FIDELITY NATL INFORMATION SV COM 31620M106 28,716 1,056,133 DEFINED 1 FIFTH THIRD BANCORP COM 316773100 1,181 95,628 DEFINED 1 FIRST HORIZON NATL CORP COM 320517105 292 24,706 DEFINED 1 FIRST SOLAR INC COM 336433107 1,144 9,970 DEFINED 1 FIRST TR EXCH TRADED FD II NASDQ CLN EDGE 33737A108 217 7,789 DEFINED 1 FIRSTENERGY CORP COM 337932107 3,782 107,515 DEFINED 1 FISERV INC COM 337738108 302 6,600 DEFINED 1 FLOWERS FOODS, INC. COM 343498101 656 26,853 SH DEFINED 2 26,853 FLUOR CORP NEW COM 343412102 11,238 262,451 DEFINED 1 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 401 25,800 DEFINED 1 FOMENTO ECONOMICO MEXICANO SAB DE CV SPONSORED ADR 344419106 1,261 29,233 SH DEFINED 2 29,233 FORD MTR CO DEL COM PAR $0.01 345370860 4,403 437,264 DEFINED 1 FOREST LABS INC COM 345838106 3,497 127,120 DEFINED 1 FORTUNE BRANDS INC COM 349631101 354 9,000 DEFINED 1 FREEPORT-MCMORAN COPPER & GO COM 35671D857 4,176 70,154 DEFINED 1 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 215 4,000 DEFINED 1 GALLAGHER ARTHUR J & CO COM 363576109 424 17,385 DEFINED 1 GAMESTOP CORP NEW CL A 36467W109 819 43,648 DEFINED 1 GANNETT INC COM 364730101 384 28,564 DEFINED 1 GAP INC DEL COM 364760108 3,629 182,434 DEFINED 1 GENERAL ELECTRIC CO COM 369604103 31,917 2,214,886 DEFINED 1 GENERAL ELECTRIC CO. COM 369604103 833 57,774 SH DEFINED 2 57,774 GENERAL MLS INC COM 370334104 1,729 48,700 DEFINED 1 GEN-PROBE INC NEW COM 36866T103 454 10,000 DEFINED 1
Page 6 GENWORTH FINL INC COM CL A 37247D106 244 18,700 DEFINED 1 GENZYME CORP COM 372917104 1,931 37,308 DEFINED 1 GERDAU AMERISTEEL CORP COM 37373P105 902 82,750 DEFINED 1 GERDAU S A SPONSORED ADR 373737105 7,883 599,500 DEFINED 1 GILEAD SCIENCES INC COM 375558103 8,765 255,306 DEFINED 1 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 1,864 153,800 DEFINED 1 GOLDCORP INC NEW COM 380956409 3,110 70,604 DEFINED 1 GOLDMAN SACHS GROUP INC COM 38141G104 21,324 162,591 DEFINED 1 GOODYEAR TIRE & RUBR CO COM 382550101 727 73,100 DEFINED 1 GOOGLE INC CL A 38259P508 14,257 32,038 DEFINED 1 GREAT PLAINS ENERGY INC COM 391164100 11,738 689,680 DEFINED 1 GROUPE CGI INC CL A SUB VTG 39945C109 1,251 83,779 DEFINED 1 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 468 26,787 DEFINED 1 H&R BLOCK, INC. COM 093671105 9,709 618,803 SH DEFINED 2 618,803 HALLIBURTON CO COM 406216101 1,349 54,920 DEFINED 1 HARLEY DAVIDSON INC COM 412822108 300 13,500 DEFINED 1 HARRIS CORP DEL COM 413875105 1,410 33,910 DEFINED 1 HARSCO CORP COM 415864107 464 19,750 DEFINED 1 HARTFORD FINL SVCS GROUP INC COM 416515104 365 16,400 DEFINED 1 HCP INC COM 40414L109 792 24,500 DEFINED 1 HDFC BANK LTD ADR REPS 3 SHS 40415F101 608 4,250 DEFINED 1 HEALTH MGMT ASSOC INC NEW CL A 421933102 632 81,050 DEFINED 1 HECLA MNG CO COM 422704106 2,860 547,877 DEFINED 1 HEINZ H J CO COM 423074103 12,874 298,000 DEFINED 1 HELICOS BIOSCIENCES CORP COM 42326R109 79 174,772 DEFINED 1 HELMERICH & PAYNE INC COM 423452101 406 10,848 DEFINED 1 HERSHEY CO COM 427866108 13,986 289,862 DEFINED 1 HESS CORP COM 42809H107 1,789 35,530 DEFINED 1 HEWLETT PACKARD CO COM 428236103 19,749 455,791 DEFINED 1 HIGHWOODS PPTYS INC COM 431284108 7,844 282,970 DEFINED 1 HOLOGIC INC COM 436440101 1,299 93,290 DEFINED 1 HOME DEPOT INC COM 437076102 13,419 478,724 DEFINED 1 HONEYWELL INTERNATIONAL, INC. COM 438516106 911 23,332 SH DEFINED 2 23,332 HONEYWELL INTL INC COM 438516106 13,124 336,252 DEFINED 1 HORMEL FOODS CORP COM 440452100 1,365 33,512 DEFINED 1 HOSPIRA INC COM 441060100 3,624 63,337 DEFINED 1 HOST HOTELS & RESORTS INC COM 44107P104 22,248 1,649,226 DEFINED 1 HUDSON CITY BANCORP COM 443683107 3,445 278,237 DEFINED 1 HUDSON CITY BANCORP., INC. COM 443683107 11,711 956,789 SH DEFINED 2 956,789 HUMAN GENOME SCIENCES INC COM 444903108 983 41,748 DEFINED 1 HUMANA INC COM 444859102 1,039 22,763 DEFINED 1 HUNTSMAN CORP COM 447011107 262 30,196 DEFINED 1 HYATT HOTELS CORP COM CL A 448579102 4,859 131,000 DEFINED 1 IAMGOLD CORP COM 450913108 378 21,367 DEFINED 1 ICICI BK LTD ADR 45104G104 5,186 143,500 DEFINED 1 ILLINOIS TOOL WKS INC COM 452308109 2,442 57,984 DEFINED 1
Page 7 ILLUMINA INC COM 452327109 958 22,000 DEFINED 1 INCYTE CORP COM 45337C102 442 40,000 DEFINED 1 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 6,230 103,900 DEFINED 1 INTEGRYS ENERGY GROUP INC COM 45822P105 1,812 41,123 DEFINED 1 INTEL CORP COM 458140100 18,951 972,832 DEFINED 1 INTEL CORP. COM 458140100 1,181 60,695 SH DEFINED 2 60,695 INTERCONTINENTALEXCHANGE INC COM 45865V100 497 4,400 DEFINED 1 INTERMUNE INC COM 45884X103 243 26,000 DEFINED 1 INTERNATIONAL BUSINESS MACHS COM 459200101 25,000 202,377 DEFINED 1 INTERNATIONAL GAME TECHNOLOG COM 459902102 10,177 646,159 DEFINED 1 INTERPUBLIC GROUP COS INC COM 460690100 1,321 180,686 DEFINED 1 INTL PAPER CO COM 460146103 3,806 167,646 DEFINED 1 INTUIT COM 461202103 3,342 96,290 DEFINED 1 INTUITIVE SURGICAL INC COM NEW 46120E602 832 2,600 DEFINED 1 INVESCO LTD SHS G491BT108 372 21,600 DEFINED 1 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 499 47,600 DEFINED 1 ISHARES INC MSCI SINGAPORE 464286673 689 61,200 DEFINED 1 ISHARES INC MSCI TAIWAN 464286731 828 73,900 DEFINED 1 ISHARES INC MSCI MEX INVEST 464286822 1,501 31,200 DEFINED 1 ISHARES INC MSCI BRAZIL 464286400 4,002 64,727 DEFINED 1 ISHARES INC MSCI PAC J IDX 464286665 12,406 347,020 DEFINED 1 ISHARES INC MSCI S KOREA 464286772 26,178 585,500 DEFINED 1 ISHARES SILVER TRUST ISHARES 46428Q109 1,622 89,000 DEFINED 1 ISHARES TR DJ OIL&GAS EXP 464288851 1,348 27,707 DEFINED 1 ISHARES TR HIGH YLD CORP 464288513 2,792 32,900 DEFINED 1 ISHARES TR INDEX S&P LTN AM 40 464287390 1,162 28,055 DEFINED 1 ISHARES TR INDEX DJ US TECH SEC 464287721 1,632 31,627 DEFINED 1 ISHARES TR INDEX S&P 100 IDX FD 464287101 1,639 34,971 DEFINED 1 ISHARES TR INDEX S&P GBL INF 464287291 1,850 37,205 DEFINED 1 ISHARES TR INDEX DJ US FINL SEC 464287788 2,284 46,100 DEFINED 1 ISHARES TR INDEX S&P 500 INDEX 464287200 2,629 25,412 DEFINED 1 ISHARES TR INDEX S&P MIDCAP 400 464287507 5,349 75,217 DEFINED 1 ISHARES TR INDEX IBOXX INV CPBD 464287242 10,325 95,320 DEFINED 1 ISHARES TR INDEX DJ US BAS MATL 464287838 16,062 300,000 DEFINED 1 ISHARES TR INDEX MSCI EMERG MKT 464287234 39,905 1,069,844 DEFINED 1 ISHARES TR INDEX DJ US REAL EST 464287739 205,364 4,350,000 DEFINED 1 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 8,302 452,565 DEFINED 1 ITAU UNIBANCO HOLDING SA SPONSORED ADR 465562106 2,671 148,297 SH DEFINED 2 148,297 ITAU UNIBANCO HOLDING SA SPONSORED ADR 465562114 504 28,000 SH DEFINED 2 28,000 ITRON INC COM 465741106 424 6,865 DEFINED 1 ITT CORP NEW COM 450911102 5,503 120,947 DEFINED 1 IVANHOE MINES LTD COM 46579N103 390 29,900 DEFINED 1 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 515 110,900 DEFINED 1 JABIL CIRCUIT INC COM 466313103 12,734 947,500 DEFINED 1 JACOBS ENGR GROUP INC DEL COM 469814107 3,605 97,370 DEFINED 1 JARDEN CORP COM 471109108 882 32,502 DEFINED 1 JC PENNEY CO., INC. COM 708160106 953 44,383 SH DEFINED 2 44,383
Page 8 JEFFERIES GROUP INC NEW COM 472319102 624 29,549 DEFINED 1 JOHNSON & JOHNSON COM 478160104 27,782 470,487 DEFINED 1 JOHNSON & JOHNSON COM 478160104 1,217 20,604 SH DEFINED 2 20,604 JOHNSON CTLS INC COM 478366107 2,326 86,270 DEFINED 1 JONES LANG LASALLE INC COM 48020Q107 857 12,870 DEFINED 1 JOY GLOBAL INC COM 481165108 381 7,600 DEFINED 1 JPMORGAN CHASE & CO COM 46625H100 32,716 895,590 DEFINED 1 JUNIPER NETWORKS INC COM 48203R104 854 36,860 DEFINED 1 KBR INC COM 48242W106 465 22,553 DEFINED 1 KELLOGG CO COM 487836108 658 13,077 DEFINED 1 KEYCORP NEW COM 493267108 252 32,800 DEFINED 1 KIMBERLY CLARK CORP COM 494368103 9,436 155,350 DEFINED 1 KIMBERLY-CLARK CORP. COM 494368103 16,455 271,399 SH DEFINED 2 271,399 KIMCO REALTY CORP COM 49446R109 2,274 169,599 DEFINED 1 KINDER MORGAN ENERGY PARTNERS LP UT LTD PARTNER 494550106 8,524 131,023 SH DEFINED 2 131,023 KING PHARMACEUTICALS INC COM 495582108 96 12,670 DEFINED 1 KINROSS GOLD CORP COM NO PAR 496902404 756 44,329 DEFINED 1 KOHLS CORP COM 500255104 5,262 108,742 DEFINED 1 KRAFT FOODS INC CL A 50075N104 21,786 778,078 DEFINED 1 KRAFT FOODS, INC. COM 50075N104 15,830 565,360 SH DEFINED 2 565,360 KROGER CO COM 501044101 1,177 59,800 DEFINED 1 KT CORP SPONSORED ADR 48268K101 954 49,500 DEFINED 1 LABORATORY CORP AMER HLDGS COM NEW 50540R409 511 6,700 DEFINED 1 LADENBURG THALMAN FIN SVCS I COM 50575Q102 2,890 2,293,804 DEFINED 1 LAS VEGAS SANDS CORP COM 517834107 727 32,850 DEFINED 1 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 1,640 78,000 DEFINED 1 LAUDER ESTEE COS INC CL A 518439104 1,694 30,188 DEFINED 1 LEGGETT & PLATT INC COM 524660107 339 16,900 DEFINED 1 LEGGETT & PLATT, INC. COM 524660107 6,540 326,028 SH DEFINED 2 326,028 LENNAR CORP CL A 526057104 531 37,260 DEFINED 1 LEXMARK INTL NEW CL A 529771107 557 16,502 DEFINED 1 LG DISPLAY CO LTD SPONS ADR REP 50186V102 294 18,263 DEFINED 1 LIBERTY GLOBAL INC COM SER A 530555101 315 12,100 DEFINED 1 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 296 28,100 DEFINED 1 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 11,920 230,294 DEFINED 1 LIBERTY PPTY TR SH BEN INT 531172104 11,459 391,880 DEFINED 1 LIFE TECHNOLOGIES CORP COM 53217V109 3,267 68,830 DEFINED 1 LILLY ELI & CO COM 532457108 2,088 62,280 DEFINED 1 LIMITED BRANDS INC COM 532716107 983 44,540 DEFINED 1 LINCOLN NATL CORP IND COM 534187109 206 8,460 DEFINED 1 LINEAR TECHNOLOGY CORP COM 535678106 843 30,016 DEFINED 1 LINEAR TECHNOLOGY CORP. COM 535678106 974 35,010 SH DEFINED 2 35,010 LOEWS CORP COM 540424108 1,805 54,249 DEFINED 1 LORILLARD INC COM 544147101 1,683 23,393 DEFINED 1 LORILLARD, INC. COM 544147101 8,145 113,152 SH DEFINED 2 113,152 LOWES COS INC COM 548661107 2,028 99,217 DEFINED 1 LSI CORPORATION COM 502161102 87 18,500 DEFINED 1
Page 9 LUBRIZOL CORP COM 549271104 1,599 19,882 DEFINED 1 MACERICH CO COM 554382101 18,925 506,833 DEFINED 1 MACK CALI RLTY CORP COM 554489104 1,764 59,350 DEFINED 1 MACYS INC COM 55616P104 10,448 585,317 DEFINED 1 MARATHON OIL CORP COM 565849106 1,724 54,914 DEFINED 1 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2,344 45,086 DEFINED 1 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 3,492 78,073 DEFINED 1 MARKET VECTORS GOLD MINERS ETF ETP 57060U100 3,001 57,756 SH DEFINED 2 57,756 MARRIOTT INTL INC NEW CL A 571903202 2,249 75,269 DEFINED 1 MARSHALL & ILSLEY CORP NEW COM 571837103 176 24,500 DEFINED 1 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2,958 187,702 DEFINED 1 MASTERCARD INC CL A 57636Q104 1,338 6,700 DEFINED 1 MATTEL INC COM 577081102 3,398 160,278 DEFINED 1 MCAFEE INC COM 579064106 255 8,300 DEFINED 1 MCCORMICK & CO INC COM NON VTG 579780206 338 8,900 DEFINED 1 MCDERMOTT INTL INC COM 580037109 352 16,254 DEFINED 1 MCDONALDS CORP COM 580135101 2,465 37,027 DEFINED 1 MCDONALD'S CORP. COM 580135101 12,084 183,446 SH DEFINED 2 183,446 MCGRAW HILL COS INC COM 580645109 802 28,524 DEFINED 1 MCKESSON CORP COM 58155Q103 5,249 78,208 DEFINED 1 MEAD JOHNSON NUTRITION CO COM 582839106 810 16,100 DEFINED 1 MEADWESTVACO CORP COM 583334107 2,301 103,635 DEFINED 1 MECHEL OAO SPONSORED ADR 583840103 3,850 212,695 DEFINED 1 MECHEL OAO SPON ADR PFD 583840509 6,930 1,000,000 DEFINED 1 MECHEL OAO SPONSORED ADR 583840103 16,469 907,901 SH DEFINED 2 907,901 MEDCO HEALTH SOLUTIONS INC COM 58405U102 18,898 343,095 DEFINED 1 MEDTRONIC INC COM 585055106 3,639 100,288 DEFINED 1 MERCK & CO INC NEW COM 58933Y105 42,935 1,228,116 DEFINED 1 MERCK & CO., INC. COM 58933Y105 11,811 337,755 SH DEFINED 2 337,755 METLIFE INC COM 59156R108 1,792 47,505 DEFINED 1 MGM MIRAGE COM 552953101 343 35,700 DEFINED 1 MICRON TECHNOLOGY INC COM 595112103 631 74,260 DEFINED 1 MICROSOFT CORP COM 594918104 47,957 2,081,461 DEFINED 1 MINDRAY MEDICAL INTL LTD SPONSORED ADR 602675100 275 8,739 SH DEFINED 2 8,739 MINDRAY MEDICAL INTL LTD SPONSORED ADR 602675100 245 7,800 SH DEFINED 3 7,800 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 3,534 112,400 DEFINED 1 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 4,755 248,152 DEFINED 1 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 18,072 943,200 SH DEFINED 2 943,200 MOHAWK INDS INC COM 608190104 296 6,300 DEFINED 1 MOLSON COORS BREWING CO CL B 60871R209 4,058 95,801 DEFINED 1 MONSANTO CO NEW COM 61166W101 5,212 111,985 DEFINED 1 MOODYS CORP COM 615369105 1,008 50,620 DEFINED 1 MORGAN STANLEY COM NEW 617446448 1,262 53,910 DEFINED 1 MORGAN STANLEY CHINA A SH FD COM 617468103 6,122 240,180 DEFINED 1 MOSAIC CO COM 61945A107 1,563 40,172 DEFINED 1 MOTOROLA INC COM 620076109 1,054 161,730 DEFINED 1
Page 10 MYLAN INC COM 628530107 2,593 151,118 DEFINED 1 NABORS INDUSTRIES LTD SHS G6359F103 2,415 136,926 DEFINED 1 NASDAQ OMX GROUP INC COM 631103108 1,162 64,350 DEFINED 1 NATIONAL OILWELL VARCO INC COM 637071101 18,337 554,490 DEFINED 1 NATIONAL SEMICONDUCTOR CORP COM 637640103 1,106 81,547 DEFINED 1 NATIONWIDE HEALTH PPTYS INC COM 638620104 10,906 301,760 DEFINED 1 NETAPP INC COM 64110D104 399 10,419 DEFINED 1 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 799 8,400 DEFINED 1 NEWELL RUBBERMAID INC COM 651229106 472 32,220 DEFINED 1 NEWFIELD EXPL CO COM 651290108 499 10,046 DEFINED 1 NEWMONT MINING CORP COM 651639106 3,618 58,602 DEFINED 1 NEWS CORP CL A 65248E104 3,976 331,042 DEFINED 1 NEXEN INC COM 65334H102 12,522 636,608 DEFINED 1 NEXSTAR BROADCASTING GROUP I CL A 65336K103 677 150,000 DEFINED 1 NEXTERA ENERGY INC COM 65339F101 2,025 41,530 DEFINED 1 NICE SYS LTD SPONSORED ADR 653656108 310 12,300 DEFINED 1 NICOR INC COM 654086107 268 6,609 DEFINED 1 NII HLDGS INC CL B NEW 62913F201 1,020 31,371 DEFINED 1 NIKE INC CL B 654106103 3,557 52,121 DEFINED 1 NISOURCE INC COM 65473P105 2,167 149,146 DEFINED 1 NOBLE ENERGY INC COM 655044105 370 6,076 DEFINED 1 NORDSTROM INC COM 655664100 799 24,360 DEFINED 1 NORFOLK SOUTHERN CORP COM 655844108 645 12,150 DEFINED 1 NORTHERN TR CORP COM 665859104 634 13,535 DEFINED 1 NOVARTIS AG SPONSORED ADR 66987V109 10,701 221,468 SH DEFINED 2 221,468 NRG ENERGY INC COM NEW 629377508 1,216 57,350 DEFINED 1 NUCOR CORP COM 670346105 1,402 36,259 DEFINED 1 NUCOR CORP. COM 670346105 830 21,681 SH DEFINED 2 21,681 NYSE EURONEXT COM 629491101 2,375 85,395 DEFINED 1 NYSE EURONEXT COM 629491101 8,291 300,059 SH DEFINED 2 300,059 OCCIDENTAL PETE CORP DEL COM 674599105 9,256 116,907 DEFINED 1 OFFICE DEPOT INC COM 676220106 151 37,600 DEFINED 1 OIL STS INTL INC COM 678026105 551 13,598 DEFINED 1 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 60,554 639,836 DEFINED 1 OLD REP INTL CORP COM 680223104 141 11,600 DEFINED 1 OMNICOM GROUP INC COM 681919106 1,373 39,504 DEFINED 1 ONEOK INC NEW COM 682680103 409 9,462 DEFINED 1 ORACLE CORP COM 68389X105 32,284 1,502,994 DEFINED 1 ORIENT-EXPRESS HOTELS LTD CL A G67743107 253 34,129 DEFINED 1 ORMAT TECHNOLOGIES INC COM 686688102 689 24,480 DEFINED 1 OSHKOSH CORP COM 688239201 289 9,264 DEFINED 1 OWENS CORNING NEW COM 690742101 419 14,088 DEFINED 1 OWENS ILL INC COM NEW 690768403 377 14,200 DEFINED 1 PACCAR INC COM 693718108 815 19,900 DEFINED 1 PACKAGING CORP AMER COM 695156109 14,587 661,232 DEFINED 1 PACTIV CORP COM 695257105 511 18,202 DEFINED 1 PAN AMERICAN SILVER CORP COM 697900108 349 13,700 DEFINED 1
Page 11 PARTNERRE LTD COM G6852T105 499 7,100 DEFINED 1 PAYCHEX INC COM 704326107 232 8,900 DEFINED 1 PEABODY ENERGY CORP COM 704549104 13,232 338,150 DEFINED 1 PEBBLEBROOK HOTEL TR COM 70509V100 685 36,300 DEFINED 1 PENTAIR INC COM 709631105 822 25,525 DEFINED 1 PEPSICO INC COM 713448108 22,714 372,490 DEFINED 1 PERRIGO CO COM 714290103 758 12,800 DEFINED 1 PETROLEO BRASILEIRO SA SPONSORED ADR 71654V101 2,201 73,851 SH DEFINED 2 73,851 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 6,196 180,544 DEFINED 1 PETSMART INC COM 716768106 1,054 34,891 DEFINED 1 PFIZER INC COM 717081103 32,554 2,278,118 DEFINED 1 PFIZER, INC. COM 717081103 16,916 1,186,226 SH DEFINED 2 1,186,226 PHILIP MORRIS INTL INC COM 718172109 12,798 279,196 SH DEFINED 2 279,196 PHILIP MORRIS INTL INC COM 718172109 25,299 548,676 DEFINED 1 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 389 7,600 DEFINED 1 PINNACLE WEST CAP CORP COM 723484101 1,167 32,070 DEFINED 1 PIONEER NAT RES CO COM 723787107 501 8,300 DEFINED 1 PITNEY BOWES INC COM 724479100 15,062 684,938 DEFINED 1 PITNEY BOWES, INC. COM 724479100 16,811 765,548 SH DEFINED 2 765,548 PLUM CREEK TIMBER CO INC COM 729251108 230 6,681 DEFINED 1 PNC FINL SVCS GROUP INC COM 693475105 16,767 292,768 DEFINED 1 POLO RALPH LAUREN CORP CL A 731572103 1,348 18,240 DEFINED 1 POTASH CORP SASK INC COM 73755L107 1,862 21,105 DEFINED 1 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 781 36,140 DEFINED 1 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 266 14,736 DEFINED 1 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 299 12,500 DEFINED 1 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 1,270 30,092 DEFINED 1 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 2,100 90,718 DEFINED 1 PPL CORP COM 69351T106 838 33,555 DEFINED 1 PPL CORP. COM 69351T106 8,386 336,098 SH DEFINED 2 336,098 PRAXAIR INC COM 74005P104 725 9,548 DEFINED 1 PRECISION CASTPARTS CORP COM 740189105 674 6,550 DEFINED 1 PRICE T ROWE GROUP INC COM 74144T108 511 11,500 DEFINED 1 PRICELINE COM INC COM NEW 741503403 1,818 10,211 DEFINED 1 PRINCIPAL FINL GROUP INC COM 74251V102 349 14,900 DEFINED 1 PROCTER & GAMBLE CO COM 742718109 57,242 956,100 DEFINED 1 PROCTER & GAMBLE CO. COM 742718109 978 16,302 SH DEFINED 2 16,302 PROGRESS ENERGY INC COM 743263105 948 24,064 DEFINED 1 PROGRESSIVE CORP OHIO COM 743315103 2,319 123,789 DEFINED 1 PROLOGIS SH BEN INT 743410102 8,291 818,420 DEFINED 1 PRUDENTIAL FINL INC COM 744320102 3,545 65,649 DEFINED 1 PUBLIC STORAGE COM 74460D109 10,663 121,351 DEFINED 1 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1,798 57,368 DEFINED 1 PULTE GROUP INC COM 745867101 91 11,033 DEFINED 1 QLOGIC CORP COM 747277101 778 46,676 DEFINED 1 QUALCOMM INC COM 747525103 20,827 633,421 DEFINED 1 QUANTA SVCS INC COM 74762E102 11,587 561,925 DEFINED 1
Page 12 QUEST DIAGNOSTICS INC COM 74834L100 497 10,000 DEFINED 1 QWEST COMMUNICATIONS INTL IN COM 749121109 2,734 520,694 DEFINED 1 RANGE RES CORP COM 75281A109 816 20,400 DEFINED 1 RAYONIER INC COM 754907103 896 20,358 DEFINED 1 RAYONIER, INC. REIT 754907103 7,089 161,035 SH DEFINED 2 161,035 RED HAT INC COM 756577102 1,119 38,532 DEFINED 1 REGENCY CTRS CORP COM 758849103 12,326 357,581 DEFINED 1 REGIONS FINANCIAL CORP NEW COM 7591EP100 455 68,560 DEFINED 1 REINSURANCE GROUP AMER INC COM NEW 759351604 13,676 299,396 DEFINED 1 RENAISSANCERE HOLDINGS LTD COM G7496G103 540 9,600 DEFINED 1 REPUBLIC SVCS INC COM 760759100 264 8,900 DEFINED 1 RESEARCH IN MOTION LTD COM 760975102 173,053 3,508,067 DEFINED 1 REYNOLDS AMERICAN INC COM 761713106 5,680 108,067 DEFINED 1 REYNOLDS AMERICAN, INC. COM 761713106 12,249 235,014 SH DEFINED 2 235,014 RIGEL PHARMACEUTICALS INC COM NEW 766559603 216 30,000 DEFINED 1 ROCKWELL COLLINS INC COM 774341101 542 10,200 DEFINED 1 ROPER INDS INC NEW COM 776696106 2,421 43,283 DEFINED 1 ROSS STORES INC COM 778296103 4,031 75,571 DEFINED 1 ROWAN COS INC COM 779382100 2,530 113,556 DEFINED 1 SAFEWAY INC COM NEW 786514208 1,686 85,870 DEFINED 1 SALESFORCE COM INC COM 79466L302 463 5,400 DEFINED 1 SANDISK CORP COM 80004C101 957 22,640 DEFINED 1 SARA LEE CORP COM 803111103 5,283 374,699 DEFINED 1 SARA LEE CORP. COM 803111103 8,461 600,072 SH DEFINED 2 600,072 SASOL LTD SPONSORED ADR 803866300 614 17,400 DEFINED 1 SCHLUMBERGER LTD COM 806857108 18,612 333,076 DEFINED 1 SCHWAB CHARLES CORP NEW COM 808513105 720 49,900 DEFINED 1 SEALED AIR CORP NEW COM 81211K100 486 24,673 DEFINED 1 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1,109 39,900 DEFINED 1 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4,220 306,000 DEFINED 1 SEMPRA ENERGY COM 816851109 2,492 52,842 DEFINED 1 SHANDA GAMES LTD SP ADR REPTG A 81941U105 353 60,400 DEFINED 1 SIGMA ALDRICH CORP COM 826552101 971 19,370 DEFINED 1 SILGAN HOLDINGS INC COM 827048109 11,804 415,503 DEFINED 1 SIMON PPTY GROUP INC NEW COM 828806109 38,663 480,282 DEFINED 1 SL GREEN RLTY CORP COM 78440X101 11,729 212,600 DEFINED 1 SLM CORP COM 78442P106 542 52,000 DEFINED 1 SMITH INTL INC COM 832110100 593 15,600 DEFINED 1 SNAP-ON, INC. COM 833034101 601 14,698 SH DEFINED 2 14,698 SOUTHERN CO COM 842587107 11,030 331,323 DEFINED 1 SOUTHERN CO. COM 842587107 12,935 388,664 SH DEFINED 2 388,664 SOUTHWEST AIRLS CO COM 844741108 142 12,630 DEFINED 1 SOUTHWESTERN ENERGY CO COM 845467109 1,097 28,400 DEFINED 1 SPANSION INC COM CL A NEW 84649R200 12,867 787,472 DEFINED 1 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 880 9,000 DEFINED 1 SPDR GOLD TRUST GOLD SHS 78463V107 1,821 14,966 DEFINED 1
Page 13 SPDR GOLD TRUST ETP 78463V107 4,263 35,037 SH DEFINED 2 35,037 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 565 25,000 DEFINED 1 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 610 10,386 DEFINED 1 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 148,076 1,434,706 DEFINED 1 SPDR SERIES TRUST SPDR KBW INS ETF 78464A789 3,563 100,000 DEFINED 1 SPDR SERIES TRUST OILGAS EQUIP 78464A748 7,515 300,000 DEFINED 1 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 11,525 500,000 DEFINED 1 SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 16,037 700,000 DEFINED 1 SPDR SERIES TRUST S&P METALS MNG 78464A755 51,491 1,100,000 DEFINED 1 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 87,032 2,200,000 DEFINED 1 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 227,363 6,370,500 DEFINED 1 SPECTRA ENERGY CORP COM 847560109 2,386 118,873 DEFINED 1 SPECTRA ENERGY CORP. COM 847560109 8,590 428,003 SH DEFINED 2 428,003 SPRINT NEXTEL CORP COM SER 1 852061100 12,302 2,908,227 DEFINED 1 ST JUDE MED INC COM 790849103 14,990 414,190 DEFINED 1 STAPLES INC COM 855030102 360 18,900 DEFINED 1 STARBUCKS CORP COM 855244109 2,817 113,597 DEFINED 1 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 9,807 229,400 DEFINED 1 STATE STR CORP COM 857477103 1,916 56,609 DEFINED 1 STERLITE INDS INDIA LTD ADS 859737207 623 43,800 DEFINED 1 STRYKER CORP COM 863667101 202 4,000 DEFINED 1 SUNCOR ENERGY INC NEW COM 867224107 16,115 547,388 DEFINED 1 SUNOCO INC COM 86764P109 547 15,600 DEFINED 1 SUNPOWER CORP COM CL A 867652109 1,407 116,355 DEFINED 1 SUNTECH PWR HLDGS CO LTD ADR 86800C104 1,866 201,700 DEFINED 1 SUNTRUST BKS INC COM 867914103 607 26,110 DEFINED 1 SUPERIOR ENERGY SVCS INC COM 868157108 906 48,430 DEFINED 1 SUPERMEDIA INC COM 868447103 1,873 102,374 DEFINED 1 SYMANTEC CORP COM 871503108 720 51,800 DEFINED 1 SYNOPSYS INC COM 871607107 616 29,518 DEFINED 1 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 16,442 1,684,682 SH DEFINED 2 1,684,682 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,214 124,608 DEFINED 1 TALISMAN ENERGY INC COM 87425E103 407 26,768 DEFINED 1 TANGER FACTORY OUTLET CTRS I COM 875465106 6,121 147,920 DEFINED 1 TARGET CORP COM 87612E106 7,022 142,813 DEFINED 1 TATA MTRS LTD SPONSORED ADR 876568502 657 38,220 DEFINED 1 TAUBMAN CTRS INC COM 876664103 7,294 194,040 DEFINED 1 TECK RESOURCES LTD CL B 878742204 526 17,467 DEFINED 1 TECO ENERGY INC COM 872375100 460 30,276 DEFINED 1 TELE NORTE LESTE PARTICIPACOES SA SPONSORED ADR 879246106 592 39,574 SH DEFINED 2 39,574 TEMPLE INLAND INC COM 879868107 561 27,164 DEFINED 1 TEMPUR PEDIC INTL INC COM 88023U101 216 7,040 DEFINED 1 TENARIS SA SPONSORED ADR 88031M109 969 28,000 SH DEFINED 2 28,000 TERADATA CORP DEL COM 88076W103 693 22,730 DEFINED 1 TERNIUM SA SPONSORED ADR 880890108 723 21,953 SH DEFINED 2 21,953 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 4,291 82,479 DEFINED 1
Page 14 TEVA PHARMACEUTICAL INDUSTRIES LTD. SPONSORED ADR 881624209 650 12,498 SH DEFINED 2 12,498 TEXAS INSTRS INC COM 882508104 3,866 166,122 DEFINED 1 THERMO FISHER SCIENTIFIC INC COM 883556102 19,648 400,576 DEFINED 1 THOMAS & BETTS CORP COM 884315102 748 21,562 DEFINED 1 TIFFANY & CO NEW COM 886547108 1,019 26,244 DEFINED 1 TIME WARNER CABLE INC COM 88732J207 1,172 21,825 DEFINED 1 TIME WARNER INC COM NEW 887317303 9,449 326,407 DEFINED 1 TIMKEN CO COM 887389104 597 22,970 DEFINED 1 TJX COS INC NEW COM 872540109 3,774 90,006 DEFINED 1 TOTAL SYS SVCS INC COM 891906109 808 59,295 DEFINED 1 TRANSALTA CORP COM 89346D107 15,912 860,132 DEFINED 1 TRANSDIGM GROUP INC COM 893641100 12,290 240,184 DEFINED 1 TRAVELERS COMPANIES INC COM 89417E109 5,722 116,158 DEFINED 1 TRAVELERS COS, INC./THE COM 89417E109 1,295 26,295 SH DEFINED 2 26,295 TRINA SOLAR LIMITED SPON ADR 89628E104 194 11,100 DEFINED 1 UAL CORP COM NEW 902549807 258 12,326 DEFINED 1 UDR INC COM 902653104 9,876 516,234 DEFINED 1 UGI CORP NEW COM 902681105 348 13,676 DEFINED 1 ULTRA PETROLEUM CORP COM 903914109 350 7,900 DEFINED 1 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 2,402 49,828 DEFINED 1 UNION PAC CORP COM 907818108 15,441 219,272 DEFINED 1 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 40 13,800 DEFINED 1 UNITED PARCEL SERVICE INC CL B 911312106 16,189 284,010 DEFINED 1 UNITED STATES NATL GAS FUND UNIT 912318102 4,504 584,152 DEFINED 1 UNITED STATES OIL FUND LP UNITS 91232N108 861 25,300 DEFINED 1 UNITED STATES STL CORP NEW COM 912909108 9,807 255,191 DEFINED 1 UNITED TECHNOLOGIES CORP COM 913017109 17,697 272,730 DEFINED 1 UNITEDHEALTH GROUP INC COM 91324P102 7,792 274,071 DEFINED 1 UNIVERSAL HLTH SVCS INC CL B 913903100 10,968 282,610 DEFINED 1 UNUM GROUP COM 91529Y106 2,967 136,926 DEFINED 1 URBAN OUTFITTERS INC COM 917047102 13,772 393,490 DEFINED 1 URS CORP NEW COM 903236107 826 20,996 DEFINED 1 US BANCORP DEL COM NEW 902973304 5,081 227,126 DEFINED 1 V F CORP COM 918204108 303 4,200 DEFINED 1 VALE S A ADR 91912E105 9,970 407,360 DEFINED 1 VALE SA SPONSORED ADR 91912E105 1,209 49,660 SH DEFINED 2 49,660 VALEANT PHARMACEUTICALS INTL COM 91911X104 295 5,630 DEFINED 1 VALERO ENERGY CORP NEW COM 91913Y100 1,049 58,400 DEFINED 1 VALIDUS HOLDINGS LTD COM SHS G9319H102 298 12,200 DEFINED 1 VARIAN MED SYS INC COM 92220P105 1,022 19,540 DEFINED 1 VENTAS INC COM 92276F100 15,993 336,630 DEFINED 1 VERISK ANALYTICS INC CL A 92345Y106 301 10,000 DEFINED 1 VERIZON COMMUNICATIONS INC COM 92343V104 12,571 448,648 DEFINED 1 VERTEX PHARMACEUTICALS INC COM 92532F100 660 20,035 DEFINED 1 VIACOM INC NEW CL B 92553P201 3,936 125,474 DEFINED 1 VIMPELCOM LTD SPONSORED ADR 92719A106 39,444 2,436,347 DEFINED 1
Page 15 VIMPELCOM LTD. SPONSORED ADR 92719A106 7,741 478,400 SH DEFINED 2 478,400 VISIONCHINA MEDIA INC SPONS ADR 92833U103 149 49,500 DEFINED 1 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 2,947 114,300 DEFINED 1 VMWARE INC CL A COM 928563402 1,280 20,432 DEFINED 1 VORNADO RLTY TR SH BEN INT 929042109 30,992 416,448 DEFINED 1 WABCO HLDGS INC COM 92927K102 13,126 412,377 DEFINED 1 WAL MART STORES INC COM 931142103 41,728 868,077 DEFINED 1 WALGREEN CO COM 931422109 6,125 229,834 DEFINED 1 WALTER ENERGY INC COM 93317Q105 508 8,272 DEFINED 1 WASHINGTON POST CO CL B 939640108 662 1,612 DEFINED 1 WASTE MANAGEMENT, INC. COM 94106L109 10,689 341,612 SH DEFINED 2 341,612 WASTE MGMT INC DEL COM 94106L109 804 25,704 DEFINED 1 WATERS CORP COM 941848103 1,337 20,164 DEFINED 1 WATSCO INC COM 942622200 13,805 237,238 DEFINED 1 WATSON PHARMACEUTICALS INC COM 942683103 209 5,102 DEFINED 1 WEINGARTEN RLTY INVS SH BEN INT 948741103 525 27,536 DEFINED 1 WELLPOINT INC COM 94973V107 3,439 70,329 DEFINED 1 WELLS FARGO & CO NEW COM 949746101 25,616 1,001,007 DEFINED 1 WESCO INTL INC COM 95082P105 537 15,936 DEFINED 1 WESTERN DIGITAL CORP COM 958102105 2,409 79,867 DEFINED 1 WESTERN UN CO COM 959802109 1,683 112,231 DEFINED 1 WESTWOOD ONE INC COM NEW 961815305 7,800 764,739 DEFINED 1 WEYERHAEUSER CO COM 962166104 296 8,300 DEFINED 1 WHIRLPOOL CORP COM 963320106 1,076 12,000 DEFINED 1 WHOLE FOODS MKT INC COM 966837106 677 18,550 DEFINED 1 WILLIAMS COS INC DEL COM 969457100 5,666 309,805 DEFINED 1 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 616 34,600 DEFINED 1 WYNDHAM WORLDWIDE CORP COM 98310W108 13,475 670,080 DEFINED 1 WYNN RESORTS LTD COM 983134107 465 6,100 DEFINED 1 XEROX CORP COM 984121103 2,839 352,630 DEFINED 1 XILINX INC COM 983919101 3,915 153,170 DEFINED 1 YAHOO INC COM 984332106 1,624 117,600 DEFINED 1 YAMANA GOLD INC COM 98462Y100 456 44,230 DEFINED 1 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 6,248 326,276 DEFINED 1 YUM BRANDS INC COM 988498101 246 6,300 DEFINED 1 ZIMMER HLDGS INC COM 98956P102 12,344 225,660 DEFINED 1
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