FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/02/2011 |
3. Issuer Name and Ticker or Trading Symbol
HESKA CORP [ HSKA ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 20 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option (right to buy)(1) | 11/04/2008 | 11/03/2018 | Common Stock | 900 | $4.4 | D | |
Incentive Stock Option (right to buy)(2) | 11/10/2009 | 11/09/2019 | Common Stock | 2,000 | $4.5 | D | |
Incentive Stock Option (right to buy)(3) | 12/31/2010 | 12/30/2020 | Common Stock | 4,500 | $4.96 | D | |
Incentive Stock Option (right to buy)(4) | 09/14/2009 | 09/13/2019 | Common Stock | 2,500 | $5 | D | |
Incentive Stock Option (right to buy)(5) | 03/30/2005 | 03/30/2015 | Common Stock | 708 | $8.8 | D | |
Incentive Stock Option (right to buy)(6) | 04/10/2003 | 04/10/2013 | Common Stock | 600 | $9.5 | D | |
Incentive Stock Option (right to buy)(7) | 02/05/2002 | 02/05/2012 | Common Stock | 1,050 | $10.6 | D | |
Incentive Stock Option (right to buy)(8) | 05/18/2004 | 05/18/2014 | Common Stock | 750 | $15.9 | D |
Explanation of Responses: |
1. This option vests and becomes exercisable in monthly equal installments over four (4) years through November 4, 2012. |
2. This option vests and becomes exercisable in monthly equal installments over four (4) years through November 10, 2013. |
3. This option vests and becomes exercisable in monthly equal installments over four (4) years through December 31, 2014. |
4. This option vests and becomes exercisable in monthly equal installments over four (4) years through September 14, 2013. |
5. This option vested immediately. Excludes the option purchase 0.5 fractional shares resulting from a December 2010 1-for-10 reverse stock split. |
6. This option vested monthly in equal installments over four (4) years through April 10, 2007. Vesting was accelerated to full vest on March 30, 2005. Excludes the option to purchase 0.5 fractional shares resulting from a December 2010 1-for-10 reverse stock split. |
7. This option vested monthly in equal installments over four (4) years through February 5, 2006. Vesting was accelerated to full vest on March 30, 2005. Excludes the option to purchase 0.9 fractional shares resulting from a December 2010 1-for-10 reverse stock split. |
8. This option vested monthly in equal installments over four (4) years through May 18, 2008. Vesting was accelerated to full vest on December 2, 2004. |
By: Jason A. Napolitano For: Claudine Zachara | 05/04/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |