-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DeEoBqGqQP/+gJBBundExU1k802xWjiNhW3LPxOudFzgrcahMepHQwN+0e9+bXgb IC0619KoEy4vPcojRNkgLw== 0001157523-04-001249.txt : 20040212 0001157523-04-001249.hdr.sgml : 20040212 20040211182013 ACCESSION NUMBER: 0001157523-04-001249 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040212 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHAW WILLIAM / CENTRAL INDEX KEY: 0001007672 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O VOLT INFORMATION SCIENCES INC STREET 2: 1221 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020-1579 BUSINESS PHONE: 2127042435 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VOLT INFORMATION SCIENCES INC CENTRAL INDEX KEY: 0000103872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 135658129 STATE OF INCORPORATION: NY FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-02933 FILM NUMBER: 04587732 BUSINESS ADDRESS: STREET 1: 560 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-2928 BUSINESS PHONE: 2127042400 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: VOLT TECHNICAL CORP DATE OF NAME CHANGE: 19680913 SC 13G/A 1 a4569441.txt VOLT INFORMATION SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17)* Volt Information Sciences, Inc. ________________________________ (Name of Issuer) Common Stock, par value $.10 per share ______________________________________ (Title of Class of Securities) 928703 10 7 ______________ (CUSIP Number) December 31, 2003 _____________________________________________________ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. 1 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). William Shaw ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] ________________________________________________________________________________ 3. SEC Use Only _______________________________________________________________________ 4. Citizenship or Place of Organization United States of America _______________________________________________________________________ Number of 5. Sole Voting Power 3,595,239 Shares Bene- __________________________________________________________ ficially Owned 6. Shared Voting Power 0 By Each __________________________________________________________ Reporting 7. Sole Dispositive Power 3,595,239 Person With __________________________________________________________ 8. Shared Dispositive Power 0 __________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 3,595,239 ________________________________________________________________________________ 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (9) 23.6% ________________________________________________________________________________ 12. Type of Reporting Person (See Instructions) IN ________________________________________________________________________________ 2 Item 1. (a) Name of Issuer Volt Information Sciences, Inc. (b) Address of Issuer's Principal Executive Offices c/o Volt Information Sciences, Inc. 560 Lexington Avenue, 15th Floor New York, NY 10022 Item 2. (a) Name of Person Filing William Shaw (b) Address of Principal Business Office or, if none, Residence Volt Information Sciences, Inc. 560 Lexington Avenue, 15th Floor New York, NY 10022 (c) Citizenship United States of America (d) Title of Class of Securities Common Stock, par value $.10 share (e) CUSIP Number 928703 10 7 3 Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) |_| An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); (h) |_| A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Item 4. Ownership. The following is information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 3,595,239 shares. Pursuant to the rules of the Securities and Exchange Commission respecting beneficial ownership, includes 45,000 shares which were not actually outstanding, but which were issuable upon exercise of options held by the undersigned, each of which are presently exercisable in full. Such shares are also considered outstanding for the purpose of computing the "Percent of Class" below. Also includes (i) 1,500,000 shares owned by the undersigned as trustee under a trust for his benefit, (ii) 2,400.6739 shares held for the undersigned's benefit under the Company's Employee Stock Ownership Plan (the "ESOP") as at December 31, 2003, which ESOP was merged into the Company's 401(k) Savings Plan (as merged, the "Plan") as of January 1, 2000; however, separate accounts are maintained for the shares held under the ESOP and Savings Plan feature of the Plan, (iii) 21,115.4918 shares held for the undersigned under the Savings Plan features of the Plan as at December 31, 2003, and (iv) 99,561 shares held as sole trustee for the benefit of the undersigned's wife, as to which 99,561 shares the undersigned disclaims beneficial ownership. 4 (b) Percent of class: 23.6% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 3,595,239* (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 3,595,239* (iv) Shared power to dispose or to direct the disposition of: 0 * The aggregate of ESOP and Plan share ownership has been rounded to the nearest whole number. Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification Not applicable. 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 10, 2004 _______________________ William Shaw -----END PRIVACY-ENHANCED MESSAGE-----