0001037792-16-000059.txt : 20160512 0001037792-16-000059.hdr.sgml : 20160512 20160512121458 ACCESSION NUMBER: 0001037792-16-000059 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 161642598 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001037792 XXXXXXXX 03-31-2016 03-31-2016 PARADIGM CAPITAL MANAGEMENT INC/NY

9 ELK STREET ALBANY NY 12207

13F HOLDINGS REPORT 028-06298 N John V. Gulick (518) 431-3500 John V. Gulick Albany NY 05-12-2016 1 298 858836 false 1 Paradigm Funds Advisor LLC INFORMATION TABLE 2 13f1q2016.xml A10 Networks, Inc. COM 002121101 266 45000 SH SOLE 45000 0 0 A10 Networks, Inc. COM 002121101 266 45000 SH DFND 01 0 45000 0 Accretive Health Inc COM 00438v103 2590 1015600 SH SOLE 1015600 0 0 Adirondack Trust co Saratoga S COM 007014103 434 280 SH SOLE 280 0 0 Air Methods Corp New COM 009128307 340 9400 SH SOLE 9400 0 0 Air Methods Corp New COM 009128307 19 525 SH DFND 01 0 525 0 Air Transport Services Group COM 00922r105 1384 90000 SH DFND 01 0 90000 0 Albany International Corp. 'A' COM 012348108 376 10000 SH SOLE 10000 0 0 Alcoa Inc COM 013817101 2198 229416 SH SOLE 229416 0 0 Alcoa Inc COM 013817101 301 31424 SH DFND 01 0 31424 0 Alleghany Corporation COM 017175100 1129 2275 SH SOLE 2275 0 0 Alleghany Corporation COM 017175100 74 150 SH DFND 01 0 150 0 Allegheny Technologies Inc COM 01741R102 526 32300 SH SOLE 32300 0 0 Allegheny Technologies Inc COM 01741R102 29 1800 SH DFND 01 0 1800 0 Alliance Fiber Optic Products COM 018680306 177 12000 SH SOLE 12000 0 0 Allscripts Healthcare Solution COM 01988P108 12124 917800 SH SOLE 917800 0 0 Allscripts Healthcare Solution COM 01988P108 2465 186600 SH DFND 01 0 186600 0 Amer Eagle Outfitters COM 02553e106 1960 117550 SH SOLE 117550 0 0 Amer Eagle Outfitters COM 02553e106 2130 127775 SH DFND 01 0 127775 0 American Airlines Group Inc. COM 02376r102 410 10000 SH SOLE 10000 0 0 American Financial Group COM 025932104 1307 18575 SH SOLE 18575 0 0 American Financial Group COM 025932104 74 1050 SH DFND 01 0 1050 0 American Woodmark Corporation COM 030506109 13396 179600 SH SOLE 179600 0 0 Aptargroup, Inc. COM 038336103 1108 14125 SH SOLE 14125 0 0 Aptargroup, Inc. COM 038336103 63 800 SH DFND 01 0 800 0 Ardmore Shipping Corp COM y0207t100 989 117100 SH DFND 01 0 117100 0 Aspen Insurance Holdings Ltd COM g05384105 1376 28850 SH SOLE 28850 0 0 Aspen Insurance Holdings Ltd COM g05384105 76 1600 SH DFND 01 0 1600 0 Atricure Inc COM 04963c209 5907 351000 SH SOLE 351000 0 0 Atricure Inc COM 04963c209 507 30125 SH DFND 01 0 30125 0 Avid Technology, Inc. COM 05367p100 8647 1279100 SH SOLE 1279100 0 0 Avid Technology, Inc. COM 05367p100 1014 150000 SH DFND 01 0 150000 0 Avinger, Inc. COM 053734109 3820 398700 SH SOLE 398700 0 0 Avinger, Inc. COM 053734109 383 40000 SH DFND 01 0 40000 0 Banner Corp New COM 06652v208 1345 32000 SH DFND 01 0 32000 0 Baxalta Inc. COM 07177m103 424 10500 SH SOLE 10500 0 0 Baxter International COM 071813109 431 10500 SH SOLE 10500 0 0 Bebe Stores, Inc. COM 075571109 55 100000 SH SOLE 100000 0 0 Best Buy Co COM 086516101 1802 55550 SH SOLE 55550 0 0 Best Buy Co COM 086516101 101 3100 SH DFND 01 0 3100 0 Blackstone Mortgage TR Inc Cl COM 09257w100 1378 51300 SH DFND 01 0 51300 0 Boise Cascade Company COM 09739d100 421 20338 SH SOLE 20338 0 0 Boise Cascade Company COM 09739d100 22 1075 SH DFND 01 0 1075 0 Brightcove Inc. COM 10921t101 312 50000 SH SOLE 50000 0 0 Broadcom Ltd COM y09827109 27995 181200 SH SOLE 181200 0 0 Brocade Communications COM 111621306 9588 906200 SH SOLE 906200 0 0 Brocade Communications COM 111621306 63 6000 SH DFND 01 0 6000 0 Brooks Automation Inc. COM 114340102 59 5675 SH SOLE 5675 0 0 Brooks Automation Inc. COM 114340102 1750 168225 SH DFND 01 0 168225 0 Caleres Inc COM 129500104 22403 791900 SH SOLE 791900 0 0 Caleres Inc COM 129500104 2065 73000 SH DFND 01 0 73000 0 Capitol Federal Financial Inc COM 14057J101 515 38825 SH SOLE 38825 0 0 Capitol Federal Financial Inc COM 14057J101 28 2075 SH DFND 01 0 2075 0 Carpenter Technology Corp COM 144285103 335 9800 SH SOLE 9800 0 0 Carpenter Technology Corp COM 144285103 19 550 SH DFND 01 0 550 0 CDW Corporation COM 12514g108 207 5000 SH SOLE 5000 0 0 Ceragon Networks Ltd COM m22013102 44 35000 SH SOLE 35000 0 0 Ciena Corp COM 171779309 559 29400 SH SOLE 29400 0 0 Ciena Corp COM 171779309 30 1600 SH DFND 01 0 1600 0 Citi Trends, Inc. COM 17306X102 15211 853113 SH SOLE 853113 0 0 Citi Trends, Inc. COM 17306X102 1783 100000 SH DFND 01 0 100000 0 Cohu Inc. COM 192576106 7971 670962 SH SOLE 670962 0 0 Colgate-Palmolive COM 194162103 6203 87800 SH SOLE 87800 0 0 Comcast Corporation Cl A COM 20030n101 470 7700 SH SOLE 7700 0 0 Commercial Metals Company COM 201723103 1122 66100 SH SOLE 66100 0 0 Commercial Metals Company COM 201723103 66 3900 SH DFND 01 0 3900 0 Convergys Corporation COM 212485106 1792 64525 SH SOLE 64525 0 0 Convergys Corporation COM 212485106 2086 75100 SH DFND 01 0 75100 0 Cray Computer COM 225223304 31990 763300 SH SOLE 763300 0 0 Cray Computer COM 225223304 67 1600 SH DFND 01 0 1600 0 Cypress semiconductor corp COM 232806109 1066 123100 SH SOLE 123100 0 0 Cypress semiconductor corp COM 232806109 188 21700 SH DFND 01 0 21700 0 Datalink Corp COM 237934104 7522 823000 SH SOLE 823000 0 0 Datalink Corp COM 237934104 1525 166800 SH DFND 01 0 166800 0 Deckers Outdoor Corporation COM 243537107 797 13300 SH SOLE 13300 0 0 Deckers Outdoor Corporation COM 243537107 48 800 SH DFND 01 0 800 0 Delek US Holdings Inc. 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COM 29084Q100 1949 40100 SH DFND 01 0 40100 0 Emcore Corporation COM 290846203 2460 491963 SH SOLE 491963 0 0 Emcore Corporation COM 290846203 600 120000 SH DFND 01 0 120000 0 Endurance Specialty Holdings COM G30397106 710 10867 SH SOLE 10867 0 0 Endurance Specialty Holdings COM G30397106 40 608 SH DFND 01 0 608 0 EnerSys COM 29275y102 18460 331300 SH SOLE 331300 0 0 EnerSys COM 29275y102 45 800 SH DFND 01 0 800 0 Entegris Inc COM 29362u104 3760 276100 SH SOLE 276100 0 0 Exactech Inc. COM 30064e109 506 25000 SH SOLE 25000 0 0 Express Inc. COM 30219e103 1824 85200 SH SOLE 85200 0 0 Express Inc. COM 30219e103 2130 99475 SH DFND 01 0 99475 0 Extreme Networks COM 30226d106 17394 5592900 SH SOLE 5592900 0 0 Extreme Networks COM 30226d106 2488 800000 SH DFND 01 0 800000 0 Fabrinet COM g3323l100 17922 554000 SH SOLE 554000 0 0 Fabrinet COM g3323l100 65 2000 SH DFND 01 0 2000 0 Federal Signal Corp COM 313855108 12074 910557 SH SOLE 910557 0 0 Federal Signal Corp COM 313855108 1455 109700 SH DFND 01 0 109700 0 Fidelity National Financial COM 31620r303 963 28393 SH SOLE 28393 0 0 Fidelity National Financial COM 31620r303 53 1575 SH DFND 01 0 1575 0 Finisar Corp COM 31787a507 3009 164950 SH SOLE 164950 0 0 Finish Line, Inc. COM 317923100 1857 88000 SH SOLE 88000 0 0 First Merchants Corporation COM 320817109 1336 56700 SH DFND 01 0 56700 0 Foot Locker, Inc. COM 344849104 2355 36510 SH SOLE 36510 0 0 Foot Locker, Inc. COM 344849104 2106 32650 SH DFND 01 0 32650 0 Fossil Group Inc. COM 34988v106 222 5000 SH SOLE 5000 0 0 Francesca's Holdings Corp. COM 351793104 2276 118800 SH SOLE 118800 0 0 Garmin LTD COM h2906t109 1083 27100 SH SOLE 27100 0 0 Garmin LTD COM h2906t109 60 1500 SH DFND 01 0 1500 0 GATX Corp COM 361448103 900 18950 SH SOLE 18950 0 0 GATX Corp COM 361448103 974 20500 SH DFND 01 0 20500 0 General Electric COM 369604103 267 8400 SH SOLE 8400 0 0 Gentherm Inc COM 37253a103 624 15000 SH SOLE 15000 0 0 Globus Medical Inc Cl A new COM 379577208 21266 895400 SH SOLE 895400 0 0 Globus Medical Inc Cl A new COM 379577208 1356 57100 SH DFND 01 0 57100 0 Gordmans Stores Inc COM 38269p100 724 320500 SH SOLE 320500 0 0 Gramercy PPTY TR COM 385002100 1385 163928 SH DFND 01 0 163928 0 Granite Construction Inc. COM 387328107 1291 27000 SH DFND 01 0 27000 0 Halozyme Therapeutics, Inc. COM 40637H109 95 10000 SH SOLE 10000 0 0 Harmonic Inc COM 413160102 526 161000 SH SOLE 161000 0 0 Harvard Bioscience, Inc. COM 416906105 1027 340200 SH SOLE 340200 0 0 Haverty Furniture Companies In COM 419596101 2505 118400 SH SOLE 118400 0 0 Hillenbrand Inc COM 431571108 1244 41550 SH SOLE 41550 0 0 Hillenbrand Inc COM 431571108 231 7700 SH DFND 01 0 7700 0 Huttig Building COM 448451104 9061 2462100 SH SOLE 2462100 0 0 IAC/Interactive Corp COM 44919p508 1219 25900 SH SOLE 25900 0 0 IAC/Interactive Corp COM 44919p508 1417 30100 SH DFND 01 0 30100 0 Imprivata Inc COM 45323j103 8595 680500 SH SOLE 680500 0 0 Imprivata Inc COM 45323j103 1551 122800 SH DFND 01 0 122800 0 Incontact Inc. COM 45336e109 285 32100 SH SOLE 32100 0 0 Incontact Inc. COM 45336e109 269 30300 SH DFND 01 0 30300 0 Infoblox Inc. COM 45672h104 427 25000 SH SOLE 25000 0 0 Infoblox Inc. COM 45672h104 231 13500 SH DFND 01 0 13500 0 Innospec Inc COM 45768s105 384 8850 SH SOLE 8850 0 0 Innospec Inc COM 45768s105 22 500 SH DFND 01 0 500 0 Insight Enterprises COM 45765U103 7043 245900 SH SOLE 245900 0 0 Intuitive Surgical Inc New COM 46120e602 601 1000 SH SOLE 1000 0 0 J2 Global Inc COM 48123v102 2038 33100 SH SOLE 33100 0 0 J2 Global Inc COM 48123v102 1758 28550 SH DFND 01 0 28550 0 Jabil Circuit COM 466313103 16520 857300 SH SOLE 857300 0 0 Jabil Circuit COM 466313103 61 3175 SH DFND 01 0 3175 0 Johnson & Johnson COM 478160104 8083 74700 SH SOLE 74700 0 0 Kadant Inc. COM 48282T104 677 15000 SH SOLE 15000 0 0 Kadant Inc. COM 48282T104 768 17000 SH DFND 01 0 17000 0 Kapstone Paper COM 48562p103 20986 1515250 SH SOLE 1515250 0 0 Kapstone Paper COM 48562p103 877 63300 SH DFND 01 0 63300 0 Kelly Services Inc Class A COM 488152208 1141 59700 SH SOLE 59700 0 0 Kelly Services Inc Class A COM 488152208 209 10925 SH DFND 01 0 10925 0 KeyCorp(New) COM 493267108 730 66100 SH SOLE 66100 0 0 KeyCorp(New) COM 493267108 42 3800 SH DFND 01 0 3800 0 Kforce, Inc. COM 493732101 1300 66375 SH SOLE 66375 0 0 Kforce, Inc. COM 493732101 1364 69675 SH DFND 01 0 69675 0 Kirkland's Inc. COM 497498105 16069 917700 SH SOLE 917700 0 0 Kirkland's Inc. COM 497498105 1751 100000 SH DFND 01 0 100000 0 Kratos Defense & Security Solu COM 50077b207 4880 985800 SH SOLE 985800 0 0 Kratos Defense & Security Solu COM 50077b207 1534 310000 SH DFND 01 0 310000 0 Kulicke & Soffa Industries Inc COM 501242101 747 66000 SH SOLE 66000 0 0 Kulicke & Soffa Industries Inc COM 501242101 621 54900 SH DFND 01 0 54900 0 La Z Boy Inc COM 505336107 8816 329700 SH SOLE 329700 0 0 La Z Boy Inc COM 505336107 326 12200 SH DFND 01 0 12200 0 Lattice Semiconductor Corporat COM 518415104 8789 1547400 SH SOLE 1547400 0 0 Lattice Semiconductor Corporat COM 518415104 2045 360000 SH DFND 01 0 360000 0 Legacy Texas Finl Group Inc. COM 52471y106 38 1925 SH SOLE 1925 0 0 Legacy Texas Finl Group Inc. COM 52471y106 880 44800 SH DFND 01 0 44800 0 LMI Aerospace COM 502079106 3582 420900 SH SOLE 420900 0 0 LMI Aerospace COM 502079106 1191 140000 SH DFND 01 0 140000 0 Lumos Networks Corp COM 550283105 193 15000 SH SOLE 15000 0 0 Magellan Health Services, Inc. COM 559079207 1943 28600 SH SOLE 28600 0 0 Magellan Health Services, Inc. COM 559079207 2077 30575 SH DFND 01 0 30575 0 Marvell Technology Group Ltd COM g5876h105 874 84800 SH SOLE 84800 0 0 Marvell Technology Group Ltd COM g5876h105 48 4700 SH DFND 01 0 4700 0 Masimo Corp COM 574795100 2972 71025 SH SOLE 71025 0 0 Masimo Corp COM 574795100 159 3800 SH DFND 01 0 3800 0 Matrix Service Co. COM 576853105 1525 86175 SH SOLE 86175 0 0 Matrix Service Co. 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