0001340386-18-000002.txt : 20180308
0001340386-18-000002.hdr.sgml : 20180308
20180308180717
ACCESSION NUMBER: 0001340386-18-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180306
FILED AS OF DATE: 20180308
DATE AS OF CHANGE: 20180308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Welborn Wesley Miller
CENTRAL INDEX KEY: 0001340386
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37661
FILM NUMBER: 18677792
MAIL ADDRESS:
STREET 1: 6401 LEE HIGHWAY, STE B
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTFINANCIAL INC.
CENTRAL INDEX KEY: 0001038773
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 621173944
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
BUSINESS PHONE: 866-290-2554
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
FORMER COMPANY:
FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC
DATE OF NAME CHANGE: 19980402
FORMER COMPANY:
FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC
DATE OF NAME CHANGE: 19970507
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-03-06
0
0001038773
SMARTFINANCIAL INC.
SMBK
0001340386
Welborn Wesley Miller
5401 KINGSTON PIKE SUITE 600
KNOXVILLE
TN
37919
1
1
0
0
Chairman
Common Stock
52064
D
Common Stock
2018-03-06
4
P
0
5000
21.7
A
14167
I
By Elizabeth Houston Welborn Trust
Common Stock
2018-03-06
4
P
0
5000
21.7
A
14167
I
By Margaret Polfrey Welborn Trust
Common Stock
2018-03-06
4
P
0
5000
21.7
A
14167
I
By Ann Miller Welborn Trust
Common Stock
4725
I
By Spouse
Stock Option (right to buy)
31.96
2009-03-01
2018-03-01
Common Stock
400
400
D
Stock Option (right to buy)
14.4
2010-03-01
2019-03-01
Common Stock
513
513
D
Stock Option (right to buy)
6.6
2013-03-01
2022-03-01
Common Stock
2500
2500
D
Stock Option (right to buy)
9.48
2014-03-01
2023-03-01
Common Stock
1250
1250
D
Stock Option (right to buy)
9.6
2015-03-01
2024-03-01
Common Stock
2500
2500
D
Stock Option (right to buy)
15.05
2017-09-30
2025-09-30
Common Stock
1025
1025
D
Fully vested.
This stock option was granted on 09/30/2015. The stock option vests as follows: 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant.
William Bettis, Attorney-in-Fact
2018-03-08