N-PX 1 d811-08201_10.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-08201 AllianceBernstein Greater China '97 Fund, Inc. (Exact name of registrant as specified in charter) AllianceBernstein L.P. 1345 Avenue of the Americas, New York, New York l0105 (Address of Principal Executive Office) (Zip Code) Registrant's Telephone Number, including Area Code: (800) 221-5672 EMILIE D. WRAPP AllianceBernstein L.P. 1345 Avenue of the Americas New York, New York l0105 (Name and address of agent for service) Copies of communications to: Kathleen K. Clarke Seward & Kissel LLP 1200 G Street, N.W. Washington, D.C. 20005 Date of fiscal year end: July 31 Date of reporting period: July 1, 2009 - June 30, 2010 Item 1. Proxy Voting Record. ******************************* FORM N-PX REPORT ******************************* ICA File Number: 811-08201 Reporting Period: 07/01/2009 - 06/30/2010 AllianceBernstein Greater China '97 Fund, Inc. ================ AllianceBernstein Greater China '97 Fund, Inc. ================ AAC ACOUSTIC TECHNOLOGIES HOLDINGS INC. Ticker: 2018 Security ID: G2953L109 Meeting Date: MAY 22, 2010 Meeting Type: Annual Record Date: MAY 14, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Reelect Benjamin Zhengmin Pan as For For Management Executive Director 3a2 Reelect Poon Chung Yin Joseph as For For Management Independent Non-Executive Director 3a3 Reelect Tan Bian Ee as Independent For For Management Non-Executive Director 3a4 Reelect Chang Carmen I-Hua as For For Management Independent Non-Executive 3b Authorize the Board to Fix Remuneration For For Management of Directors 4 Reappoint Auditors and Authorize the For For Management Board to Fix Its Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- AIR CHINA LTD. Ticker: 601111 Security ID: Y002A6104 Meeting Date: DEC 22, 2009 Meeting Type: Special Record Date: NOV 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolutions Concerning the For Against Management Entry Into Continuing Connected Transaction Agreements for the Years from 2010 to 2012 and Their Respective Annual Caps 2 Approve Provision of Guarantee for the For For Management Loan of Sichuan SNECMA Aeroengine Maintenance Co., Ltd. -------------------------------------------------------------------------------- AIR CHINA LTD. Ticker: 601111 Security ID: Y002A6104 Meeting Date: APR 29, 2010 Meeting Type: Special Record Date: MAR 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Share Types and Nominal Value For For Management in Relation to the A Share Issue and the H Share Issue 1b Approve Method of Issue in Relation to For For Management the A Share Issue and the H Share Issue 1c Approve Target Subscriber and For For Management Subscription Method in Relation to the A Share Issue and the H Share Issue 1d Approve Offering Size in Relation to For For Management the A Share Issue and the H Share Issue 1e Approve Pricing Base Day and Issue For For Management Price in Relation to the A Share Issue and the H Share Issue 1f Approve Lock-up Period in Relation to For For Management the A Share Issue and the H Share Issue 1g Approve Place of Listing in Relation to For For Management the A Share Issue and the H Share Issue 1h Approve Use of Proceeds in Relation to For For Management the A Share Issue and the H Share Issue 1i Approve Accumulated Profit Arrangement For For Management in Relation to the A Share Issue and the H Share Issue 1j Approve Effectiveness of the Resolution For For Management Approving the the A Share Issue and the H Share Issue 2 Approve Share Subscription Agreements For For Management between the Company and Specific Subscribers -------------------------------------------------------------------------------- AIR CHINA LTD. Ticker: 601111 Security ID: Y002A6104 Meeting Date: APR 29, 2010 Meeting Type: Special Record Date: MAR 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolution on the Company's For For Management Staisfaction of the Requirements in Relation to the A Share Issue 2 Approve Feasibility Study Report for For For Management the Use of Proceeds from the A Share Issue of the Company 3 Approve Report on the Use of Proceeds For For Management from Previous Fundraising Activities of the Company 4 Approve Shareholding Restructuring For For Management Project of Air China Cargo Ltd. through the Joint Venture Agreement 5a Approve Share Types and Nominal Value For For Management in Relation to the A Share Issue and the H Share Issue 5b Approve Methods of Issue in Relation to For For Management the A Share and H Share Issue 5c Approve Target Subscriber and For For Management Subscription Method in Relation to the A Share Issue and H Share Issue 5d Approve Offering Size in Relation to For For Management the A Share Issue and H Share Issue 5e Approve Pricing Base Day and Issue For For Management Price in Relation to the A Share Issue and H Share Issue 54f Approve Lock-up Period in Relation to For For Management the A Share Issue and H Share Issue 5g Approve Place of Listing in Relation to For For Management the A Share Issue and H Share Issue 5h Approve Use of Proceeds in Relation to For For Management the A Share Issue and H Share Issue 5i Approve Accumulated Profit Arrangement For For Management in Relation to the A Share Issue and H Share Issue 5j Approve Effectiveness of the Resolution For For Management Approving the A Share Issue and H Share Issue 6 Approve Resolution on the Share For For Management Subscription Agreements between the Company and Specific Subscribers 7 Authorize the Board to Ratify and For For Management Execute the Approved Resolution -------------------------------------------------------------------------------- AIR CHINA LTD. Ticker: 601111 Security ID: Y002A6104 Meeting Date: JUN 30, 2010 Meeting Type: Annual Record Date: MAY 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management 5 Reappoint of Ernst & Young and Ernst & For For Management Young Hua Ming CPAs Limited as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Approve Report on the Use of Proceeds For For Management from Previous Fund Raising Activities 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Approve Increase in Registered Capital For Against Management to Reflect the Issuance of Shares Without Preemptive Rights and Reflect Such Increase in the Articles of Association of the Company -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 898 Security ID: Y0132D105 Meeting Date: SEP 18, 2009 Meeting Type: Special Record Date: AUG 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Placement of New H Shares with For For Management a Nominal Value of RMB 1.00 to the Qualified Investors (Placement) 1b Approve Issuance of Not More than 217.2 For For Management Million New H Shares Under the Placement 1c Approve Target Placees Under the For For Management Placement 1d Approve Placing Price Under the For For Management Placement 1e Approve Arrangement of Accumulated For For Management Profits Under the Placement 1f Approve Validity Period of the For For Management Resolution for a Period of 12 Months Under the Placement 2 Authorize the Board to Deal with All For For Management Matters in Relation to the Placement 3 Approve Use of Proceeds from the For For Management Placement 4a Approve Issuance of Short-Term For For Management Debentures with an Aggregate Principal Amount of Not More than RMB 6 Billion to the Institutional Investors in PRC Inter-Bank Debenture Market (Proposed Issue of Short-Term Debentures) 4b Approve Issuance of Short-Term For For Management Debentures in Two Tranches Each with an Aggregate Principal Amount of RMB 3 Billion and a Term of Maturity of Not More than 365 Days 4c Approve Interest Rates of the Proposed For For Management Issue of Short-Term Debentures 4d Approve Issue of Short-Term Debentures For For Management to Institutional Investors in the PRC Inter-Bank Debenture Market 4e Approve Use of Proceeds from the For For Management Proposed Issue of Short-Term Debentures 4f Approve Validity of the Proposed Issue For For Management of Short-Term Debentures for a Period of 24 Months 4g Authorize Board to Deal with All For For Management Matters Relating to Proposed Issue of Short-Term Debentures 5 Elect Kwong Chi Kit, Victor as For For Management Independent Non-Executive Director -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 898 Security ID: Y0132D105 Meeting Date: SEP 18, 2009 Meeting Type: Special Record Date: AUG 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Placement of New H Shares with For For Management a Nominal Value of RMB 1.00 to the Qualified Investors (Placement) 1b Approve Issuance of Not More than 217.2 For For Management Million New H Shares Under the Placement 1c Approve Target Placees Under the For For Management Placement 1d Approve Placing Price Under the For For Management Placement 1e Approve Arrangement of Accumulated For For Management Profits Under the Placement 1f Approve Validity Period of the For For Management Resolution for a Period of 12 Months Under the Placement 2 Authorize the Board to Deal with All For For Management Matters in Relation to the Placement 3 Approve Use of Proceeds from the For For Management Placement -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 898 Security ID: Y0132D105 Meeting Date: DEC 28, 2009 Meeting Type: Special Record Date: NOV 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Joint Venture Agreement and the For For Management Related Transactions 2 Approve Connected Transaction with a For For Management Related Party and the Related Annual Caps -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 898 Security ID: Y0132D105 Meeting Date: JUN 18, 2010 Meeting Type: Annual Record Date: MAY 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Proposal for Distribution of For For Management Profits 5 Approve Proposed Remuneration of For For Management Directors and Supervisors 6 Appoint RSM China Certified Public For For Management Accountants and RSM Nelson Wheeler Certified Public Accountants as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LTD Ticker: 914 Security ID: Y01373102 Meeting Date: DEC 23, 2009 Meeting Type: Special Record Date: NOV 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ji Qinying as an Executive For For Management Director 2 Elect Qi Shengli as an Executive For For Management Director 3 Elect Wu Jianping as an Executive For For Management Director -------------------------------------------------------------------------------- ASUSTEK COMPUTER INC. Ticker: 2357 Security ID: Y04327105 Meeting Date: FEB 9, 2010 Meeting Type: Special Record Date: JAN 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Proposed Spin-off of the ODM Business For For Management Held through Long-term Equity Investment by the Company 2 Capital Reduction by the Company For For Management Arising from the Spin-off -------------------------------------------------------------------------------- ASUSTEK COMPUTER INC. Ticker: 2357 Security ID: Y04327105 Meeting Date: APR 22, 2010 Meeting Type: Annual Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Business Operations Report For For Management and Financial Statements 2 Approve 2009 Allocation of Income and For For Management Dividends 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING ENTERPRISES HOLDINGS Ticker: 392 Security ID: Y07702122 Meeting Date: JUN 10, 2010 Meeting Type: Annual Record Date: JUN 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Wang Dong as Director For For Management 3b Reelect Lei Zhengang as Director For For Management 3c Reelect Jiang Xinhao as Director For For Management 3d Reelect Tam Chun Fai as Director For For Management 3e Reelect Wu Jiesi as Director For For Management 3f Reelect Lam Hoi Ham as Director For For Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BELLE INTERNATIONAL HOLDINGS LTD Ticker: 1880 Security ID: G09702104 Meeting Date: MAY 26, 2010 Meeting Type: Annual Record Date: MAY 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize the Board to Fix Their Remuneration 4a1 Reelect Tang Yiu as Executive Director For For Management 4a2 Reelect Gao Yu as Non-Executive For For Management Director 4a3 Elect Ho Kwok Wah, George as For For Management Independent Non-Executive Director 4b Authorize the Board to Fix Remuneration For For Management of Directors 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LTD. Ticker: 2388 Security ID: Y0920U103 Meeting Date: MAY 20, 2010 Meeting Type: Annual Record Date: MAY 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends of HK$0.57 Per Share For For Management for the year ended Dec. 31, 2009 3a Reelect Li Lihui as Director For For Management 3b Reelect Zhang Yanling as Director For For Management 3c Reelect Gao Yingxin as Director For For Management 3d Reelect Tung Chee Chen Director For For Management 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to Ten For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- CATHAY FINANCIAL HOLDING CO., LTD. Ticker: 2882 Security ID: Y11654103 Meeting Date: JUN 18, 2010 Meeting Type: Annual Record Date: APR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Business Operations Report For For Management and Financial Statements 2 Approve 2009 Allocation of Income and For For Management Dividends 3 Approve the Issuance of New Shares For For Management 4 Amend Articles of Association For For Management 5 Elect Directors and Independent For For Management Directors 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHEUNG KONG (HOLDINGS) LIMITED Ticker: 1 Security ID: Y13213106 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: MAY 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Tzar Kuoi, Victor as Director For For Management 3b Elect Ip Tak Chuen, Edmond as Director For For Management 3c Elect Chiu Kwok Hung, Justin as For For Management Director 3d Elect Chow Kun Chee, Roland as For For Management Director 3e Elect Yeh Yuan Chang, Anthony as For For Management Director 3f Elect Chow Nin Mow, Albert as Director For For Management 3g Elect Wong Yick-ming, Rosanna as For For Management Director 4 Appoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHIMEI INNOLUX CORP Ticker: 3481 Security ID: Y4083P109 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: APR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Business Operations Report For For Management and Financial Statements 2 Approve 2009 Statement of Profit & Loss For For Management Appropriation 3 Amend Articles of Association For For Management 4 Approve to Amend Trading Procedures For For Management Governing Derivatives Products 5 Approve Amendments on the Procedures For For Management for Loans to Other Parties 6 Approve Amendments on the Procedures For For Management for Endorsement and Guarantees 7 Approve Income Tax Exemption For For Management 8 Approve Increase of Cash Capital and For For Management Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Domestic Issuance of Shares via a Private Placement 9 Approve Withdraw of Capital Reduction For For Management 10.1 Elect Representative Liao, Ching-Siang For For Management from Chimei Corporation with ID Number 220881 as Director 10.2 Elect Tuan, Hsing-Chien with ID Number For For Management 63 as Director 10.3 Elect Representative Hsu, Ting-Chen For For Management from Hung Yang Venture Capital Ltd. with ID Number 2 as Director 10.4 Elect Wea, Chi-Lin with ID Number For For Management J100196868 as Independent Director 10.5 Elect Liu, Ying-Ta with ID Number For For Management 486688 as Independent Director 10.6 Elect Representative Huang, Te-Tsai For For Management from Yo Cheng Investment Limited Corp. with ID Number 2437 as Supervisor 10.7 Elect Lin, Jung-Chun with ID Number For For Management 222109 as Supervisor 10.8 Elect Sung, Kuang-Fu with ID Number For For Management 222919 as Supervisor 11 Approve Release of Restrictions of For For Management Competitive Activities of Directors 12 Transact Other Business None None Management -------------------------------------------------------------------------------- CHINA COMMUNICATIONS SERVICES CORP.LTD Ticker: 552 Security ID: Y1436A102 Meeting Date: JUL 31, 2009 Meeting Type: Special Record Date: JUN 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Reelect Li Ping as Director and For For Management Authorize Board to Fix His Remuneration 1b Reelect Zhang Zhiyong as Director and For For Management Authorize Board to Fix His Remuneration 1c Reelect Yuan Jianxing as Director and For For Management Authorize Board to Fix His Remuneration 1d Reelect Liu Aili as Director and For For Management Authorize Board to Fix His Remuneration 1e Reelect Zhang Junan as Director and For For Management Authorize Board to Fix His Remuneration 1f Reelect Wang Jun as Independent For For Management Director and Authorize Board to Fix His Remuneration 1g Reelect Chan Mo Po, Paul as Independent For For Management Director and Authorize to Fix His Remuneration 1h Reelect Zhao Chunjun as Independent For For Management Director and Authorize Board to Fix His Remuneration 1i Reelect Wu Shangzhi as Independent For For Management Director and Authorize Board to Fix His Remuneration 1j Reelect Hao Weimin as Independent For For Management Director and Authorize Board to Fix His Remuneration 2a Reelect Xia Jianghua as Supervisor For For Management 2b Reelect Hai Liancheng as Supervisor For For Management 2c Authorize Board to Sign on Behalf of For For Management the Company's Supervisors' Service Contract and Authorize the Supervisory Committee to Determine the Supervisors' Remuneration 3a Amend Articles Re: Change of For For Management Shareholding in the Company 3b Amend Articles Re: Dispatch and For For Management Provision of Corporate Communication -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: CNCBK Security ID: Y1397N101 Meeting Date: JUN 24, 2010 Meeting Type: Special Record Date: MAY 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Type and Nominal Value of For For Management Rights Shares in Relation to the A Share and H Share Issue 1b Approve Proportion and Number of Shares For For Management to be Issued in Relation to the A Share and H Share Issue 1c Approve Subscription Price of the For For Management Rights Issue in Relation to the A Share and H Share Issue 1d Approve Target Subscribers in Relation For For Management to the A Share and H Share Issue 1e Approve Use of Proceeds in Relation to For For Management the A Share and H Share Issue 1f Approve Arrangement For the Accumulated For For Management Undistributed Profits of the Bank Prior to the Rights Issue 1g Approve Effective Period of the For For Management Resolution in Relation to the A Share and H Share Issue -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: CNCBK Security ID: Y1397N101 Meeting Date: JUN 24, 2010 Meeting Type: Annual Record Date: MAY 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Board of For For Management Supervisors 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Fixed Asset Investment Budget For For Management For 2010 5 Approve Profit Distribution Plan For For For Management 2009 6 Approve Final Emoluments Distribution For For Management Plan For Directors and Supervisors 7 Appoint Auditors and Authorize Board to For For Management Fix Their Remuneration 8a Approve Type and Nominal Value of For For Management Rights Shares in Relation to the A Share and H Share Issue 8b Approve Proportion and Number of Shares For For Management to be Issued in Relation to the A Share and H Share Issue 8c Approve Subscription Price of Rights For For Management Issue in Relation to the A Share and H Share Issue 8d Approve Target Subscribers in Relation For For Management to the A Share and H Share Issue 8e Approve Use of Proceeds in Relation to For For Management the A Share and H Share Issue 8f Approve Arrangement For Accumulated For For Management Undistributed Profits of the Bank Prior to the Rights Issue 8g Approve Effective Period of the For For Management Resolution in Relation to the A Share and H Share Issue 9 Approve Authorization For the Rights For For Management Issue of A Shares and H Shares 10 Approve Feasibility Report on the For For Management Proposed Use of Proceeds Raised from the Rights Issue of A Shares and H Shares 11 Approve Report on the Use of Proceeds For For Management From the Previous A Share Issue 12 Approve Mid-Term Plan of Capital For For Management Management 13a Elect Guo Shuqing as Executive Director For For Management 13b Elect Zhang Jianguo as Executive For For Management Director 13c Elect Lord Peter Levene as Independent For For Management Non-Executive Director 13d Elect Jenny Shipley as Independent For For Management Non-Executive Director 13e Elect Elaine La Roche as Independent For For Management Non-Executive Director 13f Elect Wong Kai-Man as Independent For For Management Non-Executive Director 13g Elect Sue Yang as Non-Executive For For Management Director 13h Elect Yam Chi Kwong, Joseph as For For Management Independent Non-Executive Director 13i Elect Zhao Xijun as Independent For For Management Non-Executive Director 14a Elect Xie Duyang as Shareholder For For Management Representative Supervisor 14b Elect Liu Jin as Shareholder For For Management Representative Supervisor 14c Elect Guo Feng as External Supervisor For For Management 14d Elect Dai Deming as External Supervisor For For Management 14e Elect Song Fengming as Shareholder For For Management Representative Supervisor 15a Elect Zhu Xiaohuang as Executive None For Shareholder Director 15b Elect Wang Shumin as Non-Executive None For Shareholder Director 15c Elect Wang Yong as Non-Executive None For Shareholder Director 15d Elect Li Xiaoling as Non-Executive None For Shareholder Director 15e Elect Zhu Zhenmin as Non-Executive None For Shareholder Director 15f Elect Lu Xiaoma as Non-Executive None For Shareholder Director 15g Elect Chen Yuanling as Non-Executive None For Shareholder Director 16 Amend Rules of Procedure Re: Delegation None For Shareholder of Authorities by the Shareholder's General Meeting to the Board -------------------------------------------------------------------------------- CHINA DONGXIANG (GROUP) CO LTD Ticker: 3818 Security ID: G2112Y109 Meeting Date: SEP 25, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription By Shanghai For For Management Gabanna Sporting Goods Co., Ltd. of a 30 Percent Equity Interest in Shanghai Yi Bo Tu Li Co. Ltd. Under the Cooperation Agreement 2 Approve New Framework Agreement For For Management 3 Approve Annual Caps Under the New For For Management Framework Agreement -------------------------------------------------------------------------------- CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO LTD Ticker: 658 Security ID: G2112D105 Meeting Date: JUN 18, 2010 Meeting Type: Annual Record Date: JUN 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Hu Yueming as Executive For For Management Director 3b Reelect Chen Yongdao as Executive For Against Management Director 3c Reelect Lu Xun as Executive Director For Against Management 3d Reelect Jin Maoji as Executive Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 601628 Security ID: Y1477R204 Meeting Date: JUN 4, 2010 Meeting Type: Annual Record Date: MAY 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution and Cash For For Management Dividend Distribution Plan for 2009 5 Reappoint PricewaterhouseCoopers Zhong For For Management Tian Certified Public Accountants Limited Company and PricewaterhouseCoopers as PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Elect Anthony Francis Neoh as For For Management Independent Non-Executive Director 7 Approve Renewal of Liability Insurance For Abstain Management for Directors and Senior Management Officers 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA MENGNIU DAIRY CO LTD Ticker: 2319 Security ID: G21096105 Meeting Date: AUG 27, 2009 Meeting Type: Special Record Date: AUG 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Board Composition For For Management 2a Elect Ning Gaoning as Non-Executive For For Management Director and Authorize Board to Fix His Remuneration 2b Elect Yu Xubo as Non-Executive Director For For Management and Authorize Board to Fix His Remuneration 2c Elect Ma Jianping as Non-Executive For For Management Director and Authorize Board to Fix His Remuneration 2d Elect Fang Fenglei as Non-Executive For For Management Director and Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- CHINA MENGNIU DAIRY CO., LTD. Ticker: 2319 Security ID: G21096105 Meeting Date: JUN 9, 2010 Meeting Type: Annual Record Date: JUN 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Niu Gensheng as Director and For For Management Authorize the Board to Fix His Remuneration 3b Reelect Wu Jingshui as Director and For For Management Authorize the Board to Fix His Remuneration 3c Reelect Ding Sheng as Director and For For Management Authorize the Board to Fix His Remuneration 3d Reelect Jiao Shuge as Director and For For Management Authorize the Board to Fix His Remuneration 3e Reelect Julian Juul Wolhardt as For For Management Director and Authorize the Board to Fix His Remuneration 3f Reelect Ma Wangjun as Director and For For Management Authorize the Board to Fix His Remuneration 3g Reelect Zhang Julin as Director and For For Management Authorize the Board to Fix His Remuneration 4 Reappoint Ernst & Young as Auditors and For For Management Authorize the Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO LTD Ticker: CHMBK Security ID: Y14896115 Meeting Date: OCT 19, 2009 Meeting Type: Special Record Date: SEP 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class and Par Value of Shares For For Management to be Issued Under the Proposed Rights Issue of A Shares and H Shares 1b Approve Ratio and Number of Shares to For For Management be Issued Under the Proposed Rights Issue of A Shares and H Shares 1c Approve Subscription Pricing and Price For For Management Determination Basis Under the Proposed Rights Issue of A Shares and H Shares 1d Approve Target Subscribers Under the For For Management Proposed Rights Issue of A Shares and H Shares 1e Approve Use of Proceeds Under the For For Management Proposed Rights Issue of A Shares and H Shares 1f Authorize Board to Deal With Specific For For Management Matters Relating to the Proposed Rights Issue of A Shares and H Shares 1g Approve Validity of the Special For For Management Resolution 2 Approve Proposal in Relation to For For Management Undistributed Profits Prior to the Completion of the Rights Issue 3 Approve Proposal Regarding the Use of For For Management Proceeds of the Rights Issue 4 Approve Explanatory Statement In For For Management Relation to the Use of Proceeds from the Previous Fund Raising 5 Approve Provisional Measures for For For Management Appointment of Annual Auditors -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO LTD Ticker: CHMBK Security ID: Y14896115 Meeting Date: OCT 19, 2009 Meeting Type: Special Record Date: SEP 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class and Par Value of Shares For For Management to be Issued Under the Proposed Rights Issue of A Shares and H Shares 1b Approve Ratio and Number of Shares to For For Management be Issued Under the Proposed Rights Issue of A Shares and H Shares 1c Approve Subscription Pricing and Price For For Management Determination Basis Under the Proposed Rights Issue of A Shares and H Shares 1d Approve Target Subscribers Under the For For Management Proposed Rights Issue of A Shares and H Shares 1e Approve Use of Proceeds Under the For For Management Proposed Rights Issue of A Shares and H Shares 1f Authorize Board to Deal With Specific For For Management Matters Relating to the Proposed Rights Issue of A Shares and H Shares 1g Approve Validity of the Special For For Management Resolution -------------------------------------------------------------------------------- CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD. Ticker: 144 Security ID: Y1489Q103 Meeting Date: MAY 25, 2010 Meeting Type: Annual Record Date: MAY 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Li Yinquan as Director For For Management 3b Reelect Su Xingang as Director For For Management 3c Reelect Hu Jianhua as Director For For Management 3d Reelect Wang Hong as Director For For Management 3e Reelect Liu Yunshu as Director For For Management 3f Reelect Tsang Kam Lan as Director For For Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 941 Security ID: Y14965100 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: MAY 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$1.458 Per For For Management Share 3a Reelect Li Yue as Director For For Management 3b Reelect Lu Xiangdong as Director For Against Management 3c Reelect Xin Fanfei as Director For For Management 3d Reelect Frank Wong Kwong Shing as For For Management Director 4 Reappoint KMPG as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 688 Security ID: Y15004107 Meeting Date: NOV 3, 2009 Meeting Type: Special Record Date: OCT 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve JV Agreement Among China For For Management Overseas Development (Shanghai) Co., Ltd.; China State Construction and Engineering Co., Ltd.; and China State Construction No.8 Engineering Co., Ltd. in Relation to the Development of a Joint Venure Company -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 688 Security ID: Y15004107 Meeting Date: JUN 9, 2010 Meeting Type: Annual Record Date: JUN 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Reelect Kong Quingping as Director For For Management 2b Reelect Xiao Xiao as Director For For Management 2c Reelect Dong Daping as Director For For Management 2d Reelect Nip Yun Wing as Director For For Management 2e Reelect Lin Xiaofeng as Director For For Management 2f Reelect Lam Kwong Siu as Director For For Management 2g Reelect Wong Ying Ho, Kennedy as For For Management Director 3 Authorize the Board to Fix Remuneration For For Management of Directors 4 Approve Final Dividend of HK$0.13 Per For For Management Share 5 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize the Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 688 Security ID: Y15004107 Meeting Date: JUN 9, 2010 Meeting Type: Special Record Date: JUN 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with a For For Management Related Party and New Caps -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: OCT 15, 2009 Meeting Type: Special Record Date: SEP 14, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with a For For Management Related Party and the Related Annual Caps -------------------------------------------------------------------------------- CHINA RESOURCES CEMENT HOLDINGS LTD Ticker: 1313 Security ID: ADPV12973 Meeting Date: MAY 20, 2010 Meeting Type: Annual Record Date: MAY 6, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2(1). Reelect Zhou Longshan as a Director For For Management 2(2). Reelect Lau Chung Kwok Robert as a For For Management Director 2(3). Reelect Li Fuzuo as a Director For For Management 2(4). Authorize Board to Fix the Remuneration For For Management of Directors 3 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Share Repurchase Program For For Management 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES CEMENT HOLDINGS LTD Ticker: 1313 Security ID: ADPV12973 Meeting Date: MAY 20, 2010 Meeting Type: Special Record Date: MAY 6, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction with a Related For For Management Party -------------------------------------------------------------------------------- CHINA RESOURCES POWER HOLDINGS CO., LTD. Ticker: 836 Security ID: Y1503A100 Meeting Date: JUN 8, 2010 Meeting Type: Annual Record Date: JUN 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Wang Xiao Bin as Director For For Management 3b Reelect Anthony H. Adams as Director For For Management 3c Reelect Chen Ji Min as Director For For Management 3d Reelect Ma Chiu-Cheung, Andrew as For For Management Director 3e Reelect Shi Shanbo as Director For For Management 3f Reelect Elsie Leung Oi-sie as Director For For Management 3g Reelect Raymond K.F. Ch'ien as Director For For Management 3h Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA RESOURCES POWER HOLDINGS CO., LTD. Ticker: 836 Security ID: Y1503A100 Meeting Date: JUN 8, 2010 Meeting Type: Special Record Date: MAY 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with a For For Management Related Party and Annual Caps -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY CO., LTD. Ticker: 601088 Security ID: Y1504C113 Meeting Date: JUN 18, 2010 Meeting Type: Annual Record Date: MAY 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Board of For For Management Supervisors 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan and For For Management Final Dividend of RMB 0.53 Per Share 5 Approve Remuneration of Directors and For For Management Supervisors 6 Reappoint KPMG Huazhen and KPMG as PRC For For Management and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration 7 Approve Revised Annual Cap of the For For Management Continuing Connected Transactions under the Transportation Service Framework Agreement with Taiyuan Railway Bureau 8 Approve Revised Annual Cap of the For For Management Continuing Connected Transactions under the Mutual Coal Supply Agreement with Shenhua Group Corporation Limited 9 Approve Mutual Coal Supply Agreement For For Management with Shenhua Group Corporation Limited and Annual Caps 10 Approve Mutual Supplies and Services For For Management Agreement with Shenhua Group Corporation Limited and Annual Caps 11 Approve Coal Supply Framework Agreement For For Management with China Datang Corporation and Annual Caps 12 Approve Coal Supply Framework Agreement For For Management with Tianjin Jinneng Investment Company and Annual Caps 13 Approve Coal Supply Framework Agreement For For Management with Jiangsu Guoxin Asset Management Group Company Limited and Annual Caps 14 Approve Transportation Service For For Management Framework Agreement with Taiyuan Railway Bureau and Annual Caps 15 Approve Coal Supply Framework Agreement For For Management with Shaanxi Province Coal Transportation and Sales (Group) Co Ltd and Annual Caps 16a Reelect Zhang Xiwu as Executive For For Management Director 16b Reelect Zhang Yuzhuo as Executive For For Management Director 16c Reelect Ling Wen as Executive Director For For Management 16d Reelect Han Jianguo as Non-Executive For For Management Director 16e Reelect Liu Benrun as Non-Executive For For Management Director 16f Reelect Xie Songlin as Non-Executive For For Management Director 16g Reelect Gong Huazhang as Independent For For Management Non-Executive Director 16h Reelect Guo Peizhang as Independent For For Management Non-Executive Director 16i Reelect Fan Hsu Lai Tai as Independent For For Management Non-Executive Director 17a Elect Sun Wenjian as Shareholders' For For Management Representative Supervisor 17b Elect Tang Ning as Shareholders' For For Management Representative Supervisor 18 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 19 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY CO., LTD. Ticker: 601088 Security ID: Y1504C113 Meeting Date: JUN 18, 2010 Meeting Type: Special Record Date: MAY 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- CHINA SHINEWAY PHARMACEUTICAL GROUP LTD. Ticker: 2877 Security ID: G2110P100 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: MAY 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a Reelect Li Huimin as Director For For Management 3b Reelect Ren Dequan as Director For For Management 3c Reelect Sun Liutai as Director For For Management 3d Authorize the Board to Fix Remuneration For For Management of Directors 4 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5b Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SHIPPING DEVELOPMENT CO. (FRMRL. SHANGHAI HAI XING) Ticker: 600026 Security ID: Y1503Y108 Meeting Date: DEC 22, 2009 Meeting Type: Special Record Date: NOV 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Services Agreement and For For Management Related Annual Caps 2 Approve Financial Services Agreement For Against Management and Related Annual Caps -------------------------------------------------------------------------------- CHINA SHIPPING DEVELOPMENT CO., LTD. (FRMRL. SHANGHAI HAI XING) Ticker: 600026 Security ID: Y1503Y108 Meeting Date: JUN 8, 2010 Meeting Type: Annual Record Date: MAY 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Report of the Board of Directors For For Management 3 Accept Report of the Supervisory For For Management Committee 4 Approve Final Dividend of RMB 0.10 Per For For Management Share 5 Approve Report of Independent Board For For Management Committee 6 Approve 2009 Annual Report For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 8 Reappoint Vocation International For For Management Certified Public Accountant Co., Ltd. and UHY Vocation HK CPA Ltd. as the Domestic and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration 9 Approve Entrusted Loan Agreement of RMB For For Management 1.3 Billion from China Shipping (Group) Company -------------------------------------------------------------------------------- CHINA SOUTH LOCOMOTIVE & ROLLING STOCK CORPORATION Ticker: 601766 Security ID: Y1516V109 Meeting Date: AUG 7, 2009 Meeting Type: Special Record Date: JUL 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-Term Notes For For Management in the Aggregate Principal Amount Not Exceeding RMB 4 Billion -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 762 Security ID: Y1519S111 Meeting Date: NOV 3, 2009 Meeting Type: Special Record Date: OCT 29, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of 899.7 Million For For Management Shares of HK$0.10 Each in the Company's Capital from SK Telecom Co., Ltd. for a Total Consideration of HK$10 Billion -------------------------------------------------------------------------------- CHINA YURUN FOOD GROUP LTD. Ticker: 1068 Security ID: G21159101 Meeting Date: FEB 3, 2010 Meeting Type: Special Record Date: JAN 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Yu Zhangli as Executive Director For For Management and Approve His Remuneration 1b Elect Wang Kaitian as Non-Executive For For Management Director and Approve His Remuneration 1c Elect Li Chenghua as Non-Executive For For Management Director and Approve His Remuneration 1d Elect Qiao Jun as Independent For For Management Non-Executive Director and Approve His Remuneration 1e Elect Chen Jianguo as Independent For For Management Non-Executive Director and Approve His Remuneration 1f Revise Number of Directors from 15 to For For Management 11 2 Amend Articles Re: Board Size For For Management -------------------------------------------------------------------------------- CHINA YURUN FOOD GROUP LTD. Ticker: 1068 Security ID: G21159101 Meeting Date: MAY 26, 2010 Meeting Type: Annual Record Date: MAY 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.15 Per For For Management Share 3 Reelect Zhu Yiliang as Executive For For Management Director 4 Reelect Ge Yuqi as Executive Director For For Management 5 Reelect Yu Zhangli as Executive For For Management Director 6 Reelect Jiao Shuge as Non-Executive For For Management Director 7 Authorize the Board to Fix Remuneration For For Management of Directors 8 Reappoint KPMG as Auditors and For For Management Authorize the Board to Fix Their Remuneration 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CLP HOLDINGS (FORMERLY CHINA LIGHT & POWER) Ticker: 2 Security ID: Y1660Q104 Meeting Date: APR 27, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$ 0.92 Per For For Management Share 3a Reelect Nicholas Charles Allen as For For Management Director 3b Reelect Vernon Francis Moore as For For Management Director 3c Reelect Loh Chung Hon Hansen as For For Management Director 3d Reelect Tse Pak Wing Peter as Director For For Management 3e Reelect Andrew Clifford Winawer For For Management Brandler as Director 3f Reelect Paul Arthur Theys as Director For For Management 3g Reelect Michael Kadoorie as Director For For Management 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Directors For For Management 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Up to Ten For For Management Percent of Issued Share Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CNOOC LTD. Ticker: 883 Security ID: Y1662W117 Meeting Date: MAY 20, 2010 Meeting Type: Annual Record Date: MAY 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Final Dividend For For Management 1c1 Reelect Tse Hau Yin, Aloysius as For For Management Independent Non-Executive Director 1c2 Reelect Zhou Shouwei as Non-Executive For For Management Director 1c3 Reelect Yang Hua as Executive Director For For Management 1c4 Authorize Board Of Directors to Fix For For Management Remuneration of Directors 1d Reelect Chiu Sung Hong as Independent For For Management Non-Executive Director and Authorize Board to Fix His Remuneration 1e Re-appoint Auditors and Authorise The For For Management Board to Fix Remuneration 2a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2b Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COMPAL ELECTRONICS INC. Ticker: 2324 Security ID: Y16907100 Meeting Date: JUN 18, 2010 Meeting Type: Annual Record Date: APR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Business Operations Report For For Management and Financial Statements 2 Approve 2009 Allocation of Income and For For Management Dividends 3 Approve the Issuance of New Shares from For For Management Capital Surplus 4 Amend Articles of Association For For Management 5 Approve Amendments on the Procedures For For Management for Endorsement and Guarantees 6 Approve Amendments on the Procedures For For Management for Loans to Other Parties 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors 8 Transact Other Business None None Management -------------------------------------------------------------------------------- EVERGREEN MARINE CORP. Ticker: 2603 Security ID: Y23632105 Meeting Date: JUN 18, 2010 Meeting Type: Annual Record Date: APR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Business Operations Report For For Management and Financial Statements 2 Approve 2009 Allocation of Income and For For Management Dividends 3 Amend Operating Procedures for Loan of For For Management Funds to Other Parties and Endorsement and Guarantee -------------------------------------------------------------------------------- GREAT WALL MOTOR COMPANY LTD (FORMERLY GREAT WALL AUTOMOBILE Ticker: 2333 Security ID: Y2882P106 Meeting Date: MAY 18, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of RMB 0.25 Per For For Management Share 3 Accept Report of the Board of Directors For For Management 4 Accept Report of the Supervisory For For Management Committee 5 Reappoint Ernst & Young Hua Ming as the For For Management Company's PRC Auditors and Ernst & Young as the Company's International Auditors and Authorize Board to Fix Their Remuneration 6 Approve Resignation byTseung Yuk Hei, For For Management Kenneth as Independent Non- Executive Director 7 Elect Chan Yuk Tong as Independent Non- For For Management Executive Director and Authorize the Board to Fix the Director's Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 2777 Security ID: Y2933F115 Meeting Date: MAY 28, 2010 Meeting Type: Special Record Date: APR 28, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed A Share Issue For For Management Extension for 12 Months -------------------------------------------------------------------------------- GUANGZHOU R&F PROPERTIES CO., LTD. Ticker: 2777 Security ID: Y2933F115 Meeting Date: MAY 28, 2010 Meeting Type: Annual Record Date: APR 28, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Final Dividend of RMB 0.36 Per For For Management Share 5 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Interim Dividend For For Management 7 Reelect Zhang Lin as Non-Executive For For Management Director 8a Reelect Liang Yingmei as Supervisor For For Management 8b Reelect Zheng Ercheng as Supervisor For For Management 9a Approve Total Guarantees that Exceeds For Abstain Management 50 Percent of the Net Asset Value 9b Approve Total Guarantees that Exceeds For Abstain Management 30 Percent of the Total Asset Value 9c Approve 70 Percent Guarantee Gearing For Abstain Management Ratio of the Subsidiary 9d Approve 10 Percent of Net Asset Value For Abstain Management Guarantee to a Subsidiary 10 Approve Guarantee Extension For Abstain Management 11 Approve Joint Development with Third For For Management Party Companies in the Asian City Project 12 Approve Extension of Issuance of A For For Management Shares 13 Approve Use of Proceeds from the For For Management Proposed A Share Issue 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO., LTD. Ticker: 2317 Security ID: Y36861105 Meeting Date: JUN 8, 2010 Meeting Type: Annual Record Date: APR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Business Operations Report For For Management and Financial Statements 2 Approve 2009 Allocation of Income and For For Management Dividends 3 Approve Capitalization of 2009 For For Management Dividends and Issuance of New Shares 4 Approve Increase of Cash Capital and For For Management Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt 5 Approve Amendments on the Procedures For For Management for Loans to Other Parties 6 Approve Amendments on the Procedures For For Management for Endorsement and Guarantees 7 Amend Articles of Association For For Management 8.1 Elect Gou, Terry with ID Number 1 as For For Management Director 8.2 Elect Tai, Jeng-Wu from Hon-Hsiao For For Management International Investment Co. with ID Number 16662 as Director 8.3 Elect Lu, Sidney from Hon-Hsiao For For Management International Investment Co. with ID Number 16662 as Director 8.4 Elect Chien, Mark from Hon-Jin For For Management International Investment Co. with ID Number 57132 as Director 8.5 Elect Wu Yu-Chi with ID Number For For Management N120745520 as Independent Director 8.6 Elect Liu, Cheng Yu with ID Number For For Management E121186813 as Independent Director 8.7 Elect Huang, Chin-Yuan with ID Number For For Management R101807553 as Supervisor 8.8 Elect Chen Wan, Jui-Hsia from Fu rui For For Management International Investment Co., Ltd. with ID Number 18953 as Supervisor 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors 10 Transact Other Business None None Management -------------------------------------------------------------------------------- HONG KONG EXCHANGES AND CLEARING LTD Ticker: 388 Security ID: Y3506N139 Meeting Date: APR 22, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend of HK$ 2.09 Per For For Management Share 3a Elect John Estmond Strickland as For For Management Director 3b Elect Wong Sai Hung, Oscar as Director For For Management 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6a Approve Remuneration of HK$500,000 and For For Management HK$350,000 Per Annum Payable to the Chairman and Each of the Other Non-executive Directors Respectively 6b Approve Attendance Fee of HK$2,500 Per For For Management Meeting Payable to the Chairman and Every Member (Excluding Executive Director) of Certain Board Committees 7 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 601398 Security ID: ADPV10686 Meeting Date: SEP 2, 2009 Meeting Type: Special Record Date: JUL 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection of an Amount For For Management Equivalent to RMB 3 Billion in ICBC Financial Leasing Co., Ltd. -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 601398 Security ID: ADPV10686 Meeting Date: NOV 27, 2009 Meeting Type: Special Record Date: OCT 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management Between Industrial and Commercial Bank of China Ltd. and Bangkok Bank Public Company Ltd. and the Voluntary Tender and Delisting Offers and Related Transactions 2 Elect Malcolm Christopher McCarthy as For For Management Independent Non-Executive Director 3 Elect Kenneth Patrick Chung as For For Management Independent Non-Executive Director -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 601398 Security ID: ADPV10686 Meeting Date: APR 8, 2010 Meeting Type: Special Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Lili as Executive Director For For Management 2 Approve 2010 Fixed Assets Investment For For Management Budget -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 601398 Security ID: ADPV10686 Meeting Date: MAY 18, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Work Report of the Board For For Management of Directors 2 Approve 2009 Work Report of the Board For For Management of Supervisors 3 Approve 2009 Audited Accounts For For Management 4 Approve 2009 Profit Distribution Plan For For Management 5 Reappoint Ernst and Young and Ernst and For For Management Young Hua Ming as Auditors and Fix the Total Audit Fees for 2010 at RMB 159.60 million 6 Approve Capital Management Plan for For For Management Years 2010 to 2012 7 Approve Issuance of H Shares and A For For Management Share Convertible Corporate Bonds (Convertible Bonds) 8a Approve Type of Securities to be Issued For For Management in Relation to the Issuance of the Convertible Bonds 8b Approve Issue Size in Relation to the For For Management Issuance of the Convertible Bonds 8c Approve Nominal Value and Issue Price For For Management in Relation to the Issuance of the Convertible Bonds 8d Approve Term in Relation to the For For Management Issuance of the Convertible Bonds 8e Approve Interest Rate in Relation to For For Management the Issuance of the Convertible Bonds 8f Approve Timing and Method of Interest For For Management Payment in Relation to the Issuance of the Convertible Bonds 8g Approve Conversion Period in Relation For For Management to the Issuance of the Convertible Bonds 8h Approve Method for Determining the For For Management Number of Shares for Conversion in Relation to the Issuance of the Convertible Bonds 8i Approve Determination and Adjustment of For For Management CB Conversion Price in Relation to the Issuance of the Convertible Bonds 8j Approve Downward Adjustment to CB For For Management Conversion Price in Relation to the Issuance of the Convertible Bonds 8k Approve Terms of Redemption in Relation For For Management to the Issuance of the Convertible Bonds 8l Approve Terms of Sale Back in Relation For For Management to the Issuance of the Convertible Bonds 8m Approve Dividend Rights of the Year of For For Management Conversion in Relation to the Issuance of the Convertible Bonds 8n Approve Method of Issuance and Target For For Management Investors in Relation to the Issuance of the Convertible Bonds 8o Approve Subscription Arrangement for For For Management the Existing Holders of A Shares in Relation to the Issuance of the Convertible Bonds 8p Approve CB Holders and CB Holders' For For Management Meetings in Relation to the Issuance of the Convertible Bonds 8q Approve Use of Proceeds in Relation to For For Management the Issuance of the Convertible Bonds 8r Approve Special Provisions in Relation For For Management to Supplementary Capital in Relation to the Issuance of the Convertible Bonds 8s Approve Security in Relation to the For For Management Issuance of the Convertible Bonds 8t Approve Validity Period of the For For Management Resolution in Relation to the Issuance of the Convertible Bonds 8u Approve Matters Relating to For For Management Authorisation in Relation to the Issuance of the Convertible Bonds 9 Approve Feasibility Analysis Report on For For Management the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds 10 Approve Utilization Report on the For For Management Bank's Use of Proceeds from the Previous Issuance of Securities by the Bank 11 Approve the Revised Plan on None For Shareholder Authorisation of the Shareholders' General Meeting to the Board of Directors as Set Out in Appendix 1 to the Supplemental Circular of the Bank Dated 4 May 2010 -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LTD. Ticker: 600362 Security ID: Y4446C100 Meeting Date: JUN 17, 2010 Meeting Type: Annual Record Date: MAY 14, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Proposed Profit Distribution For For Management 5 Approve Ernst & Young Hua Ming and For For Management Ernst & Young as the Company's Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- KINGBOARD CHEMICAL HOLDINGS LTD Ticker: 148 Security ID: G52562140 Meeting Date: APR 26, 2010 Meeting Type: Annual Record Date: APR 21, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Cheung Kwong Kwan as Executive For For Management Director 3b Reelect Chang Wing Yiu as Executive For For Management Director 3c Reelect Ho Yin Sang as Executive For For Management Director 3d Reelect Mok Cham Hung, Chadwick as For For Management Executive Director 3e Authorize Board to Fix the Remuneration For For Management of Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KINGBOARD CHEMICAL HOLDINGS LTD Ticker: 148 Security ID: G52562140 Meeting Date: JUN 21, 2010 Meeting Type: Special Record Date: JUN 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with a For For Management Related Party and Annual Caps -------------------------------------------------------------------------------- LI & FUNG LIMITED Ticker: 494 Security ID: G5485F144 Meeting Date: MAY 18, 2010 Meeting Type: Annual Record Date: MAY 10, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend of HK$0.49 Per For For Management Share 3a Reelect Victor Fung Kwok King as For For Management Director 3b Reelect Bruce Philip Rockowitz as For For Management Director 3c Reelect Paul Edward Selway-Swift as For For Management Director 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Increase in Authorized Share For For Management Capital from HK$100 Million to HK$150 Million by the Creation of 2 Billion New Shares 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve Refreshment of Scheme Mandate For Against Management Limit Under Share Option Scheme -------------------------------------------------------------------------------- LONGFOR PROPERTIES CO. LTD Ticker: 960 Security ID: G5635P109 Meeting Date: MAY 26, 2010 Meeting Type: Annual Record Date: MAY 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Wu Yajun as Director For For Management 3b Reelect Lin Chu Chang as Director For For Management 3c Reelect Fung Shengtao as Director For For Management 3d Reelect Chen Kai as Director For For Management 3e Reelect Qin Li Hong as Director For For Management 3f Reelect Chan Chi On as Director For For Management 3g Reelect Frederick Peter Churchouse as For For Management Director 3h Reelect Xiang Bing as Director For For Management 3i Authorize Board to Fix the Remuneration For For Management of Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- NOVATEK MICROELECTRONICS CORP. LTD. Ticker: 3034 Security ID: Y64153102 Meeting Date: JUN 18, 2010 Meeting Type: Annual Record Date: APR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Business Operations Report For For Management and Financial Statements 2 Approve 2009 Allocation of Income and For For Management Dividends -------------------------------------------------------------------------------- ORIENT OVERSEAS INTERNATIONAL LTD. Ticker: 316 Security ID: G67749153 Meeting Date: MAY 7, 2010 Meeting Type: Annual Record Date: MAY 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Reelect Tung Chee Chen as Director For For Management 2b Reelect Tung Lieh Sing Alan as Director For For Management 2c Reelect Wong Yue Chim Richard as For For Management Director 3 Authorize Board to Fix the Remuneration For For Management of Directors 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to Ten For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 601857 Security ID: Y6883Q104 Meeting Date: MAY 20, 2010 Meeting Type: Annual Record Date: APR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Final Dividends For For Management 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends for the Year 2010 6 Reappoint PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Approve Subscription Agreement with For Against Management China Petroleum Finance Co., Ltd. and China National Petroleum Corp. 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- POWERTECH TECHNOLOGY INC. Ticker: 6239 Security ID: Y7083Y103 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: MAR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Business Operations Report For For Management and Financial Statements 2 Approve 2009 Allocation of Income and For For Management Dividends 3 Amend Articles of Association For For Management 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 1928 Security ID: G7800X107 Meeting Date: JUN 19, 2010 Meeting Type: Annual Record Date: JUN 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Reelect Sheldon Gary Adelson as For For Management Non-Executive Director 2b Reelect Steven Craig as Executive For For Management Director 2c Authorize Board to Fix the Remuneration For For Management of Directors 3 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SHANDA INTERACTIVE ENTERTAINMENT LIMITED Ticker: SNDA Security ID: 81941Q203 Meeting Date: OCT 28, 2009 Meeting Type: Annual Record Date: SEP 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tianqiao Chen as Director For For Management 1.2 Elect Danian Chen as Director For For Management 1.3 Elect Qianqian Luo as Director For For Management 1.4 Elect Jisheng Huang as Director For For Management 1.5 Elect Chengyu Xiong as Director For For Management 1.6 Elect Kai Zhao as Director For For Management 1.7 Elect Qunzhao Tan as Director For For Management 1.8 Elect Grace Wu as Director For For Management -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD Ticker: 8199 Security ID: Y76810103 Meeting Date: AUG 10, 2009 Meeting Type: Special Record Date: JUL 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lo Wai Hung as Independent For For Management Non-Executive Director -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD Ticker: 8199 Security ID: Y76810103 Meeting Date: OCT 9, 2009 Meeting Type: Special Record Date: SEP 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividend of RMB 0.072 For For Management Per Share -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. Ticker: 8199 Security ID: Y76810103 Meeting Date: MAY 10, 2010 Meeting Type: Annual Record Date: APR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Report of the Board of Directors For For Management 3 Accept Report of the Supervisory For For Management Committee 4 Approve Profit Distribution Plan, Final For For Management Distribution Plan, and Distribution of the Final Dividend 5 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6a Reelect Chen Xue Li as Non-Executive For For Management Director 6b Reelect Zhou Shu Hua as Non-Executive For For Management Director 6c Reelect Zhang Hua Wei as Executive For For Management Director 6d Reelect Wang Yi as Executive Director For For Management 6e Reelect Miao Yan Guo as Executive For For Management Director 6f Reelect Wang Zhi Fan as Executive For For Management Director 6g Reelect Wu Chuan Ming as Executive For For Management Director 6h Reelect Shi Huan as Independent For For Management Non-Executive Director 6i Reelect Luan Jian Ping as Independent For For Management Non-Executive Director 6j Reelect Li Jia Miao as Independent For For Management Non-Executive Director 7a Reelect Bi Dong Mei as Supervisor For For Management 7b Reelect Miao Hai Sheng as Supervisor For For Management 8 Authorize Board to Fix the Remuneration For For Management of Directors and Supervisors 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SHENGUAN HOLDINGS (GROUP) LTD. Ticker: 829 Security ID: G8116M108 Meeting Date: MAY 7, 2010 Meeting Type: Annual Record Date: MAY 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4a Reelect Zhou Yaxian as Executive For For Management Director and Authorize the Board to Fix the Director's Remuneration 4b Reelect Cai Yueqing as Executive For For Management Director and Authorize the Board to Fix the Director's Remuneration 4c Reelect Shi Guicheng as Executive For For Management Director and Authorize the Board to Fix the Director's Remuneration 4d Reelect Ru Xiquan as Executive Director For For Management and Authorize the Board to Fix the Director's Remuneration 4e Reelect Low Jee Keong as Non-Executive For For Management Director and Authorize the Board to Fix the Director's Remuneration 4f Reelect Tsui Yung Kwok as Independent For For Management Non-Executive Director and Authorize the Board to Fix the Director's Remuneration 4g Reelect Meng Qinguo as Independent For For Management Non-Executive Director and Authorize the Board to Fix the Director's Remuneration 4h Reelect Yang Xiaohu as Independent For For Management Non-Executive Director and Authorize the Board to Fix the Director's Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- STANDARD CHARTERED PLC Ticker: STAN Security ID: G84228157 Meeting Date: MAY 7, 2010 Meeting Type: Annual Record Date: MAY 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Jamie Dundas as Director For For Management 5 Re-elect Val Gooding as Director For For Management 6 Re-elect Rudy Markham as Director For For Management 7 Re-elect John Peace as Director For For Management 8 Re-elect Peter Sands as Director For For Management 9 Re-elect Paul Skinner as Director For For Management 10 Re-elect Oliver Stocken as Director For For Management 11 Elect Jaspal Bindra as Director For For Management 12 Elect Richard Delbridge as Director For For Management 13 Elect Dr Han Seung-soo as Director For For Management 14 Elect Simon Lowth as Director For For Management 15 Elect Mike Rees as Director For For Management 16 Reappoint KPMG Audit plc as Auditors For For Management 17 Authorise Board to Fix Remuneration of For For Management Auditors 18 Approve EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity with For For Management Pre-emptive Rights 20 Authorise Issue of Equity with For For Management Pre-emptive Rights 21 Authorise Issue of Equity with For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase For For Management 25 Authorise Market Purchase For For Management 26 Adopt New Articles of Association For For Management 27 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 28 Amend Restricted Share Scheme For For Management 29 Approve Waiver on the Reporting and For For Management Annual Review Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek 30 Approve the Waiver in Respect of the For For Management Requirement to Enter into Fixed-term Written Agreements with Temasek 31 Approve Future Ongoing Banking For For Management Transactions with Temasek -------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LTD. Ticker: 16 Security ID: Y82594121 Meeting Date: DEC 3, 2009 Meeting Type: Annual Record Date: NOV 25, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Reelect Chan Kwok-wai, Patrick as For For Management Director 3a2 Reelect Yip Dicky Peter as Director For For Management 3a3 Reelect Wong Yue-chim, Richard as For For Management Director 3a4 Reelect Cheung Kin-tung, Marvin as For Against Management Director 3a5 Reelect Li Ka-cheung, Eric as Director For For Management 3a6 Reelect Po-shing Woo as Director For For Management 3a7 Reelect Kwan Cheuk-yin, William as For For Management Director 3a8 Reelect Lo Chiu-chun, Clement as For Against Management Director 3a9 Reelect Kwok Ping-kwong, Thomas as For For Management Director 3b Authorize Board to Fix Directors' Fees For For Management 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 15, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Business Operations Report For For Management and Financial Statements 2 Approve 2009 Allocation of Income and For For Management Dividends 3 Amend Articles of Association For For Management 4 Amend Operating Procedures for For For Management Derivatives Transactions 5 Transact Other Business None None Management -------------------------------------------------------------------------------- TECHTRONIC INDUSTRIES CO., LTD. Ticker: 669 Security ID: Y8563B159 Meeting Date: MAY 28, 2010 Meeting Type: Annual Record Date: MAY 25, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.045 Per For For Management Share 3a Reelect Roy Chi Ping Chung as Group For For Management Executive Director 3b Reelect Patrick Kin Wah Chan as Group For For Management Executive Director 3c Reelect Vincent Ting Kau Cheung For For Management Non-Executive Director 3d Reelect Joel Arthur Schleicher as For For Management Independent Non-Executive Director 3e Authorize the Board to Fix Remuneration For For Management of Directors 4 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize the Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TENCENT HOLDINGS LTD. Ticker: 700 Security ID: G87572148 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: MAY 6, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a1 Reelect Zhang Zhidong as Director For For Management 3a2 Reelect Charles St Leger Searle as For For Management Director 3b Authorize Board to Fix the Remuneration For For Management of Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TRINITY LTD. Ticker: 891 Security ID: G90624100 Meeting Date: JUN 1, 2010 Meeting Type: Annual Record Date: MAY 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Victor Fung Kwok Kin as For For Management Director 3b Reelect Wong Yat Ming as Director For For Management 3c Reelect Jose Hosea Cheng Hor Yin as For For Management Director 3d Reelect Bruno Li Kwok Ho as Director For For Management 3e Reelect Jean-Marc Loubier as Director For For Management 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- UNIMICRON TECHNOLOGY CORP. (EX WORLD WISER ELECTRONICS INC) Ticker: 3037 Security ID: Y90668107 Meeting Date: JUN 18, 2010 Meeting Type: Annual Record Date: APR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Business Operations Report For For Management and Financial Statements 2 Approve 2009 Allocation of Income and For For Management Dividends 3 Approve Amendments on the Procedures For For Management for Loans to Other Parties 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- UNITED MICROELECTRONICS CORP Ticker: 2303 Security ID: Y92370108 Meeting Date: JUN 15, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Business Operations Report For For Management and Financial Statements 2 Approve 2009 Allocation of Income and For For Management Dividends 3 Amend Operating Procedures for For For Management Derivatives Transactions 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors 6 Approve Amendments on the Procedures For For Management for Loans to Other Parties 7 Approve Amendments on the Procedures For For Management for Endorsement and Guarantees 8 Approve Issuance of Shares via a For For Management Private Placement and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Issuance of Domestic or Global Convertible Bonds -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 338 Security ID: Y9531A109 Meeting Date: JUN 15, 2010 Meeting Type: Annual Record Date: MAY 14, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report of the Company For For Management 2 Accept Report of the Board of Directors For For Management 3 Accept Report of the Supervisory For For Management Committee 4 Accept Financial Statements and For For Management Auditors' Report 5 Accept Final Financial Report For For Management 6 Approve Profit Distribution to For For Management Shareholders for the Year Ended December 31, 2009 7 Reappoint Shandong Zheng Yuan Hexin For For Management Accountants Ltd. as the PRC Auditors and Authorize the Board to Fix Their Remuneration 8 Reappoint Ernst & Young as the Non-PRC For For Management Auditors and Authorize the Board to Fix Their Remuneration 9 Approve Interim Dividend For For Management 10 Approve Connected Transaction with For Abstain Management Beiqi Futian Motor Company Limited 11 Approve Connected Transaction with For Abstain Management Shantui Engineering Machinery Co. Ltd. 12 Approve Share Award Restriction Rules For Abstain Management 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- WHARF (HOLDINGS) LTD. Ticker: 4 Security ID: Y8800U127 Meeting Date: JUN 8, 2010 Meeting Type: Annual Record Date: JUN 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Edward K. Y. Chen as Director For For Management 3b Reelect Raymond K. F. Ch'ien as For Against Management Director 3c Reelect T. Y. Ng as Director For For Management 4 Reappoint KPMG as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LTD (FRMLY EZYHEALTH ASIA PACIFIC LTD) Ticker: F34 Security ID: Y9586L109 Meeting Date: APR 28, 2010 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LTD (FRMLY EZYHEALTH ASIA PACIFIC LTD) Ticker: F34 Security ID: Y9586L109 Meeting Date: APR 28, 2010 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of Optioons to Kuok Khoon For Against Management Hong Pursuant to the 2009 Option Scheme 2 Approve Grant of Options to Martua For Against Management Sitorus Pursuant to the 2009 Option Scheme -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LTD (FRMLY EZYHEALTH ASIA PACIFIC LTD) Ticker: F34 Security ID: Y9586L109 Meeting Date: APR 28, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.05 Per For For Management Ordinary Share for the Year Ended Dec. 31, 2009 3 Approve Directors' Fees of SGD 360,000 For For Management for the Year Ended Dec. 31, 2009 (2008: SGD 360,000) 4 Reelect Leong Horn Kee as Director For For Management 5 Reelect Lee Hock Kuan as Director For For Management 6 Reelect Kuok Khoon Ean as Director For For Management 7 Reelect John Daniel Rice as Director For For Management 8 Reelect Kuok Khoon Chen as Director For For Management 9 Reappoint Ernst and Young LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Transaction with a Related For For Management Party 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Approve Issuance of Shares and Grant For Against Management Options Pursuant to the Wilmar Executives' Share Option Scheme 2009 13 Approve Issuance of Shares without For For Management Preemptive Rights at a Discount Exceeding 10 Percent but not Exceeding 20 Percent of the Weighted Average Price per Share -------------------------------------------------------------------------------- XINAO GAS HOLDINGS LTD. Ticker: 2688 Security ID: G9826J104 Meeting Date: JUN 30, 2010 Meeting Type: Annual Record Date: JUN 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Cheung Yip Sang as Director For For Management 3b Reelect Zhao Baoju as Director For For Management 3c Reelect Jin Yongsheng as Director For For Management 3d Reelect Wang Guangtian as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares 6 Change Company Name to ENN Energy For For Management Holdings Ltd. and Adopt Company's Chinese Name -------------------------------------------------------------------------------- YUANTA FINANCIAL HOLDING CO. LTD Ticker: 2885 Security ID: Y2169H108 Meeting Date: JUN 18, 2010 Meeting Type: Annual Record Date: APR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Business Operations Report For For Management and Financial Statements 2 Approve 2009 Allocation of Income and For For Management Dividends 3 Amend Articles of Association For For Management 4.1 Elect Ching Chnag Yen from Tsun Chuen For For Management Investment Co., Ltd. with ID Number 366956 as Director 4.2 Elect William Seetoo with ID Number For For Management A100862681 as Independent Director 4.3 Elect Chao Lin Yang with ID Number For For Management Q100320341 as Independent Director 4.4 Elect Cheng Ji Lin with ID Number For For Management B101447429 as Independent Director 4.5 Elect Ling Long Shen with ID Number For For Management X100005317 as Independent Director 5 Transact Other Business None None Management -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LTD. Ticker: 881 Security ID: G9894K108 Meeting Date: JUN 21, 2010 Meeting Type: Annual Record Date: JUN 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Reelect Huang Yi as Executive Director For For Management 2b Reelect Li Guoqiang as Executive For For Management Director 2c Reelect Du Qingshan as Executive For For Management Director 2d Reelect Yu Guangming as Executive For For Management Director 2e Reelect Leng Xuesong as Non-Executive For For Management Director 2f Reelect Shigeno Tomihei as Independent For For Management Non-Executive Director 2g Reelect Ng Yuk Keung as Independent For For Management Non-Executive Director 2h Reelect Shen Jinjun as Independent For For Management Non-Executive Director 2i Authorize Board to Fix Remuneration of For For Management Directors 3 Reappoint Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO LTD (FORMERLY FUJIAN ZIJIN MINING INDU Ticker: 601899 Security ID: Y9892H107 Meeting Date: MAY 25, 2010 Meeting Type: Annual Record Date: APR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Independent For For Management Directors 3 Accept Report of the Supervisory For For Management Committee 4 Accept Consolidated Financial For For Management Statements 5 Accept Annual Report and its Summary For For Management Report 6 Approve Profit Distribution Plan for For For Management the Year Ended Dec. 31, 2009. 7 Approve Remuneration of Directors and For For Management Supervisors 8 Reappoint Ernst and Young Hua Ming and For For Management Ernst and Young as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 9 Approve Donation of an Amount Not None For Shareholder Exceeding 6 Percent of the Total Net Profit for Public Welfare and Charity -------------------------------------------------------------------------------- ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) Ticker: 763 Security ID: Y0004F105 Meeting Date: JUN 3, 2010 Meeting Type: Annual Record Date: MAY 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Report of the Board of Directors For For Management 3 Accept Report of the Supervisory For For Management Committee 4 Accept Report of the President of the For For Management Company 5 Accept Final Financial Accounts For For Management 6 Approve Application to the Bank of For Abstain Management China Ltd., Shenzhen Branch for a RMB 24.9 Billion Composite Credit Facility 7a Reappoint Ernst & Young Hua Ming as the For For Management PRC Auditors and Authorize Board to Fix Their Remuneration 7b Reappoint Ernst & Young as the Hong For For Management Kong Auditors and Authorize Board to Fix Their Remuneration 8 Reelect Timothy Alexander Steinart as For For Management Independent Director 9 Approve Adjustment of Allowance Granted For For Management to the Independent Directors 10 Approve the 2010 Investment Quota for None For Shareholder Fixed-income Derivatives 11 Approve Profit Distribution Proposal For For Management and Capitalization from Capital Reserves of the Company for 2009 12 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 13a Amend Articles Re: Issued Share Capital For For Management and Registered Capital 13b Ammend Articles of Association and For For Management Process Any Changes in Registration Capital ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant: AllianceBernstein Greater China '97 Fund, Inc. By: Robert M. Keith* ----------------------- Chief Executive Officer Date: August 30, 2010 *By: /s/ Emilie D. Wrapp ------------------- Emilie D. Wrapp Secretary