0001256949-16-000014.txt : 20160503 0001256949-16-000014.hdr.sgml : 20160503 20160503191318 ACCESSION NUMBER: 0001256949-16-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160502 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORMFACTOR INC CENTRAL INDEX KEY: 0001039399 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 133711155 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 BUSINESS PHONE: 9252433522 MAIL ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUDWIG MICHAEL M CENTRAL INDEX KEY: 0001256949 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50307 FILM NUMBER: 161617011 MAIL ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 4 1 wf-form4_146231718604019.xml FORM 4 X0306 4 2016-05-02 0 0001039399 FORMFACTOR INC FORM 0001256949 LUDWIG MICHAEL M 7005 SOUTHFRONT ROAD LIVERMORE CA 94551 0 1 0 0 SR VP, CFO Common Stock 2016-05-02 4 M 0 63600 0 A 210037 D Common Stock 2016-05-03 4 S 0 24524 7.1384 D 185513 D Performance Shares 0.0 2016-05-02 4 M 0 63600 0 D Common Stock 63600.0 0 D Represents the amount of performance-based restricted stock units (granted in May 2014) that were determined to be earned based on TSR for the two-year performance period ended March 31, 2016, as previously reported on a Form 4. These units are fully vested, and the underlying shares were released on May 2, 2016. Represents vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units. Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $7.138222 through $7.15. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. THE CONFIRMING STATEMENT GRANTING THE ATTORNEY-IN-FACT THE AUTHORITY TO EXECUTE AND FILE THIS FORM 4 HAS BEEN PREVIOUSLY FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION. By: /s/ Jason Cohen, Attorney-in-Fact For: Michael M. Ludwig 2016-05-03