0001340386-18-000002.txt : 20180308 0001340386-18-000002.hdr.sgml : 20180308 20180308180717 ACCESSION NUMBER: 0001340386-18-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180306 FILED AS OF DATE: 20180308 DATE AS OF CHANGE: 20180308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Welborn Wesley Miller CENTRAL INDEX KEY: 0001340386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37661 FILM NUMBER: 18677792 MAIL ADDRESS: STREET 1: 6401 LEE HIGHWAY, STE B CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTFINANCIAL INC. CENTRAL INDEX KEY: 0001038773 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 621173944 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 BUSINESS PHONE: 866-290-2554 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC DATE OF NAME CHANGE: 19980402 FORMER COMPANY: FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC DATE OF NAME CHANGE: 19970507 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-03-06 0 0001038773 SMARTFINANCIAL INC. SMBK 0001340386 Welborn Wesley Miller 5401 KINGSTON PIKE SUITE 600 KNOXVILLE TN 37919 1 1 0 0 Chairman Common Stock 52064 D Common Stock 2018-03-06 4 P 0 5000 21.7 A 14167 I By Elizabeth Houston Welborn Trust Common Stock 2018-03-06 4 P 0 5000 21.7 A 14167 I By Margaret Polfrey Welborn Trust Common Stock 2018-03-06 4 P 0 5000 21.7 A 14167 I By Ann Miller Welborn Trust Common Stock 4725 I By Spouse Stock Option (right to buy) 31.96 2009-03-01 2018-03-01 Common Stock 400 400 D Stock Option (right to buy) 14.4 2010-03-01 2019-03-01 Common Stock 513 513 D Stock Option (right to buy) 6.6 2013-03-01 2022-03-01 Common Stock 2500 2500 D Stock Option (right to buy) 9.48 2014-03-01 2023-03-01 Common Stock 1250 1250 D Stock Option (right to buy) 9.6 2015-03-01 2024-03-01 Common Stock 2500 2500 D Stock Option (right to buy) 15.05 2017-09-30 2025-09-30 Common Stock 1025 1025 D Fully vested. This stock option was granted on 09/30/2015. The stock option vests as follows: 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant. William Bettis, Attorney-in-Fact 2018-03-08