0001038661-19-000002.txt : 20190408 0001038661-19-000002.hdr.sgml : 20190408 20190408143511 ACCESSION NUMBER: 0001038661-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190408 DATE AS OF CHANGE: 20190408 EFFECTIVENESS DATE: 20190408 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ABNER HERRMAN & BROCK LLC CENTRAL INDEX KEY: 0001038661 IRS NUMBER: 205472473 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06312 FILM NUMBER: 19737225 BUSINESS ADDRESS: STREET 1: HARBORSIDE 5 STREET 2: 185 HUDSON STREET, SUITE 1640 CITY: JERSEY CITY STATE: NJ ZIP: 07311 BUSINESS PHONE: 2014842000 MAIL ADDRESS: STREET 1: HARBORSIDE 5 STREET 2: 185 HUDSON STREET, SUITE 1640 CITY: JERSEY CITY STATE: NJ ZIP: 07311 FORMER COMPANY: FORMER CONFORMED NAME: ABNER HERRMAN & BROCK INC DATE OF NAME CHANGE: 19990317 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001038661 XXXXXXXX 03-31-2019 03-31-2019 ABNER HERRMAN & BROCK LLC
HARBORSIDE 5 185 HUDSON STREET, SUITE 1640 JERSEY CITY NJ 07311
13F HOLDINGS REPORT 028-06312 N
Josh Kuckley Vice President 201-484-2020 Josh Kuckley Jersey City NJ 04-08-2019 0 139 648432 false
INFORMATION TABLE 2 inftable033119.xml 3M CO COM 88579Y101 4062 19549 SH SOLE 19549 0 0 ABBOTT LABORATORIES COM 002824100 22183 277492 SH SOLE 277492 0 0 ABBVIE INC COM 00287Y109 575 7129 SH SOLE 7129 0 0 ACCENTURE PLC IRELAND SHS CL A COM g1151c101 522 2967 SH SOLE 2967 0 0 ADOBE SYSTEMS INC COM 00724F101 405 1520 SH SOLE 1520 0 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 1952 10221 SH SOLE 10221 0 0 ALLERGAN PLC COM g0177j108 441 3013 SH SOLE 3013 0 0 ALLSTATE CORP COM 020002101 964 10237 SH SOLE 10237 0 0 ALPHABET INC-CL A COM 02079K305 1370 1164 SH SOLE 1164 0 0 ALPHABET INC-CL C COM 02079K107 1416 1207 SH SOLE 1207 0 0 ALTRIA GROUP INC COM 02209S103 541 9426 SH SOLE 9426 0 0 AMAZON.COM INC COM 023135106 4158 2335 SH SOLE 2335 0 0 AMERICAN ELECTRIC POWER COM 025537101 392 4680 SH SOLE 4680 0 0 AMERICAN EXPRESS CO COM 025816109 17919 163948 SH SOLE 163948 0 0 AMERICAN TOWER CORP COM 03027X100 674 3420 SH SOLE 3420 0 0 AMGEN INC COM 031162100 586 3087 SH SOLE 3087 0 0 AON PLC SHS CL A COM g0408v102 14185 83098 SH SOLE 83098 0 0 APPLE INC COM 037833100 3010 15846 SH SOLE 15846 0 0 AT&T INC COM 00206R102 863 27530 SH SOLE 27530 0 0 AUTOMATIC DATA PROCESSING COM 053015103 21914 137183 SH SOLE 137183 0 0 BANK OF AMERICA CORP COM 060505104 19307 699775 SH SOLE 699775 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 11365 225358 SH SOLE 225358 0 0 BB&T CORP COM 054937107 1381 29685 SH SOLE 29685 0 0 BECTON DICKINSON AND CO COM 075887109 4897 19610 SH SOLE 19610 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 607 3023 SH SOLE 3023 0 0 BOEING CO/THE COM 097023105 32955 86401 SH SOLE 86401 0 0 CATERPILLAR INC COM 149123101 5380 39706 SH SOLE 39706 0 0 CBS CORP-CLASS B NON VOTING COM 124857202 356 7500 SH SOLE 7500 0 0 CELGENE CORP COM 151020104 283 3000 SH SOLE 3000 0 0 CHEVRON CORP COM 166764100 5324 43225 SH SOLE 43225 0 0 CHUBB LTD COM h1467j104 242 1726 SH SOLE 1726 0 0 CISCO SYSTEMS INC COM 17275R102 16762 310464 SH SOLE 310464 0 0 CITIGROUP INC COM 172967424 6885 110657 SH SOLE 110657 0 0 COCA-COLA CO/THE COM 191216100 3427 73134 SH SOLE 73134 0 0 COLGATE-PALMOLIVE CO COM 194162103 353 5155 SH SOLE 5155 0 0 DANAHER CORP COM 235851102 221 1676 SH SOLE 1676 0 0 DEERE & CO COM 244199105 1029 6435 SH SOLE 6435 0 0 DOMINION RESOURCES INC/VA COM 25746U109 210 2746 SH SOLE 2746 0 0 DORIAN LPG LTD COM y2106r110 160 25000 SH SOLE 25000 0 0 DOWDUPONT INC COM 26078J100 3894 73044 SH SOLE 73044 0 0 DTE ENERGY COMPANY COM 233331107 202 1620 SH SOLE 1620 0 0 DUKE ENERGY CORP COM 26441C204 210 2334 SH SOLE 2334 0 0 EMERSON ELECTRIC CO COM 291011104 9992 145940 SH SOLE 145940 0 0 ENERGY TRANSFER PARTNERS LP COM 29278n301 246 10000 SH SOLE 10000 0 0 EXELON CORP COM 30161N101 231 4611 SH SOLE 4611 0 0 EXXON MOBIL CORP COM 30231G102 4296 53166 SH SOLE 53166 0 0 FACEBOOK INC-CLASS A COM 30303M102 418 2506 SH SOLE 2506 0 0 GENERAL DYNAMICS CORP COM 369550108 293 1728 SH SOLE 1728 0 0 GILEAD SCIENCES INC COM 375558103 466 7170 SH SOLE 7170 0 0 HARRIS CORP COM 413875105 248 1553 SH SOLE 1553 0 0 HOME DEPOT INC COM 437076102 17132 89278 SH SOLE 89278 0 0 HONEYWELL INTERNATIONAL INC COM 438516106 13589 85511 SH SOLE 85511 0 0 HP INC COM 40434L105 13924 716633 SH SOLE 716633 0 0 IDEXX LABS INC COM 45168d104 224 1000 SH SOLE 1000 0 0 INTEL CORP COM 458140100 1288 23990 SH SOLE 23990 0 0 INTUIT INC COM 461202103 313 1196 SH SOLE 1196 0 0 ISHARES CORE S&P 500 ETF COM 464287200 419 1471 SH SOLE 1471 0 0 JOHNSON & JOHNSON COM 478160104 16729 119673 SH SOLE 119673 0 0 JPMORGAN CHASE & CO COM 46625H100 23750 234616 SH SOLE 234616 0 0 LOCKHEED MARTIN CORP COM 539830109 16435 54753 SH SOLE 54753 0 0 LOWES COMPANIES INC COM 548661107 216 1975 SH SOLE 1975 0 0 MARRIOT INTERNATIONAL INC CL A COM fhb903208 0 318859 SH SOLE 318859 0 0 MARRIOTT INTERNATIONAL -CL A COM 571903202 18459 147566 SH SOLE 147566 0 0 MARSH & MCLENNAN COMPANIES INC COM 571748102 240 2561 SH SOLE 2561 0 0 MASTERCARD INC - A COM 57636Q104 29408 124900 SH SOLE 124900 0 0 MCDONALDS CORP COM 580135101 1195 6291 SH SOLE 6291 0 0 MCEWEN MINING COM 58039p107 20 13500 SH SOLE 13500 0 0 MERCK & CO. INC. COM 58933Y105 26157 314498 SH SOLE 314498 0 0 METLIFE INC COM 59156r108 2938 69015 SH SOLE 69015 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 470 5660 SH SOLE 5660 0 0 MICROSOFT CORP COM 594918104 30142 255574 SH SOLE 255574 0 0 MORGAN STANLEY COM 617446448 3735 88496 SH SOLE 88496 0 0 NEXTERA ENERGY INC COM 65339F101 12631 65337 SH SOLE 65337 0 0 NIKE INC -CL B COM 654106103 13560 161027 SH SOLE 161027 0 0 NYVATEX OIL CORP COM 670794106 0 20000 SH SOLE 20000 0 0 OILSANDS QUEST INC COM 678046103 0 10000 SH SOLE 10000 0 0 ORACLE CORP COM 68389X105 9395 174920 SH SOLE 174920 0 0 PAYCHEX INC COM 704326107 211 2629 SH SOLE 2629 0 0 PAYPAL HOLDINGS INC COM 70450Y103 24024 231353 SH SOLE 231353 0 0 PEPSICO INC COM 713448108 17272 140937 SH SOLE 140937 0 0 PFIZER INC COM 717081103 1208 28452 SH SOLE 28452 0 0 PHILIP MORRIS INTERNATIONAL COM 718172109 1718 19432 SH SOLE 19432 0 0 PNC FINANCIAL SVCS GROUP INC COM 693475105 231 1880 SH SOLE 1880 0 0 PPG INDUSTRIES INC COM 693506107 271 2400 SH SOLE 2400 0 0 PROCTER & GAMBLE CO/THE COM 742718109 1509 14499 SH SOLE 14499 0 0 PRUDENTIAL FINANCIAL INC COM 744320102 2245 24434 SH SOLE 24434 0 0 PUBLIC SERVICE ENTERPRISE GROU COM 744573106 354 5967 SH SOLE 5967 0 0 QUALCOMM INC COM 747525103 886 15535 SH SOLE 15535 0 0 RAYTHEON COMPANY COM 755111507 16990 93310 SH SOLE 93310 0 0 ROYAL CARIBBEAN CRUISES LTD COM v7780t103 10483 91462 SH SOLE 91462 0 0 SALESFORCE.COM INC COM 79466l302 228 1438 SH SOLE 1438 0 0 SCHLUMBERGER LTD COM 806857108 1611 36983 SH SOLE 36983 0 0 SOUTHERN CO/THE COM 842587107 458 8855 SH SOLE 8855 0 0 SPDR S&P 500 ETF TRUST COM 78462f103 551 1950 SH SOLE 1950 0 0 STARBUCKS CORP COM 855244109 274 3681 SH SOLE 3681 0 0 SUNTRUST BANKS INC COM 867914103 9578 161646 SH SOLE 161646 0 0 THEGLOBE.COM INC COM 88335r101 0 10000 SH SOLE 10000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 10549 38539 SH SOLE 38539 0 0 TRAVELERS COS INC/THE COM 89417E109 9526 69455 SH SOLE 69455 0 0 UNION PACIFIC CORP COM 907818108 695 4157 SH SOLE 4157 0 0 UNITED TECHNOLOGIES CORP COM 913017109 879 6821 SH SOLE 6821 0 0 UNITEDHEALTH GROUP INC COM 91324P102 13123 53073 SH SOLE 53073 0 0 US BANCORP COM 902973304 1656 34372 SH SOLE 34372 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 11184 189148 SH SOLE 189148 0 0 VISA INC-CLASS A SHARES COM 92826C839 700 4479 SH SOLE 4479 0 0 WALMART INC COM 931142103 18792 192674 SH SOLE 192674 0 0 WALT DISNEY CO/THE COM 254687106 1023 9211 SH SOLE 9211 0 0 WASTE MANAGEMENT INC COM 94106L109 290 2788 SH SOLE 2788 0 0 WELLS FARGO & CO COM 949746101 1553 32141 SH SOLE 32141 0 0 WORLDGATE COMMUNICATIONS INC COM 98156l307 0 16000 SH SOLE 16000 0 0 BRIGHTHOUSE FINANCIAL INC 6.25 PFD 10922n202 251 10000 SH SOLE 10000 0 0 BRUNSWICK CORP 6.5 PFD 117043406 261 10000 SH SOLE 10000 0 0 COLONY NORTH INC 7.125 PFD 19626g504 397 17500 SH SOLE 17500 0 0 COWEN INC 7.35 PFD 223622705 203 8000 SH SOLE 8000 0 0 DCP MIDSTREAM LP PFD B PFD 23311p209 243 10000 SH SOLE 10000 0 0 ENERGY TRANSFER PRTNRS 7.625 PFD 29278n400 255 10000 SH SOLE 10000 0 0 ENSTAR GROUP 7 NON CUM SER E PFD 29359u208 255 10000 SH SOLE 10000 0 0 GOLAR LNG PARTNERS LP 8.75 PFD y2745c110 201 8000 SH SOLE 8000 0 0 HERCULES CAPITAL INC 6.25 PFD 427096847 249 10000 SH SOLE 10000 0 0 OAKTREE CAPITAL GROUP LLC PFD 674001409 249 10000 SH SOLE 10000 0 0 PRUDENTIAL FINANCIAL INC 5.625 PFD 744320805 257 10000 SH SOLE 10000 0 0 QVC INC 6.375 PFD PFD 747262301 245 10000 SH SOLE 10000 0 0 SPIRIT REALTY CAP INC 6 PFD 84860w201 239 10000 SH SOLE 10000 0 0 TEEKAY LNG PARTNERS LP 8.5 PFD y8564m204 291 12000 SH SOLE 12000 0 0 UNUM GROUP 6.25 PFD PFD 91529y601 209 8000 SH SOLE 8000 0 0 GATEWAY FUND CL A MUT 367829207 470 14197 SH SOLE 14197 0 0 VANGUARD 500 INDEX TR ADMIRAL MUT 922908710 293 1120 SH SOLE 1120 0 0 VANGUARD INDEX TR MID-CAP INDE MUT 922908645 544 2731 SH SOLE 2731 0 0 VANGUARD INDEX TR VANGUARD TOT MUT 922908728 595 8447 SH SOLE 8447 0 0 VANGUARD SMALL-CAP INDEX FD AD MUT 922908686 473 6458 SH SOLE 6458 0 0