0001038661-21-000001.txt : 20210112 0001038661-21-000001.hdr.sgml : 20210112 20210112145901 ACCESSION NUMBER: 0001038661-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210112 DATE AS OF CHANGE: 20210112 EFFECTIVENESS DATE: 20210112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ABNER HERRMAN & BROCK LLC CENTRAL INDEX KEY: 0001038661 IRS NUMBER: 205472473 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06312 FILM NUMBER: 21523330 BUSINESS ADDRESS: STREET 1: HARBORSIDE 5 STREET 2: 185 HUDSON STREET, SUITE 1640 CITY: JERSEY CITY STATE: NJ ZIP: 07311 BUSINESS PHONE: 2014842000 MAIL ADDRESS: STREET 1: HARBORSIDE 5 STREET 2: 185 HUDSON STREET, SUITE 1640 CITY: JERSEY CITY STATE: NJ ZIP: 07311 FORMER COMPANY: FORMER CONFORMED NAME: ABNER HERRMAN & BROCK INC DATE OF NAME CHANGE: 19990317 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001038661 XXXXXXXX 12-31-2020 12-31-2020 ABNER HERRMAN & BROCK LLC
HARBORSIDE 5 185 HUDSON STREET, SUITE 1640 JERSEY CITY NJ 07311
13F HOLDINGS REPORT 028-06312 N
Josh Kuckley Vice President 2014842020 Josh Kuckley Jersey City X1 01-12-2021 0 125 642044 false
INFORMATION TABLE 2 inftable011221.xml 3M CO COM 88579Y101 535 3062 SH SOLE 3062 0 0 ABBOTT LABORATORIES COM 002824100 22634 206722 SH SOLE 206722 0 0 ABBVIE INC COM 00287Y109 841 7850 SH SOLE 7850 0 0 ACCENTURE PLC IRELAND SHS CL A COM g1151c101 810 3100 SH SOLE 3100 0 0 ADOBE SYSTEMS INC COM 00724F101 13685 27364 SH SOLE 27364 0 0 ADVANCED MICRO DEVICES COM 007903107 15525 169285 SH SOLE 169285 0 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 8493 31086 SH SOLE 31086 0 0 ALLSTATE CORP COM 020002101 950 8643 SH SOLE 8643 0 0 ALPHABET INC-CL A COM 02079K305 1667 951 SH SOLE 951 0 0 ALPHABET INC-CL C COM 02079K107 13708 7825 SH SOLE 7825 0 0 AMAZON.COM INC COM 023135106 6371 1956 SH SOLE 1956 0 0 AMERICAN ELECTRIC POWER COM 025537101 485 5819 SH SOLE 5819 0 0 AMERICAN EXPRESS CO COM 025816109 10972 90747 SH SOLE 90747 0 0 AMERICAN TOWER CORP COM 03027X100 207 920 SH SOLE 920 0 0 AMGEN INC COM 031162100 258 1122 SH SOLE 1122 0 0 AON PLC SHS CL A COM g0403h108 13655 64632 SH SOLE 64632 0 0 APPLE INC COM 037833100 29083 219183 SH SOLE 219183 0 0 APPLIED MATERIALS INC COM 038222105 4503 52176 SH SOLE 52176 0 0 AT&T INC COM 00206R102 611 21248 SH SOLE 21248 0 0 AUTOMATIC DATA PROCESSING COM 053015103 15260 86605 SH SOLE 86605 0 0 BECTON DICKINSON AND CO COM 075887109 6265 25036 SH SOLE 25036 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 342 1475 SH SOLE 1475 0 0 BOEING CO/THE COM 097023105 4097 19138 SH SOLE 19138 0 0 BRAINSTORM CELL THERAPEUTICS COM 10501e201 1093 241500 SH SOLE 241500 0 0 CHECK POINT SOFTWARE TECHNOLOG COM m22465104 3498 26315 SH SOLE 26315 0 0 CHEVRON CORP COM 166764100 635 7524 SH SOLE 7524 0 0 COCA-COLA CO/THE COM 191216100 302 5505 SH SOLE 5505 0 0 COLGATE-PALMOLIVE CO COM 194162103 304 3556 SH SOLE 3556 0 0 COMCAST CORP-CLASS A COM 20030N101 9859 188156 SH SOLE 188156 0 0 COSTCO WHOLESALE CORP COM 22160K105 281 745 SH SOLE 745 0 0 DANAHER CORP COM 235851102 495 2230 SH SOLE 2230 0 0 DEERE & CO COM 244199105 1514 5629 SH SOLE 5629 0 0 DOCUSIGN INC COM 256163106 584 2625 SH SOLE 2625 0 0 DORIAN LPG LTD COM y2106r110 213 17500 SH SOLE 17500 0 0 DU PONT (E.I.) DE NEMOURS COM 26614n102 1114 15666 SH SOLE 15666 0 0 EATON CORPORATION PLC COM g29183103 243 2019 SH SOLE 2019 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 6174 67671 SH SOLE 67671 0 0 EMERSON ELECTRIC CO COM 291011104 19856 247060 SH SOLE 247060 0 0 ENERGY TRANSFER PARTNERS LP COM 29278n301 207 10000 SH SOLE 10000 0 0 FACEBOOK INC-CLASS A COM 30303M102 4276 15655 SH SOLE 15655 0 0 FEDEX CORP COM 31428X106 3920 15099 SH SOLE 15099 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 437 1657 SH SOLE 1657 0 0 HOME DEPOT INC COM 437076102 18309 68930 SH SOLE 68930 0 0 HONEYWELL INTERNATIONAL INC COM 438516106 15886 74688 SH SOLE 74688 0 0 ILLINOIS TOOL WORKS INC COM 452308109 408 2000 SH SOLE 2000 0 0 INTEL CORP COM 458140100 828 16620 SH SOLE 16620 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866f104 295 2560 SH SOLE 2560 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 1888 15000 SH SOLE 15000 0 0 INTUIT INC COM 461202103 272 716 SH SOLE 716 0 0 ISHARES CORE S&P 500 ETF COM 464287200 242 645 SH SOLE 645 0 0 JOHNSON & JOHNSON COM 478160104 2440 15502 SH SOLE 15502 0 0 JPMORGAN CHASE & CO COM 46625H100 21929 172576 SH SOLE 172576 0 0 KEURIG DR PEPPER COM 49271v100 4684 146362 SH SOLE 146362 0 0 LOCKHEED MARTIN CORP COM 539830109 5126 14439 SH SOLE 14439 0 0 MARRIOT INTERNATIONAL INC CL A COM fhb903208 0 318859 SH SOLE 318859 0 0 MARSH & MCLENNAN COMPANIES INC COM 571748102 279 2383 SH SOLE 2383 0 0 MASTERCARD INC - A COM 57636Q104 27802 77889 SH SOLE 77889 0 0 MCDONALDS CORP COM 580135101 12163 56681 SH SOLE 56681 0 0 MCEWEN MINING COM 58039p107 13 13500 SH SOLE 13500 0 0 MEDTRONIC PLC COM COM g5960l103 212 1809 SH SOLE 1809 0 0 MERCK & CO. INC. COM 58933Y105 17809 217709 SH SOLE 217709 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 318 2300 SH SOLE 2300 0 0 MICRON TECHNOLOGY INC COM 595112103 1075 14300 SH SOLE 14300 0 0 MICROSOFT CORP COM 594918104 41768 187790 SH SOLE 187790 0 0 MORGAN STANLEY COM 617446448 12418 181209 SH SOLE 181209 0 0 NESTLE SA-SPONSORED ADR REPSTG COM 641069406 226 1918 SH SOLE 1918 0 0 NEXTERA ENERGY INC COM 65339F101 15280 198052 SH SOLE 198052 0 0 NVIDIA CORP COM 67066g104 368 704 SH SOLE 704 0 0 NYVATEX OIL CORP COM 670794106 0 20000 SH SOLE 20000 0 0 ORACLE CORP COM 68389X105 5913 91400 SH SOLE 91400 0 0 PAYPAL HOLDINGS INC COM 70450Y103 33158 141579 SH SOLE 141579 0 0 PEPSICO INC COM 713448108 16261 109652 SH SOLE 109652 0 0 PFIZER INC COM 717081103 3713 100862 SH SOLE 100862 0 0 PROCTER & GAMBLE CO/THE COM 742718109 2742 19709 SH SOLE 19709 0 0 QUALCOMM INC COM 747525103 18743 123035 SH SOLE 123035 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513e101 1135 15865 SH SOLE 15865 0 0 SOUTHERN CO/THE COM 842587107 274 4457 SH SOLE 4457 0 0 SPDR S&P 500 ETF TRUST COM 78462f103 427 1142 SH SOLE 1142 0 0 SQUARE INC COM 852234103 1547 7110 SH SOLE 7110 0 0 STARBUCKS CORP COM 855244109 286 2676 SH SOLE 2676 0 0 STRYKER CORP COM 863667101 6391 26083 SH SOLE 26083 0 0 SYNOPSYS INC COM 871607107 12754 49196 SH SOLE 49196 0 0 TARGET CORP COM 87612E106 14807 83880 SH SOLE 83880 0 0 TEXAS INSTRUMENTS INC COM 882508104 10372 63193 SH SOLE 63193 0 0 THEGLOBE.COM INC COM 88335r101 1 10000 SH SOLE 10000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 14510 31153 SH SOLE 31153 0 0 UBER TECHNOLOGIES COM 90353t100 204 4000 SH SOLE 4000 0 0 UNION PACIFIC CORP COM 907818108 591 2838 SH SOLE 2838 0 0 UNITED PARCEL SERVICE-CL B COM 911312106 10492 62307 SH SOLE 62307 0 0 UNITEDHEALTH GROUP INC COM 91324P102 15655 44642 SH SOLE 44642 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 11998 204216 SH SOLE 204216 0 0 VIACOMCBS INC COM 92556h206 279 7500 SH SOLE 7500 0 0 VISA INC-CLASS A SHARES COM 92826C839 348 1592 SH SOLE 1592 0 0 VMWARE INC-CLASS A COM 928563402 1582 11280 SH SOLE 11280 0 0 VULCAN MATERIALS CO COM 929160109 297 2000 SH SOLE 2000 0 0 WALMART INC COM 931142103 22564 156533 SH SOLE 156533 0 0 WALT DISNEY CO/THE COM 254687106 1361 7515 SH SOLE 7515 0 0 WASTE MANAGEMENT INC COM 94106L109 231 1963 SH SOLE 1963 0 0 ZOETIS INC COM 98978V103 243 1467 SH SOLE 1467 0 0 BRIGHTHOUSE FINANCIAL INC 6.25 PFD 10922n202 284 10000 SH SOLE 10000 0 0 BRUNSWICK CORP 6.5 PFD 117043406 304 11333 SH SOLE 11333 0 0 COLONY NORTH INC 7.125 PFD 19626g504 356 15000 SH SOLE 15000 0 0 COWEN INC 7.35 PFD 223622705 202 8000 SH SOLE 8000 0 0 DCP MIDSTREAM LP PFD B PFD 23311p209 212 10000 SH SOLE 10000 0 0 ENERGY TRANSFER PRTNRS 7.625 PFD 29278n400 249 11667 SH SOLE 11667 0 0 ENSTAR GROUP 7 NON CUM SER E PFD 29359u208 275 10000 SH SOLE 10000 0 0 HERCULES CAPITAL INC 6.25 PFD 427096847 267 10000 SH SOLE 10000 0 0 OAKTREE CAPITAL GROUP LLC PFD 674001409 278 10000 SH SOLE 10000 0 0 PRUDENTIAL FINANCIAL INC 5.625 PFD 744320805 285 10000 SH SOLE 10000 0 0 QVC INC 6.375 PFD PFD 747262301 259 10000 SH SOLE 10000 0 0 SPIRIT REALTY CAP INC 6 PFD 84860w201 269 10000 SH SOLE 10000 0 0 TEEKAY LNG PARTNERS LP 8.5 PFD y8564m204 299 12000 SH SOLE 12000 0 0 UNUM GROUP 6.25 PFD PFD 91529y601 221 8000 SH SOLE 8000 0 0 AIM TAX-EXEMPT MUNI FUND FD CL MUT 001419217 157 20000 SH SOLE 20000 0 0 GATEWAY FUND CL A MUT 367829207 531 14445 SH SOLE 14445 0 0 VANGUARD INDEX TR MID-CAP INDE MUT 922908645 631 2461 SH SOLE 2461 0 0