0001037792-15-000022.txt : 20150512
0001037792-15-000022.hdr.sgml : 20150512
20150512155313
ACCESSION NUMBER: 0001037792-15-000022
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150512
DATE AS OF CHANGE: 20150512
EFFECTIVENESS DATE: 20150512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY
CENTRAL INDEX KEY: 0001037792
IRS NUMBER: 141770168
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06298
FILM NUMBER: 15854370
BUSINESS ADDRESS:
STREET 1: 9 ELK STREET
CITY: ALBANY
STATE: NY
ZIP: 12207
BUSINESS PHONE: 5184313500
MAIL ADDRESS:
STREET 1: 9 ELK STREET
CITY: ALBANY
STATE: NY
ZIP: 12207
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001037792
XXXXXXXX
03-31-2015
03-31-2015
PARADIGM CAPITAL MANAGEMENT INC/NY
9 ELK STREET
ALBANY
NY
12207
13F HOLDINGS REPORT
028-06298
N
John V. Gulick
VP and CCO
518-431-3500
John V. Gulick
Albany
NY
05-12-2015
1
324
968998
false
1
Paradigm Funds Advisor LLC
INFORMATION TABLE
2
13f1q2015.xml
Accretive Health Inc
COM
00438v103
5188
897500
SH
SOLE
897500
0
0
Accretive Health Inc
COM
00438v103
809
140000
SH
DFND
01
0
140000
0
Accuride Corp
COM
00439t206
140
30000
SH
SOLE
30000
0
0
Adirondack Trust co Saratoga S
COM
007014103
469
280
SH
SOLE
280
0
0
Aegean Marine Petroleum Networ
COM
y0017s102
431
30000
SH
DFND
01
0
30000
0
Air Transport Services Group
COM
00922r105
1793
194500
SH
DFND
01
0
194500
0
Albany International Corp. 'A'
COM
012348108
397
10000
SH
SOLE
10000
0
0
Alleghany Corporation
COM
017175100
1113
2285
SH
SOLE
2285
0
0
Alleghany Corporation
COM
017175100
83
170
SH
DFND
01
0
170
0
Alliance Fiber Optic Products
COM
018680306
209
12000
SH
SOLE
12000
0
0
Allscripts Healthcare Solution
COM
01988P108
10928
913700
SH
SOLE
913700
0
0
Allscripts Healthcare Solution
COM
01988P108
2232
186600
SH
DFND
01
0
186600
0
Alphatec Hldgs Inc
COM
02081g102
5999
4137181
SH
SOLE
4137181
0
0
Alphatec Hldgs Inc
COM
02081g102
580
400000
SH
DFND
01
0
400000
0
Amer Eagle Outfitters
COM
02553e106
1709
100060
SH
SOLE
100060
0
0
Amer Eagle Outfitters
COM
02553e106
2410
141100
SH
DFND
01
0
141100
0
American Airlines Group Inc.
COM
02376r102
528
10000
SH
SOLE
10000
0
0
American Financial Group
COM
025932104
1196
18650
SH
SOLE
18650
0
0
American Financial Group
COM
025932104
93
1450
SH
DFND
01
0
1450
0
American Tower Corporation New
COM
03027x100
680
7225
SH
SOLE
7225
0
0
American Woodmark Corporation
COM
030506109
7378
134800
SH
SOLE
134800
0
0
Approach Resources Inc
COM
03834a103
185
28000
SH
SOLE
28000
0
0
Approach Resources Inc
COM
03834a103
21
3200
SH
DFND
01
0
3200
0
Aptargroup, Inc.
COM
038336103
900
14175
SH
SOLE
14175
0
0
Aptargroup, Inc.
COM
038336103
92
1450
SH
DFND
01
0
1450
0
Ardmore Shipping Corp
COM
y0207t100
1179
117100
SH
DFND
01
0
117100
0
Aspen Insurance Holdings Ltd
COM
g05384105
1367
28950
SH
SOLE
28950
0
0
Aspen Insurance Holdings Ltd
COM
g05384105
111
2350
SH
DFND
01
0
2350
0
Atricure Inc
COM
04963c209
2301
112300
SH
SOLE
112300
0
0
Avago Technologies
COM
y0486s104
22768
179300
SH
SOLE
179300
0
0
Avid Technology, Inc.
COM
05367p100
13555
909755
SH
SOLE
909755
0
0
Avid Technology, Inc.
COM
05367p100
1639
110000
SH
DFND
01
0
110000
0
Avinger, Inc.
COM
053734109
498
44900
SH
SOLE
44900
0
0
Banner Corp New
COM
06652v208
1694
36900
SH
DFND
01
0
36900
0
Baxter International
COM
071813109
719
10500
SH
SOLE
10500
0
0
Bebe Stores, Inc.
COM
075571109
8268
2277600
SH
SOLE
2277600
0
0
Best Buy Co
COM
086516101
1578
41760
SH
SOLE
41760
0
0
Best Buy Co
COM
086516101
104
2750
SH
DFND
01
0
2750
0
Black Diamond Inc
COM
09202g101
331
35000
SH
SOLE
35000
0
0
Blackstone Mortgage TR Inc Cl
COM
09257w100
1342
47300
SH
DFND
01
0
47300
0
Boise Cascade Company
COM
09739d100
777
20738
SH
SOLE
20738
0
0
Boise Cascade Company
COM
09739d100
52
1375
SH
DFND
01
0
1375
0
Brocade Communications
COM
111621306
9329
786300
SH
SOLE
786300
0
0
Brocade Communications
COM
111621306
91
7700
SH
DFND
01
0
7700
0
Brooks Automation Inc.
COM
114340102
91
7800
SH
SOLE
7800
0
0
Brooks Automation Inc.
COM
114340102
2179
187325
SH
DFND
01
0
187325
0
Brown Shoe Company
COM
115736100
22835
696200
SH
SOLE
696200
0
0
Brown Shoe Company
COM
115736100
1082
33000
SH
DFND
01
0
33000
0
Capitol Federal Financial Inc
COM
14057J101
494
39550
SH
SOLE
39550
0
0
Carriage Services
COM
143905107
647
27125
SH
SOLE
27125
0
0
Carrols Restaurant Group
COM
14574X104
567
68360
SH
SOLE
68360
0
0
Ceragon Networks Ltd
COM
m22013102
40
35000
SH
SOLE
35000
0
0
Cherokee Inc.
COM
16444h102
312
16035
SH
SOLE
16035
0
0
Christopher & Banks Corp
COM
171046105
1636
294302
SH
SOLE
294302
0
0
Cohu Inc.
COM
192576106
9059
828051
SH
SOLE
828051
0
0
Colgate-Palmolive
COM
194162103
6088
87800
SH
SOLE
87800
0
0
Comcast Corporation Cl A
COM
20030n101
435
7700
SH
SOLE
7700
0
0
Commercial Metals Company
COM
201723103
10672
659200
SH
SOLE
659200
0
0
Commercial Metals Company
COM
201723103
1862
115000
SH
DFND
01
0
115000
0
CONSOL Energy Inc.
COM
20854p109
356
12775
SH
SOLE
12775
0
0
Continental Building Products,
COM
211171103
545
24125
SH
SOLE
24125
0
0
Convergys Corporation
COM
212485106
1503
65735
SH
SOLE
65735
0
0
Convergys Corporation
COM
212485106
2334
102050
SH
DFND
01
0
102050
0
Cray Computer
COM
225223304
23719
844700
SH
SOLE
844700
0
0
Cray Computer
COM
225223304
84
3000
SH
DFND
01
0
3000
0
Cross Country Healthcare, Inc.
COM
227483104
882
74375
SH
SOLE
74375
0
0
CVR Refining LP
COM
12663p107
465
22425
SH
SOLE
22425
0
0
Datalink Corp
COM
237934104
1689
140300
SH
SOLE
140300
0
0
Datalink Corp
COM
237934104
896
74400
SH
DFND
01
0
74400
0
Dawson Geophysical
COM
239360100
5819
1362682
SH
SOLE
1362682
0
0
Deckers Outdoor Corporation
COM
243537107
973
13350
SH
SOLE
13350
0
0
Deckers Outdoor Corporation
COM
243537107
1151
15800
SH
DFND
01
0
15800
0
Delek US Holdings Inc.
COM
246647101
1547
38925
SH
SOLE
38925
0
0
Delek US Holdings Inc.
COM
246647101
101
2550
SH
DFND
01
0
2550
0
Demand Media Inc
COM
24802n208
7
1150
SH
SOLE
1150
0
0
Demand Media Inc
COM
24802n208
219
38235
SH
DFND
01
0
38235
0
Dillards Inc.
COM
254067101
273
2000
SH
SOLE
2000
0
0
Dillards Inc.
COM
254067101
191
1400
SH
DFND
01
0
1400
0
DST Systems Inc- Del
COM
233326107
514
4640
SH
SOLE
4640
0
0
Ducommun Inc
COM
264147109
4026
155462
SH
SOLE
155462
0
0
Ducommun Inc
COM
264147109
556
21450
SH
DFND
01
0
21450
0
Edwards Lifesciences Corporati
COM
28176E108
741
5200
SH
SOLE
5200
0
0
Electro Scientific Industries
COM
285229100
1154
186800
SH
DFND
01
0
186800
0
EMCOR Group, Inc.
COM
29084Q100
1055
22700
SH
SOLE
22700
0
0
EMCOR Group, Inc.
COM
29084Q100
2281
49075
SH
DFND
01
0
49075
0
Emcore Corporation
COM
290846203
5054
929100
SH
SOLE
929100
0
0
Emcore Corporation
COM
290846203
435
80000
SH
DFND
01
0
80000
0
Emulex Corporation
COM
292475209
184
23050
SH
DFND
01
0
23050
0
EnerSys
COM
29275y102
21225
330400
SH
SOLE
330400
0
0
EnerSys
COM
29275y102
128
2000
SH
DFND
01
0
2000
0
Entegris Inc
COM
29362u104
3674
268400
SH
SOLE
268400
0
0
Entropic Communications Inc.
COM
29384r105
15928
5381100
SH
SOLE
5381100
0
0
Entropic Communications Inc.
COM
29384r105
1184
400000
SH
DFND
01
0
400000
0
Essex Rental Corp
COM
297187106
302
229014
SH
SOLE
229014
0
0
Exactech Inc.
COM
30064e109
641
25000
SH
SOLE
25000
0
0
Express Inc.
COM
30219e103
1292
78175
SH
SOLE
78175
0
0
Express Inc.
COM
30219e103
2340
141575
SH
DFND
01
0
141575
0
Extreme Networks
COM
30226d106
14543
4602200
SH
SOLE
4602200
0
0
Extreme Networks
COM
30226d106
2054
650000
SH
DFND
01
0
650000
0
Ezcorp Inc
COM
302301106
264
28970
SH
SOLE
28970
0
0
Fabrinet
COM
g3323l100
19362
1019572
SH
SOLE
1019572
0
0
Fabrinet
COM
g3323l100
110
5800
SH
DFND
01
0
5800
0
Federal Signal Corp
COM
313855108
14756
934500
SH
SOLE
934500
0
0
Federal Signal Corp
COM
313855108
2368
150000
SH
DFND
01
0
150000
0
Fidelity National Financial
COM
31620r303
1047
28489
SH
SOLE
28489
0
0
Fidelity National Financial
COM
31620r303
82
2225
SH
DFND
01
0
2225
0
Fidelity National Financial In
COM
31620r402
134
9486
SH
SOLE
9486
0
0
Fidelity National Financial In
COM
31620r402
11
800
SH
DFND
01
0
800
0
Finisar Corp
COM
31787a507
4154
194650
SH
SOLE
194650
0
0
Finish Line, Inc.
COM
317923100
10605
432500
SH
SOLE
432500
0
0
First Majestic Silver Corp
COM
32076v103
56
10275
SH
DFND
01
0
10275
0
First Merchants Corporation
COM
320817109
1083
46000
SH
DFND
01
0
46000
0
Fly Leasing Limited Sponsored
COM
34407d109
516
35450
SH
SOLE
35450
0
0
Foot Locker, Inc.
COM
344849104
2036
32315
SH
SOLE
32315
0
0
Foot Locker, Inc.
COM
344849104
2844
45150
SH
DFND
01
0
45150
0
Fossil Group Inc.
COM
34988v106
412
5000
SH
SOLE
5000
0
0
GATX Corp
COM
361448103
1120
19325
SH
SOLE
19325
0
0
GATX Corp
COM
361448103
1522
26250
SH
DFND
01
0
26250
0
General Electric
COM
369604103
287
11557
SH
SOLE
11557
0
0
Gentherm Inc
COM
37253a103
758
15000
SH
SOLE
15000
0
0
Globus Medical Inc Cl A new
COM
379577208
20870
826850
SH
SOLE
826850
0
0
Globus Medical Inc Cl A new
COM
379577208
856
33900
SH
DFND
01
0
33900
0
Good Times Restaurants Inc.
COM
382140879
215
29890
SH
SOLE
29890
0
0
Gramercy Property Trust Inc
COM
38489r605
1178
41975
SH
DFND
01
0
41975
0
Granite Construction Inc.
COM
387328107
1388
39500
SH
DFND
01
0
39500
0
Halozyme Therapeutics, Inc.
COM
40637H109
143
10000
SH
SOLE
10000
0
0
Harmonic Inc
COM
413160102
7163
966725
SH
SOLE
966725
0
0
Harris Corp
COM
413875105
614
7795
SH
SOLE
7795
0
0
Harsco Corporation
COM
415864107
428
24825
SH
SOLE
24825
0
0
Haverty Furniture Companies In
COM
419596101
461
18525
SH
SOLE
18525
0
0
Hillenbrand Inc
COM
431571108
1308
42375
SH
SOLE
42375
0
0
Hillenbrand Inc
COM
431571108
254
8225
SH
DFND
01
0
8225
0
Huttig Building
COM
448451104
6933
2432500
SH
SOLE
2432500
0
0
IAC/Interactive Corp
COM
44919p508
1755
26005
SH
SOLE
26005
0
0
IAC/Interactive Corp
COM
44919p508
2569
38075
SH
DFND
01
0
38075
0
Iconix Brand Group Inc
COM
451055107
505
15000
SH
DFND
01
0
15000
0
Infoblox Inc.
COM
45672h104
358
15000
SH
SOLE
15000
0
0
Innospec Inc
COM
45768s105
412
8875
SH
SOLE
8875
0
0
Innospec Inc
COM
45768s105
61
1325
SH
DFND
01
0
1325
0
Insight Enterprises
COM
45765U103
8188
287100
SH
SOLE
287100
0
0
Insteel Industries Inc
COM
45774w108
11113
513800
SH
SOLE
513800
0
0
Insteel Industries Inc
COM
45774w108
865
40000
SH
DFND
01
0
40000
0
Intl Business Machines
COM
459200101
315
1960
SH
SOLE
1960
0
0
Intuitive Surgical Inc New
COM
46120e602
505
1000
SH
SOLE
1000
0
0
ITRON Inc.
COM
465741106
637
17435
SH
SOLE
17435
0
0
J2 Global Inc
COM
48123v102
2348
35750
SH
SOLE
35750
0
0
J2 Global Inc
COM
48123v102
2670
40650
SH
DFND
01
0
40650
0
Jabil Circuit
COM
466313103
19957
853610
SH
SOLE
853610
0
0
Jabil Circuit
COM
466313103
102
4350
SH
DFND
01
0
4350
0
Johnson & Johnson
COM
478160104
7521
74760
SH
SOLE
74760
0
0
K2M Group Holdings, Inc
COM
48273j107
516
23400
SH
SOLE
23400
0
0
Kadant Inc.
COM
48282T104
789
15000
SH
SOLE
15000
0
0
Kadant Inc.
COM
48282T104
894
17000
SH
DFND
01
0
17000
0
Kapstone Paper
COM
48562p103
42201
1285050
SH
SOLE
1285050
0
0
Kapstone Paper
COM
48562p103
657
20000
SH
DFND
01
0
20000
0
Kelly Services Inc Class A
COM
488152208
858
49175
SH
SOLE
49175
0
0
Kelly Services Inc Class A
COM
488152208
56
3200
SH
DFND
01
0
3200
0
Key Tronic Corp
COM
493144109
479
44550
SH
SOLE
44550
0
0
Kforce, Inc.
COM
493732101
1502
67325
SH
SOLE
67325
0
0
Kforce, Inc.
COM
493732101
1842
82550
SH
DFND
01
0
82550
0
Kirkland's Inc.
COM
497498105
22776
959000
SH
SOLE
959000
0
0
Kirkland's Inc.
COM
497498105
2375
100000
SH
DFND
01
0
100000
0
Kofax Limited
COM
g5307c105
7539
688505
SH
SOLE
688505
0
0
Kraft Foods Grp Inc
COM
50076q106
628
7210
SH
SOLE
7210
0
0
Kratos Defense & Security Solu
COM
50077b207
2737
494900
SH
SOLE
494900
0
0
Kulicke & Soffa Industries Inc
COM
501242101
941
60200
SH
SOLE
60200
0
0
Kulicke & Soffa Industries Inc
COM
501242101
995
63675
SH
DFND
01
0
63675
0
La Z Boy Inc
COM
505336107
24130
858400
SH
SOLE
858400
0
0
La Z Boy Inc
COM
505336107
2097
74600
SH
DFND
01
0
74600
0
Lattice Semiconductor Corporat
COM
518415104
2870
452700
SH
SOLE
452700
0
0
Lattice Semiconductor Corporat
COM
518415104
380
60000
SH
DFND
01
0
60000
0
Legacy Texas Finl Group Inc.
COM
52471y106
59
2600
SH
SOLE
2600
0
0
Legacy Texas Finl Group Inc.
COM
52471y106
1177
51800
SH
DFND
01
0
51800
0
Lumos Networks Corp
COM
550283105
229
15000
SH
SOLE
15000
0
0
Magellan Health Services, Inc.
COM
559079207
2064
29150
SH
SOLE
29150
0
0
Magellan Health Services, Inc.
COM
559079207
2365
33400
SH
DFND
01
0
33400
0
Magnum Hunter Resources, Inc.
COM
55973b102
27
10000
SH
SOLE
10000
0
0
Marvell Technology Group Ltd
COM
g5876h105
915
62225
SH
SOLE
62225
0
0
Marvell Technology Group Ltd
COM
g5876h105
128
8700
SH
DFND
01
0
8700
0
Masimo Corp
COM
574795100
2575
78075
SH
SOLE
78075
0
0
Masimo Corp
COM
574795100
153
4650
SH
DFND
01
0
4650
0
Matrix Service Co.
COM
576853105
1460
83160
SH
SOLE
83160
0
0
Matrix Service Co.
COM
576853105
1683
95850
SH
DFND
01
0
95850
0
Mattson Technology Inc
COM
577223100
14028
3560300
SH
SOLE
3560300
0
0
Mattson Technology Inc
COM
577223100
985
250000
SH
DFND
01
0
250000
0
Mednax Inc
COM
58502b106
1800
24825
SH
SOLE
24825
0
0
Mednax Inc
COM
58502b106
2505
34550
SH
DFND
01
0
34550
0
Mens Wearhouse Inc
COM
587118100
1647
31555
SH
SOLE
31555
0
0
Mens Wearhouse Inc
COM
587118100
2271
43500
SH
DFND
01
0
43500
0
Merck & Co
COM
58933y105
1036
18028
SH
SOLE
18028
0
0
Michaels Companies Inc
COM
59408q106
315
11635
SH
SOLE
11635
0
0
Micron Technology Inc.
COM
595112103
326
12000
SH
SOLE
12000
0
0
Microsemi Corp
COM
595137100
2686
75885
SH
SOLE
75885
0
0
Microsemi Corp
COM
595137100
2871
81100
SH
DFND
01
0
81100
0
Mid America Apartment Communit
COM
59522j103
1910
24720
SH
SOLE
24720
0
0
Mid America Apartment Communit
COM
59522j103
2422
31350
SH
DFND
01
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31350
0
Midstates Petroleum Co. Inc
COM
59804t100
9
10500
SH
DFND
01
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10500
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Mitcham Industries, Inc.
COM
606501104
2883
626713
SH
SOLE
626713
0
0
Mitcham Industries, Inc.
COM
606501104
336
73100
SH
DFND
01
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73100
0
Mitel Networks Corp
COM
60671q104
13688
1345900
SH
SOLE
1345900
0
0
Mitel Networks Corp
COM
60671q104
2339
230000
SH
DFND
01
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230000
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Montpelier Re Holdings, Ltd.
COM
g62185106
888
23100
SH
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0
0
Montpelier Re Holdings, Ltd.
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g62185106
66
1725
SH
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01
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1725
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MusclePharm Corp.
COM
627335201
202
44900
SH
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44900
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National Bank Hldgs Corp Cl A
COM
633707104
1236
65700
SH
DFND
01
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65700
0
Nature's Sunshine Products, In
COM
639027101
14975
1141365
SH
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0
0
Nature's Sunshine Products, In
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639027101
787
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SH
DFND
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60000
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NetScout Systems Inc.
COM
64115t104
733
16710
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0
New York & Company, Inc.
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649295102
8922
3568700
SH
SOLE
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New York & Company, Inc.
COM
649295102
1750
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DFND
01
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700000
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Noble Romans Inc.
COM
655107100
95
41400
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41400
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Northstar Realty Finance
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66704r704
528
29135
SH
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0
Nu Skin Enterprises, Inc.
COM
67018T105
301
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SH
SOLE
5000
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0
Nuvasive Inc
COM
670704105
1657
36025
SH
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36025
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0
Nuvasive Inc
COM
670704105
124
2700
SH
DFND
01
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2700
0
Olin Corp
COM
680665205
774
24150
SH
SOLE
24150
0
0
Olin Corp
COM
680665205
57
1775
SH
DFND
01
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1775
0
Omnicell Inc
COM
68213n109
9519
271200
SH
SOLE
271200
0
0
Omnicell Inc
COM
68213n109
702
20000
SH
DFND
01
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20000
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Orion Engineered Carbons SA
COM
l72967109
437
24290
SH
SOLE
24290
0
0
Pacific Sunwear of California
COM
694873100
9488
3437501
SH
SOLE
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0
0
Pacific Sunwear of California
COM
694873100
718
260000
SH
DFND
01
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260000
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Park Ohio Holdings Corp.
COM
700666100
267
5075
SH
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Park Ohio Holdings Corp.
COM
700666100
564
10700
SH
DFND
01
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10700
0
PCM Inc
COM
69323k100
1580
169187
SH
SOLE
169187
0
0
Pennymac Mortgage Investment T
COM
70931t103
585
27500
SH
DFND
01
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27500
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PepsiCo Inc
COM
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7105
74303
SH
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PerkinElmer, Inc.
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2273
44450
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PerkinElmer, Inc.
COM
714046109
2102
41100
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DFND
01
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41100
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Petroquest Energy Inc
COM
716748108
351
152460
SH
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0
0
Petroquest Energy Inc
COM
716748108
791
344100
SH
DFND
01
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344100
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PHH Corp
COM
693320202
590
24425
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SOLE
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PHH Corp
COM
693320202
44
1800
SH
DFND
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1800
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PhotoMedex, Inc.
COM
719358301
2474
1230700
SH
SOLE
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0
Ply Gem Hldgs Inc.
COM
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812
62500
SH
SOLE
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0
Polycom Inc
COM
73172K104
1213
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SH
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Polycom Inc
COM
73172K104
240
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SH
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01
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17875
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Premiere Global Services, Inc.
COM
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898
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SH
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0
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Premiere Global Services, Inc.
COM
740585104
1930
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SH
DFND
01
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201900
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Procter & Gamble
COM
742718109
421
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SH
SOLE
5134
0
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Progress Software Corp
COM
743312100
1134
41745
SH
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Progress Software Corp
COM
743312100
264
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SH
DFND
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Providence Service Corp.
COM
743815102
466
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SH
SOLE
8765
0
0
PTC Inc
COM
69370c100
10465
289325
SH
SOLE
289325
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0
Qlogic Corp
COM
747277101
52
3525
SH
SOLE
3525
0
0
Qlogic Corp
COM
747277101
1088
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SH
DFND
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Qorvo Inc.
COM
74736k101
2527
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Qorvo Inc.
COM
74736k101
2845
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DFND
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Quality Distribution Inc
COM
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559
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SH
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Quality Distribution Inc
COM
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1646
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SH
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01
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Regal Entertainment Group
COM
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1977
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SH
SOLE
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0
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Regal Entertainment Group
COM
758766109
2229
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SH
DFND
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Renasant Corporation
COM
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1202
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DFND
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Richardson Electronics, Ltd.
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539
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Rightside Group Ltd.
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Rightside Group Ltd.
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388
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Rovi Corp.
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1438
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Rovi Corp.
COM
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Rti International Metals
COM
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2948
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Rti International Metals
COM
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487
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DFND
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RTI Surgical Inc
COM
74975n105
20719
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SH
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RTI Surgical Inc
COM
74975n105
692
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DFND
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Rudolph Technologies Inc.
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Ryder System Inc.
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Ryder System Inc.
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76
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Salem Communications Cl A
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Schulman (A.)
COM
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666
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Sensient Technologies Corp
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1443
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Sensient Technologies Corp
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2301
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ServiceMaster Global Holdings,
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280
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ShorTel Inc.
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3430
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ShorTel Inc.
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682
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Silicon Graphics International
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12790
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Silicon Graphics International
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695
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Skyworks Solutions, Inc.
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26106
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Skyworks Solutions, Inc.
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568
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Sotherly Hotels, Inc.
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577
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Stage Stores, Inc.
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Stage Stores, Inc.
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DFND
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Stein Mart Inc
COM
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7500
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SH
SOLE
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0
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Steiner Leisure Limited
COM
p8744y102
14007
295500
SH
SOLE
295500
0
0
Steiner Leisure Limited
COM
p8744y102
1896
40000
SH
DFND
01
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40000
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Stone Energy Corporation
COM
861642106
656
44690
SH
SOLE
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0
0
Stone Energy Corporation
COM
861642106
891
60675
SH
DFND
01
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Summer Infant Inc
COM
865646103
4346
1609500
SH
SOLE
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Summer Infant Inc
COM
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540
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DFND
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Symantec Corp.
COM
871503108
3089
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SOLE
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Synergetics USA Inc
COM
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8250
1530581
SH
SOLE
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0
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Synergetics USA Inc
COM
87160g107
647
120000
SH
DFND
01
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120000
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SYNNEX Corporation
COM
87162W100
5369
69500
SH
SOLE
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SYNNEX Corporation
COM
87162W100
116
1500
SH
DFND
01
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1500
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Teradyne Inc
COM
880770102
1898
100700
SH
SOLE
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Teradyne Inc
COM
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241
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DFND
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The Dixie Group Inc.
COM
255519100
756
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SH
SOLE
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Tillys Inc
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156
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SOLE
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Tower International Inc.
COM
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1186
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SH
DFND
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Tower Semiconductor Ltd
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396
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SH
SOLE
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Trimas Corp NEW
COM
896215209
484
15710
SH
SOLE
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Triumph Group
COM
896818101
2102
35190
SH
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Triumph Group
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228
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TTM Technologies, Inc.
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19947
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TTM Technologies, Inc.
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991
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SH
DFND
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110000
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Ultra Clean Holdings Inc
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3381
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SH
SOLE
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0
0
Ultra Clean Holdings Inc
COM
90385v107
572
80000
SH
DFND
01
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80000
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United Financial Bancorp Inc N
COM
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28
2225
SH
SOLE
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0
United Financial Bancorp Inc N
COM
910304104
2601
209242
SH
DFND
01
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Valeant Pharmaceuticals Intern
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354
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SH
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Verint Systems Inc.
COM
92343X100
435
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SH
SOLE
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Viasystems Group Inc
COM
92553h803
7276
416001
SH
SOLE
416001
0
0
Visteon Corp
COM
92839u206
1176
12200
SH
SOLE
12200
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Visteon Corp
COM
92839u206
1234
12800
SH
DFND
01
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12800
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Walter Investment Management
COM
93317w102
588
36425
SH
SOLE
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Walter Investment Management
COM
93317w102
42
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DFND
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Werner Enterprises Inc
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439
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SH
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West Marine, Inc.
COM
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139
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SOLE
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Western Refining Inc
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1509
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SH
SOLE
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Western Refining Inc
COM
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105
2125
SH
DFND
01
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2125
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Westlake Chemical Corp
COM
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1340
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SH
SOLE
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Westlake Chemical Corp
COM
960413102
92
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SH
DFND
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0
Wet Seal Inc Cl A
COM
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1362534
SH
SOLE
1362534
0
0
Whiting Petroleum Corp
COM
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363
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SH
SOLE
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0
Whiting Petroleum Corp
COM
966387102
24
775
SH
DFND
01
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775
0
Xcerra Corp
COM
98400j108
13691
1540000
SH
SOLE
1540000
0
0
Xcerra Corp
COM
98400j108
889
100000
SH
DFND
01
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100000
0