0001038661-17-000004.txt : 20171006 0001038661-17-000004.hdr.sgml : 20171006 20171006114325 ACCESSION NUMBER: 0001038661-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171006 DATE AS OF CHANGE: 20171006 EFFECTIVENESS DATE: 20171006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ABNER HERRMAN & BROCK LLC CENTRAL INDEX KEY: 0001038661 IRS NUMBER: 205472473 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06312 FILM NUMBER: 171126177 BUSINESS ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER STREET 2: PLAZA 5 - SUITE 1640 CITY: JERSEY CITY STATE: NJ ZIP: 07311 BUSINESS PHONE: 2014842000 MAIL ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER STREET 2: PLAZA 5 - SUITE 1640 CITY: JERSEY CITY STATE: NJ ZIP: 07311 FORMER COMPANY: FORMER CONFORMED NAME: ABNER HERRMAN & BROCK INC DATE OF NAME CHANGE: 19990317 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001038661 XXXXXXXX 09-30-2017 09-30-2017 ABNER HERRMAN & BROCK LLC
HARBORSIDE FINANCIAL CENTER PLAZA 5 - SUITE 1640 JERSEY CITY NJ 07311
13F HOLDINGS REPORT 028-06312 N
Josh Kuckley Assistant Vice President 201-484-2020 Josh Kuckley Jersey City NJ 10-06-2017 0 135 564712 false
INFORMATION TABLE 2 inftable093017.xml 3M CO COM 88579Y101 1306 6222 SH SOLE 6222 0 0 ABBOTT LABORATORIES COM 002824100 10755 201549 SH SOLE 201549 0 0 ABBVIE INC COM 00287Y109 586 6593 SH SOLE 6593 0 0 ACCENTURE PLC IRELAND SHS CL A COM g1151c101 395 2925 SH SOLE 2925 0 0 ACTIVISION BLIZZARD INC COM 00507V109 5589 86642 SH SOLE 86642 0 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 1549 10245 SH SOLE 10245 0 0 ALLERGAN PLC COM g0177j108 752 3667 SH SOLE 3667 0 0 ALLSTATE CORP COM 020002101 1143 12437 SH SOLE 12437 0 0 ALPHABET INC-CL A COM 02079K305 698 717 SH SOLE 717 0 0 ALPHABET INC-CL C COM 02079K107 853 889 SH SOLE 889 0 0 ALTRIA GROUP INC COM 02209S103 1354 21351 SH SOLE 21351 0 0 AMAZON.COM INC COM 023135106 2008 2089 SH SOLE 2089 0 0 AMERICAN ELECTRIC POWER COM 025537101 320 4561 SH SOLE 4561 0 0 AMERICAN EXPRESS CO COM 025816109 9064 100195 SH SOLE 100195 0 0 AMERICAN INTERNATIONAL GROUP COM 026874784 4368 71156 SH SOLE 71156 0 0 AMERICAN TOWER CORP COM 03027X100 481 3520 SH SOLE 3520 0 0 AMGEN INC COM 031162100 8278 44397 SH SOLE 44397 0 0 ANHEUSER-BUSCH INBEV-SPN ADR COM 03524A108 7241 60699 SH SOLE 60699 0 0 AON PLC SHS CL A COM g0408v102 5006 34265 SH SOLE 34265 0 0 APPLE INC COM 037833100 1703 11050 SH SOLE 11050 0 0 AT&T INC COM 00206R102 1558 39787 SH SOLE 39787 0 0 AUTOMATIC DATA PROCESSING COM 053015103 11571 105841 SH SOLE 105841 0 0 BANK OF AMERICA CORP COM 060505104 16695 658825 SH SOLE 658825 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 10082 190159 SH SOLE 190159 0 0 BB&T CORP COM 054937107 1886 40189 SH SOLE 40189 0 0 BECTON DICKINSON AND CO COM 075887109 213 1087 SH SOLE 1087 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 474 2586 SH SOLE 2586 0 0 BOEING CO COM 097023105 22466 88378 SH SOLE 88378 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 529 8297 SH SOLE 8297 0 0 CARNIVAL CORP COM 143658300 799 12376 SH SOLE 12376 0 0 CBS CORP-CLASS B NON VOTING COM 124857202 436 7522 SH SOLE 7522 0 0 CDK GLOBAL INC COM 12508E101 224 3554 SH SOLE 3554 0 0 CELGENE CORP COM 151020104 8477 58134 SH SOLE 58134 0 0 CHEVRON CORP COM 166764100 3953 33642 SH SOLE 33642 0 0 CHUBB LTD COM h1467j104 270 1892 SH SOLE 1892 0 0 CISCO SYSTEMS INC COM 17275R102 1535 45655 SH SOLE 45655 0 0 CITIGROUP INC COM 172967424 15843 217805 SH SOLE 217805 0 0 COCA-COLA CO/THE COM 191216100 304 6744 SH SOLE 6744 0 0 COLGATE-PALMOLIVE CO COM 194162103 1874 25726 SH SOLE 25726 0 0 CONSOLIDATED EDISON INC COM 209115104 247 3060 SH SOLE 3060 0 0 DEERE & CO COM 244199105 795 6330 SH SOLE 6330 0 0 DORIAN LPG LTD COM y2106r110 170 25000 SH SOLE 25000 0 0 DOWDUPONT INC COM 26078j100 4384 63332 SH SOLE 63332 0 0 EMERSON ELECTRIC CO COM 291011104 9565 152210 SH SOLE 152210 0 0 EXPEDIA INC COM 30212P303 7291 50651 SH SOLE 50651 0 0 EXXON MOBIL CORP COM 30231G102 6632 80893 SH SOLE 80893 0 0 FACEBOOK INC-A COM 30303M102 9944 58194 SH SOLE 58194 0 0 FEDEX CORP COM 31428X106 11727 51988 SH SOLE 51988 0 0 FUTURENET INC COM 36114r107 0 11000 SH SOLE 11000 0 0 GENERAL DYNAMICS CORP COM 369550108 3890 18920 SH SOLE 18920 0 0 GENERAL ELECTRIC CO COM 369604103 1392 57549 SH SOLE 57549 0 0 GILEAD SCIENCES INC COM 375558103 894 11030 SH SOLE 11030 0 0 HOME DEPOT INC COM 437076102 11708 71584 SH SOLE 71584 0 0 HONEYWELL INTL INC COM 438516106 11964 84405 SH SOLE 84405 0 0 HP INC COM 40434L105 8661 433927 SH SOLE 433927 0 0 HSBC HOLDINGS PLC-SPONS ADR COM 404280406 224 4524 SH SOLE 4524 0 0 INTEL CORP COM 458140100 755 19833 SH SOLE 19833 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 6574 45315 SH SOLE 45315 0 0 INVUITY INC COM 46187j205 89 10000 SH SOLE 10000 0 0 JOHNSON & JOHNSON COM 478160104 3697 28437 SH SOLE 28437 0 0 JPMORGAN CHASE & CO COM 46625h100 20279 212321 SH SOLE 212321 0 0 KRAFT HEINZ CO COM 500754106 8193 105642 SH SOLE 105642 0 0 LAS VEGAS SANDS CORP COM 517834107 1284 20010 SH SOLE 20010 0 0 LOCKHEED MARTIN CORP COM 539830109 7459 24038 SH SOLE 24038 0 0 MARRIOT INTERNATIONAL INC CL A COM fhb903208 0 318859 SH SOLE 318859 0 0 MARRIOTT INTERNATIONAL CLASS A COM 571903202 18592 168624 SH SOLE 168624 0 0 MARSH & MCLENNAN COMPANIES INC COM 571748102 233 2780 SH SOLE 2780 0 0 MASCO CORP COM 574599106 5283 135438 SH SOLE 135438 0 0 MASTERCARD INCORPORATED COM 57636q104 18639 132006 SH SOLE 132006 0 0 MCDONALDS CORP COM 580135101 620 3960 SH SOLE 3960 0 0 MCEWEN MINING COM 58039p107 26 13500 SH SOLE 13500 0 0 MERCK & CO INC COM 58933y105 16443 256797 SH SOLE 256797 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 520 5795 SH SOLE 5795 0 0 MICROSOFT CORP COM 594918104 18065 242520 SH SOLE 242520 0 0 MONDELEZ INTERNATIONAL INC COM COM 609207105 458 11275 SH SOLE 11275 0 0 MORGAN STANLEY COM 617446448 7873 163451 SH SOLE 163451 0 0 NETFLIX COM INC COM 64110l106 3690 20350 SH SOLE 20350 0 0 NEWELL RUBBERMAID INC COM 651229106 5870 137570 SH SOLE 137570 0 0 NEXTERA ENERGY INC COM 65339f101 10200 69598 SH SOLE 69598 0 0 NIKE INC-CL B COM 654106103 242 4666 SH SOLE 4666 0 0 NORTHROP GRUMMAN CORP COM 666807102 3281 11403 SH SOLE 11403 0 0 NUCOR CORP COM 670346105 4750 84760 SH SOLE 84760 0 0 NYVATEX OIL CORP COM 670794106 0 20000 SH SOLE 20000 0 0 OILSANDS QUEST INC COM 678046103 0 10000 SH SOLE 10000 0 0 OMNICOM GROUP INC COM 681919106 259 3500 SH SOLE 3500 0 0 ORACLE CORPORATION COM 68389x105 433 8956 SH SOLE 8956 0 0 PAYPAL INC COM COM 70450y103 16391 255993 SH SOLE 255993 0 0 PEPSICO INC COM 713448108 12723 114179 SH SOLE 114179 0 0 PFIZER INC COM 717081103 779 21810 SH SOLE 21810 0 0 PHILIP MORRIS INTERNATIONAL IN COM 718172109 9398 84655 SH SOLE 84655 0 0 PNC FINANCIAL SVCS GROUP INC COM 693475105 391 2899 SH SOLE 2899 0 0 PPG INDUSTRIES INC COM 693506107 262 2413 SH SOLE 2413 0 0 PROCTER & GAMBLE CO COM 742718109 3171 34851 SH SOLE 34851 0 0 PRUDENTIAL FINANCIAL INC COM 744320102 545 5122 SH SOLE 5122 0 0 RAYTHEON CO COM COM 755111507 14788 79260 SH SOLE 79260 0 0 ROCKWELL COLLINS INC COM 774341101 2279 17434 SH SOLE 17434 0 0 ROYAL CARIBBEAN CRUISES LTD COM v7780t103 8982 75769 SH SOLE 75769 0 0 SCHLUMBERGER LTD COM 806857108 6886 98713 SH SOLE 98713 0 0 SOUTHERN CO/THE COM 842587107 449 9138 SH SOLE 9138 0 0 SPDR S&P 500 ETF TRUST COM 78462f103 378 1503 SH SOLE 1503 0 0 SUNTRUST BANKS INC COM 867914103 9875 165224 SH SOLE 165224 0 0 TEXAS INSTRUMENTS INC COM 882508104 2883 32160 SH SOLE 32160 0 0 THEGLOBE.COM INC COM 88335r101 0 10000 SH SOLE 10000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5493 29031 SH SOLE 29031 0 0 TIME WARNER INC COM 887317303 444 4333 SH SOLE 4333 0 0 TITAN MEDICAL INC COM 88830X108 5 16850 SH SOLE 16850 0 0 TRAVELERS COS INC/THE COM 89417E109 7232 59026 SH SOLE 59026 0 0 UNION PACIFIC CORP COM 907818108 469 4042 SH SOLE 4042 0 0 UNITED PARCEL SERVICE-CL B COM 911312106 263 2188 SH SOLE 2188 0 0 UNITED TECHNOLOGIES CORP COM 913017109 9600 82705 SH SOLE 82705 0 0 UNITEDHEALTH GROUP INC COM 91324P102 6024 30759 SH SOLE 30759 0 0 US BANCORP COM 902973304 2857 53304 SH SOLE 53304 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3736 75499 SH SOLE 75499 0 0 VIACOM INC-CLASS B COM 92553P201 209 7500 SH SOLE 7500 0 0 VISA INC-CLASS A SHARES COM 92826C839 308 2931 SH SOLE 2931 0 0 WAL-MART STORES INC COM 931142103 268 3428 SH SOLE 3428 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 10109 130912 SH SOLE 130912 0 0 WALT DISNEY CO/THE COM 254687106 744 7550 SH SOLE 7550 0 0 WASTE MANAGEMENT INC COM 94106L109 209 2670 SH SOLE 2670 0 0 WELLS FARGO & CO COM 949746101 826 14975 SH SOLE 14975 0 0 WHIRLPOOL CORP COM 963320106 5847 31703 SH SOLE 31703 0 0 WORLDGATE COMMUNICATIONS INC COM 98156l307 0 16000 SH SOLE 16000 0 0 GEORGIA POWER 6.5 PREFERRED PFD 373334119 311 3100 SH SOLE 3100 0 0 WELLS FARGO & COMPANY DEP SH 1 PFD 949746879 945 37050 SH SOLE 37050 0 0 DFA US CORE EQUITY 2 MUT 233203314 416 24121 SH SOLE 24121 0 0 GATEWAY FUND CL A MUT 367829207 459 13981 SH SOLE 13981 0 0 VANGUARD 500 INDEX TR ADMIRAL MUT 922908710 438 1885 SH SOLE 1885 0 0 VANGUARD INDEX TR MID-CAP INDE MUT 922908645 470 2581 SH SOLE 2581 0 0 VANGUARD INDEX TR VANGUARD TOT MUT 922908728 454 7198 SH SOLE 7198 0 0 VANGUARD SMALL-CAP INDEX FD AD MUT 922908686 437 6458 SH SOLE 6458 0 0