0001037792-14-000029.txt : 20140813 0001037792-14-000029.hdr.sgml : 20140813 20140812180115 ACCESSION NUMBER: 0001037792-14-000029 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140813 DATE AS OF CHANGE: 20140812 EFFECTIVENESS DATE: 20140813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 141035259 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001037792 XXXXXXXX 06-30-2014 06-30-2014 PARADIGM CAPITAL MANAGEMENT INC/NY

9 ELK STREET ALBANY NY 12207

13F HOLDINGS REPORT 028-06298 N John V. Gulick 518-431-3500 John V. Gulick Albany NY 08-12-2014 1 380 1347302 false 1 Paradigm Funds Advisor LLC INFORMATION TABLE 2 inftable-final.xml A M Castle & Co COM 148411101 3825 346424 SH SOLE 346424 0 0 Accretive Health Inc COM 00438v103 175 22400 SH SOLE 22400 0 0 Accuride Corp COM 00439t206 147 30000 SH SOLE 30000 0 0 Adirondack Trust co Saratoga S COM 007014103 455 280 SH SOLE 280 0 0 Aegean Marine Petroleum Networ COM y0017s102 631 62500 SH SOLE 62500 0 0 Aegean Marine Petroleum Networ COM y0017s102 2068 205000 SH DFND 01 0 205000 0 Air Transport Services Group COM 00922r105 545 65100 SH SOLE 65100 0 0 Air Transport Services Group COM 00922r105 1812 216500 SH DFND 01 0 216500 0 Albany International Corp. 'A' COM 012348108 380 10000 SH SOLE 10000 0 0 Alleghany Corporation COM 017175100 1184 2703 SH SOLE 2703 0 0 Alleghany Corporation COM 017175100 131 300 SH DFND 01 0 300 0 Alliance Fiber Optic Products COM 018680306 217 12000 SH SOLE 12000 0 0 Allison Transmission Hldgs Inc COM 01973r101 934 30025 SH SOLE 30025 0 0 Allscripts Healthcare Solution COM 01988P108 4685 291900 SH SOLE 291900 0 0 Allscripts Healthcare Solution COM 01988P108 2086 130000 SH DFND 01 0 130000 0 Alphatec Hldgs Inc COM 02081g102 1930 1183900 SH SOLE 1183900 0 0 Amer Eagle Outfitters COM 02553e106 4363 388872 SH SOLE 388872 0 0 Amer Eagle Outfitters COM 02553e106 1806 160961 SH DFND 01 0 160961 0 American Airlines Group Inc. COM 02376r102 430 10000 SH SOLE 10000 0 0 American Financial Group COM 025932104 1257 21105 SH SOLE 21105 0 0 American Financial Group COM 025932104 89 1500 SH DFND 01 0 1500 0 American Tower Corporation New COM 03027x100 673 7475 SH SOLE 7475 0 0 American Woodmark Corporation COM 030506109 4223 132500 SH SOLE 132500 0 0 American Woodmark Corporation COM 030506109 637 20000 SH DFND 01 0 20000 0 AngioDynamics, Inc. COM 03475V101 6807 416851 SH SOLE 416851 0 0 AngioDynamics, Inc. COM 03475V101 2286 140000 SH DFND 01 0 140000 0 Apco Oil & Gas International, COM g0471f109 5428 376148 SH SOLE 376148 0 0 Applied Industrial Technologie COM 03820C105 4546 89605 SH SOLE 89605 0 0 Applied Industrial Technologie COM 03820C105 86 1700 SH DFND 01 0 1700 0 Approach Resources Inc COM 03834a103 1915 84250 SH SOLE 84250 0 0 Approach Resources Inc COM 03834a103 80 3500 SH DFND 01 0 3500 0 Aptargroup, Inc. COM 038336103 1119 16700 SH SOLE 16700 0 0 Aptargroup, Inc. COM 038336103 101 1500 SH DFND 01 0 1500 0 Ardmore Shipping Corp COM y0207t100 535 38700 SH SOLE 38700 0 0 Ardmore Shipping Corp COM y0207t100 1799 130100 SH DFND 01 0 130100 0 Aruba Networks, Inc. COM 043176106 787 44900 SH SOLE 44900 0 0 Aspen Insurance Holdings Ltd COM g05384105 5851 128825 SH SOLE 128825 0 0 Aspen Insurance Holdings Ltd COM g05384105 119 2625 SH DFND 01 0 2625 0 Atricure Inc COM 04963c209 2064 112300 SH SOLE 112300 0 0 Avago Technologies COM y0486s104 12922 179300 SH SOLE 179300 0 0 Avid Technology, Inc. COM 05367p100 613 82905 SH SOLE 82905 0 0 Avid Technology, Inc. COM 05367p100 227 30700 SH DFND 01 0 30700 0 Baltic Trading Limited COM y0553w103 276 46200 SH SOLE 46200 0 0 Baltic Trading Limited COM y0553w103 927 155000 SH DFND 01 0 155000 0 Banner Corp New COM 06652v208 416 10500 SH SOLE 10500 0 0 Banner Corp New COM 06652v208 1343 33900 SH DFND 01 0 33900 0 Baxter International COM 071813109 759 10500 SH SOLE 10500 0 0 Bebe Stores, Inc. COM 075571109 9837 3225226 SH SOLE 3225226 0 0 Bebe Stores, Inc. COM 075571109 305 100000 SH DFND 01 0 100000 0 Berry Plastics Group, Inc. COM 08579w103 334 12950 SH SOLE 12950 0 0 Best Buy Co COM 086516101 1581 50980 SH SOLE 50980 0 0 Best Buy Co COM 086516101 112 3600 SH DFND 01 0 3600 0 Black Diamond Inc COM 09202g101 337 30000 SH SOLE 30000 0 0 Blackstone Mortgage TR Inc Cl COM 09257w100 438 15100 SH SOLE 15100 0 0 Blackstone Mortgage TR Inc Cl COM 09257w100 1488 51300 SH DFND 01 0 51300 0 Body Central Corp COM 09689u102 1140 1286400 SH SOLE 1286400 0 0 Boise Cascade Company COM 09739d100 2313 80758 SH SOLE 80758 0 0 Boise Cascade Company COM 09739d100 86 3000 SH DFND 01 0 3000 0 Bon-Ton Stores, Inc. COM 09776J101 928 90000 SH SOLE 90000 0 0 Brocade Communications COM 111621306 7242 787175 SH SOLE 787175 0 0 Brocade Communications COM 111621306 77 8400 SH DFND 01 0 8400 0 Brooks Automation Inc. COM 114340102 3856 358050 SH SOLE 358050 0 0 Brooks Automation Inc. COM 114340102 2517 233680 SH DFND 01 0 233680 0 Brown Shoe Company COM 115736100 20983 733400 SH SOLE 733400 0 0 Brown Shoe Company COM 115736100 134 4700 SH DFND 01 0 4700 0 C&J Energy Services Inc. COM 12467b304 64 1900 SH SOLE 1900 0 0 C&J Energy Services Inc. COM 12467b304 199 5900 SH DFND 01 0 5900 0 Callaway Golf COM 131193104 703 84500 SH SOLE 84500 0 0 Capital Senior Living Corp COM 140475104 534 22400 SH SOLE 22400 0 0 Capitol Federal Financial Inc COM 14057J101 1726 141975 SH SOLE 141975 0 0 CDW Corporation COM 12514g108 905 28400 SH SOLE 28400 0 0 Ceragon Networks Ltd COM m22013102 51 20000 SH SOLE 20000 0 0 Cohu Inc. COM 192576106 13005 1215400 SH SOLE 1215400 0 0 Colgate-Palmolive COM 194162103 5986 87800 SH SOLE 87800 0 0 Comcast Corporation Cl A COM 20030n101 413 7700 SH SOLE 7700 0 0 Commercial Metals Company COM 201723103 9953 575000 SH SOLE 575000 0 0 Commercial Metals Company COM 201723103 1482 85600 SH DFND 01 0 85600 0 CONSOL Energy Inc. COM 20854p109 607 13175 SH SOLE 13175 0 0 Convergys Corporation COM 212485106 5445 253960 SH SOLE 253960 0 0 Convergys Corporation COM 212485106 2846 132750 SH DFND 01 0 132750 0 Cray Computer COM 225223304 22297 838221 SH SOLE 838221 0 0 CTS Corp COM 126501105 6829 365200 SH SOLE 365200 0 0 Dawson Geophysical COM 239359102 18125 632651 SH SOLE 632651 0 0 Deckers Outdoor Corporation COM 243537107 1908 22100 SH SOLE 22100 0 0 Deckers Outdoor Corporation COM 243537107 2417 28000 SH DFND 01 0 28000 0 Delek US Holdings Inc. COM 246647101 3697 130975 SH SOLE 130975 0 0 Delek US Holdings Inc. COM 246647101 113 4000 SH DFND 01 0 4000 0 Demand Media Inc COM 24802n208 1419 294325 SH SOLE 294325 0 0 Demand Media Inc COM 24802n208 977 202660 SH DFND 01 0 202660 0 Dillards Inc. COM 254067101 233 2000 SH SOLE 2000 0 0 Dillards Inc. COM 254067101 163 1400 SH DFND 01 0 1400 0 Ducommun Inc COM 264147109 16559 633729 SH SOLE 633729 0 0 Ducommun Inc COM 264147109 1306 50000 SH DFND 01 0 50000 0 Dycom Industries, Inc. COM 267475101 780 24900 SH SOLE 24900 0 0 Earthlink Holdings Corp COM 27033x101 418 112300 SH SOLE 112300 0 0 Edwards Lifesciences Corporati COM 28176E108 446 5200 SH SOLE 5200 0 0 Electro Scientific Industries COM 285229100 363 53300 SH SOLE 53300 0 0 Electro Scientific Industries COM 285229100 1317 193400 SH DFND 01 0 193400 0 Electronics for Imaging Inc. COM 286082102 298 6600 SH SOLE 6600 0 0 EMCOR Group, Inc. COM 29084Q100 3990 89613 SH SOLE 89613 0 0 EMCOR Group, Inc. COM 29084Q100 2410 54125 SH DFND 01 0 54125 0 Emcore Corporation COM 290846203 2283 554174 SH SOLE 554174 0 0 Emcore Corporation COM 290846203 416 100900 SH DFND 01 0 100900 0 Emerald Oil, Inc COM 29101u209 800 104525 SH SOLE 104525 0 0 Emmis Communications Corp COM 291525103 728 243450 SH SOLE 243450 0 0 Emulex Corporation COM 292475209 3336 585190 SH SOLE 585190 0 0 Emulex Corporation COM 292475209 855 149950 SH DFND 01 0 149950 0 Endo Intl PLC COM g30401106 658 9400 SH SOLE 9400 0 0 EnerSys COM 29275y102 22443 326250 SH SOLE 326250 0 0 EnerSys COM 29275y102 124 1800 SH DFND 01 0 1800 0 Entegris Inc COM 29362u104 4460 324500 SH SOLE 324500 0 0 Essex Rental Corp COM 297187106 581 239250 SH SOLE 239250 0 0 Ethan Allen Interiors COM 297602104 10680 431700 SH SOLE 431700 0 0 Exactech Inc. COM 30064e109 8022 317948 SH SOLE 317948 0 0 Exar Corporation COM 300645108 1280 113300 SH SOLE 113300 0 0 Express Inc. COM 30219e103 4658 273511 SH SOLE 273511 0 0 Express Inc. COM 30219e103 2554 149975 SH DFND 01 0 149975 0 Extreme Networks COM 30226d106 18604 4190000 SH SOLE 4190000 0 0 Extreme Networks COM 30226d106 2753 620000 SH DFND 01 0 620000 0 Ezcorp Inc COM 302301106 1831 158570 SH SOLE 158570 0 0 Fabrinet COM g3323l100 14103 684600 SH SOLE 684600 0 0 Federal Signal Corp COM 313855108 16808 1147300 SH SOLE 1147300 0 0 Federal Signal Corp COM 313855108 2197 150000 SH DFND 01 0 150000 0 Fidelity National Financial COM 31620r303 1057 32269 SH SOLE 32269 0 0 Fidelity National Financial COM 31620r303 82 2500 SH DFND 01 0 2500 0 Finisar Corp COM 31787a507 26748 1354325 SH SOLE 1354325 0 0 Finisar Corp COM 31787a507 790 40000 SH DFND 01 0 40000 0 Finish Line, Inc. COM 317923100 22525 757400 SH SOLE 757400 0 0 Finish Line, Inc. COM 317923100 743 25000 SH DFND 01 0 25000 0 First Majestic Silver Corp COM 32076v103 1946 180025 SH SOLE 180025 0 0 First Majestic Silver Corp COM 32076v103 1196 110675 SH DFND 01 0 110675 0 Fly Leasign Limited Sponsored COM 34407d109 1008 69550 SH SOLE 69550 0 0 Foot Locker, Inc. COM 344849104 6410 126381 SH SOLE 126381 0 0 Foot Locker, Inc. COM 344849104 3361 66275 SH DFND 01 0 66275 0 Fossil Group Inc. COM 34988v106 523 5000 SH SOLE 5000 0 0 Francesca's Holdings Corp. COM 351793104 330 22400 SH SOLE 22400 0 0 Gamestop corp- new cl-A COM 36467w109 202 5000 SH SOLE 5000 0 0 GATX Corp COM 361448103 5509 82300 SH SOLE 82300 0 0 GATX Corp COM 361448103 2229 33300 SH DFND 01 0 33300 0 General Electric COM 369604103 306 11632 SH SOLE 11632 0 0 Gentherm Inc COM 37253a103 667 15000 SH SOLE 15000 0 0 Globus Medical Inc Cl A new COM 379577208 19139 800125 SH SOLE 800125 0 0 Globus Medical Inc Cl A new COM 379577208 818 34200 SH DFND 01 0 34200 0 Gordmans Stores Inc COM 38269p100 7835 1822200 SH SOLE 1822200 0 0 Gordmans Stores Inc COM 38269p100 430 100000 SH DFND 01 0 100000 0 Gramercy Property Trust Inc COM 38489r100 451 74500 SH SOLE 74500 0 0 Gramercy Property Trust Inc COM 38489r100 1500 247900 SH DFND 01 0 247900 0 Granite Construction Inc. COM 387328107 194 5400 SH SOLE 5400 0 0 Granite Construction Inc. COM 387328107 648 18000 SH DFND 01 0 18000 0 Gray Television Inc COM 389375106 305 23200 SH SOLE 23200 0 0 Guidance Software, Inc. COM 401692108 409 44900 SH SOLE 44900 0 0 Halozyme Therapeutics, Inc. COM 40637H109 99 10000 SH SOLE 10000 0 0 Hardinge Inc. COM 412324303 3690 291700 SH SOLE 291700 0 0 Harmonic Inc COM 413160102 14398 1930025 SH SOLE 1930025 0 0 Harmonic Inc COM 413160102 448 60000 SH DFND 01 0 60000 0 Hillenbrand Inc COM 431571108 4413 135295 SH SOLE 135295 0 0 Hillenbrand Inc COM 431571108 264 8100 SH DFND 01 0 8100 0 Hooker Furniture Corporation COM 439038100 1086 67300 SH SOLE 67300 0 0 Huttig Building COM 448451104 11078 2347052 SH SOLE 2347052 0 0 IAC/Interactive Corp COM 44919p508 2861 41329 SH SOLE 41329 0 0 IAC/Interactive Corp COM 44919p508 3063 44250 SH DFND 01 0 44250 0 Iconix Brand Group Inc COM 451055107 391 9100 SH SOLE 9100 0 0 Iconix Brand Group Inc COM 451055107 1288 30000 SH DFND 01 0 30000 0 Imris Inc. COM 45322n105 11 10000 SH SOLE 10000 0 0 Incontact Inc. COM 45336e109 679 73850 SH SOLE 73850 0 0 Infoblox Inc. COM 45672h104 131 10000 SH SOLE 10000 0 0 Innospec Inc COM 45768s105 454 10525 SH SOLE 10525 0 0 Innospec Inc COM 45768s105 58 1350 SH DFND 01 0 1350 0 Insight Enterprises COM 45765U103 11014 358300 SH SOLE 358300 0 0 Insteel Industries Inc COM 45774w108 14993 762990 SH SOLE 762990 0 0 Insteel Industries Inc COM 45774w108 982 50000 SH DFND 01 0 50000 0 Integrated Device Tech COM 458118106 646 41775 SH SOLE 41775 0 0 Intl Business Machines COM 459200101 364 2010 SH SOLE 2010 0 0 Intuitive Surgical Inc New COM 46120e602 412 1000 SH SOLE 1000 0 0 J2 Global Inc COM 48123v102 6465 127121 SH SOLE 127121 0 0 J2 Global Inc COM 48123v102 3177 62475 SH DFND 01 0 62475 0 Jabil Circuit COM 466313103 22640 1083242 SH SOLE 1083242 0 0 Jabil Circuit COM 466313103 100 4800 SH DFND 01 0 4800 0 JDS Uniphase Corp COM 46612j507 1883 151000 SH SOLE 151000 0 0 Johnson & Johnson COM 478160104 7821 74760 SH SOLE 74760 0 0 Kadant Inc. COM 48282T104 577 15000 SH SOLE 15000 0 0 Kadant Inc. COM 48282T104 654 17000 SH DFND 01 0 17000 0 Kapstone Paper COM 48562p103 57105 1723650 SH SOLE 1723650 0 0 Kapstone Paper COM 48562p103 1093 33000 SH DFND 01 0 33000 0 Kelly Services Inc Class A COM 488152208 2728 158875 SH SOLE 158875 0 0 Kelly Services Inc Class A COM 488152208 1296 75475 SH DFND 01 0 75475 0 Kennametal Inc COM 489170100 994 21475 SH SOLE 21475 0 0 Kennametal Inc COM 489170100 79 1700 SH DFND 01 0 1700 0 Kforce, Inc. COM 493732101 3849 177800 SH SOLE 177800 0 0 Kforce, Inc. COM 493732101 1754 81019 SH DFND 01 0 81019 0 Kirkland's Inc. COM 497498105 22701 1223800 SH SOLE 1223800 0 0 Kirkland's Inc. COM 497498105 2782 150000 SH DFND 01 0 150000 0 Kofax Limited COM g5307c105 3545 412200 SH SOLE 412200 0 0 Kraton Performance Polymers, I COM 50077c106 483 21550 SH SOLE 21550 0 0 Kratos Defense & Security Solu COM 50077b207 429 55000 SH SOLE 55000 0 0 Kulicke & Soffa Industries Inc COM 501242101 2680 187955 SH SOLE 187955 0 0 Kulicke & Soffa Industries Inc COM 501242101 1341 94040 SH DFND 01 0 94040 0 La Z Boy Inc COM 505336107 24981 1078158 SH SOLE 1078158 0 0 La Z Boy Inc COM 505336107 83 3600 SH DFND 01 0 3600 0 Lumos Networks Corp COM 550283105 217 15000 SH SOLE 15000 0 0 Lydall, Inc. COM 550819106 649 23725 SH SOLE 23725 0 0 Magellan Health Services, Inc. COM 559079207 5569 89484 SH SOLE 89484 0 0 Magellan Health Services, Inc. COM 559079207 2183 35075 SH DFND 01 0 35075 0 Magnum Hunter Resources, Inc. COM 55973b102 82 10000 SH SOLE 10000 0 0 Masimo Corp COM 574795100 5723 242495 SH SOLE 242495 0 0 Masimo Corp COM 574795100 118 5000 SH DFND 01 0 5000 0 Matrix Service Co. 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COM 55272x102 1460 177779 SH DFND 01 0 177779 0 Microsemi Corp COM 595137100 7468 279065 SH SOLE 279065 0 0 Microsemi Corp COM 595137100 3367 125825 SH DFND 01 0 125825 0 Mid America Apartment Communit COM 59522j103 6746 92345 SH SOLE 92345 0 0 Mid America Apartment Communit COM 59522j103 3088 42275 SH DFND 01 0 42275 0 Mitel Networks Corp COM 60671q104 8230 780875 SH SOLE 780875 0 0 Montpelier Re Holdings, Ltd. COM g62185106 3268 102300 SH SOLE 102300 0 0 Montpelier Re Holdings, Ltd. COM g62185106 96 3000 SH DFND 01 0 3000 0 National Bank Hldgs Corp Cl A COM 633707104 397 19900 SH SOLE 19900 0 0 National Bank Hldgs Corp Cl A COM 633707104 1310 65700 SH DFND 01 0 65700 0 Nature's Sunshine Products, In COM 639027101 23755 1399800 SH SOLE 1399800 0 0 Nature's Sunshine Products, In COM 639027101 848 50000 SH DFND 01 0 50000 0 Neophotonics Corporation COM 64051t100 4 1000 SH SOLE 1000 0 0 Neophotonics Corporation COM 64051t100 180 43348 SH DFND 01 0 43348 0 NetScout Systems Inc. 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