0001038661-15-000001.txt : 20150107
0001038661-15-000001.hdr.sgml : 20150107
20150107151526
ACCESSION NUMBER: 0001038661-15-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150107
DATE AS OF CHANGE: 20150107
EFFECTIVENESS DATE: 20150107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ABNER HERRMAN & BROCK LLC
CENTRAL INDEX KEY: 0001038661
IRS NUMBER: 205472473
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06312
FILM NUMBER: 15513319
BUSINESS ADDRESS:
STREET 1: HARBORSIDE FINANCIAL CENTER
STREET 2: PLAZA 5 - SUITE 1640
CITY: JERSEY CITY
STATE: NJ
ZIP: 07311
BUSINESS PHONE: 2014842000
MAIL ADDRESS:
STREET 1: HARBORSIDE FINANCIAL CENTER
STREET 2: PLAZA 5 - SUITE 1640
CITY: JERSEY CITY
STATE: NJ
ZIP: 07311
FORMER COMPANY:
FORMER CONFORMED NAME: ABNER HERRMAN & BROCK INC
DATE OF NAME CHANGE: 19990317
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001038661
XXXXXXXX
12-31-2014
12-31-2014
ABNER HERRMAN & BROCK LLC
HARBORSIDE FINANCIAL CENTER
PLAZA 5 - SUITE 1640
JERSEY CITY
NJ
07311
13F HOLDINGS REPORT
028-06312
N
Josh Kuckley
Investment Analyst
201-484-2020
Josh Kuckley
Jersey City
NY
01-07-2015
0
85
197184
false
INFORMATION TABLE
2
inftable010715.xml
3M COMPANY
COM
88579y101
788
4798
SH
SOLE
4798
0
0
ABBOTT LABORATORIES
COM
002824100
5154
114480
SH
SOLE
114480
0
0
ABBVIE INC
COM
00287y109
3168
48410
SH
SOLE
48410
0
0
ACTAVIS PLC
COM
g0083b108
5257
20423
SH
SOLE
20423
0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
1296
8985
SH
SOLE
8985
0
0
ALLSTATE CORP
COM
020002101
910
12950
SH
SOLE
12950
0
0
ALTRIA GROUP INC
COM
02209s103
624
12673
SH
SOLE
12673
0
0
AMAZON.COM INC
COM
023135106
321
1033
SH
SOLE
1033
0
0
AMERICAN EXPRESS COMPANY
COM
025816109
4878
52425
SH
SOLE
52425
0
0
AMERICAN INTERNATIONAL GROUP I
COM
026874784
1410
25169
SH
SOLE
25169
0
0
AMGEN INC
COM
031162100
849
5330
SH
SOLE
5330
0
0
ANHEUSER-BUSCH INBEV SA SPONSO
COM
03524a108
1802
16040
SH
SOLE
16040
0
0
AON PLC SHS CL A
COM
g0408v102
2515
26520
SH
SOLE
26520
0
0
APPLE INC
COM
037833100
414
3752
SH
SOLE
3752
0
0
AT&T INC
COM
00206r102
362
10781
SH
SOLE
10781
0
0
AUTOMATIC DATA PROCESSING INC
COM
053015103
3581
42952
SH
SOLE
42952
0
0
BANK NEW YORK MELLON CORP
COM
064058100
4354
107320
SH
SOLE
107320
0
0
BANK OF AMERICA CORP
COM
060505104
5879
328627
SH
SOLE
328627
0
0
BB&T CORP
COM
054937107
2920
75091
SH
SOLE
75091
0
0
BOEING CO
COM
097023105
7861
60480
SH
SOLE
60480
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
8166
138330
SH
SOLE
138330
0
0
CBS CORP CLASS B
COM
124857202
416
7522
SH
SOLE
7522
0
0
CDK GLOBAL INC
COM
12508e101
345
8471
SH
SOLE
8471
0
0
CELGENE CORP
COM
151020104
6748
60321
SH
SOLE
60321
0
0
CHEVRON CORPORATION
COM
166764100
1644
14654
SH
SOLE
14654
0
0
CITIGROUP INC
COM
172967424
4736
87526
SH
SOLE
87526
0
0
COLGATE PALMOLIVE COMPANY
COM
194162103
1009
14577
SH
SOLE
14577
0
0
CONOCOPHILLIPS
COM
20825c104
626
9067
SH
SOLE
9067
0
0
CUMMINS INC
COM
231021106
270
1870
SH
SOLE
1870
0
0
DEERE & CO
COM
244199105
504
5700
SH
SOLE
5700
0
0
DEVON ENERGY CORPORATION NEW
COM
25179m103
299
4890
SH
SOLE
4890
0
0
E I DU PONT DE NEMOURS & CO
COM
263534109
2137
28905
SH
SOLE
28905
0
0
EBAY INC
COM
278642103
509
9070
SH
SOLE
9070
0
0
EXXON MOBIL CORP
COM
30231g102
2878
31133
SH
SOLE
31133
0
0
GENERAL DYNAMICS CORP
COM
369550108
233
1694
SH
SOLE
1694
0
0
GENERAL ELECTRIC CO
COM
369604103
3790
149976
SH
SOLE
149976
0
0
GILEAD SCIENCES INC
COM
375558103
958
10161
SH
SOLE
10161
0
0
HELMERICH & PAYNE INC
COM
423452101
236
3500
SH
SOLE
3500
0
0
HEWLETT PACKARD CO
COM
428236103
4410
109890
SH
SOLE
109890
0
0
HOME DEPOT INC
COM
437076102
4716
44930
SH
SOLE
44930
0
0
JOHNSON & JOHNSON
COM
478160104
345
3300
SH
SOLE
3300
0
0
JPMORGAN CHASE & CO
COM
46625h100
6193
98969
SH
SOLE
98969
0
0
LOCKHEED MARTIN CORP
COM
539830109
278
1446
SH
SOLE
1446
0
0
MARRIOT INTERNATIONAL INC CL A
COM
fhb903208
0
497268
SH
SOLE
497268
0
0
MARRIOTT INTERNATIONAL CLASS A
COM
571903202
3080
39470
SH
SOLE
39470
0
0
MASCO CORP
COM
574599106
1117
44340
SH
SOLE
44340
0
0
MERCK & CO INC
COM
58933y105
10405
183220
SH
SOLE
183220
0
0
METLIFE INC
COM
59156r108
6415
118592
SH
SOLE
118592
0
0
MICROSOFT CORP
COM
594918104
3251
69980
SH
SOLE
69980
0
0
MONDELEZ INTERNATIONAL INC COM
COM
609207105
289
7957
SH
SOLE
7957
0
0
MORGAN STANLEY
COM
617446448
3239
83475
SH
SOLE
83475
0
0
NATIONAL-OILWELL VARCO INC
COM
637071101
1311
20000
SH
SOLE
20000
0
0
NEXTERA ENERGY INC
COM
65339f101
3564
33533
SH
SOLE
33533
0
0
NORFOLK SOUTHERN CORP
COM
655844108
241
2203
SH
SOLE
2203
0
0
NYVATEX OIL CORP
COM
670794106
0
20000
SH
SOLE
20000
0
0
OILSANDS QUEST INC
COM
678046103
0
10000
SH
SOLE
10000
0
0
ORACLE CORPORATION
COM
68389x105
234
5201
SH
SOLE
5201
0
0
PEPSICO INC
COM
713448108
4563
48251
SH
SOLE
48251
0
0
PFIZER INC
COM
717081103
8191
262953
SH
SOLE
262953
0
0
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
601
7381
SH
SOLE
7381
0
0
PROCTER & GAMBLE CO
COM
742718109
1545
16959
SH
SOLE
16959
0
0
PRUDENTIAL FINANCIAL INC
COM
744320102
4008
44305
SH
SOLE
44305
0
0
RAYTHEON CO COM
COM
755111507
679
6275
SH
SOLE
6275
0
0
SCHLUMBERGER LTD
COM
806857108
1748
20467
SH
SOLE
20467
0
0
SUNTRUST BANKS INC
COM
867914103
2211
52774
SH
SOLE
52774
0
0
THE TRAVELERS COMPANIES INC
COM
89417e109
1051
9929
SH
SOLE
9929
0
0
TIME WARNER INC
COM
887317303
6881
80554
SH
SOLE
80554
0
0
TITAN MEDICAL INC
COM
88830x108
185
152900
SH
SOLE
152900
0
0
TWENTY FIRST CENTURY FOX INC C
COM
90130a101
2132
55502
SH
SOLE
55502
0
0
TYCO INTERNATIONAL PLC SHS
COM
g91442106
686
15647
SH
SOLE
15647
0
0
UNION PACIFIC CORP
COM
907818108
270
2264
SH
SOLE
2264
0
0
UNITED CONTINENTAL HLDGS INC
COM
910047109
771
11523
SH
SOLE
11523
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2468
21457
SH
SOLE
21457
0
0
US BANCORP DEL COM
COM
902973304
2669
59371
SH
SOLE
59371
0
0
VANGUARD INDEX FUNDS VANGUARD
COM
922908769
212
2000
SH
SOLE
2000
0
0
VERIZON COMMUNICATIONS
COM
92343v104
725
15499
SH
SOLE
15499
0
0
VIACOM INC CLASS B
COM
92553p201
603
8010
SH
SOLE
8010
0
0
VISION SCIENCES INC-DEL
COM
927912105
9
13000
SH
SOLE
13000
0
0
WALGREEN BOOTS ALLIANCE INC CO
COM
931427108
3380
44361
SH
SOLE
44361
0
0
WALT DISNEY CO
COM
254687106
6778
71956
SH
SOLE
71956
0
0
WELLS FARGO & CO
COM
949746101
5237
95526
SH
SOLE
95526
0
0
GATEWAY FUND CL A
MUT
367829207
397
13412
SH
SOLE
13412
0
0
SPDR S&P 500 ETF TRUST
MUT
78462f103
252
1225
SH
SOLE
1225
0
0