0001037792-20-000017.txt : 20200803 0001037792-20-000017.hdr.sgml : 20200803 20200803121825 ACCESSION NUMBER: 0001037792-20-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200803 DATE AS OF CHANGE: 20200803 EFFECTIVENESS DATE: 20200803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 201068484 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001037792 XXXXXXXX 06-30-2020 06-30-2020 PARADIGM CAPITAL MANAGEMENT INC/NY

9 ELK STREET ALBANY NY 12207

13F HOLDINGS REPORT 028-06298 N Thomas H Signor (518) 431-3549 Thomas H Signor Albany NY 08-03-2020 1 237 1090882 false 1 Paradigm Funds Advisor LLC INFORMATION TABLE 2 13f2q2020.xml A10 Networks, Inc. COM 002121101 703 103300 SH SOLE 103300 0 0 A10 Networks, Inc. COM 002121101 846 124300 SH DFND 01 0 124300 0 Abbott Laboratories COM 002824100 741 8100 SH SOLE 8100 0 0 Addus homeCare Corporation COM 006739106 1367 14770 SH SOLE 14770 0 0 Addus homeCare Corporation COM 006739106 2147 23200 SH DFND 01 0 23200 0 Air Transport Services Group COM 00922r105 1358 61000 SH DFND 01 0 61000 0 Albany International Corp. 'A' COM 012348108 587 10000 SH SOLE 10000 0 0 Allegheny Technologies Inc COM 01741R102 160 15750 SH DFND 01 0 15750 0 Allscripts Healthcare Solution COM 01988P108 9446 1395200 SH SOLE 1395200 0 0 Allscripts Healthcare Solution COM 01988P108 1709 252500 SH DFND 01 0 252500 0 Amer Eagle Outfitters COM 02553e106 1143 104900 SH SOLE 104900 0 0 Amer Eagle Outfitters COM 02553e106 1422 130500 SH DFND 01 0 130500 0 American Airlines Group Inc. COM 02376r102 131 10000 SH SOLE 10000 0 0 American Financial Group COM 025932104 1179 18575 SH SOLE 18575 0 0 American Financial Group COM 025932104 251 3950 SH DFND 01 0 3950 0 American Woodmark Corporation COM 030506109 18209 240700 SH SOLE 240700 0 0 American Woodmark Corporation COM 030506109 378 5000 SH DFND 01 0 5000 0 Aptargroup, Inc. COM 038336103 1582 14125 SH SOLE 14125 0 0 Atricure Inc COM 04963c209 1506 33500 SH SOLE 33500 0 0 Atricure Inc COM 04963c209 2414 53700 SH DFND 01 0 53700 0 Axogen Inc. COM 05463x106 468 50700 SH SOLE 50700 0 0 Banner Corp New COM 06652v208 798 21000 SH DFND 01 0 21000 0 Baxter International COM 071813109 887 10300 SH SOLE 10300 0 0 Best Buy Co COM 086516101 4507 51650 SH SOLE 51650 0 0 Best Buy Co COM 086516101 1082 12400 SH DFND 01 0 12400 0 Black Knight Inc. COM 09215c105 632 8706 SH SOLE 8706 0 0 Black Knight Inc. COM 09215c105 131 1809 SH DFND 01 0 1809 0 Blackstone Mortgage TR Inc Cl COM 09257w100 458 19000 SH DFND 01 0 19000 0 BMC Stock Holdings COM 05591b109 4090 162700 SH SOLE 162700 0 0 BMC Stock Holdings COM 05591b109 845 33600 SH DFND 01 0 33600 0 Boise Cascade Company COM 09739d100 1542 40987 SH SOLE 40987 0 0 Boise Cascade Company COM 09739d100 316 8400 SH DFND 01 0 8400 0 Bristol-Myers Squibb COM 110122108 729 12400 SH SOLE 12400 0 0 Broadcom Ltd COM 11135f101 25912 82100 SH SOLE 82100 0 0 Brooks Automation Inc. COM 114340102 164 3700 SH SOLE 3700 0 0 Brooks Automation Inc. COM 114340102 2185 49400 SH DFND 01 0 49400 0 Caleres Inc COM 129500104 7883 945250 SH SOLE 945250 0 0 Caleres Inc COM 129500104 876 105000 SH DFND 01 0 105000 0 Calix Inc COM 13100m509 17808 1195200 SH SOLE 1195200 0 0 Calix Inc COM 13100m509 2384 160000 SH DFND 01 0 160000 0 Cannae Holdings Inc. COM 13765n107 1315 32000 SH SOLE 32000 0 0 Cannae Holdings Inc. COM 13765n107 275 6700 SH DFND 01 0 6700 0 Carpenter Technology Corp COM 144285103 969 39900 SH SOLE 39900 0 0 Carpenter Technology Corp COM 144285103 151 6200 SH DFND 01 0 6200 0 Cato Corporation COM 149205106 1571 192100 SH SOLE 192100 0 0 CDW Corporation COM 12514g108 581 5000 SH SOLE 5000 0 0 Ceragon Networks Ltd COM m22013102 77 36000 SH SOLE 36000 0 0 Cerence Inc. COM 156727109 12840 314400 SH SOLE 314400 0 0 Cerence Inc. COM 156727109 2042 50000 SH DFND 01 0 50000 0 Cerner Corporation COM 156782104 274 4000 SH SOLE 4000 0 0 Cerus Corp COM 157085101 7979 1209000 SH SOLE 1209000 0 0 Cerus Corp COM 157085101 1980 300000 SH DFND 01 0 300000 0 Ciena Corp COM 171779309 21209 391600 SH SOLE 391600 0 0 Ciena Corp COM 171779309 542 10000 SH DFND 01 0 10000 0 Cigna Corp New COM 125523100 919 4900 SH SOLE 4900 0 0 Citi Trends, Inc. COM 17306X102 8084 399800 SH SOLE 399800 0 0 Cohu Inc. COM 192576106 3080 177605 SH SOLE 177605 0 0 Cohu Inc. COM 192576106 232 13365 SH DFND 01 0 13365 0 Colgate-Palmolive COM 194162103 6286 85800 SH SOLE 85800 0 0 Comcast Corporation Cl A COM 20030n101 491 12600 SH SOLE 12600 0 0 Commscope Holding Company COM 20337x109 367 44000 SH SOLE 44000 0 0 Commscope Holding Company COM 20337x109 83 10000 SH DFND 01 0 10000 0 Designer Brands Inc. CL A COM 250565108 178 26300 SH SOLE 26300 0 0 Designer Brands Inc. CL A COM 250565108 132 19500 SH DFND 01 0 19500 0 Ducommun Inc COM 264147109 20086 576015 SH SOLE 576015 0 0 Ducommun Inc COM 264147109 1743 50000 SH DFND 01 0 50000 0 Edwards Lifesciences Corporati COM 28176E108 912 13200 SH SOLE 13200 0 0 EMCOR Group, Inc. COM 29084Q100 2141 32375 SH SOLE 32375 0 0 EMCOR Group, Inc. COM 29084Q100 2090 31600 SH DFND 01 0 31600 0 EnerSys COM 29275y102 29261 454500 SH SOLE 454500 0 0 EnerSys COM 29275y102 515 8000 SH DFND 01 0 8000 0 Ensign Group, Inc. COM 29358p101 1716 41000 SH SOLE 41000 0 0 Ensign Group, Inc. COM 29358p101 2092 50000 SH DFND 01 0 50000 0 Entegris Inc COM 29362u104 27547 466500 SH SOLE 466500 0 0 Entegris Inc COM 29362u104 590 10000 SH DFND 01 0 10000 0 Evolent Health Inc. COM 30050b101 7 1000 SH SOLE 1000 0 0 Evolent Health Inc. COM 30050b101 427 60000 SH DFND 01 0 60000 0 Express Inc. COM 30219e103 43 27800 SH SOLE 27800 0 0 Express Inc. COM 30219e103 435 282700 SH DFND 01 0 282700 0 Extreme Networks COM 30226d106 28401 6543900 SH SOLE 6543900 0 0 Extreme Networks COM 30226d106 1693 390000 SH DFND 01 0 390000 0 Fabrinet COM g3323l100 39293 629500 SH SOLE 629500 0 0 Fabrinet COM g3323l100 687 11000 SH DFND 01 0 11000 0 Federal Signal Corp COM 313855108 2141 72000 SH SOLE 72000 0 0 Fidelity National Financial COM 31620r303 871 28393 SH SOLE 28393 0 0 Fidelity National Financial COM 31620r303 181 5900 SH DFND 01 0 5900 0 First Merchants Corporation COM 320817109 937 34000 SH DFND 01 0 34000 0 Flexion Therapeutics Inc COM 33938j106 657 50000 SH DFND 01 0 50000 0 Fluidigm Corp COM 34385p108 4434 1105700 SH SOLE 1105700 0 0 Fluidigm Corp COM 34385p108 1604 400000 SH DFND 01 0 400000 0 Foot Locker, Inc. COM 344849104 47 1600 SH SOLE 1600 0 0 Foot Locker, Inc. COM 344849104 1642 56300 SH DFND 01 0 56300 0 Formfactor Inc COM 346375108 3613 123200 SH SOLE 123200 0 0 Forterra COM 34960w106 16487 1477300 SH SOLE 1477300 0 0 Forterra COM 34960w106 1562 140000 SH DFND 01 0 140000 0 Garmin LTD COM h2906t109 3149 32300 SH SOLE 32300 0 0 Garmin LTD COM h2906t109 663 6800 SH DFND 01 0 6800 0 GATX Corp COM 361448103 46 750 SH SOLE 750 0 0 GATX Corp COM 361448103 939 15400 SH DFND 01 0 15400 0 Genmark Diagnostics Inc COM 372309104 1184 80500 SH SOLE 80500 0 0 Genmark Diagnostics Inc COM 372309104 1665 113200 SH DFND 01 0 113200 0 Gentherm Inc COM 37253a103 583 15000 SH SOLE 15000 0 0 Globus Medical Inc Cl A new COM 379577208 26737 560400 SH SOLE 560400 0 0 Globus Medical Inc Cl A new COM 379577208 1403 29400 SH DFND 01 0 29400 0 Halozyme Therapeutics, Inc. COM 40637H109 268 10000 SH SOLE 10000 0 0 Hillenbrand Inc COM 431571108 1917 70800 SH SOLE 70800 0 0 Hillenbrand Inc COM 431571108 1094 40400 SH DFND 01 0 40400 0 Hooker Furniture Corporation COM 439038100 551 28329 SH SOLE 28329 0 0 Huttig Building COM 448451104 1407 1245445 SH SOLE 1245445 0 0 IAC/Interactive Corp COM 44919p508 5967 18450 SH SOLE 18450 0 0 IAC/Interactive Corp COM 44919p508 3945 12200 SH DFND 01 0 12200 0 Ichor Holdings COM g4740b105 13197 496500 SH SOLE 496500 0 0 II-VI, Inc. COM 902104108 44141 934799 SH SOLE 934799 0 0 II-VI, Inc. COM 902104108 1464 31000 SH DFND 01 0 31000 0 Infinera Corp COM 45667g103 8914 1505750 SH SOLE 1505750 0 0 Infinera Corp COM 45667g103 1302 220000 SH DFND 01 0 220000 0 Inovalon Holdings, Inc. Class COM 45781d101 404 21000 SH SOLE 21000 0 0 Inovalon Holdings, Inc. Class COM 45781d101 345 17900 SH DFND 01 0 17900 0 Insight Enterprises COM 45765U103 29397 597500 SH SOLE 597500 0 0 Insight Enterprises COM 45765U103 2165 44000 SH DFND 01 0 44000 0 Invacare Corporation COM 461203101 3946 619500 SH SOLE 619500 0 0 Invacare Corporation COM 461203101 1106 173600 SH DFND 01 0 173600 0 J Jill Group COM 46620w102 74 106500 SH SOLE 106500 0 0 J2 Global Inc COM 48123v102 2225 35200 SH SOLE 35200 0 0 J2 Global Inc COM 48123v102 1839 29100 SH DFND 01 0 29100 0 Jabil Inc COM 466313103 21763 678400 SH SOLE 678400 0 0 Jabil Inc COM 466313103 1601 49900 SH DFND 01 0 49900 0 Jeld-wen Holding, Inc. COM 47580p103 16 1000 SH SOLE 1000 0 0 Jeld-wen Holding, Inc. COM 47580p103 467 29000 SH DFND 01 0 29000 0 Johnson & Johnson COM 478160104 10364 73700 SH SOLE 73700 0 0 Kadant Inc. COM 48282T104 1495 15000 SH SOLE 15000 0 0 Kadant Inc. COM 48282T104 1854 18600 SH DFND 01 0 18600 0 Kaleyra, Inc. COM 483379103 1854 459025 SH SOLE 459025 0 0 Kelly Services Inc Class A COM 488152208 1398 88400 SH SOLE 88400 0 0 Kelly Services Inc Class A COM 488152208 1378 87125 SH DFND 01 0 87125 0 Kforce, Inc. COM 493732101 1930 66000 SH SOLE 66000 0 0 Kforce, Inc. COM 493732101 1935 66150 SH DFND 01 0 66150 0 Kirkland's Inc. COM 497498105 271 100000 SH SOLE 100000 0 0 Kratos Defense & Security Solu COM 50077b207 13414 858200 SH SOLE 858200 0 0 Kratos Defense & Security Solu COM 50077b207 1250 80000 SH DFND 01 0 80000 0 Kulicke & Soffa Industries Inc COM 501242101 2092 100450 SH SOLE 100450 0 0 Kulicke & Soffa Industries Inc COM 501242101 2700 129600 SH DFND 01 0 129600 0 La Z Boy Inc COM 505336107 1353 50000 SH SOLE 50000 0 0 Leaf Group Ltd. COM 52177g102 191 52159 SH SOLE 52159 0 0 Lumentum Holdings Inc. COM 55024u109 10156 124720 SH SOLE 124720 0 0 Lumentum Holdings Inc. COM 55024u109 774 9500 SH DFND 01 0 9500 0 Magellan Health Services, Inc. COM 559079207 2205 30220 SH SOLE 30220 0 0 Magellan Health Services, Inc. COM 559079207 2043 28000 SH DFND 01 0 28000 0 Marvell Technology Group Ltd COM g5876h105 5350 152600 SH SOLE 152600 0 0 Marvell Technology Group Ltd COM g5876h105 2115 60313 SH DFND 01 0 60313 0 Masimo Corp COM 574795100 6761 29653 SH SOLE 29653 0 0 Masimo Corp COM 574795100 2098 9200 SH DFND 01 0 9200 0 Matrix Service Co. COM 576853105 1206 124025 SH SOLE 124025 0 0 Matrix Service Co. COM 576853105 1322 136000 SH DFND 01 0 136000 0 Merck & Co COM 58933y105 1392 18000 SH SOLE 18000 0 0 Mid America Apartment Communit COM 59522j103 2940 25640 SH SOLE 25640 0 0 Mid America Apartment Communit COM 59522j103 2012 17550 SH DFND 01 0 17550 0 Mitek Systems COM 606710200 2708 281772 SH SOLE 281772 0 0 MKS Instruments Inc. COM 55306n104 4224 37300 SH SOLE 37300 0 0 MKS Instruments Inc. COM 55306n104 1042 9200 SH DFND 01 0 9200 0 MYR Group Inc. COM 55405w104 255 8000 SH SOLE 8000 0 0 Natera, Inc. COM 632307104 548 11000 SH SOLE 11000 0 0 National Bank Hldgs Corp Cl A COM 633707104 403 14936 SH DFND 01 0 14936 0 Nature's Sunshine Products, In COM 639027101 9641 1070087 SH SOLE 1070087 0 0 Nature's Sunshine Products, In COM 639027101 721 80000 SH DFND 01 0 80000 0 Neophotonics Corporation COM 64051t100 14255 1605300 SH SOLE 1605300 0 0 Neophotonics Corporation COM 64051t100 2575 290000 SH DFND 01 0 290000 0 Nextgen Healthcare Inc. COM 65343c102 10602 965600 SH SOLE 965600 0 0 NN, Inc. COM 629337106 14948 3153500 SH SOLE 3153500 0 0 NN, Inc. COM 629337106 1422 300000 SH DFND 01 0 300000 0 NortonLifeLock Inc. COM 668771108 2102 106000 SH SOLE 106000 0 0 Omnicell Inc COM 68213n109 20699 293100 SH SOLE 293100 0 0 Omnicell Inc COM 68213n109 1836 26000 SH DFND 01 0 26000 0 Onto Innovation Inc. COM 683344105 25097 737293 SH SOLE 737293 0 0 Onto Innovation Inc. COM 683344105 2042 60000 SH DFND 01 0 60000 0 Ooma Inc. COM 683416101 330 20000 SH SOLE 20000 0 0 OptiNose, Inc. COM 68404v100 4335 582600 SH SOLE 582600 0 0 OptiNose, Inc. COM 68404v100 1190 160000 SH DFND 01 0 160000 0 Orthopediatrics Corp COM 68752l100 263 6000 SH SOLE 6000 0 0 Orthopediatrics Corp COM 68752l100 289 6600 SH DFND 01 0 6600 0 Pennant Group Inc. COM 70805e109 463 20500 SH SOLE 20500 0 0 PepsiCo Inc COM 713448108 9483 71700 SH SOLE 71700 0 0 PerkinElmer, Inc. COM 714046109 4027 41050 SH SOLE 41050 0 0 PerkinElmer, Inc. COM 714046109 2550 26000 SH DFND 01 0 26000 0 Pitney Bowes COM 724479100 5401 2077300 SH SOLE 2077300 0 0 Pitney Bowes COM 724479100 2288 880000 SH DFND 01 0 880000 0 Primoris Services Corp COM 74164f103 444 25000 SH DFND 01 0 25000 0 Procter & Gamble COM 742718109 371 3100 SH SOLE 3100 0 0 Progress Software Corp COM 743312100 1013 26150 SH SOLE 26150 0 0 Progress Software Corp COM 743312100 744 19200 SH DFND 01 0 19200 0 Prosperity Bancshares, Inc. COM 743606105 49 830 SH SOLE 830 0 0 Prosperity Bancshares, Inc. COM 743606105 502 8448 SH DFND 01 0 8448 0 PTC Inc COM 69370c100 3112 40000 SH SOLE 40000 0 0 Pure Storage, Inc. Class A COM 74624m102 468 27000 SH SOLE 27000 0 0 Qorvo Inc. COM 74736k101 153 1380 SH SOLE 1380 0 0 Qorvo Inc. COM 74736k101 2852 25800 SH DFND 01 0 25800 0 R1 RCM, Inc COM 749397105 47228 4235700 SH SOLE 4235700 0 0 R1 RCM, Inc COM 749397105 2899 260000 SH DFND 01 0 260000 0 Radnet Inc COM 750491102 284 17900 SH SOLE 17900 0 0 Renasant Corporation COM 75970e107 896 36000 SH DFND 01 0 36000 0 Rexnord Corp New COM 76169b102 1659 56900 SH SOLE 56900 0 0 Rexnord Corp New COM 76169b102 682 23400 SH DFND 01 0 23400 0 Ribbon Communications Inc COM 762544104 26542 6753600 SH SOLE 6753600 0 0 Ribbon Communications Inc COM 762544104 2374 604000 SH DFND 01 0 604000 0 RTI Surgical Holdings Inc COM 74975n105 14420 4534584 SH SOLE 4534584 0 0 RTI Surgical Holdings Inc COM 74975n105 1160 364900 SH DFND 01 0 364900 0 Sensient Technologies Corp COM 81725T100 1472 28225 SH SOLE 28225 0 0 Sensient Technologies Corp COM 81725T100 1745 33450 SH DFND 01 0 33450 0 Skyworks Solutions, Inc. COM 83088M102 31521 246525 SH SOLE 246525 0 0 Skyworks Solutions, Inc. COM 83088M102 921 7200 SH DFND 01 0 7200 0 Summit Materials, Inc. Class a COM 86614u100 13779 856900 SH SOLE 856900 0 0 Summit Materials, Inc. Class a COM 86614u100 2158 134200 SH DFND 01 0 134200 0 SYNNEX Corporation COM 87162W100 10333 86271 SH SOLE 86271 0 0 SYNNEX Corporation COM 87162W100 2339 19532 SH DFND 01 0 19532 0 Tabula Rasa Healthcare Inc COM 873379101 1335 24400 SH SOLE 24400 0 0 Tabula Rasa Healthcare Inc COM 873379101 1631 29800 SH DFND 01 0 29800 0 Teradyne Inc COM 880770102 6845 81000 SH SOLE 81000 0 0 Teradyne Inc COM 880770102 1578 18675 SH DFND 01 0 18675 0 Tillys Inc COM 886885102 9531 1681000 SH SOLE 1681000 0 0 Tillys Inc COM 886885102 1984 350000 SH DFND 01 0 350000 0 TPG RE Finance Trust Inc COM 87266m107 327 38000 SH DFND 01 0 38000 0 TTM Technologies, Inc. COM 87305R109 9196 775400 SH SOLE 775400 0 0 TTM Technologies, Inc. COM 87305R109 267 22500 SH DFND 01 0 22500 0 Ultra Clean Holdings Inc COM 90385v107 26758 1182400 SH SOLE 1182400 0 0 Ultra Clean Holdings Inc COM 90385v107 1810 80000 SH DFND 01 0 80000 0 Veeco Instruments COM 922417100 21885 1622300 SH SOLE 1622300 0 0 Veeco Instruments COM 922417100 2428 180000 SH DFND 01 0 180000 0 Vocera Communications Inc COM 92857f107 4293 202500 SH SOLE 202500 0 0 Vocera Communications Inc COM 92857f107 1378 65000 SH DFND 01 0 65000 0 WESCO International, Inc. COM 95082P105 1755 50000 SH SOLE 50000 0 0 Westlake Chemical Corp COM 960413102 1113 20750 SH SOLE 20750 0 0 Westlake Chemical Corp COM 960413102 233 4350 SH DFND 01 0 4350 0 Westport Fuel COM 960908309 1065 858875 SH SOLE 858875 0 0 Westport Fuel COM 960908309 396 319600 SH DFND 01 0 319600 0 Westrock Co COM 96145d105 20263 717038 SH SOLE 717038 0 0 Xperi Corp COM 98390m103 195 13216 SH SOLE 13216 0 0 Zumiez, Inc. COM 989817101 526 19200 SH DFND 01 0 19200 0