0001037792-15-000020.txt : 20150213
0001037792-15-000020.hdr.sgml : 20150213
20150212173318
ACCESSION NUMBER: 0001037792-15-000020
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150212
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY
CENTRAL INDEX KEY: 0001037792
IRS NUMBER: 141770168
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06298
FILM NUMBER: 15607739
BUSINESS ADDRESS:
STREET 1: 9 ELK STREET
CITY: ALBANY
STATE: NY
ZIP: 12207
BUSINESS PHONE: 5184313500
MAIL ADDRESS:
STREET 1: 9 ELK STREET
CITY: ALBANY
STATE: NY
ZIP: 12207
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001037792
XXXXXXXX
12-31-2014
12-31-2014
PARADIGM CAPITAL MANAGEMENT INC/NY
9 ELK STREET
ALBANY
NY
12207
13F HOLDINGS REPORT
028-06298
N
John V. Gulick
VP and CCO
518-431-3500
John V. Gulick
Albany
NY
02-12-2015
1
366
1014093
false
1
Paradigm Funds Advisor LLC
INFORMATION TABLE
2
13f4q2014.xml
A M Castle & Co
COM
148411101
1792
224600
SH
SOLE
224600
0
0
Abiomed Inc
COM
003654100
853
22400
SH
SOLE
22400
0
0
Accretive Health Inc
COM
00438v103
3081
449100
SH
SOLE
449100
0
0
Accretive Health Inc
COM
00438v103
274
40000
SH
DFND
01
0
40000
0
Accuride Corp
COM
00439t206
130
30000
SH
SOLE
30000
0
0
Adirondack Trust co Saratoga S
COM
007014103
477
280
SH
SOLE
280
0
0
Advanced Drain System Inc
COM
00790r104
855
37200
SH
SOLE
37200
0
0
Aegean Marine Petroleum Networ
COM
y0017s102
491
35000
SH
DFND
01
0
35000
0
Air Transport Services Group
COM
00922r105
1806
211000
SH
DFND
01
0
211000
0
Albany International Corp. 'A'
COM
012348108
380
10000
SH
SOLE
10000
0
0
Alleghany Corporation
COM
017175100
1059
2285
SH
SOLE
2285
0
0
Alleghany Corporation
COM
017175100
81
175
SH
DFND
01
0
175
0
Alliance Fiber Optic Products
COM
018680306
174
12000
SH
SOLE
12000
0
0
Allscripts Healthcare Solution
COM
01988P108
9459
740700
SH
SOLE
740700
0
0
Allscripts Healthcare Solution
COM
01988P108
2239
175300
SH
DFND
01
0
175300
0
Alphatec Hldgs Inc
COM
02081g102
5745
4074300
SH
SOLE
4074300
0
0
Alphatec Hldgs Inc
COM
02081g102
564
400000
SH
DFND
01
0
400000
0
Amer Eagle Outfitters
COM
02553e106
1784
128560
SH
SOLE
128560
0
0
Amer Eagle Outfitters
COM
02553e106
2247
161886
SH
DFND
01
0
161886
0
American Airlines Group Inc.
COM
02376r102
536
10000
SH
SOLE
10000
0
0
American Financial Group
COM
025932104
1132
18650
SH
SOLE
18650
0
0
American Financial Group
COM
025932104
90
1475
SH
DFND
01
0
1475
0
American Tower Corporation New
COM
03027x100
727
7350
SH
SOLE
7350
0
0
American Woodmark Corporation
COM
030506109
5451
134800
SH
SOLE
134800
0
0
Applied Industrial Technologie
COM
03820C105
398
8725
SH
SOLE
8725
0
0
Approach Resources Inc
COM
03834a103
215
33625
SH
SOLE
33625
0
0
Approach Resources Inc
COM
03834a103
22
3375
SH
DFND
01
0
3375
0
Aptargroup, Inc.
COM
038336103
949
14200
SH
SOLE
14200
0
0
Aptargroup, Inc.
COM
038336103
99
1475
SH
DFND
01
0
1475
0
Ardmore Shipping Corp
COM
y0207t100
1462
122100
SH
DFND
01
0
122100
0
Aruba Networks, Inc.
COM
043176106
2040
112200
SH
SOLE
112200
0
0
Aspen Insurance Holdings Ltd
COM
g05384105
1268
28975
SH
SOLE
28975
0
0
Aspen Insurance Holdings Ltd
COM
g05384105
109
2500
SH
DFND
01
0
2500
0
Atricure Inc
COM
04963c209
2242
112300
SH
SOLE
112300
0
0
Avago Technologies
COM
y0486s104
18036
179300
SH
SOLE
179300
0
0
Avid Technology, Inc.
COM
05367p100
8392
590560
SH
SOLE
590560
0
0
Avid Technology, Inc.
COM
05367p100
1563
110000
SH
DFND
01
0
110000
0
Banner Corp New
COM
06652v208
1781
41400
SH
DFND
01
0
41400
0
Baxter International
COM
071813109
770
10500
SH
SOLE
10500
0
0
Bebe Stores, Inc.
COM
075571109
4970
2269600
SH
SOLE
2269600
0
0
Berry Plastics Group, Inc.
COM
08579w103
293
9300
SH
SOLE
9300
0
0
Best Buy Co
COM
086516101
1778
45610
SH
SOLE
45610
0
0
Best Buy Co
COM
086516101
135
3475
SH
DFND
01
0
3475
0
Black Diamond Inc
COM
09202g101
306
35000
SH
SOLE
35000
0
0
Blackstone Mortgage TR Inc Cl
COM
09257w100
1641
56300
SH
DFND
01
0
56300
0
Boise Cascade Company
COM
09739d100
1000
26913
SH
SOLE
26913
0
0
Boise Cascade Company
COM
09739d100
52
1400
SH
DFND
01
0
1400
0
Bon-Ton Stores, Inc.
COM
09776J101
2465
332726
SH
SOLE
332726
0
0
Bon-Ton Stores, Inc.
COM
09776J101
148
20000
SH
DFND
01
0
20000
0
Brocade Communications
COM
111621306
9310
786350
SH
SOLE
786350
0
0
Brocade Communications
COM
111621306
91
7700
SH
DFND
01
0
7700
0
Brooks Automation Inc.
COM
114340102
603
47325
SH
SOLE
47325
0
0
Brooks Automation Inc.
COM
114340102
2979
233680
SH
DFND
01
0
233680
0
Brown Shoe Company
COM
115736100
18738
582825
SH
SOLE
582825
0
0
Brown Shoe Company
COM
115736100
96
3000
SH
DFND
01
0
3000
0
Capitol Federal Financial Inc
COM
14057J101
639
50025
SH
SOLE
50025
0
0
Carriage Services
COM
143905107
578
27575
SH
SOLE
27575
0
0
Ceragon Networks Ltd
COM
m22013102
35
35000
SH
SOLE
35000
0
0
Cohu Inc.
COM
192576106
11656
979500
SH
SOLE
979500
0
0
Colgate-Palmolive
COM
194162103
6075
87800
SH
SOLE
87800
0
0
Comcast Corporation Cl A
COM
20030n101
447
7700
SH
SOLE
7700
0
0
Commercial Metals Company
COM
201723103
10493
644150
SH
SOLE
644150
0
0
Commercial Metals Company
COM
201723103
1385
85000
SH
DFND
01
0
85000
0
CONSOL Energy Inc.
COM
20854p109
439
12975
SH
SOLE
12975
0
0
Convergys Corporation
COM
212485106
1707
83785
SH
SOLE
83785
0
0
Convergys Corporation
COM
212485106
2637
129450
SH
DFND
01
0
129450
0
Cray Computer
COM
225223304
30960
897900
SH
SOLE
897900
0
0
Cray Computer
COM
225223304
103
3000
SH
DFND
01
0
3000
0
Cross Country Healthcare, Inc.
COM
227483104
956
76625
SH
SOLE
76625
0
0
CTS Corp
COM
126501105
4015
225200
SH
SOLE
225200
0
0
Datalink Corp
COM
237934104
13
1000
SH
SOLE
1000
0
0
Datalink Corp
COM
237934104
774
60000
SH
DFND
01
0
60000
0
Dawson Geophysical
COM
239359102
9357
765100
SH
SOLE
765100
0
0
Deckers Outdoor Corporation
COM
243537107
1215
13350
SH
SOLE
13350
0
0
Deckers Outdoor Corporation
COM
243537107
1894
20800
SH
DFND
01
0
20800
0
Delek US Holdings Inc.
COM
246647101
1317
48275
SH
SOLE
48275
0
0
Delek US Holdings Inc.
COM
246647101
74
2700
SH
DFND
01
0
2700
0
Demand Media Inc
COM
24802n208
42
6870
SH
SOLE
6870
0
0
Demand Media Inc
COM
24802n208
248
40532
SH
DFND
01
0
40532
0
Dillards Inc.
COM
254067101
250
2000
SH
SOLE
2000
0
0
Dillards Inc.
COM
254067101
175
1400
SH
DFND
01
0
1400
0
Ducommun Inc
COM
264147109
3405
134700
SH
SOLE
134700
0
0
Edwards Lifesciences Corporati
COM
28176E108
662
5200
SH
SOLE
5200
0
0
Electro Scientific Industries
COM
285229100
1517
195500
SH
DFND
01
0
195500
0
EMCOR Group, Inc.
COM
29084Q100
1300
29225
SH
SOLE
29225
0
0
EMCOR Group, Inc.
COM
29084Q100
2407
54100
SH
DFND
01
0
54100
0
Emcore Corporation
COM
290846203
5030
949100
SH
SOLE
949100
0
0
Emcore Corporation
COM
290846203
530
100000
SH
DFND
01
0
100000
0
Emulex Corporation
COM
292475209
131
23050
SH
DFND
01
0
23050
0
EnerSys
COM
29275y102
20394
330425
SH
SOLE
330425
0
0
EnerSys
COM
29275y102
123
2000
SH
DFND
01
0
2000
0
Entegris Inc
COM
29362u104
3844
291000
SH
SOLE
291000
0
0
Entropic Communications Inc.
COM
29384r105
3096
1223600
SH
SOLE
1223600
0
0
Entropic Communications Inc.
COM
29384r105
506
200000
SH
DFND
01
0
200000
0
Essex Rental Corp
COM
297187106
308
233014
SH
SOLE
233014
0
0
Ethan Allen Interiors
COM
297602104
10862
350725
SH
SOLE
350725
0
0
Ethan Allen Interiors
COM
297602104
678
21900
SH
DFND
01
0
21900
0
Exactech Inc.
COM
30064e109
589
25000
SH
SOLE
25000
0
0
Exar Corporation
COM
300645108
1807
177118
SH
SOLE
177118
0
0
Exar Corporation
COM
300645108
510
50000
SH
DFND
01
0
50000
0
Express Inc.
COM
30219e103
1444
98325
SH
SOLE
98325
0
0
Express Inc.
COM
30219e103
2201
149825
SH
DFND
01
0
149825
0
Extreme Networks
COM
30226d106
14983
4244453
SH
SOLE
4244453
0
0
Extreme Networks
COM
30226d106
2189
620000
SH
DFND
01
0
620000
0
Ezcorp Inc
COM
302301106
341
29020
SH
SOLE
29020
0
0
Fabrinet
COM
g3323l100
21740
1225475
SH
SOLE
1225475
0
0
Fabrinet
COM
g3323l100
103
5800
SH
DFND
01
0
5800
0
Federal Signal Corp
COM
313855108
15355
994500
SH
SOLE
994500
0
0
Federal Signal Corp
COM
313855108
2470
160000
SH
DFND
01
0
160000
0
Fidelity National Financial
COM
31620r303
982
28514
SH
SOLE
28514
0
0
Fidelity National Financial
COM
31620r303
82
2375
SH
DFND
01
0
2375
0
Fidelity National Financial In
COM
31620r402
149
9486
SH
SOLE
9486
0
0
Fidelity National Financial In
COM
31620r402
13
833
SH
DFND
01
0
833
0
Finisar Corp
COM
31787a507
4918
253375
SH
SOLE
253375
0
0
Finish Line, Inc.
COM
317923100
14182
583400
SH
SOLE
583400
0
0
Finish Line, Inc.
COM
317923100
32
1300
SH
DFND
01
0
1300
0
First Majestic Silver Corp
COM
32076v103
52
10275
SH
DFND
01
0
10275
0
First Merchants Corporation
COM
320817109
1046
46000
SH
DFND
01
0
46000
0
Flextronics Intl
COM
y2573f102
502
44900
SH
SOLE
44900
0
0
Fly Leasing Limited Sponsored
COM
34407d109
469
35700
SH
SOLE
35700
0
0
Foot Locker, Inc.
COM
344849104
2249
40040
SH
SOLE
40040
0
0
Foot Locker, Inc.
COM
344849104
2921
52000
SH
DFND
01
0
52000
0
Fossil Group Inc.
COM
34988v106
554
5000
SH
SOLE
5000
0
0
GATX Corp
COM
361448103
1430
24850
SH
SOLE
24850
0
0
GATX Corp
COM
361448103
1702
29575
SH
DFND
01
0
29575
0
General Electric
COM
369604103
292
11557
SH
SOLE
11557
0
0
Gentherm Inc
COM
37253a103
549
15000
SH
SOLE
15000
0
0
GEO Group Inc
COM
36162j106
575
14250
SH
SOLE
14250
0
0
Globus Medical Inc Cl A new
COM
379577208
20483
861725
SH
SOLE
861725
0
0
Globus Medical Inc Cl A new
COM
379577208
812
34175
SH
DFND
01
0
34175
0
Gordmans Stores Inc
COM
38269p100
99
36200
SH
SOLE
36200
0
0
Gramercy Property Trust Inc
COM
38489r100
1476
213900
SH
DFND
01
0
213900
0
Granite Construction Inc.
COM
387328107
1616
42500
SH
DFND
01
0
42500
0
Halozyme Therapeutics, Inc.
COM
40637H109
96
10000
SH
SOLE
10000
0
0
Hardinge Inc.
COM
412324303
3687
309300
SH
SOLE
309300
0
0
Harmonic Inc
COM
413160102
10449
1490625
SH
SOLE
1490625
0
0
Harmonic Inc
COM
413160102
210
30000
SH
DFND
01
0
30000
0
Harsco Corporation
COM
415864107
477
25250
SH
SOLE
25250
0
0
Hillenbrand Inc
COM
431571108
1717
49755
SH
SOLE
49755
0
0
Hillenbrand Inc
COM
431571108
275
7975
SH
DFND
01
0
7975
0
Huttig Building
COM
448451104
7974
2380378
SH
SOLE
2380378
0
0
IAC/Interactive Corp
COM
44919p508
1582
26030
SH
SOLE
26030
0
0
IAC/Interactive Corp
COM
44919p508
2536
41725
SH
DFND
01
0
41725
0
Iconix Brand Group Inc
COM
451055107
1014
30000
SH
DFND
01
0
30000
0
Imris Inc.
COM
45322n105
8
10000
SH
SOLE
10000
0
0
Infoblox Inc.
COM
45672h104
303
15000
SH
SOLE
15000
0
0
Innospec Inc
COM
45768s105
380
8900
SH
SOLE
8900
0
0
Innospec Inc
COM
45768s105
58
1350
SH
DFND
01
0
1350
0
Insight Enterprises
COM
45765U103
8148
314700
SH
SOLE
314700
0
0
Insteel Industries Inc
COM
45774w108
10701
453800
SH
SOLE
453800
0
0
Insteel Industries Inc
COM
45774w108
707
30000
SH
DFND
01
0
30000
0
Intl Business Machines
COM
459200101
322
2010
SH
SOLE
2010
0
0
Intuitive Surgical Inc New
COM
46120e602
529
1000
SH
SOLE
1000
0
0
J2 Global Inc
COM
48123v102
2844
45865
SH
SOLE
45865
0
0
J2 Global Inc
COM
48123v102
3174
51200
SH
DFND
01
0
51200
0
Jabil Circuit
COM
466313103
19325
885260
SH
SOLE
885260
0
0
Jabil Circuit
COM
466313103
102
4650
SH
DFND
01
0
4650
0
Johnson & Johnson
COM
478160104
7818
74760
SH
SOLE
74760
0
0
Kadant Inc.
COM
48282T104
640
15000
SH
SOLE
15000
0
0
Kadant Inc.
COM
48282T104
726
17000
SH
DFND
01
0
17000
0
Kapstone Paper
COM
48562p103
38590
1316600
SH
SOLE
1316600
0
0
Kapstone Paper
COM
48562p103
586
20000
SH
DFND
01
0
20000
0
Kelly Services Inc Class A
COM
488152208
838
49225
SH
SOLE
49225
0
0
Kelly Services Inc Class A
COM
488152208
57
3375
SH
DFND
01
0
3375
0
Kforce, Inc.
COM
493732101
1947
80700
SH
SOLE
80700
0
0
Kforce, Inc.
COM
493732101
2117
87750
SH
DFND
01
0
87750
0
Kirkland's Inc.
COM
497498105
23751
1004700
SH
SOLE
1004700
0
0
Kirkland's Inc.
COM
497498105
3546
150000
SH
DFND
01
0
150000
0
Kofax Limited
COM
g5307c105
5517
784805
SH
SOLE
784805
0
0
Kratos Defense & Security Solu
COM
50077b207
276
55000
SH
SOLE
55000
0
0
Kulicke & Soffa Industries Inc
COM
501242101
1045
72250
SH
SOLE
72250
0
0
Kulicke & Soffa Industries Inc
COM
501242101
1300
89875
SH
DFND
01
0
89875
0
La Z Boy Inc
COM
505336107
26934
1003500
SH
SOLE
1003500
0
0
La Z Boy Inc
COM
505336107
2271
84600
SH
DFND
01
0
84600
0
Libbey Inc
COM
529898108
282
8975
SH
SOLE
8975
0
0
LMI Aerospace
COM
502079106
402
28500
SH
SOLE
28500
0
0
Lumos Networks Corp
COM
550283105
252
15000
SH
SOLE
15000
0
0
Magellan Health Services, Inc.
COM
559079207
2034
33885
SH
SOLE
33885
0
0
Magellan Health Services, Inc.
COM
559079207
2104
35050
SH
DFND
01
0
35050
0
Magnum Hunter Resources, Inc.
COM
55973b102
31
10000
SH
SOLE
10000
0
0
Marvell Technology Group Ltd
COM
g5876h105
903
62275
SH
SOLE
62275
0
0
Marvell Technology Group Ltd
COM
g5876h105
130
9000
SH
DFND
01
0
9000
0
Masimo Corp
COM
574795100
2564
97325
SH
SOLE
97325
0
0
Masimo Corp
COM
574795100
130
4950
SH
DFND
01
0
4950
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Matrix Service Co.
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1906
85390
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0
Matrix Service Co.
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576853105
2187
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Mattson Technology Inc
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577223100
14550
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Mattson Technology Inc
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577223100
1360
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MaxLinear, Inc
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57776j100
1472
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MBT Finl Corp
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578877102
188
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Mednax Inc
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58502b106
1763
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Mednax Inc
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58502b106
2402
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Mens Wearhouse Inc
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587118100
1704
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Mens Wearhouse Inc
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587118100
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Merck & Co
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Merit Medical Systems, Inc.
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MFA Financial Inc.
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129579
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Michaels Companies Inc
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350
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Microsemi Corp
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2917
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Microsemi Corp
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3242
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Mid America Apartment Communit
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59522j103
2346
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Mid America Apartment Communit
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59522j103
3008
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Midstates Petroleum Co. Inc
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Mitcham Industries, Inc.
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593
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Mitel Networks Corp
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Mitel Networks Corp
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Montpelier Re Holdings, Ltd.
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Montpelier Re Holdings, Ltd.
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MusclePharm Corp.
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382
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National Bank Hldgs Corp Cl A
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Nature's Sunshine Products, In
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16985
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Nature's Sunshine Products, In
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NetScout Systems Inc.
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913
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New York & Company, Inc.
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Noble Romans Inc.
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Northern Oil & Gas Inc
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Northstar Realty Finance
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Nu Skin Enterprises, Inc.
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218
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Nuvasive Inc
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2336
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Nuvasive Inc
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127
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Olin Corp
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550
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Olin Corp
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Omnicell Inc
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9711
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Omnicell Inc
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Orbitz Worldwide, Inc
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Pacific Sunwear of California
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694873100
567
260000
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PCM Inc
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69323k100
1358
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Penney (J.C.)
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786
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Pennymac Mortgage Investment T
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PepsiCo Inc
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PerkinElmer, Inc.
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Petroquest Energy Inc
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752
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Petroquest Energy Inc
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1363
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PHH Corp
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586
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PHH Corp
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PhotoMedex, Inc.
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PICO Holdings Inc
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Polycom Inc
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1223
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Polycom Inc
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Premiere Global Services, Inc.
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Procter & Gamble
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468
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Progress Software Corp
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1494
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Progress Software Corp
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267
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PTC Inc
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Qlogic Corp
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310
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Qlogic Corp
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Quality Distribution Inc
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585
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Quality Distribution Inc
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Rand Logistics Inc.
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Regal Entertainment Group
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Regal Entertainment Group
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2700
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Rightside Group Ltd.
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Rti International Metals
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Salem Communications Cl A
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Sensient Technologies Corp
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ShorTel Inc.
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Silicon Graphics International
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Silicon Graphics International
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Skyworks Solutions, Inc.
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Stein Mart Inc
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Steiner Leisure Limited
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14445
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Steiner Leisure Limited
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2310
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DFND
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Stone Energy Corporation
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941
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Stone Energy Corporation
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Summer Infant Inc
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Summer Infant Inc
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Symantec Corp.
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Synergetics USA Inc
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SYNNEX Corporation
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SYNNEX Corporation
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Teradyne Inc
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Teradyne Inc
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TGC Inds Inc
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Triumph Group
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United Financial Bancorp Inc N
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United Financial Bancorp Inc N
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Veritiv Corp
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Viewpoint Financial Group Inc
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Visteon Corp
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Visteon Corp
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Western Refining Inc
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Westlake Chemical Corp
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Westlake Chemical Corp
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Wet Seal Inc Cl A
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Whiting Petroleum Corp
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Xcerra Corp
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Xcerra Corp
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