0001415889-20-002493.txt : 20201026 0001415889-20-002493.hdr.sgml : 20201026 20201026165418 ACCESSION NUMBER: 0001415889-20-002493 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201023 FILED AS OF DATE: 20201026 DATE AS OF CHANGE: 20201026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Welborn Wesley Miller CENTRAL INDEX KEY: 0001340386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37661 FILM NUMBER: 201261281 MAIL ADDRESS: STREET 1: 6401 LEE HIGHWAY, STE B CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTFINANCIAL INC. CENTRAL INDEX KEY: 0001038773 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 621173944 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 BUSINESS PHONE: 866-290-2554 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC DATE OF NAME CHANGE: 19980402 FORMER COMPANY: FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC DATE OF NAME CHANGE: 19970507 4 1 form4-10262020_011008.xml X0306 4 2020-10-23 0001038773 SMARTFINANCIAL INC. SMBK 0001340386 Welborn Wesley Miller 5401 KINGSTON PIKE SUITE 600 KNOXVILLE TN 37919 true true false false CHAIRMAN OF THE BOARD Common Stock 2020-10-23 4 P 0 1796 14.71 A 64223 D Common Stock 14167 I By Margaret Polfrey Welborn Trust Common Stock 14167 I By Elizabeth Houston Welborn Trust Common Stock 14167 I By Ann Miller Welborn Trust Common Stock 4725 I By Spouse Stock Option 6.60 2013-03-01 2022-03-12 Common Stock 2500 2500 D Stock Option 9.48 2014-03-01 2023-03-12 Common Stock 1250 1250 D Stock Option 9.60 2015-03-01 2024-03-01 Common Stock 2500 2500 D Stock Option 15.05 2017-09-30 2025-09-30 Common Stock 1025 1025 D Fully vested. /s/ Glen Allen, Jr., Attorney-in-Fact 2020-10-26