0001037792-17-000024.txt : 20170509 0001037792-17-000024.hdr.sgml : 20170509 20170509140055 ACCESSION NUMBER: 0001037792-17-000024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170509 DATE AS OF CHANGE: 20170509 EFFECTIVENESS DATE: 20170509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 17825729 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001037792 XXXXXXXX 03-31-2017 03-31-2017 PARADIGM CAPITAL MANAGEMENT INC/NY

9 ELK STREET ALBANY NY 12207

13F HOLDINGS REPORT 028-06298 N Robert A. Benton (518) 431-3500 Robert A. Benton ALBANY NY 05-09-2017 1 274 1062111 false 1 Paradigm Funds Advisor LLC INFORMATION TABLE 2 13f1q2017.xml A10 Networks, Inc. COM 002121101 668 73000 SH SOLE 73000 0 0 A10 Networks, Inc. COM 002121101 849 92800 SH DFND 01 0 92800 0 Abbott Laboratories COM 002824100 231 5200 SH SOLE 5200 0 0 Adirondack Trust co Saratoga S COM 007014103 440 280 SH SOLE 280 0 0 Air Methods Corp New COM 009128307 1256 29200 SH SOLE 29200 0 0 Air Methods Corp New COM 009128307 275 6400 SH DFND 01 0 6400 0 Air Transport Services Group COM 00922r105 1444 90000 SH DFND 01 0 90000 0 Albany International Corp. 'A' COM 012348108 460 10000 SH SOLE 10000 0 0 Alleghany Corporation COM 017175100 1398 2275 SH SOLE 2275 0 0 Alleghany Corporation COM 017175100 184 300 SH DFND 01 0 300 0 Allegheny Technologies Inc COM 01741R102 580 32300 SH SOLE 32300 0 0 Allegheny Technologies Inc COM 01741R102 122 6800 SH DFND 01 0 6800 0 Allscripts Healthcare Solution COM 01988P108 23203 1829900 SH SOLE 1829900 0 0 Allscripts Healthcare Solution COM 01988P108 1797 141700 SH DFND 01 0 141700 0 Amer Eagle Outfitters COM 02553e106 1578 112500 SH SOLE 112500 0 0 Amer Eagle Outfitters COM 02553e106 1634 116500 SH DFND 01 0 116500 0 American Airlines Group Inc. COM 02376r102 423 10000 SH SOLE 10000 0 0 American Financial Group COM 025932104 1772 18575 SH SOLE 18575 0 0 American Financial Group COM 025932104 272 2850 SH DFND 01 0 2850 0 American Woodmark Corporation COM 030506109 18553 202100 SH SOLE 202100 0 0 Aptargroup, Inc. COM 038336103 1087 14125 SH SOLE 14125 0 0 Aptargroup, Inc. COM 038336103 239 3100 SH DFND 01 0 3100 0 Ardmore Shipping Corp COM y0207t100 1023 127100 SH DFND 01 0 127100 0 Arris Intl PLc COM G0551a103 1164 44000 SH SOLE 44000 0 0 Arris Intl PLc COM G0551a103 733 27700 SH DFND 01 0 27700 0 Aspen Insurance Holdings Ltd COM g05384105 1502 28850 SH SOLE 28850 0 0 Aspen Insurance Holdings Ltd COM g05384105 226 4350 SH DFND 01 0 4350 0 Atricure Inc COM 04963c209 574 30000 SH SOLE 30000 0 0 Atricure Inc COM 04963c209 209 10925 SH DFND 01 0 10925 0 Avid Technology, Inc. COM 05367p100 908 194800 SH SOLE 194800 0 0 Banner Corp New COM 06652v208 1669 30000 SH DFND 01 0 30000 0 Barnes & Noble, Inc. COM 067774109 185 20000 SH SOLE 20000 0 0 Barnes & Noble, Inc. COM 067774109 113 12200 SH DFND 01 0 12200 0 Baxter International COM 071813109 545 10500 SH SOLE 10500 0 0 Berkshire Hills Bancorp, Inc. COM 084680107 714 19800 SH SOLE 19800 0 0 Berkshire Hills Bancorp, Inc. COM 084680107 144 4000 SH DFND 01 0 4000 0 Best Buy Co COM 086516101 2730 55550 SH SOLE 55550 0 0 Best Buy Co COM 086516101 595 12100 SH DFND 01 0 12100 0 Blackstone Mortgage TR Inc Cl COM 09257w100 1796 58000 SH DFND 01 0 58000 0 BMC Stock Holdings COM 05591b109 4208 186200 SH SOLE 186200 0 0 BMC Stock Holdings COM 05591b109 1087 48100 SH DFND 01 0 48100 0 Boise Cascade Company COM 09739d100 723 27075 SH SOLE 27075 0 0 Boise Cascade Company COM 09739d100 224 8400 SH DFND 01 0 8400 0 Broadcom Ltd COM y09827109 36282 165700 SH SOLE 165700 0 0 Brocade Communications COM 111621306 761 61000 SH SOLE 61000 0 0 Brooks Automation Inc. COM 114340102 99 4400 SH SOLE 4400 0 0 Brooks Automation Inc. COM 114340102 2167 96725 SH DFND 01 0 96725 0 Caleres Inc COM 129500104 22217 840900 SH SOLE 840900 0 0 Caleres Inc COM 129500104 1268 48000 SH DFND 01 0 48000 0 Capitol Federal Financial Inc COM 14057J101 563 38500 SH SOLE 38500 0 0 Capitol Federal Financial Inc COM 14057J101 114 7800 SH DFND 01 0 7800 0 Carpenter Technology Corp COM 144285103 366 9800 SH SOLE 9800 0 0 Carpenter Technology Corp COM 144285103 78 2100 SH DFND 01 0 2100 0 Cavium Inc. COM 14964u108 24 340 SH SOLE 340 0 0 Cavium Inc. COM 14964u108 250 3488 SH DFND 01 0 3488 0 CDW Corporation COM 12514g108 289 5000 SH SOLE 5000 0 0 Ceragon Networks Ltd COM m22013102 114 35000 SH SOLE 35000 0 0 Ciena Corp COM 171779309 1204 51000 SH SOLE 51000 0 0 Ciena Corp COM 171779309 227 9600 SH DFND 01 0 9600 0 Citi Trends, Inc. COM 17306X102 22955 1350300 SH SOLE 1350300 0 0 Citi Trends, Inc. COM 17306X102 1982 116600 SH DFND 01 0 116600 0 Colgate-Palmolive COM 194162103 6324 86400 SH SOLE 86400 0 0 Comcast Corporation Cl A COM 20030n101 511 13600 SH SOLE 13600 0 0 Comtech Communications COM 205826209 2547 172800 SH SOLE 172800 0 0 Comtech Communications COM 205826209 884 60000 SH DFND 01 0 60000 0 Convergys Corporation COM 212485106 1945 91980 SH SOLE 91980 0 0 Convergys Corporation COM 212485106 1770 83700 SH DFND 01 0 83700 0 Cray Computer COM 225223304 21718 991700 SH SOLE 991700 0 0 Cray Computer COM 225223304 438 20000 SH DFND 01 0 20000 0 Cutera, Inc. COM 232109108 2658 128400 SH SOLE 128400 0 0 DSW, Inc. COM 23334L102 207 10000 SH SOLE 10000 0 0 DSW, Inc. COM 23334L102 45 2200 SH DFND 01 0 2200 0 Ducommun Inc COM 264147109 11850 411600 SH SOLE 411600 0 0 Ducommun Inc COM 264147109 1152 40000 SH DFND 01 0 40000 0 Edwards Lifesciences Corporati COM 28176E108 743 7900 SH SOLE 7900 0 0 EMCOR Group, Inc. COM 29084Q100 1769 28100 SH SOLE 28100 0 0 EMCOR Group, Inc. COM 29084Q100 2211 35125 SH DFND 01 0 35125 0 Emcore Corporation COM 290846203 16992 1888000 SH SOLE 1888000 0 0 Emcore Corporation COM 290846203 2013 223700 SH DFND 01 0 223700 0 Endologix Inc. COM 29266s106 188 26000 SH SOLE 26000 0 0 EnerSys COM 29275y102 27661 350400 SH SOLE 350400 0 0 EnerSys COM 29275y102 182 2300 SH DFND 01 0 2300 0 Ensign Group, Inc. COM 29358p101 19 1000 SH SOLE 1000 0 0 Ensign Group, Inc. COM 29358p101 404 21500 SH DFND 01 0 21500 0 Entegris Inc COM 29362u104 11546 493400 SH SOLE 493400 0 0 Entegris Inc COM 29362u104 225 9600 SH DFND 01 0 9600 0 Exactech Inc. COM 30064e109 630 25000 SH SOLE 25000 0 0 Express Inc. COM 30219e103 772 84700 SH SOLE 84700 0 0 Express Inc. COM 30219e103 1044 114575 SH DFND 01 0 114575 0 Extreme Networks COM 30226d106 45621 6074700 SH SOLE 6074700 0 0 Extreme Networks COM 30226d106 4130 550000 SH DFND 01 0 550000 0 Fabrinet COM g3323l100 26046 619700 SH SOLE 619700 0 0 Fabrinet COM g3323l100 231 5500 SH DFND 01 0 5500 0 Federal Signal Corp COM 313855108 7282 527300 SH SOLE 527300 0 0 Fidelity National Financial COM 31620r303 1106 28393 SH SOLE 28393 0 0 Fidelity National Financial COM 31620r303 230 5900 SH DFND 01 0 5900 0 Fidelity National Financial In COM 31620r402 424 32000 SH SOLE 32000 0 0 Fidelity National Financial In COM 31620r402 89 6700 SH DFND 01 0 6700 0 Finisar Corp COM 31787a507 21807 797625 SH SOLE 797625 0 0 Finisar Corp COM 31787a507 2242 82000 SH DFND 01 0 82000 0 Finish Line, Inc. COM 317923100 384 27000 SH SOLE 27000 0 0 First Merchants Corporation COM 320817109 1718 43700 SH DFND 01 0 43700 0 Foot Locker, Inc. COM 344849104 3090 41300 SH SOLE 41300 0 0 Foot Locker, Inc. COM 344849104 2723 36400 SH DFND 01 0 36400 0 Francesca's Holdings Corp. COM 351793104 9996 651200 SH SOLE 651200 0 0 Francesca's Holdings Corp. COM 351793104 921 60000 SH DFND 01 0 60000 0 Garmin LTD COM h2906t109 1472 28800 SH SOLE 28800 0 0 Garmin LTD COM h2906t109 307 6000 SH DFND 01 0 6000 0 GATX Corp COM 361448103 1145 18775 SH SOLE 18775 0 0 GATX Corp COM 361448103 1426 23400 SH DFND 01 0 23400 0 General Electric COM 369604103 250 8400 SH SOLE 8400 0 0 Gentherm Inc COM 37253a103 589 15000 SH SOLE 15000 0 0 Globus Medical Inc Cl A new COM 379577208 22722 767100 SH SOLE 767100 0 0 Globus Medical Inc Cl A new COM 379577208 794 26800 SH DFND 01 0 26800 0 Gramercy PPTY TR COM 385002100 981 37309 SH DFND 01 0 37309 0 Granite Construction Inc. COM 387328107 1255 25000 SH DFND 01 0 25000 0 Halozyme Therapeutics, Inc. COM 40637H109 130 10000 SH SOLE 10000 0 0 Harmonic Inc COM 413160102 274 46000 SH SOLE 46000 0 0 Haverty Furniture Companies In COM 419596101 2966 121800 SH SOLE 121800 0 0 Hillenbrand Inc COM 431571108 1477 41200 SH SOLE 41200 0 0 Hillenbrand Inc COM 431571108 509 14200 SH DFND 01 0 14200 0 Huttig Building COM 448451104 14703 1806300 SH SOLE 1806300 0 0 Huttig Building COM 448451104 1302 160000 SH DFND 01 0 160000 0 IAC/Interactive Corp COM 44919p508 2573 34900 SH SOLE 34900 0 0 IAC/Interactive Corp COM 44919p508 2514 34100 SH DFND 01 0 34100 0 Ichor Holdings COM g4740b105 666 33600 SH SOLE 33600 0 0 Innospec Inc COM 45768s105 573 8850 SH SOLE 8850 0 0 Innospec Inc COM 45768s105 37 575 SH DFND 01 0 575 0 Insight Enterprises COM 45765U103 12422 302300 SH SOLE 302300 0 0 Insteel Industries Inc COM 45774w108 4294 118816 SH SOLE 118816 0 0 Insteel Industries Inc COM 45774w108 889 24600 SH DFND 01 0 24600 0 Intuitive Surgical Inc New COM 46120e602 766 1000 SH SOLE 1000 0 0 J2 Global Inc COM 48123v102 2761 32900 SH SOLE 32900 0 0 J2 Global Inc COM 48123v102 2626 31300 SH DFND 01 0 31300 0 Jabil Circuit COM 466313103 20438 706700 SH SOLE 706700 0 0 Jabil Circuit COM 466313103 865 29900 SH DFND 01 0 29900 0 Johnson & Johnson COM 478160104 9192 73800 SH SOLE 73800 0 0 K2M Group Holdings, Inc COM 48273j107 226 11000 SH SOLE 11000 0 0 Kadant Inc. COM 48282T104 890 15000 SH SOLE 15000 0 0 Kadant Inc. COM 48282T104 789 13300 SH DFND 01 0 13300 0 Kapstone Paper COM 48562p103 37733 1633450 SH SOLE 1633450 0 0 Kapstone Paper COM 48562p103 462 20000 SH DFND 01 0 20000 0 Kelly Services Inc Class A COM 488152208 1305 59700 SH SOLE 59700 0 0 Kelly Services Inc Class A COM 488152208 440 20125 SH DFND 01 0 20125 0 Kforce, Inc. COM 493732101 1567 66000 SH SOLE 66000 0 0 Kforce, Inc. COM 493732101 1801 75850 SH DFND 01 0 75850 0 Kirkland's Inc. COM 497498105 5764 464800 SH SOLE 464800 0 0 Kirkland's Inc. COM 497498105 744 60000 SH DFND 01 0 60000 0 Kratos Defense & Security Solu COM 50077b207 11280 1449900 SH SOLE 1449900 0 0 Kulicke & Soffa Industries Inc COM 501242101 1355 66675 SH SOLE 66675 0 0 Kulicke & Soffa Industries Inc COM 501242101 1487 73200 SH DFND 01 0 73200 0 La Z Boy Inc COM 505336107 7447 275800 SH SOLE 275800 0 0 La Z Boy Inc COM 505336107 108 4000 SH DFND 01 0 4000 0 Lattice Semiconductor Corporat COM 518415104 5694 822900 SH SOLE 822900 0 0 Lattice Semiconductor Corporat COM 518415104 846 122200 SH DFND 01 0 122200 0 Legacy Texas Finl Group Inc. COM 52471y106 63 1575 SH SOLE 1575 0 0 Legacy Texas Finl Group Inc. COM 52471y106 1608 40300 SH DFND 01 0 40300 0 LMI Aerospace COM 502079106 10790 783000 SH SOLE 783000 0 0 LMI Aerospace COM 502079106 1929 140000 SH DFND 01 0 140000 0 Lumos Networks Corp COM 550283105 265 15000 SH SOLE 15000 0 0 Magellan Health Services, Inc. COM 559079207 2855 41340 SH SOLE 41340 0 0 Magellan Health Services, Inc. COM 559079207 2475 35850 SH DFND 01 0 35850 0 Mallinckrodt Public Ltd COM g5785g107 820 18400 SH SOLE 18400 0 0 Mallinckrodt Public Ltd COM g5785g107 89 2000 SH DFND 01 0 2000 0 Marvell Technology Group Ltd COM g5876h105 1294 84800 SH SOLE 84800 0 0 Marvell Technology Group Ltd COM g5876h105 270 17725 SH DFND 01 0 17725 0 Masimo Corp COM 574795100 5762 61785 SH SOLE 61785 0 0 Masimo Corp COM 574795100 1240 13300 SH DFND 01 0 13300 0 Matrix Service Co. COM 576853105 2015 122150 SH SOLE 122150 0 0 Matrix Service Co. COM 576853105 1884 114200 SH DFND 01 0 114200 0 MaxLinear, Inc COM 57776j100 25931 924460 SH SOLE 924460 0 0 MaxLinear, Inc COM 57776j100 1122 40000 SH DFND 01 0 40000 0 Mednax Inc COM 58502b106 3103 44725 SH SOLE 44725 0 0 Mednax Inc COM 58502b106 2647 38150 SH DFND 01 0 38150 0 Merck & Co COM 58933y105 1144 18000 SH SOLE 18000 0 0 Meritor Inc COM 59001k100 2086 121800 SH SOLE 121800 0 0 Meritor Inc COM 59001k100 502 29277 SH DFND 01 0 29277 0 Microsemi Corp COM 595137100 3921 76100 SH SOLE 76100 0 0 Microsemi Corp COM 595137100 2803 54400 SH DFND 01 0 54400 0 Mid America Apartment Communit COM 59522j103 2616 25715 SH SOLE 25715 0 0 Mid America Apartment Communit COM 59522j103 2399 23575 SH DFND 01 0 23575 0 MiMedx COM 602496101 13018 1366000 SH SOLE 1366000 0 0 MiMedx COM 602496101 2764 290000 SH DFND 01 0 290000 0 Mitel Networks Corp COM 60671q104 11031 1591800 SH SOLE 1591800 0 0 Mitel Networks Corp COM 60671q104 3326 480000 SH DFND 01 0 480000 0 MYR Group Inc. COM 55405w104 328 8000 SH SOLE 8000 0 0 National Bank Hldgs Corp Cl A COM 633707104 697 21436 SH DFND 01 0 21436 0 Nature's Sunshine Products, In COM 639027101 12915 1291546 SH SOLE 1291546 0 0 Nature's Sunshine Products, In COM 639027101 852 85181 SH DFND 01 0 85181 0 Neff Corp. COM 640094207 3256 167400 SH SOLE 167400 0 0 Neophotonics Corporation COM 64051t100 2204 244600 SH SOLE 244600 0 0 Neophotonics Corporation COM 64051t100 901 100000 SH DFND 01 0 100000 0 New York & Company, Inc. COM 649295102 10503 5386086 SH SOLE 5386086 0 0 New York & Company, Inc. COM 649295102 856 439100 SH DFND 01 0 439100 0 Nu Skin Enterprises, Inc. COM 67018T105 278 5000 SH SOLE 5000 0 0 Nuvasive Inc COM 670704105 1494 20000 SH SOLE 20000 0 0 Nuvasive Inc COM 670704105 269 3600 SH DFND 01 0 3600 0 Oclaro Inc. COM 67555n206 17061 1737400 SH SOLE 1737400 0 0 Oclaro Inc. COM 67555n206 2907 296000 SH DFND 01 0 296000 0 Olin Corp COM 680665205 791 24050 SH SOLE 24050 0 0 Olin Corp COM 680665205 53 1625 SH DFND 01 0 1625 0 Omnicell Inc COM 68213n109 17073 420000 SH SOLE 420000 0 0 Omnicell Inc COM 68213n109 1545 38000 SH DFND 01 0 38000 0 Ooma Inc. COM 683416101 199 20000 SH SOLE 20000 0 0 Park Ohio Holdings Corp. COM 700666100 257 7150 SH SOLE 7150 0 0 PC Connection Inc COM 69318j100 7257 243600 SH SOLE 243600 0 0 PCM Inc COM 69323k100 4095 146000 SH SOLE 146000 0 0 PepsiCo Inc COM 713448108 8155 72900 SH SOLE 72900 0 0 PerkinElmer, Inc. COM 714046109 2720 46850 SH SOLE 46850 0 0 PerkinElmer, Inc. COM 714046109 2441 42050 SH DFND 01 0 42050 0 Petroquest Energy Inc COM 716748108 13 4700 SH SOLE 4700 0 0 Petroquest Energy Inc COM 716748108 78 28400 SH DFND 01 0 28400 0 Ply Gem Hldgs Inc. COM 72941w100 15768 800400 SH SOLE 800400 0 0 Procter & Gamble COM 742718109 323 3600 SH SOLE 3600 0 0 Progress Software Corp COM 743312100 1178 40550 SH SOLE 40550 0 0 Progress Software Corp COM 743312100 271 9325 SH DFND 01 0 9325 0 PTC Inc COM 69370c100 2102 40000 SH SOLE 40000 0 0 Qorvo Inc. COM 74736k101 3721 54280 SH SOLE 54280 0 0 Qorvo Inc. COM 74736k101 2866 41800 SH DFND 01 0 41800 0 Quality Systems Inc COM 747582104 16188 1062193 SH SOLE 1062193 0 0 Quality Systems Inc COM 747582104 2012 132000 SH DFND 01 0 132000 0 R1 RCM, Inc COM 749397105 16560 5359347 SH SOLE 5359347 0 0 R1 RCM, Inc COM 749397105 2472 800000 SH DFND 01 0 800000 0 Radian Group Inc COM 750236101 1078 60000 SH SOLE 60000 0 0 Radian Group Inc COM 750236101 147 8200 SH DFND 01 0 8200 0 Radisys Corp COM 750459109 8253 2063313 SH SOLE 2063313 0 0 Radisys Corp COM 750459109 1200 300000 SH DFND 01 0 300000 0 Regal Entertainment Group COM 758766109 1907 84475 SH SOLE 84475 0 0 Regal Entertainment Group COM 758766109 2117 93775 SH DFND 01 0 93775 0 Renasant Corporation COM 75970e107 1349 34000 SH DFND 01 0 34000 0 Rightside Group Ltd. COM 76658b100 11 1100 SH SOLE 1100 0 0 Rightside Group Ltd. COM 76658b100 332 33500 SH DFND 01 0 33500 0 RTI Surgical Inc COM 74975n105 21173 5293270 SH SOLE 5293270 0 0 RTI Surgical Inc COM 74975n105 2160 540000 SH DFND 01 0 540000 0 Rudolph Technologies Inc. COM 781270103 7166 319900 SH SOLE 319900 0 0 Salem Communications Cl A COM 794093104 74 10000 SH SOLE 10000 0 0 Sensient Technologies Corp COM 81725T100 1621 20450 SH SOLE 20450 0 0 Sensient Technologies Corp COM 81725T100 2104 26550 SH DFND 01 0 26550 0 Shire PLC SPON ADR COM 82481r106 679 3900 SH SOLE 3900 0 0 ShorTel Inc. COM 825211105 3851 626200 SH SOLE 626200 0 0 ShorTel Inc. COM 825211105 710 115400 SH DFND 01 0 115400 0 Skyworks Solutions, Inc. COM 83088M102 26241 267825 SH SOLE 267825 0 0 Skyworks Solutions, Inc. COM 83088M102 931 9500 SH DFND 01 0 9500 0 Sonus Networks Inc COM 835916503 158 24000 SH SOLE 24000 0 0 Stein Mart Inc COM 858375108 375 124500 SH SOLE 124500 0 0 Summer Infant Inc COM 865646103 3100 1631400 SH SOLE 1631400 0 0 Symantec Corp. COM 871503108 3252 106000 SH SOLE 106000 0 0 SYNNEX Corporation COM 87162W100 5765 51500 SH SOLE 51500 0 0 SYNNEX Corporation COM 87162W100 213 1900 SH DFND 01 0 1900 0 Tailored Brands Inc. COM 87403a107 651 43575 SH SOLE 43575 0 0 Tailored Brands Inc. COM 87403a107 706 47250 SH DFND 01 0 47250 0 Teradyne Inc COM 880770102 3122 100400 SH SOLE 100400 0 0 Teradyne Inc COM 880770102 801 25750 SH DFND 01 0 25750 0 Tillys Inc COM 886885102 4419 489965 SH SOLE 489965 0 0 Tillys Inc COM 886885102 1443 160000 SH DFND 01 0 160000 0 Tivo Corp COM 88870P106 3421 182450 SH SOLE 182450 0 0 Tivo Corp COM 88870P106 1536 81900 SH DFND 01 0 81900 0 Tower International Inc. COM 891826109 1656 61100 SH DFND 01 0 61100 0 Triumph Group COM 896818101 909 35300 SH SOLE 35300 0 0 Triumph Group COM 896818101 201 7800 SH DFND 01 0 7800 0 TTM Technologies, Inc. COM 87305R109 28307 1754929 SH SOLE 1754929 0 0 TTM Technologies, Inc. COM 87305R109 1371 85000 SH DFND 01 0 85000 0 Ultra Clean Holdings Inc COM 90385v107 4206 249300 SH SOLE 249300 0 0 Vince Holdings Corp COM 92719w108 2443 1576300 SH SOLE 1576300 0 0 Vince Holdings Corp COM 92719w108 542 350000 SH DFND 01 0 350000 0 Visteon Corp COM 92839u206 784 8000 SH SOLE 8000 0 0 Visteon Corp COM 92839u206 147 1500 SH DFND 01 0 1500 0 Vocera Communications Inc COM 92857f107 8291 333900 SH SOLE 333900 0 0 Vocera Communications Inc COM 92857f107 1986 80000 SH DFND 01 0 80000 0 West Marine, Inc. COM 954235107 191 20000 SH SOLE 20000 0 0 Westlake Chemical Corp COM 960413102 1225 18550 SH SOLE 18550 0 0 Westlake Chemical Corp COM 960413102 254 3850 SH DFND 01 0 3850 0 Xcerra Corp COM 98400j108 12077 1358500 SH SOLE 1358500 0 0 Xcerra Corp COM 98400j108 1179 132600 SH DFND 01 0 132600 0