0000919574-11-005183.txt : 20110831
0000919574-11-005183.hdr.sgml : 20110831
20110831132549
ACCESSION NUMBER: 0000919574-11-005183
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110831
DATE AS OF CHANGE: 20110831
EFFECTIVENESS DATE: 20110831
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN GREATER CHINA 97 FUND INC
CENTRAL INDEX KEY: 0001038457
IRS NUMBER: 000000000
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-08201
FILM NUMBER: 111068005
BUSINESS ADDRESS:
STREET 1: ALLIANCEBERNSTEIN LP
STREET 2: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2129691000
MAIL ADDRESS:
STREET 1: ALLIANCEBERNSTEIN L P
STREET 2: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE GREATER CHINA 97 FUND INC
DATE OF NAME CHANGE: 19970506
0001038457
S000010075
ALLIANCEBERNSTEIN GREATER CHINA 97 FUND INC
C000027892
Class A
GCHAX
C000027893
Class B
GCHBX
C000027894
Class C
GCHCX
C000027895
Advisor Class
GCHYX
N-PX
1
d811-08201_11.txt
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-08201
AllianceBernstein Greater China '97 Fund, Inc.
(Exact name of registrant as specified in charter)
AllianceBernstein L.P.
1345 Avenue of the Americas, New York, New York l0105
(Address of Principal Executive Office) (Zip Code)
Registrant's Telephone Number, including Area Code:
(800) 221-5672
EMILIE D. WRAPP
AllianceBernstein L.P.
1345 Avenue of the Americas
New York, New York l0105
(Name and address of agent for service)
Copies of communications to:
Kathleen K. Clarke
Seward & Kissel LLP
1200 G Street, N.W.
Washington, D.C. 20005
Date of fiscal year end: July 31
Date of reporting period: July 1, 2010 - June 30, 2011
Item 1. Proxy Voting Record.
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-08201
Reporting Period: 07/01/2010 - 06/30/2011
AllianceBernstein Greater China '97 Fund, Inc.
================ ALLIANCEBERNSTEIN GREATER CHINA '97 FUND, INC. ================
AIA GROUP LTD.
Ticker: 01299 Security ID: Y002A1105
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAY 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Edmund Sze Wing Tse as For For Management
Non-Executive Director
3 Reelect Mark Edward Tucker as Executive For For Management
Director
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
5d Approve Allotment and Issue of For For Management
Additional Shares Under the Restricted
Share Unit Scheme
--------------------------------------------------------------------------------
AJISEN (CHINA) HOLDINGS LTD.
Ticker: 00538 Security ID: G0192S109
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAY 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3a1 Reelect Poon Wai as Director For For Management
3a2 Reelect Lo Peter as Director For For Management
3a3 Reelect Wang Jincheng as Director For For Management
3b Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ALLIANCEBERNSTEIN FUNDS
Ticker: Security ID: 018616755
Meeting Date: NOV 05, 2010 Meeting Type: Annual
Record Date: SEP 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Dobkin For For Management
1.2 Elect Director Michael J. Downey For For Management
1.3 Elect Director William H. Foulk, Jr. For For Management
1.4 Elect Director D. James Guzy For For Management
1.5 Elect Director Nancy P. Jacklin For For Management
1.6 Elect Director Robert M. Keith For For Management
1.7 Elect Director Garry L. Moody For For Management
1.8 Elect Director Marshall C. Turner, Jr. For For Management
1.9 Elect Director Earl D. Weiner For For Management
2 Amend Investment Advisory Agreement For For Management
3 Amend Investment Advisory Agreement For For Management
4 Amend Restated Declaration of Trust For For Management
5 Amend Charters for Certain Funds For For Management
Organized as Maryland Corporations
6 Approve Change of Fundamental For For Management
Investment Policy Related to
Commodities
7 Change Fundamental Investment Objective For For Management
to Non-fundamental
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO LTD
Ticker: 601328 Security ID: Y06988102
Meeting Date: AUG 19, 2010 Meeting Type: Annual
Record Date: JUL 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Fixed Assets Investment Budget For For Management
for the Year Ending Dec. 31, 2010
5 Reappoint PricewaterhouseCoopers and For For Management
Deloitte Touche Tohmatsu CPA Ltd. as
International and Domestic Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
6 Approve Capital Management Plan for the For For Management
Years 2010 to 2014
7 Approve Remuneration of Directors and For For Management
Supervisors
8 Approve Bank's Measures for the For For Management
Delegation of Authority to the Board of
Directors by the Shareholders' General
Meeting
9a Reelect Hu Huaibang as Executive For For Management
Director
9b Reelect Niu Ximing as Executive For For Management
Director
9c Reelect Qian Wenhui as Executive For For Management
Director
9d Reelect Wang Bin as Executive Director For For Management
9e Reelect Zhang Jixiang as Non-Executive For For Management
Director
9f Reelect Hu Huating as Non-Executive For For Management
Director
9g Reelect Qian Hongyi as Non-Executive For For Management
Director
9h Reelect Peter Wong Tung Shun as For For Management
Non-Executive Director
9i Elect Fung, Yuen Mei Anita as For For Management
Non-Executive Director
9j Reelect Ji Guoqiang as Non-Executive For For Management
Director
9k Reelect Lei Jun as Non-Executive For For Management
Director
9l Elect Ma Xiaoyan as Non-Executive For For Management
Director
9m Reelect Chen Qingtai as Independent For For Management
Non-Executive Director
9n Reelect Eric Li Ka-cheung as For For Management
Independent Non-Executive Director
9o Reelect Gu Mingchao as Independent For For Management
Non-Executive Director
9p Elect Wang Weiqiang as Independent For For Management
Non-Executive Director
9q Elect Peter Hugh Nolan as Independent For For Management
Non-Executive Director
9r Elect Chen Zhiwu as Independent For For Management
Non-Executive Director
10a Reelect Hua Qingshan as Supervisor For For Management
10b Reelect Zheng Li as External Supervisor For For Management
10c Reelect Jiang Zuqi as External For For Management
Supervisor
10d Elect Guo Yu as Supervisor For For Management
10e Reelect Yang Fajia as Supervisor For For Management
10f Elect Zhu Hongjun as Supervisor For For Management
10g Reelect Li Jin as Supervisor For For Management
10h Elect Gu Huizhong as Supervisor For For Management
10i Reelect Yan Hong as Supervisor For For Management
--------------------------------------------------------------------------------
BBMG CORPORATION
Ticker: 02009 Security ID: Y076A3105
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Board of Directors For For Management
2 Accept Report of Supervisory Board For For Management
3 Accept Financial Statements and For For Management
Auditors' Report
4 Approve Profit Distribution Proposal For For Management
and Payment of Final Dividend of RMB
0.07 Per Share
5 Reappoint Ernst & Young and Beijing For For Management
Xinghua Certified Public Accountants
Co., Ltd., as International and
Domestic Auditors, Respectively, and
Authorize Board to Fix Their
Remuneration
6 Elect Li Xinhua as Non-Executive For For Management
Director and Authorize Board to Fix His
Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Issuance of Debentures with a For For Management
Principal Amount of Up to RMB 2.6
Billion
--------------------------------------------------------------------------------
BELLE INTERNATIONAL HOLDINGS LTD
Ticker: 01880 Security ID: G09702104
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAY 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final and Special Dividends For For Management
3 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4a1 Reelect Hu Xiaoling as Non-Executive For For Management
Director
4a2 Reelect Chan Yu Ling, Abraham as For For Management
Independent Non-Executive Director
4a3 Reelect Xue Qiuzhi as Independent For For Management
Non-Executive Director
4b Elect Sheng Fang as Executive Director For For Management
4c Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
BESUNYEN HOLDINGS CO LTD
Ticker: 00926 Security ID: G10705104
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3a Reelect Zhao Yihong as Director For For Management
3b Reelect Gao Yan as Director For For Management
3c Reelect Zhuo Fumin as Director For For Management
3d Reelect Wang Bing as Director For For Management
3e Reelect Huang Jingsheng as Director For For Management
3f Reelect Wong Lap Tat Arthur as Director For For Management
3g Reelect Xin Katherine Rong as Director For For Management
3h Approve Remuneration of Directors For For Management
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Share Repurchase Program For For Management
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD.
Ticker: 02388 Security ID: Y0920U103
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAY 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend of HK$0.572 Per For For Management
Share
3a Reelect He Guangbei as Director For For Management
3b Reelect Li Zaohang as Director For For Management
3c Reelect Fung Victor Kwok King as For For Management
Director
3d Reelect Shan Weijian as Director For For Management
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD.
Ticker: 02388 Security ID: Y0920U103
Meeting Date: MAY 25, 2011 Meeting Type: Special
Record Date: MAY 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction with a For For Management
Related Party
--------------------------------------------------------------------------------
BYD ELECTRONIC INTERNATIONAL CO., LTD.
Ticker: 00285 Security ID: Y1045N107
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: JUN 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Sun Yi-zao as Director and For For Management
Authorize Board to Fix Director's
Remuneration
3 Reelect Chan Yuk-tong as Director and For For Management
Authorize Board to Fix Director's
Remuneration
4 Reelect Antony Francis Mampilly as For For Management
Director and Authorize Board to Fix
Director's Remuneration
5 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CATHAY FINANCIAL HOLDING CO., LTD.
Ticker: 2882 Security ID: Y11654103
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capital Increase and Issuance For For Management
of New Shares
4 Amend Articles of Association For For Management
5 Approve to Purchase 100% Equity in a For For Management
Company
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LIMITED
Ticker: 00001 Security ID: Y13213106
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAY 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Li Ka-shing as Director For For Management
3b Elect Chung Sun Keung, Davy as Director For For Management
3c Elect Pau Yee Wan, Ezra as Director For For Management
3d Elect Leung Siu Hon as Director For For Management
3e Elect George Colin Magnus as Director For For Management
3f Elect Simon Murray as Director For For Management
3g Elect Cheong Ying Chew, Henry as For For Management
Director
4 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA COAL ENERGY COMPANY LIMITED
Ticker: 01898 Security ID: Y1434L100
Meeting Date: DEC 23, 2010 Meeting Type: Special
Record Date: NOV 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Financing For For Management
Guarantee for Wangjialing Coal Mine of
Huajin Coking Coal Company Ltd.
2a Relect Wang An as Executive Director For For Management
2b Relect Yang Lieke as Executive Director For For Management
2c Elect Peng Yi as Non-Executive Director For For Management
2d Elect Li Yanmeng as Non-Executive For For Management
Director
2e Relect Zhang Ke as Independent For For Management
Non-Executive Director
2f Relect Wu Rongkang as Independent For For Management
Non-Executive Director
2g Elect Zhang Jiaren as Independent For For Management
Non-Executive Director
2h Elect Zhao Pei as Independent For For Management
Non-Executive Director
2i Elect Ngai Wai Fung as Independent For For Management
Non-Executive Director
3a Elect Wang Xi as Non-Employee For For Management
Representative Supervisor
3b Relect Zhou Litao as Non-Employee For For Management
Representative Supervisor
--------------------------------------------------------------------------------
CHINA COMMUNICATIONS CONSTRUCTION CO., LTD.
Ticker: 01800 Security ID: Y14369105
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: MAY 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Directors For For Management
2 Accept Report of Supervisory Committee For For Management
3 Accept Financial Statements For For Management
4 Reappoint PricewaterhouseCoopers as For For Management
International Auditors and
PricewaterhouseCoopers Zhong Tian CPAs
Limited as Domestic Auditors and
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 00939 Security ID: Y1397N101
Meeting Date: SEP 15, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Furong as Shareholder For For Shareholder
Representative Supervisor
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 00939 Security ID: Y1397N101
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: MAY 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of Board of Directors For For Management
2 Approve Report of Board of Supervisors For For Management
3 Approve Final Financial Accounts For For Management
4 Approve Fixed Assets Investment Budget For For Management
for the Year 2011
5 Approve Profit Distribution Plan for For For Management
2010
6 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
7 Elect Dong Shi as Non-Executive For For Management
Director
8 Approve Purchase of Head Office For For Management
Business Processing Centre
9 Approve 2010 Final Emolument None For Shareholder
Distribution Plan for Directors and
Supervisors
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO. LIMITED
Ticker: 02628 Security ID: Y1477R204
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of Supervisory Committee For For Management
3 Accept Financial Statements and For For Management
Auditors' Report
4 Approve Profit Distribution and Cash For For Management
Dividend Distribution Plan
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian Certified Public Accountants Ltd.
Co. as PRC Auditors and
PricewaterhouseCoopers as International
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Continued Donations to the For For Management
China Life Charity Fund
8 Amend Articles of Association For Against Management
9 Elect Yuan Li as Executive Director For For Shareholder
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD.
Ticker: 00916 Security ID: Y1501T101
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Work Report of the Board of For For Management
Directors
2 Accept Supervisory Board's Report For For Management
3 Accept Audited Financial Statements and For For Management
the Auditor's Report
4 Accept Final Accounts For For Management
5 Accept Budget Report for the Year Dec. For For Management
31, 2011
6 Approve Profit Distribution Plan and For For Management
the Distribution of Final Dividend of
RMB 0.054 Per Share
7 Approve Remuneration of Directors and For For Management
Supervisors
8 Reappoint RSM China Certified Public For For Management
Accountants Co., Ltd. and KPMG as PRC
Auditor and Overseas Auditor,
Respectively, and Authorize Board to
Fix Their Remuneration
9 Approve Issuance of Corporate Bonds Up For For Management
to RMB 5 Billion
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CHINA MENGNIU DAIRY CO., LTD.
Ticker: 02319 Security ID: G21096105
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: JUN 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Yang Wenjun as Director and For For Management
Authorize the Board to Fix His
Remuneration
3b Reelect Bai Ying as Director and For For Management
Authorize the Board to Fix His
Remuneration
3c Reelect Fang Fenglei as Director and For For Management
Authorize the Board to Fix His
Remuneration
3d Reelect Liu Fuchun as Director and For Against Management
Authorize the Board to Fix His
Remuneration
3e Reelect Zhang Xiaoya as Director and For For Management
Authorize the Board to Fix His
Remuneration
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize the Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD.
Ticker: 00144 Security ID: Y1489Q103
Meeting Date: AUG 12, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction with a For For Management
Related Party
--------------------------------------------------------------------------------
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD.
Ticker: 00144 Security ID: Y1489Q103
Meeting Date: AUG 12, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Bong Shu Ying Francis as For For Management
Director
--------------------------------------------------------------------------------
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD.
Ticker: 00144 Security ID: Y1489Q103
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: JUN 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend of HK$0.78 Per For For Management
Share in Scrip Form with Cash Option
3a Reelect Li Jianhong as Director For For Management
3b Reelect Hu Zheng as Director For Against Management
3c Reelect Kut Ying Hay as Director For For Management
3d Reelect Lee Yip Wah Peter as Director For For Management
3e Reelect Li Kwok Heem John as Director For For Management
3f Reelect Li Ka Fai David as Director For For Management
3g Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA METAL RECYCLING (HOLDINGS) LTD.
Ticker: 00773 Security ID: G21131100
Meeting Date: MAY 16, 2011 Meeting Type: Annual
Record Date: MAY 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Fung Ka Lun as Director For For Management
3b Reelect Yan Qi Ping as Director For For Management
3c Reelect Jiang Yan Zhang as Director For For Management
3d Reelect Leung Chong Shun as Director For For Management
4 Authorize Board to Fix Directors' For For Management
Remuneration
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES CEMENT HOLDINGS LTD.
Ticker: 01313 Security ID: ADPV12973
Meeting Date: DEC 28, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master Lending Agreements and For Against Management
the Related Annual Caps
--------------------------------------------------------------------------------
CHINA RESOURCES CEMENT HOLDINGS LTD.
Ticker: 01313 Security ID: ADPV12973
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.045 Per For For Management
Share
3a Reelect Zhou Junqing as Director For For Management
3b Reelect Du Wenmin as Director For For Management
3c Reelect Wei Bin as Director For For Management
3d Reelect Ip Shu Kwan Stephen as Director For For Management
3e Reelect Shek Lai Him Abraham as For For Management
Director
3f Reelect Xu Yongmo as Director For For Management
3g Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES GAS GROUP LTD
Ticker: 01193 Security ID: G2113B108
Meeting Date: OCT 25, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
Between Powerfaith Enterprises Ltd.,
the Company, and China Resources Gas
(Holdings) Ltd.
2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA RESOURCES GAS GROUP LTD
Ticker: 01193 Security ID: G2113B108
Meeting Date: DEC 22, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master Lending Agreements and For Against Management
the Related Annual Caps
--------------------------------------------------------------------------------
CHINA RONGSHENG HEAVY INDUSTRIES GROUP HOLDINGS LTD
Ticker: 01101 Security ID: G21187102
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Approve Dividends For For Management
3a Elect Mr. ZHANG Zhi Rong as Director For For Management
3b Elect Mr. CHEN Qiang as Director For For Management
3c Elect Mr. WU Zhen Guo as Director For For Management
3d Elect Mr. DENG Hui as Director For For Management
4 Approve Remuneration of Directors For For Management
5 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Share Repurchase Program For For Management
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA SHINEWAY PHARMACEUTICAL GROUP LTD.
Ticker: 02877 Security ID: G2110P100
Meeting Date: MAY 31, 2011 Meeting Type: Annual
Record Date: MAY 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Declare Final Dividend For For Management
2b Declare Special Dividend For For Management
3a Reelect Wang Zhihua as Director For For Management
3b Reelect Cheng Li as Director For For Management
3c Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA SHIPPING CONTAINER LINES CO. LTD.
Ticker: 02866 Security ID: Y1513C104
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: MAY 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Audited Financial Statements For For Management
and Auditors' Report and its
Subsidiaries
2 Approve Profit Distribution Plan For For Management
3 Approve Report of Board of Directors For For Management
4 Approve Report of Supervisory Committee For For Management
5 Approve Annual Report For For Management
6 Appoint PricewaterhouseCoopers, Hong For For Management
Kong, Certified Public Accountants as
International Auditors and Authorize
Audit Committee of the Board to Fix
Their Remuneration
7 Appoint Vocation International For For Management
Certified Public Accountants Co., Ltd.
as PRC Auditors and Authorize Audit
Committee of the Board to Fix Their
Remuneration
8 Approve Remuneration of Directors and For For Management
Supervisors
9 Approve Adjustment to the Remuneration For For Management
of Executive Directors and the Staff
Representative Supervisors
10 Approve Resignation of Yan Zhichong as For For Management
Non-Executive Director
11 Elect Zhang Rongbiao as Non-Executive For For Management
Director
12 Approve Purchase of Liability Insurance For Against Management
Policy for the Directors, Supervisors,
and Senior Management
--------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING)
Ticker: 01138 Security ID: Y1503Y108
Meeting Date: DEC 20, 2010 Meeting Type: Special
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the 12 Agreements, All Dated For For Management
Sept. 28, 2010, Entered into Between
the Company, China Shipping Industrial
Co., Ltd., and China Shipping
Industrial (Jiangsu) Co., Ltd.
--------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING)
Ticker: 01138 Security ID: Y1503Y108
Meeting Date: JAN 25, 2011 Meeting Type: Special
Record Date: DEC 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Baker Tilly Hong Kong Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CHINA STEEL CORPORATION
Ticker: 2002 Security ID: Y15041109
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2010 Income For For Management
and Dividends and Issuance of New
Shares
4 Approve Increase in Cash Capital and For For Management
Issuance of New Shares to Participate
in the Issuance of Global Depository
Receipt
5 Amend Articles of Association For For Management
6 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
7 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's General Meeting
8 Approve Amendment to Rules of Procedure For For Management
for Election of Directors and
Supervisors
9 Approve Release of Restrictions of For For Management
Competitive Activities of the Chairman
of the Board
10 Approve Release of Restrictions of For For Management
Competitive Activities of a Director
11 Approve Release of Restrictions of For For Management
Competitive Activities of a Second
Director
12 Approve Release of Restrictions of For For Management
Competitive Activities of a Third
Director
--------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD
Ticker: 00762 Security ID: Y1519S111
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAY 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Reelect Lu Yimin as Director For For Management
3a2 Reelect Li Fushen as Director For For Management
3a3 Reelect Cesareo Alierta Izuel as For Against Management
Director
3a4 Reelect Wong Wai Ming as Director For For Management
3a5 Reelect Cai Hongbin as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA YURUN FOOD GROUP LTD.
Ticker: 01068 Security ID: G21159101
Meeting Date: MAY 31, 2011 Meeting Type: Annual
Record Date: MAY 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.20 Per For For Management
Share
3 Reelect Zhu Yicai as Executive Director For For Management
4 Reelect Feng Kuande as Executive For For Management
Director
5 Reelect Gao Hui as Independent For For Management
Non-Executive Director
6 Reelect Qiao Jun as Independent For For Management
Non-Executive Director
7 Authorize the Board to Fix the For For Management
Remuneration of Directors
8 Reappoint KPMG as Auditors and For For Management
Authorize the Board to Fix Their
Remuneration
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
CHINATRUST FINANCIAL HOLDING CO., LTD.
Ticker: 2891 Security ID: Y15093100
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Capital Increase and Issuance For For Management
of New Shares
5.1 Elect Jeffrey L. S. Koo from Yi Kao For For Management
Investment Co., Ltd. with ID Number
630032 as Director
5.2 Elect Wen-Long Yen with ID Number 686 For For Management
as Director
5.3 Elect H. Steve Hsieh from Yi Kao For For Management
Investment Co., Ltd with ID Number
630032 as Director
5.4 Elect Song-Chi Chien from Yi Kao For For Management
Investment Co., Ltd. with ID Number
630032 as Director
5.5 Elect Yann-Ching Tsai from Chung Cheng For For Management
Investment Co., Ltd. with ID Number
355101 as Director
5.6 Elect Paul T. C. Liang from Chang Chi For For Management
Investment Ltd. with ID Number 800826
as Director
5.7 Elect Chung-Yu Wang with ID Number For For Management
A101021362 as Independent Director
5.8 Elect Wen-Chih Lee with ID Number For For Management
E121520459 as Independent Director
5.9 Elect Jie-Haun Lee with ID Number For For Management
G120002463 as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO., LTD.
Ticker: 03618 Security ID: Y1594G107
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Work Report of the Board For For Management
of Directors
2 Approve 2010 Work Report of the Board For For Management
of Supervisors
3 Approve 2010 Annual Report For For Management
4 Approve 2010 Audited Financial For For Management
Statements of the Bank
5 Approve Proposed 2010 Profit For For Management
Appropriation Plan of the Bank
6 Approve 2011 Annual Budgets of the Bank For For Management
7 Reappoint Deloitte Touche Tohmatsu CPA For For Management
Ltd. as PRC Auditors and Deloitte
Touche Tohmatsu as International
Auditors and to Authorize Board to Fix
Their Remuneration
8 Authorize Board to Exercise the For For Management
Operation and Management Rights of the
Bank
--------------------------------------------------------------------------------
CHROMA ATE INC.
Ticker: 2360 Security ID: Y1604M102
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Income and For For Management
Dividends and Issuance of New Shares
4 Amend Articles of Association For For Management
5.1 Elect Leo Huang with ID Number 1 as For For Management
Director
5.2 Elect Ming Chang with ID Number 3 as For For Management
Director
5.3 Elect Terry Cheng from Fer Mo For For Management
Investment Co., Ltd. with ID Number
12723 as Director
5.4 Elect Tsung-Ming Chung with ID Number For For Management
J102535596 as Independent Director
5.5 Elect Quincy Lin with ID Number For For Management
D100511842 as Independent Director
5.6 Elect Chi-Jen Chou with ID Number For For Management
T100113241 as Supervisor
5.7 Elect Tsun I Wang from Case Investment For For Management
Co., Ltd. with ID Number 319 as
Supervisor
6 Approve Release of Restrictions of For For Management
Competitive Activities of New Directors
and Their Representatives
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: Y1662W117
Meeting Date: NOV 24, 2010 Meeting Type: Special
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Non-Exempt Continuing Connected For For Management
Transactions
2 Approve Proposed Caps for Each Category For For Management
of Non-Exempt Continuing Connected
Transactions
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: Y1662W117
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAY 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Declare Final Dividend For For Management
1c1 Reelect Wang Yilin as Non-Executive For For Management
Director
1c2 Reelect Li Fanrong as Executive For For Management
Director
1c3 Reelect Lawrence J. Lau as Independent For For Management
Non-Executive Director
1c4 Reelect Wang Tao as Independent For For Management
Non-Executive Director
1c5 Authorize Board to Fix Remuneration of For For Management
Directors
1d Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
2a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2b Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
2c Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
DELTA ELECTRONICS INC.
Ticker: 2308 Security ID: Y20263102
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Amendment to Rules of Procedure For For Management
for Election of Directors and
Supervisors
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
EVA AIRWAYS CORP.
Ticker: 2618 Security ID: Y2361Y107
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Income and For For Management
Dividends
4 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties and
Procedures for Endorsement and
Guarantees
5 Elect Directors and Supervisors For Abstain Management
(Bundled)
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly Elected
Directors
7 Amend Articles of Association For For Management
8 Approve Amendment to Rules of Procedure For For Management
for Election of Directors and
Supervisors
--------------------------------------------------------------------------------
FORMOSA CHEMICAL AND FIBRE CORPORATION
Ticker: 1326 Security ID: Y25946107
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's General Meeting
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
FORMOSA PLASTICS CORP.
Ticker: 1301 Security ID: Y26095102
Meeting Date: JUN 20, 2011 Meeting Type: Annual
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
5 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
6 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's General Meeting
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO. LTD.
Ticker: 2881 Security ID: Y26528102
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Income and For For Management
Dividends and Issuance of New Shares
4 Approve the Plan of Long-term Fund For For Management
Raising
5.1 Elect CHANG Hong-Chang with ID Number For For Management
B101251576 as Independent Director
5.2 Elect CHEUNG Chi-Yan Louis with For For Management
Shareholder Number E880683(0) as
Independent Director
5.3 Elect TING Ting-Yu Timothy with ID For For Management
Number A104351241 as Independent
Director
5.4 Elect CHEN Kok-Choo with ID Number For For Management
A210358712 as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES CO., LTD.
Ticker: 02777 Security ID: Y2933F115
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
and Auditors' Report
4 Declare Final Dividend of RMB 0.4 per For For Management
Share
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Board to Decide on Matters For For Management
Relating to the Payment of Interim
Dividend for the Six Months Ended June
30, 2011
7a Reelect Li Helen Lin as Non-Executive For For Management
Director and Authorize the Board to Fix
Her Remuneration
7b Reelect Huang Kaiwen as Independent For For Management
Non-Executive Director and Authorize
the Board to Fix His Remuneration
7c Reelect Dai Feng as Independent For For Management
Non-Executive Director and Authorize
the Board to Fix His Remuneration
7d Reelect Lai Ming, Joseph as Independent For For Management
Non-Executive Director and Authorize
the Board to Fix His Remuneration
8 Approve Guarantee Extension on Behalf For Against Management
of the Company's Subsidiaries for 2010
9 Approve Guarantee Extension on Behalf For Against Management
of the Company's Subsidiaries for 2009
10 Approve the Guarantee Extension on For Against Management
Behalf of Lihe Property Development
Company Limited in Respect of a Bank
Loan
11 Approve Extension of A Share Issue For For Management
12 Amend Use of Proceeds from the A Share For For Management
Issue
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES CO., LTD.
Ticker: 02777 Security ID: Y2933F115
Meeting Date: MAY 27, 2011 Meeting Type: Special
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of A Share Issue For For Management
--------------------------------------------------------------------------------
HANG SENG BANK
Ticker: 00011 Security ID: Y30327103
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Raymond K F Ch'ien as Director For For Management
2b Reelect Marvin K T Cheung as Director For For Management
2c Elect L Y Chiang as Director For For Management
2d Reelect Jenkin Hui as Director For For Management
2e Elect Sarah C Legg as Director For For Management
2f Elect Mark S McCombe as Director For For Management
2g Elect Michael W K Wu as Director For For Management
3 Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HANNSTAR TOUCH SOLUTION CORP.
Ticker: 3049 Security ID: Y80649109
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Statement of Profit and For For Management
Loss Appropriation
3 Approve Proposal of Issuing Marketable For Against Management
Securities via Public Offering or
Private Placement
4 Amend Articles of Association For For Management
5 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO., LTD.
Ticker: 2317 Security ID: Y36861105
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Income and For For Management
Dividends and Issuance of New Shares
4 Approve Increase of Cash Capital and For For Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt
5 Amend Articles of Association For For Management
6 Transact Other Business None None Management
--------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD
Ticker: 00388 Security ID: Y3506N139
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$2.31 Per For For Management
Share
3a Elect Kwok Chi Piu, Bill as Director For For Management
3b Elect Lee Kwan Ho, Vincent Marshall as For For Management
Director
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7a Approve Remuneration of HK$550,000 and For For Management
HK$385,000 Per Annum to the Chairman
and Non-Executive Directors
Respectively
7b Approve Attendance Fee and Additional For For Management
Remuneration for the Chairman and
Members of Certain Board Committees
8 Amend Articles of Association of the For For Management
Company
9 Amend Articles Re: Nomination of For For Management
Directors
10 Amend Articles Re: Board Related For For Management
--------------------------------------------------------------------------------
HTC CORPORATION
Ticker: 2498 Security ID: Y3732M103
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2010 For For Management
Dividends and Employee Profit Sharing
4 Amend Articles of Association For For Management
5 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
6.1 Elect David Bruce Yoffie with For For Management
Shareholder Number 19540707DA as
Director
6.2 Elect Jerry H.C. Chu with ID Number For For Management
A121108388 as Supervisor
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
8 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: ADPV10686
Meeting Date: SEP 21, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of the For For Management
Rights Shares
1b Approve Proportion and Number of the For For Management
Rights Shares to be Issued
1c Approve Subscription Price for the For For Management
Rights Shares
1d Approve Target Subscribers for the For For Management
Rights Issue
1e Approve Use of Proceeds For For Management
1f Approve Effective Period of the For For Management
Resolution
1g Approve Authorization for the Rights For For Management
Issue
2 Approve Arrangements for the For For Management
Accumulated Undistributed Profits Prior
to the Completion of the Rights Issue
of A Shares and H Shares
3 Approve Feasibility Analysis Report on For For Management
Use of Proceeds from the Rights Issue
of A Shares and H Shares
4 Approve Report on Utilization of For For Management
Proceeds from Previous Issuances
5 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
6 Elect Xu Shanda as Independent For For Management
Non-Executive Director
7 Elect Li Xiaopeng as Executive Director None For Shareholder
8 Approve Utilization of Proceeds from None For Shareholder
the Previous Issuance of A Share
Convertible Bonds
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: ADPV10686
Meeting Date: SEP 21, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Types and Nominal Value of For For Management
Securities to be Issued in Relation to
the Rights Issue of A Shares and H
Shares
1b Approve Proportion and Number of Shares For For Management
to be Issued in Relation to the Rights
Issue of A Shares and H Shares
1c Approve Subscription Price and Basis For For Management
for Price Determination in Relation to
the Rights Issue of A Shares and H
Shares
1d Approve Target Subscribers in Relation For For Management
to the Rights Issue of A Shares and H
Shares
1e Approve Amount and Use of Proceeds in For For Management
Relation to the Rights Issue of A
Shares and H Shares
1f Approve Effective Period of the For For Management
Resolutions in Relation to the Rights
Issue of A Shares and H Shares
1g Approve Authorization for the Rights For For Management
Issue in Relation to the Rights Issue
of A Shares and H Shares
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: ADPV10686
Meeting Date: MAY 31, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Work Report of Board of For For Management
Directors
2 Approve 2010 Work Report of Board of For For Management
Supervisors
3 Approve 2010 Audited Accounts For For Management
4 Approve 2010 Profit Distribution Plan For For Management
5 Approve Purchase of Office Premises by For For Management
Shanghai Branch
6 Approve 2011 Fixed Assets Investment For For Management
Budget
7 Reappoint Ernst & Young and Ernst & For For Management
Young Hua Ming as External Auditors and
Fix Aggregate Audit Fees for 2011 at
RMB 159.6 Million
8 Elect Zhao Lin as Shareholder None For Shareholder
Supervisor
9 Approve Payment of Remuneration to None For Shareholder
Directors and Supervisors
--------------------------------------------------------------------------------
JIANGXI COPPER COMPANY LTD.
Ticker: 00358 Security ID: Y4446C100
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: MAY 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of Board of Directors For For Management
2 Approve Report of Supervisory Committee For For Management
3 Approve Audited Financial Statements For For Management
and Auditors' Report
4 Approve Profit Distribution Proposal For For Management
5 Appoint Ernst & Young Hua Ming and For For Management
Ernst & Young as Domestic and Overseas
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Abolishment of Share For For Management
Appreciation Rights and Formulation of
Long-Term Incentive Pilot Program
7 Amend to the Rules of Procedures for For For Management
the Board
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
KINGBOARD CHEMICAL HOLDINGS LTD
Ticker: 00148 Security ID: G52562140
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Cheung Kwok Wing as Executive For For Management
Director
3b Reelect Chen Maosheng as Executive For For Management
Director
3c Reelect Cheng Wai Chee, Christopher as For For Management
Independent Non-Executive Director
3d Reelect Tse Kam Hung as Independent For For Management
Non-Executive Director
3e Authorize the Board to Fix the For For Management
Remuneration of Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KINGBOARD CHEMICAL HOLDINGS LTD
Ticker: 00148 Security ID: G52562140
Meeting Date: MAY 16, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction with a For For Management
Related Party
--------------------------------------------------------------------------------
L'OCCITANE INTERNATIONAL S.A.
Ticker: 00973 Security ID: L6071D109
Meeting Date: SEP 30, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports
2.A Approve Share Option Plan For Did Not Vote Management
2.B Approve Free Share Plan For Did Not Vote Management
3.A Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights up to 20 Percent of
Issued Share Capital
3.B Authorize Repurchase of Up to Ten For Did Not Vote Management
Percent of Issued Share Capital
3.C Authorize Reissuance of Repurchased For Did Not Vote Management
Shares
1 Authorize Board to Fix Remuneration of For Did Not Vote Management
Directors
2 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
3 Approve Discharge of Directors For Did Not Vote Management
4 Approve Discharge of Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
LONGFOR PROPERTIES CO. LTD
Ticker: 00960 Security ID: G5635P109
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of RMB 0.1 Per Share For For Management
3a Reelect Fang Shengtao as Director For For Management
3b Reelect Chen Kai as Director For For Management
3c Reelect Qin Lihong as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MAN WAH HOLDINGS LTD.
Ticker: 01999 Security ID: G5800U107
Meeting Date: AUG 03, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Approve Final and Special Dividends For For Management
3 Elect Wong Man Li as Director For Against Management
4 Elect Hui Wai Hing as Director For For Management
5 Elect Li Jianhong as Director For For Management
6 Elect Yu Tung Wan as Director For For Management
7 Approve Remuneration of Directors for For For Management
the Year Ended 31 March 2010
8 Approve Remuneration of Directors for For For Management
the Year Ended 31 March 2011
9 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Share Repurchase Program For For Management
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MEDIATEK INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve to Merge Ralink Technology Corp For For Management
via Shares Swap by New shares Issuance
4 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties and
Procedures for Endorsement and
Guarantees
5 Amend Articles of Association For For Management
6 Approve Amendment to Rules of Procedure For For Management
for Election of Directors and
Supervisors
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
MONGOLIAN MINING CORP
Ticker: 00975 Security ID: G6264V102
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date: JUN 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
the Year Ended Dec. 31, 2010
2a Reelect Odjargal Jambaljamts as an For For Management
Executive Director
2b Reelect Battsengel Gotov as an For For Management
Executive Director
2c Reelect Batsaikhan Purev as a For For Management
Non-Executive Director
2d Reelect Enkh-Amgalan Luvsantseren as a For For Management
Non-Executive Director
2e Reelect Gantumur Lingov as a For For Management
Non-Executive Director
2f Approve Remuneration of Directors For For Management
3 Reappoint KPMG as Auditor and Authorize For For Management
Board to Fix Its Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Share Repurchase Program For For Management
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 601857 Security ID: Y6883Q104
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAY 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Final Dividends For For Management
5 Authorize Board to Determine the For For Management
Distribution of Interim Dividends for
the Year 2011
6 Reappoint PricewaterhouseCoopers, For For Management
Certified Public Accountants and
PricewaterhouseCoopers Zhong Tian CPAs
Company Limited, Certified Public
Accountants as International and
Domestic Auditors, Respectively, and
Authorize Board to Fix Their
Remuneration
7a Elect Jiang Jiemin as Director For For Management
7b Elect Zhou Jiping as Director For For Management
7c Elect Wang Yilin as Director None None Management
7d Elect Li Xinhua as Director For For Management
7e Elect Liao Yongyuan as Director For For Management
7f Elect Wang Guoliang as Director For For Management
7g Elect Wang Dongjin as Director For For Management
7h Elect Yu Baocai as Director For For Management
7i Elect Ran Xinquan as Director For For Management
7j Elect Liu Hongru as Independent For For Management
Director
7k Elect Franco Bernabe as Independent For For Management
Director
7l Elect Li Yongwu as Independent Director For For Management
7m Elect Cui Junhui as Independent For For Management
Director
7n Elect Chen Zhiwu as Independent For For Management
Director
8a Elect Chen Ming as Supervisor For For Management
8b Elect Guo Jinping as Supervisor For For Management
8c Elect Wen Qingshan as Supervisor For For Management
8d Elect Sun Xianfeng as Supervisor For For Management
8e Elect Li Yuan as Independent Supervisor For For Management
8f Elect Wang Daocheng as Independent For For Management
Supervisor
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Issuance of Debt Financing For For Management
Instruments in the Aggregate Principal
Amount of up to RMB 100 Billion
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 02318 Security ID: Y69790106
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of Supervisory Committee For For Management
3 Approve Annual Report and its Summary For For Management
for the Year Ended Dec. 31, 2010
4 Accept Financial Statements and For For Management
Auditors' Report
5 Approve Profit Distribution Plan and For For Management
Final Dividend
6 Reappoint Ernst & Young Hua Ming as PRC For For Management
Auditors and Ernst & Young as
International Auditors and Authorize
Board to Fix Their Remuneration
7 Approve Redesignation of Cheung Chi For For Management
Yan, Louis as Non-Executive Director
8 Elect Woo Ka Biu, Jackson as For For Management
Independent Non-Executive Director
9 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PRESIDENT CHAIN STORE CORP.
Ticker: 2912 Security ID: Y7082T105
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Amend Articles of Association For For Management
4 Approve Amendment to Rules of Procedure For For Management
for Election of Directors and
Supervisors
5 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
6 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 01928 Security ID: G7800X107
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: MAY 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect Michael Alan Leven as Executive For For Management
Director
2b Reelect Toh Hup Hock as Executive For For Management
Director
2c Reelect Jeffrey Howard Schwartz as For For Management
Non-Executive Director
2d Reelect David Muir Turnbull as For For Management
Independent Non-Executive Director
2e Reelect Iain Ferguson Bruce as For For Management
Independent Non-Executive Director
2f Authorize Board to Fix Remuneration of For For Management
Directors
3 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Ticker: 01066 Security ID: Y76810103
Meeting Date: OCT 08, 2010 Meeting Type: Special
Record Date: SEP 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus H Share Issue on the For For Management
Basis of One Bonus H Share for Every
one H Share and one Bonus Non-listed
Share for Every One Non-listed Share in
Issue
2 Approve Issuance of Shares Pursuant to For For Management
the Bonus Issue
3 Approve Increase of Authorized Share For For Management
Capital from RMB 107.6 million to RMB
215.3 million Upon Completion of the
Bonus Issue
4 Authorize Board to Do All Such Acts For For Management
Necessary to Implement the Bonus Issue
5 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Ticker: 01066 Security ID: Y76810103
Meeting Date: OCT 08, 2010 Meeting Type: Special
Record Date: SEP 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus H Share Issue on the For For Management
Basis of One Bonus H Share for Every
one H Share and one Bonus Non-listed
Share for Every One Non-listed Share in
Issue
2 Approve Issuance of Shares Pursuant to For For Management
the Bonus Issue
3 Approve Increase of Authorized Share For For Management
Capital from RMB 107.6 million to RMB
215.3 million Upon Completion of the
Bonus Issue
4 Authorize Board to Do All Such Acts For For Management
Necessary to Implement the Bonus Issue
5 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD
Ticker: 00460 Security ID: G8162K113
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: MAY 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2a1 Reelect Che Fengsheng as Director For For Management
2a2 Reelect Guo Weicheng as Director For For Management
2a3 Reelect Meng Xianhui as Director For For Management
2a4 Reelect Zhang Jionglong as Director For Against Management
2a5 Reelect Patrick Sun as Director For Against Management
2a6 Reelect Bai Huiliang as Director For Against Management
2a7 Reelect Xu Kangsen as Director For Against Management
2b Approve Remuneration of Directors For For Management
3 Reappoint PricewaterhouseCoopers as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
4a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
4c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SITC INTERNATIONAL HOLDINGS CO LTD.
Ticker: 01308 Security ID: G8187G105
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Final Dividends For For Management
3a Reelect Yang Shaopeng as Director For For Management
3b Reelect Yang Xianxiang as Director For For Management
3c Reelect Liu Kecheng as Director For For Management
3d Reelect Li Xuexia as Director For For Management
3e Reelect Xue Peng as Director For For Management
3f Reelect Liu Rongli as Director For For Management
3g Reelect Tsui Yung Kwok as Director For For Management
3h Reelect Yeung Kwok On as Director For For Management
3i Reelect Lo Wing Yan, William as For For Management
Director
3j Reelect Ngai Wai Fung as Director For For Management
3k Approve Remuneration of Directors For For Management
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Share Repurchase Program For For Management
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SPRINGLAND INTERNATIONAL HOLDINGS LTD.
Ticker: 01700 Security ID: G83785108
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAY 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Chen Jianqiang as Director For For Management
3b Reelect Tao Qingrong as Director For For Management
3c Reelect Fung Hiu Lai as Director For For Management
3d Reelect Wang Lin as Director For For Management
3e Reelect Fung Hiu Chuen, John as For For Management
Director
3f Reelect Lin Zhijun as Director For For Management
3g Reelect Zhang Weijiong as Director For For Management
3h Reelect Wang Shuaiting as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Ticker: STAN Security ID: G84228157
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAY 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Steve Bertamini as Director For For Management
5 Re-elect Jaspal Bindra as Director For For Management
6 Re-elect Richard Delbridge as Director For For Management
7 Re-elect Jamie Dundas as Director For For Management
8 Re-elect Val Gooding as Director For For Management
9 Re-elect Dr Han Seung-soo as Director For For Management
10 Re-elect Simon Lowth as Director For For Management
11 Re-elect Rudy Markham as Director For For Management
12 Re-elect Ruth Markland as Director For For Management
13 Re-elect Richard Meddings as Director For For Management
14 Re-elect John Paynter as Director For For Management
15 Re-elect John Peace as Director For For Management
16 Re-elect Mike Rees as Director For For Management
17 Re-elect Peter Sands as Director For For Management
18 Re-elect Paul Skinner as Director For For Management
19 Re-elect Oliver Stocken as Director For For Management
20 Reappoint KPMG Audit plc as Auditors For For Management
21 Authorise Board to Fix Remuneration of For For Management
Auditors
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise Issue of Equity with For For Management
Pre-emptive Rights
24 Authorise Issue of Equity with For For Management
Pre-emptive Rights
25 Approve 2011 Share Plan For For Management
26 Authorise Issue of Equity without For For Management
Pre-emptive Rights
27 Authorise Market Purchase For For Management
28 Authorise Market Purchase For For Management
29 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: 00016 Security ID: Y82594121
Meeting Date: DEC 02, 2010 Meeting Type: Annual
Record Date: NOV 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Fung Kwok-lun, William as For For Management
Director
3a2 Reelect Lee Shau-kee as Director For For Management
3a3 Reelect Wong Yick-kam, Michael as For For Management
Director
3a4 Reelect Kwok Ping-luen, Raymond as For For Management
Director
3a5 Reelect Chan Kai-ming as Director For For Management
3a6 Reelect Chan Kui-yuen, Thomas as For For Management
Director
3a7 Reelect Kwong Chun as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties and
Procedures for Endorsement and
Guarantees
4 Approve Transfer of TSMC's Solar For For Management
Business and Solid State Lighting
Business into Two New TSMC Wholly Owned
Companies Respectively, and to Further
Approve the "Solar Business Transfer
Plan" and "Solid State Lighting
Business Transfer Plan"
5.1 Approve By-Election of Gregory C. Chow For For Management
as Independent Director
5.2 Approve By-Election of Kok-Choo Chen as For For Management
Independent Director
6 Transact Other Business None None Management
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 00700 Security ID: G87572148
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAY 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Reelect Lau Chi Ping Martin as Director For For Management
3a2 Reelect Antonie Andries Roux as For For Management
Director
3b Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Authorize Board to Establish Further For Against Management
Employee Incentive Schemes
--------------------------------------------------------------------------------
TRINA SOLAR LTD.
Ticker: TSL Security ID: 89628E104
Meeting Date: AUG 06, 2010 Meeting Type: Annual
Record Date: JUN 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-election of Gao Jifan as Director For For Management
2 Re-election of Zhao Qian as Director For For Management
3 Re-election of Yeung Kwok On as For For Management
Director
4 Increase Number of Shares Reserved For For Management
Under theCompany's Share Incentive Plan
from 202,718,350 to 352,718,350
5 Ratify Deloitte Touche Tohmatsu as For For Management
Auditors
--------------------------------------------------------------------------------
UNIMICRON TECHNOLOGY CORP. (EX WORLD WISER ELECTRONICS INC)
Ticker: 3037 Security ID: Y90668107
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
4 Approve Amendments on the Procedures For For Management
for Endorsement and Guarantees
5 Elect Directors and Supervisors For For Management
(Bundled)
6 Approve Proposal to Release the For For Management
Prohibition on Directors from
Participation in Competitive Business
--------------------------------------------------------------------------------
WHARF (HOLDINGS) LTD.
Ticker: 00004 Security ID: Y8800U127
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: JUN 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statement and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3a Reelect Paul M. P. Chan as Director For For Management
3b Reelect Vincent K. Fang as Director For For Management
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Increase in the Authorized For For Management
Share Capital of the Company
9 Adopt Share Option Scheme For For Management
--------------------------------------------------------------------------------
ZHONGSHENG GROUP HOLDINGS LTD.
Ticker: 00881 Security ID: G9894K108
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: JUN 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend of HK$0.12 Per For For Management
Share
3 Reelect Huang Yi as Executive Director For For Management
4 Reelect Li Guoqiang as Executive For For Management
Director
5 Reelect Du Qingshan as Executive For For Management
Director
6 Authorize Board to Fix the Remuneration For For Management
of Directors
7 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 000063 Security ID: Y0004F105
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Report of the Board of Directors For For Management
3 Accept Report of the Supervisory For For Management
Committee
4 Accept Report of the President of the For For Management
Company
5 Accept Final Financial Accounts of the For For Management
Company
6a Approve Application to the Bank of For For Management
China Ltd., Shenzhen Branch for a
Composite Credit Facility Amounting to
RMB 23 Billion
6b Approve Application to the China For For Management
Development Bank Corporation, Shezhen
Branch for a Composite Credit Facility
Amounting to $4.5 Billion
7a Reappoint Ernst & Young Hua Ming as PRC For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7b Reappoint Ernst & Young as Hong Kong For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8a Approve Application for Investment For For Management
Limits in Derivative Products for Value
Protection Against US Dollar Risk
Exposure for an Amount Not Exceeding
$800 Million
8b Approve Application for Investment For For Management
Limits in Derivative Products for Value
Protection Against Euro Risk Exposure
for an Amount Not Exceeding EUR 150
Million
8c Approve Application for Investment For For Management
Limits in Fixed Income Derivative
Products for an Amount Not Exceeding $1
Billion
9 Approve Investment in the Research and For For Management
Development Base in Yuhuatai District
of Nanjing
9 Approve Profit Distribution Proposal For For Management
and Capitalization from Capital
Reserves of the Company for 2010
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12a Amend Clause Relating to Third-Party None For Shareholder
Guarantees in Article 160 of Chapter 10
of the Articles of Association
12b Amend Clause Specifying that the Board None For Shareholder
of Directors May Determine the Types of
Derivative Investment at its Discretion
in Article 160 of Chapter 10 of the
Articles of Association
13a Approve Provision of Guarantee by ZTE None For Shareholder
in Relation to the Overseas Medium or
Long-Term Debt Financing of ZTE (HK)
Ltd.
13b Approve Authorization of the Conduct of None For Shareholder
Interest Rate Swap Transactions by ZTE
(HK) Ltd.
--------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 000063 Security ID: Y0004F105
Meeting Date: SEP 10, 2010 Meeting Type: Special
Record Date: AUG 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in and Construction For For Management
of ZTE Heyuan Production and Research
and Development Training Base Project
and the Execution of the Relevant
Investment Contract
2 Approve Application for Investment For For Management
Limits in Foreign Exchange Derivative
Products for Value-Protection
--------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 000063 Security ID: Y0004F105
Meeting Date: NOV 30, 2010 Meeting Type: Special
Record Date: OCT 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve External Investment of the For Against Management
Company Pursuant to the Establishment
of ZTE Finance Co., Ltd.
2 Approve Resolution of the Company on For For Management
Increasing the Insurance Amount of
Directors', Supervisors' and Senior
Management's Liability Insurance
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: AllianceBernstein Greater
China '97 Fund, Inc.
By: Robert M. Keith*
-----------------------
Chief Executive Officer
Date: August 30, 2011
*By: /s/ Emilie D. Wrapp
-------------------
Emilie D. Wrapp
Secretary