0001037792-14-000028.txt : 20140512 0001037792-14-000028.hdr.sgml : 20140512 20140512171505 ACCESSION NUMBER: 0001037792-14-000028 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140512 EFFECTIVENESS DATE: 20140512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 14834363 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001037792 XXXXXXXX 03-31-2014 03-31-2014 PARADIGM CAPITAL MANAGEMENT INC/NY

9 ELK STREET ALBANY NY 12207

13F HOLDINGS REPORT 028-06298 N John V. Gulick 518-431-3500 John V. Gulick Albany NY 05-12-2014 1 378 1383547 false 1 Paradigm Funds Advisor LLC INFORMATION TABLE 2 13f1q2014.xml A M Castle & Co COM 148411101 4934 335900 SH SOLE 335900 0 0 Accuride Corp COM 00439t206 133 30000 SH SOLE 30000 0 0 Adirondack Trust co Saratoga S COM 007014103 441 280 SH SOLE 280 0 0 Aegean Marine Petroleum Networ COM y0017s102 422 42800 SH SOLE 42800 0 0 Aegean Marine Petroleum Networ COM y0017s102 1528 155000 SH DFND 01 0 155000 0 Air Transport Services Group COM 00922r105 576 73400 SH SOLE 73400 0 0 Air Transport Services Group COM 00922r105 2087 265900 SH DFND 01 0 265900 0 Albany International Corp. 'A' COM 012348108 355 10000 SH SOLE 10000 0 0 Alleghany Corporation COM 017175100 1162 2853 SH SOLE 2853 0 0 Alleghany Corporation COM 017175100 146 359 SH DFND 01 0 359 0 Alliance Fiber Optic Products COM 018680306 174 12000 SH SOLE 12000 0 0 Allscripts Healthcare Solution COM 01988P108 2023 112200 SH SOLE 112200 0 0 Allscripts Healthcare Solution COM 01988P108 721 40000 SH DFND 01 0 40000 0 Alphatec Hldgs Inc COM 02081g102 2003 1335446 SH SOLE 1335446 0 0 Amer Eagle Outfitters COM 02553e106 4695 383570 SH SOLE 383570 0 0 Amer Eagle Outfitters COM 02553e106 1984 162061 SH DFND 01 0 162061 0 American Airlines Group Inc. COM 02376r102 366 10000 SH SOLE 10000 0 0 American Financial Group COM 025932104 1336 23148 SH SOLE 23148 0 0 American Financial Group COM 025932104 159 2750 SH DFND 01 0 2750 0 Apco Oil & Gas International, COM g0471f109 7170 496210 SH SOLE 496210 0 0 Applied Industrial Technologie COM 03820C105 4473 92725 SH SOLE 92725 0 0 Applied Industrial Technologie COM 03820C105 144 2975 SH DFND 01 0 2975 0 Approach Resources Inc COM 03834a103 2044 97775 SH SOLE 97775 0 0 Approach Resources Inc COM 03834a103 923 44118 SH DFND 01 0 44118 0 Aptargroup, Inc. COM 038336103 1172 17725 SH SOLE 17725 0 0 Aptargroup, Inc. COM 038336103 137 2075 SH DFND 01 0 2075 0 Ardmore Shipping Corp COM y0207t100 370 27800 SH SOLE 27800 0 0 Ardmore Shipping Corp COM y0207t100 1398 105100 SH DFND 01 0 105100 0 Aspen Insurance Holdings Ltd COM g05384105 5227 131675 SH SOLE 131675 0 0 Aspen Insurance Holdings Ltd COM g05384105 172 4325 SH DFND 01 0 4325 0 Atwood Oceanics Inc COM 050095108 237 4700 SH SOLE 4700 0 0 Atwood Oceanics Inc COM 050095108 857 17005 SH DFND 01 0 17005 0 Avago Technologies COM y0486s104 11510 178700 SH SOLE 178700 0 0 Avnet Inc COM 053807103 911 19575 SH SOLE 19575 0 0 Avnet Inc COM 053807103 100 2150 SH DFND 01 0 2150 0 Baltic Trading Limited COM y0553w103 270 42800 SH SOLE 42800 0 0 Baltic Trading Limited COM y0553w103 978 155000 SH DFND 01 0 155000 0 Banner Corp New COM 06652v208 276 6700 SH SOLE 6700 0 0 Banner Corp New COM 06652v208 1014 24600 SH DFND 01 0 24600 0 Bassett Furniture Inds Inc COM 070203104 208 14008 SH SOLE 14008 0 0 Baxter International COM 071813109 699 9500 SH SOLE 9500 0 0 Bebe Stores, Inc. COM 075571109 19621 3206126 SH SOLE 3206126 0 0 Bebe Stores, Inc. COM 075571109 612 100000 SH DFND 01 0 100000 0 Best Buy Co COM 086516101 1404 53155 SH SOLE 53155 0 0 Best Buy Co COM 086516101 92 3500 SH DFND 01 0 3500 0 Black Diamond Inc COM 09202g101 916 74900 SH SOLE 74900 0 0 Blackstone Mortgage TR Inc Cl COM 09257w100 405 14100 SH SOLE 14100 0 0 Blackstone Mortgage TR Inc Cl COM 09257w100 1475 51300 SH DFND 01 0 51300 0 Body Central Corp COM 09689u102 1580 1476300 SH SOLE 1476300 0 0 Boise Cascade Company COM 09739d100 2367 82658 SH SOLE 82658 0 0 Boise Cascade Company COM 09739d100 82 2875 SH DFND 01 0 2875 0 Bon-Ton Stores, Inc. COM 09776J101 7375 671700 SH SOLE 671700 0 0 Bon-Ton Stores, Inc. COM 09776J101 878 80000 SH DFND 01 0 80000 0 Brocade Communications COM 111621306 7883 743000 SH SOLE 743000 0 0 Brooks Automation Inc. COM 114340102 3886 355575 SH SOLE 355575 0 0 Brooks Automation Inc. COM 114340102 2617 239405 SH DFND 01 0 239405 0 Brown Shoe Company COM 115736100 14787 557150 SH SOLE 557150 0 0 Brown Shoe Company COM 115736100 80 3025 SH DFND 01 0 3025 0 Build-A-Bear Workshop, Inc. COM 120076104 1977 205300 SH SOLE 205300 0 0 Build-A-Bear Workshop, Inc. COM 120076104 385 40000 SH DFND 01 0 40000 0 C&J Energy Services Inc. COM 12467b304 327 11200 SH SOLE 11200 0 0 C&J Energy Services Inc. COM 12467b304 1180 40463 SH DFND 01 0 40463 0 Callaway Golf COM 131193104 864 84550 SH SOLE 84550 0 0 Capitol Federal Financial Inc COM 14057J101 1827 145450 SH SOLE 145450 0 0 Ceragon Networks Ltd COM m22013102 57 20000 SH SOLE 20000 0 0 Cherokee Inc. COM 16444h102 625 44900 SH SOLE 44900 0 0 Cohu Inc. COM 192576106 13032 1213400 SH SOLE 1213400 0 0 Colgate-Palmolive COM 194162103 5598 86300 SH SOLE 86300 0 0 Comcast Corporation Cl A COM 20030n101 285 5700 SH SOLE 5700 0 0 Commercial Metals Company COM 201723103 8122 430200 SH SOLE 430200 0 0 Conagra COM 205887102 264 8500 SH SOLE 8500 0 0 Convergys Corporation COM 212485106 5804 264910 SH SOLE 264910 0 0 Convergys Corporation COM 212485106 3690 168425 SH DFND 01 0 168425 0 Cray Computer COM 225223304 27893 747400 SH SOLE 747400 0 0 CTS Corp COM 126501105 7473 357900 SH SOLE 357900 0 0 Dawson Geophysical COM 239359102 18754 669563 SH SOLE 669563 0 0 Deckers Outdoor Corporation COM 243537107 1567 19650 SH SOLE 19650 0 0 Deckers Outdoor Corporation COM 243537107 2753 34525 SH DFND 01 0 34525 0 Delek US Holdings Inc. COM 246647101 4288 147675 SH SOLE 147675 0 0 Delek US Holdings Inc. COM 246647101 1554 53525 SH DFND 01 0 53525 0 Demand Media Inc COM 24802n109 1415 291750 SH SOLE 291750 0 0 Demand Media Inc COM 24802n109 1013 208960 SH DFND 01 0 208960 0 Dillards Inc. COM 254067101 185 2000 SH SOLE 2000 0 0 Dillards Inc. COM 254067101 129 1400 SH DFND 01 0 1400 0 Ducommun Inc COM 264147109 12067 481529 SH SOLE 481529 0 0 Dycom Industries, Inc. COM 267475101 787 24900 SH SOLE 24900 0 0 Edwards Lifesciences Corporati COM 28176E108 312 4200 SH SOLE 4200 0 0 Electro Scientific Industries COM 285229100 394 40000 SH SOLE 40000 0 0 Electro Scientific Industries COM 285229100 1579 160350 SH DFND 01 0 160350 0 Electronics for Imaging Inc. COM 286082102 587 13550 SH SOLE 13550 0 0 EMCOR Group, Inc. COM 29084Q100 4163 88963 SH SOLE 88963 0 0 EMCOR Group, Inc. COM 29084Q100 2704 57783 SH DFND 01 0 57783 0 Emcore Corporation COM 290846203 2747 543938 SH SOLE 543938 0 0 Emcore Corporation COM 290846203 505 100000 SH DFND 01 0 100000 0 Emmis Communications Corp COM 291525103 779 243450 SH SOLE 243450 0 0 Emulex Corporation COM 292475209 4494 608065 SH SOLE 608065 0 0 Emulex Corporation COM 292475209 1972 266875 SH DFND 01 0 266875 0 EnerSys COM 29275y102 20905 301700 SH SOLE 301700 0 0 Entegris Inc COM 29362u104 2164 178700 SH SOLE 178700 0 0 Entegris Inc COM 29362u104 363 30000 SH DFND 01 0 30000 0 Essex Rental Corp COM 297187106 708 239250 SH SOLE 239250 0 0 Ethan Allen Interiors COM 297602104 10966 430900 SH SOLE 430900 0 0 Exactech Inc. COM 30064e109 10533 467099 SH SOLE 467099 0 0 Exactech Inc. COM 30064e109 676 30000 SH DFND 01 0 30000 0 Express Inc. COM 30219e103 4269 268835 SH SOLE 268835 0 0 Express Inc. COM 30219e103 2434 153275 SH DFND 01 0 153275 0 Extreme Networks COM 30226d106 20115 3468100 SH SOLE 3468100 0 0 Extreme Networks COM 30226d106 870 150000 SH DFND 01 0 150000 0 Ezcorp Inc COM 302301106 1747 161920 SH SOLE 161920 0 0 Fabrinet COM g3323l100 25829 1243550 SH SOLE 1243550 0 0 Fabrinet COM g3323l100 623 30000 SH DFND 01 0 30000 0 Federal Signal Corp COM 313855108 11883 797508 SH SOLE 797508 0 0 Federal Signal Corp COM 313855108 113 7600 SH DFND 01 0 7600 0 Fidelity National Financial COM 31620r105 313 9950 SH SOLE 9950 0 0 Finisar Corp COM 31787a507 35418 1336025 SH SOLE 1336025 0 0 Finisar Corp COM 31787a507 1193 45000 SH DFND 01 0 45000 0 Finish Line, Inc. COM 317923100 20526 757700 SH SOLE 757700 0 0 Finish Line, Inc. COM 317923100 677 25000 SH DFND 01 0 25000 0 First Majestic Silver Corp COM 32076v103 1727 179200 SH SOLE 179200 0 0 First Majestic Silver Corp COM 32076v103 1098 113875 SH DFND 01 0 113875 0 Fly Leasign Limited Sponsored COM 34407d109 1043 69550 SH SOLE 69550 0 0 Foot Locker, Inc. COM 344849104 5988 127469 SH SOLE 127469 0 0 Foot Locker, Inc. COM 344849104 3931 83675 SH DFND 01 0 83675 0 Fossil Group Inc. COM 34988v106 1166 10000 SH SOLE 10000 0 0 Furmanite Corp COM 361086101 440 44800 SH SOLE 44800 0 0 Gamestop corp- new cl-A COM 36467w109 205 5000 SH SOLE 5000 0 0 GATX Corp COM 361448103 6029 88825 SH SOLE 88825 0 0 GATX Corp COM 361448103 3506 51650 SH DFND 01 0 51650 0 General Electric COM 369604103 301 11632 SH SOLE 11632 0 0 Gentherm Inc COM 37253a103 521 15000 SH SOLE 15000 0 0 Globus Medical Inc Cl A new COM 379577208 15607 586950 SH SOLE 586950 0 0 Globus Medical Inc Cl A new COM 379577208 862 32400 SH DFND 01 0 32400 0 Gordmans Stores Inc COM 38269p100 9202 1685336 SH SOLE 1685336 0 0 Gordmans Stores Inc COM 38269p100 546 100000 SH DFND 01 0 100000 0 Granite Construction Inc. COM 387328107 128 3200 SH SOLE 3200 0 0 Granite Construction Inc. COM 387328107 455 11400 SH DFND 01 0 11400 0 Gray Television Inc COM 389375106 482 46475 SH SOLE 46475 0 0 Halozyme Therapeutics, Inc. COM 40637H109 127 10000 SH SOLE 10000 0 0 Hardinge Inc. COM 412324303 3226 224000 SH SOLE 224000 0 0 Harmonic Inc COM 413160102 18928 2650925 SH SOLE 2650925 0 0 Harmonic Inc COM 413160102 714 100000 SH DFND 01 0 100000 0 Hillenbrand Inc COM 431571108 4466 138145 SH SOLE 138145 0 0 Hillenbrand Inc COM 431571108 259 8000 SH DFND 01 0 8000 0 Huttig Building COM 448451104 9595 2095048 SH SOLE 2095048 0 0 IAC/Interactive Corp COM 44919p508 3072 43033 SH SOLE 43033 0 0 IAC/Interactive Corp COM 44919p508 3573 50050 SH DFND 01 0 50050 0 Iconix Brand Group Inc COM 451055107 1533 39025 SH SOLE 39025 0 0 Iconix Brand Group Inc COM 451055107 2038 51900 SH DFND 01 0 51900 0 Imris Inc. COM 45322n105 16 10000 SH SOLE 10000 0 0 Incontact Inc. COM 45336e109 709 73850 SH SOLE 73850 0 0 Innospec Inc COM 45768s105 503 11125 SH SOLE 11125 0 0 Innospec Inc COM 45768s105 61 1350 SH DFND 01 0 1350 0 Insight Enterprises COM 45765U103 25833 1028800 SH SOLE 1028800 0 0 Insight Enterprises COM 45765U103 753 30000 SH DFND 01 0 30000 0 Insteel Industries Inc COM 45774w108 14390 731581 SH SOLE 731581 0 0 Insteel Industries Inc COM 45774w108 787 40000 SH DFND 01 0 40000 0 Integrated Device Tech COM 458118106 511 41775 SH SOLE 41775 0 0 Intl Business Machines COM 459200101 387 2010 SH SOLE 2010 0 0 Intuitive Surgical Inc New COM 46120e602 438 1000 SH SOLE 1000 0 0 J2 Global Inc COM 48123v102 6055 120971 SH SOLE 120971 0 0 J2 Global Inc COM 48123v102 3428 68497 SH DFND 01 0 68497 0 Jabil Circuit COM 466313103 21155 1175292 SH SOLE 1175292 0 0 Jabil Circuit COM 466313103 83 4600 SH DFND 01 0 4600 0 JDS Uniphase Corp COM 46612j507 1694 121000 SH SOLE 121000 0 0 Johnson & Johnson COM 478160104 7245 73760 SH SOLE 73760 0 0 Kadant Inc. COM 48282T104 547 15000 SH SOLE 15000 0 0 Kadant Inc. COM 48282T104 620 17000 SH DFND 01 0 17000 0 Kapstone Paper COM 48562p103 47664 1652700 SH SOLE 1652700 0 0 Kapstone Paper COM 48562p103 865 30000 SH DFND 01 0 30000 0 Kelly Services Inc Class A COM 488152208 3377 142325 SH SOLE 142325 0 0 Kelly Services Inc Class A COM 488152208 1786 75275 SH DFND 01 0 75275 0 Kennametal Inc COM 489170100 1048 23650 SH SOLE 23650 0 0 Kennametal Inc COM 489170100 125 2825 SH DFND 01 0 2825 0 Kforce, Inc. COM 493732101 3352 157200 SH SOLE 157200 0 0 Kforce, Inc. COM 493732101 1774 83194 SH DFND 01 0 83194 0 Kirkland's Inc. COM 497498105 14768 798700 SH SOLE 798700 0 0 Kirkland's Inc. COM 497498105 740 40000 SH DFND 01 0 40000 0 Kofax Limited COM g5307c105 1594 183900 SH SOLE 183900 0 0 Kratos Defense & Security Solu COM 50077b207 1962 260200 SH SOLE 260200 0 0 Kulicke & Soffa Industries Inc COM 501242101 2220 176080 SH SOLE 176080 0 0 Kulicke & Soffa Industries Inc COM 501242101 1206 95640 SH DFND 01 0 95640 0 La Z Boy Inc COM 505336107 29395 1084700 SH SOLE 1084700 0 0 La Z Boy Inc COM 505336107 68 2500 SH DFND 01 0 2500 0 Lawson Products Inc COM 520776105 767 47700 SH SOLE 47700 0 0 Libbey Inc COM 529898108 798 30700 SH SOLE 30700 0 0 LMI Aerospace COM 502079106 5194 368400 SH SOLE 368400 0 0 Loral Space And Communications COM 543881106 1349 19075 SH SOLE 19075 0 0 Loral Space And Communications COM 543881106 2057 29083 SH DFND 01 0 29083 0 LSB Industries COM 502160104 389 10400 SH SOLE 10400 0 0 LSB Industries COM 502160104 1403 37500 SH DFND 01 0 37500 0 LTX Credence Corp COM 502403207 2893 324700 SH SOLE 324700 0 0 Lumos Networks Corp COM 550283105 201 15000 SH SOLE 15000 0 0 M/A - Com Technology Solutions COM 55405y100 798 38850 SH SOLE 38850 0 0 M/I Homes Inc. COM 55305b101 3170 141374 SH SOLE 141374 0 0 M/I Homes Inc. COM 55305b101 115 5150 SH DFND 01 0 5150 0 Magellan Health Services, Inc. COM 559079207 5189 87434 SH SOLE 87434 0 0 Magellan Health Services, Inc. COM 559079207 2129 35875 SH DFND 01 0 35875 0 Magnum Hunter Resources, Inc. COM 55973b102 85 10000 SH SOLE 10000 0 0 Masimo Corp COM 574795100 5648 206820 SH SOLE 206820 0 0 Masimo Corp COM 574795100 123 4500 SH DFND 01 0 4500 0 Matrix Service Co. COM 576853105 7720 228545 SH SOLE 228545 0 0 Matrix Service Co. COM 576853105 3653 108150 SH DFND 01 0 108150 0 Mattson Technology Inc COM 577223100 6395 2756300 SH SOLE 2756300 0 0 Mattson Technology Inc COM 577223100 696 300000 SH DFND 01 0 300000 0 MBT Finl Corp COM 578877102 186 37725 SH SOLE 37725 0 0 Mednax Inc COM 58502b106 3321 53575 SH SOLE 53575 0 0 Mednax Inc COM 58502b106 2282 36826 SH DFND 01 0 36826 0 Mens Wearhouse Inc COM 587118100 5326 108746 SH SOLE 108746 0 0 Mens Wearhouse Inc COM 587118100 2742 55975 SH DFND 01 0 55975 0 Merck & Co COM 58933y105 1023 18028 SH SOLE 18028 0 0 Meritage Homes Corp COM 59001a102 3974 94900 SH SOLE 94900 0 0 Meritage Homes Corp COM 59001a102 2111 50400 SH DFND 01 0 50400 0 MFA Financial Inc. COM 55272x102 433 55900 SH SOLE 55900 0 0 MFA Financial Inc. COM 55272x102 1568 202279 SH DFND 01 0 202279 0 Microsemi Corp COM 595137100 7438 297165 SH SOLE 297165 0 0 Microsemi Corp COM 595137100 3637 145325 SH DFND 01 0 145325 0 Mid America Apartment Communit COM 59522j103 6515 95437 SH SOLE 95437 0 0 Mid America Apartment Communit COM 59522j103 3521 51575 SH DFND 01 0 51575 0 Midstates Petroleum Co. Inc COM 59804t100 759 141650 SH SOLE 141650 0 0 Midstates Petroleum Co. Inc COM 59804t100 45 8475 SH DFND 01 0 8475 0 Mitel Networks Corp COM 60671q104 4144 391350 SH SOLE 391350 0 0 Montpelier Re Holdings, Ltd. COM g62185106 3113 104600 SH SOLE 104600 0 0 Montpelier Re Holdings, Ltd. COM g62185106 102 3425 SH DFND 01 0 3425 0 Murphy USA, Inc. COM 626755102 737 18150 SH SOLE 18150 0 0 Murphy USA, Inc. COM 626755102 83 2050 SH DFND 01 0 2050 0 Nature's Sunshine Products, In COM 639027101 18929 1373670 SH SOLE 1373670 0 0 Nature's Sunshine Products, In COM 639027101 689 50000 SH DFND 01 0 50000 0 Neophotonics Corporation COM 64051t100 8 1000 SH SOLE 1000 0 0 Neophotonics Corporation COM 64051t100 555 70000 SH DFND 01 0 70000 0 NetScout Systems Inc. COM 64115t104 1879 50000 SH SOLE 50000 0 0 New York & Company, Inc. COM 649295102 13884 3162672 SH SOLE 3162672 0 0 New York & Company, Inc. COM 649295102 790 180000 SH DFND 01 0 180000 0 Newcastle Investment Corp COM 65105m108 392 83500 SH SOLE 83500 0 0 Noble Romans Inc. COM 655107100 62 41400 SH SOLE 41400 0 0 Northern Oil & Gas Inc COM 665531109 2676 183025 SH SOLE 183025 0 0 Northern Oil & Gas Inc COM 665531109 2130 145725 SH DFND 01 0 145725 0 Northfield Bancorp Inc COM 66611t108 520 40425 SH SOLE 40425 0 0 Nu Skin Enterprises, Inc. COM 67018T105 414 5000 SH SOLE 5000 0 0 NXP Semiconductors N V COM n6596x109 581 9875 SH SOLE 9875 0 0 Odimo Incorporated COM 67606R107 5 30700 SH SOLE 30700 0 0 Olin Corp COM 680665205 828 29975 SH SOLE 29975 0 0 Olin Corp COM 680665205 99 3600 SH DFND 01 0 3600 0 Omnicell Inc COM 68213n109 9571 334400 SH SOLE 334400 0 0 Omnicell Inc COM 68213n109 859 30000 SH DFND 01 0 30000 0 Oplink Communications, Inc. COM 68375Q403 21430 1193200 SH SOLE 1193200 0 0 Oplink Communications, Inc. COM 68375Q403 898 50000 SH DFND 01 0 50000 0 Pacific Sunwear of California COM 694873100 6745 2271201 SH SOLE 2271201 0 0 Pacific Sunwear of California COM 694873100 594 200000 SH DFND 01 0 200000 0 Parker Drilling Co COM 701081101 1110 156500 SH SOLE 156500 0 0 PCM Inc COM 69323k100 1555 158982 SH SOLE 158982 0 0 Pennymac Mortgage Investment T COM 70931t103 595 24900 SH SOLE 24900 0 0 Pennymac Mortgage Investment T COM 70931t103 2151 90000 SH DFND 01 0 90000 0 PepsiCo Inc COM 713448108 6204 74303 SH SOLE 74303 0 0 PerkinElmer, Inc. COM 714046109 3618 80285 SH SOLE 80285 0 0 PerkinElmer, Inc. COM 714046109 1987 44102 SH DFND 01 0 44102 0 Petroquest Energy Inc COM 716748108 3808 668070 SH SOLE 668070 0 0 Petroquest Energy Inc COM 716748108 2254 395434 SH DFND 01 0 395434 0 PHH Corp COM 693320202 3519 136200 SH SOLE 136200 0 0 PHH Corp COM 693320202 1425 55150 SH DFND 01 0 55150 0 PhotoMedex, Inc. COM 719358301 13014 822100 SH SOLE 822100 0 0 PICO Holdings Inc COM 693366205 611 23500 SH SOLE 23500 0 0 PICO Holdings Inc COM 693366205 2209 85000 SH DFND 01 0 85000 0 Pike Electric Corp COM 721283109 511 47499 SH SOLE 47499 0 0 Ply Gem Hldgs Inc. COM 72941w100 6292 498200 SH SOLE 498200 0 0 Ply Gem Hldgs Inc. COM 72941w100 505 40000 SH DFND 01 0 40000 0 PMFG Inc. COM 69345P103 5797 971028 SH SOLE 971028 0 0 Polycom Inc COM 73172K104 1460 106400 SH SOLE 106400 0 0 Polycom Inc COM 73172K104 250 18200 SH DFND 01 0 18200 0 Premiere Global Services, Inc. COM 740585104 4916 407600 SH SOLE 407600 0 0 Premiere Global Services, Inc. COM 740585104 3572 296225 SH DFND 01 0 296225 0 Procter & Gamble COM 742718109 414 5134 SH SOLE 5134 0 0 Progress Software Corp COM 743312100 3811 174825 SH SOLE 174825 0 0 Progress Software Corp COM 743312100 2002 91815 SH DFND 01 0 91815 0 PTC Inc COM 69370c100 14028 396050 SH SOLE 396050 0 0 PVH Corporation COM 693656100 782 6265 SH SOLE 6265 0 0 PVH Corporation COM 693656100 97 775 SH DFND 01 0 775 0 Qlogic Corp COM 747277101 2361 185175 SH SOLE 185175 0 0 Qlogic Corp COM 747277101 1771 138903 SH DFND 01 0 138903 0 Quality Distribution Inc COM 74756M102 531 40900 SH SOLE 40900 0 0 Quality Distribution Inc COM 74756M102 1877 144500 SH DFND 01 0 144500 0 R. R. Donnelley & Sons Company COM 257867101 4905 274009 SH SOLE 274009 0 0 Radisys Corp COM 750459109 9554 2661300 SH SOLE 2661300 0 0 Radisys Corp COM 750459109 179 50000 SH DFND 01 0 50000 0 Rand Logistics Inc. COM 752182105 1328 192500 SH SOLE 192500 0 0 Regal Entertainment Group COM 758766109 6012 321815 SH SOLE 321815 0 0 Regal Entertainment Group COM 758766109 3459 185175 SH DFND 01 0 185175 0 Richardson Electronics, Ltd. COM 763165107 1872 174000 SH SOLE 174000 0 0 Riverview Bancorp COM 769397100 434 126650 SH SOLE 126650 0 0 Rockville Financial Inc. COM 774188106 1102 81100 SH SOLE 81100 0 0 Rockville Financial Inc. COM 774188106 1352 99500 SH DFND 01 0 99500 0 Rofin Sinar Tech Inc COM 775043102 466 19450 SH SOLE 19450 0 0 Rovi Corp. COM 779376102 6082 267005 SH SOLE 267005 0 0 Rovi Corp. COM 779376102 237 10425 SH DFND 01 0 10425 0 Rti International Metals COM 74973w107 733 26400 SH SOLE 26400 0 0 Rti International Metals COM 74973w107 69 2500 SH DFND 01 0 2500 0 RTI Surgical Inc COM 74975n105 19108 4683300 SH SOLE 4683300 0 0 RTI Surgical Inc COM 74975n105 571 140000 SH DFND 01 0 140000 0 Rudolph Technologies Inc. COM 781270103 22914 2008204 SH SOLE 2008204 0 0 Rudolph Technologies Inc. COM 781270103 799 70000 SH DFND 01 0 70000 0 Ryder System Inc. COM 783549108 1003 12550 SH SOLE 12550 0 0 Ryder System Inc. COM 783549108 116 1450 SH DFND 01 0 1450 0 Saba Software, Inc. COM 784932600 729 60000 SH SOLE 60000 0 0 Saia Inc COM 78709y105 611 16000 SH SOLE 16000 0 0 Salem Communications Cl A COM 794093104 100 10000 SH SOLE 10000 0 0 Schulman (A.) COM 808194104 927 25575 SH SOLE 25575 0 0 Seachange Int'l Inc COM 811699107 3994 382597 SH SOLE 382597 0 0 Sensient Technologies Corp COM 81725T100 4464 79140 SH SOLE 79140 0 0 Sensient Technologies Corp COM 81725T100 3066 54344 SH DFND 01 0 54344 0 Silicon Graphics International COM 82706l108 9723 791800 SH SOLE 791800 0 0 Silicon Image COM 82705T102 10968 1589500 SH SOLE 1589500 0 0 Silicon Image COM 82705T102 586 85000 SH DFND 01 0 85000 0 Skyworks Solutions, Inc. COM 83088M102 11237 299505 SH SOLE 299505 0 0 Skyworks Solutions, Inc. COM 83088M102 397 10575 SH DFND 01 0 10575 0 Sonus Networks Inc COM 835916107 101 30000 SH SOLE 30000 0 0 Sotherly Hotels, Inc. COM 83600c103 1489 233807 SH SOLE 233807 0 0 Stage Stores, Inc. COM 85254C305 22056 902100 SH SOLE 902100 0 0 Stage Stores, Inc. COM 85254C305 978 40000 SH DFND 01 0 40000 0 Starz Liberty Cap Ser A COM 85571q102 1528 47350 SH SOLE 47350 0 0 Starz Liberty Cap Ser A COM 85571q102 123 3800 SH DFND 01 0 3800 0 Stein Mart Inc COM 858375108 13367 954100 SH SOLE 954100 0 0 Steiner Leisure Limited COM p8744y102 15942 344700 SH SOLE 344700 0 0 Steiner Leisure Limited COM p8744y102 462 10000 SH DFND 01 0 10000 0 Stone Energy Corporation COM 861642106 6858 163410 SH SOLE 163410 0 0 Stone Energy Corporation COM 861642106 4073 97035 SH DFND 01 0 97035 0 Summer Infant Inc COM 865646103 2106 1007600 SH SOLE 1007600 0 0 Summer Infant Inc COM 865646103 104 50000 SH DFND 01 0 50000 0 Summit Hotel PPTYS Inc COM 866082100 976 105175 SH SOLE 105175 0 0 Sykes Enterprises Inc COM 871237103 5291 266300 SH SOLE 266300 0 0 Symantec Corp. COM 871503108 2640 132200 SH SOLE 132200 0 0 Symmetry Medical Inc COM 871546206 2023 201125 SH SOLE 201125 0 0 Symmetry Medical Inc COM 871546206 1650 164011 SH DFND 01 0 164011 0 Synergetics USA Inc COM 87160g107 1744 571750 SH SOLE 571750 0 0 Synergetics USA Inc COM 87160g107 69 22500 SH DFND 01 0 22500 0 SYNNEX Corporation COM 87162W100 1212 20000 SH SOLE 20000 0 0 Teradyne Inc COM 880770102 16013 805055 SH SOLE 805055 0 0 Teradyne Inc COM 880770102 232 11675 SH DFND 01 0 11675 0 TGC Inds Inc COM 872417308 9716 1632975 SH SOLE 1632975 0 0 TGC Inds Inc COM 872417308 347 58300 SH DFND 01 0 58300 0 Tillys Inc COM 886885102 11457 979200 SH SOLE 979200 0 0 Tillys Inc COM 886885102 936 80000 SH DFND 01 0 80000 0 Tower International Inc. COM 891826109 468 17200 SH SOLE 17200 0 0 Tower International Inc. COM 891826109 1688 62000 SH DFND 01 0 62000 0 TriQuint Semiconductor, Inc. COM 89674K103 8750 653446 SH SOLE 653446 0 0 TriQuint Semiconductor, Inc. COM 89674K103 3740 279350 SH DFND 01 0 279350 0 Triumph Group COM 896818101 2345 36315 SH SOLE 36315 0 0 Triumph Group COM 896818101 228 3525 SH DFND 01 0 3525 0 TTM Technologies, Inc. COM 87305R109 25222 2984850 SH SOLE 2984850 0 0 United Financial Bancorp Inc N COM 910304104 649 35300 SH SOLE 35300 0 0 United Financial Bancorp Inc N COM 910304104 669 36364 SH DFND 01 0 36364 0 US Concrete Inc COM 90333l201 716 30450 SH SOLE 30450 0 0 Valeant Pharmaceuticals Intern COM 91911k102 235 1780 SH SOLE 1780 0 0 ValueVision Media Inc. COM 92047k107 2179 448400 SH SOLE 448400 0 0 Verint Systems Inc. COM 92343X100 947 20182 SH SOLE 20182 0 0 Verint Systems Inc. COM 92343X100 112 2377 SH DFND 01 0 2377 0 Viasystems Group Inc COM 92553h803 6311 504109 SH SOLE 504109 0 0 Viewpoint Financial Group Inc COM 92672a101 3567 123650 SH SOLE 123650 0 0 Viewpoint Financial Group Inc COM 92672a101 1393 48300 SH DFND 01 0 48300 0 Vishay Intertechnology COM 928298108 1185 79650 SH SOLE 79650 0 0 Vishay Intertechnology COM 928298108 140 9410 SH DFND 01 0 9410 0 Visteon Corp COM 92839u206 2003 22650 SH SOLE 22650 0 0 Visteon Corp COM 92839u206 2540 28725 SH DFND 01 0 28725 0 W & T Offshore Inc COM 92922p106 511 29500 SH SOLE 29500 0 0 W & T Offshore Inc COM 92922p106 1852 107000 SH DFND 01 0 107000 0 Walter Investment Management COM 93317w102 4253 142590 SH SOLE 142590 0 0 Walter Investment Management COM 93317w102 2114 70863 SH DFND 01 0 70863 0 Werner Enterprises Inc COM 950755108 539 21125 SH SOLE 21125 0 0 West Marine, Inc. COM 954235107 9691 852336 SH SOLE 852336 0 0 West Marine, Inc. COM 954235107 455 40000 SH DFND 01 0 40000 0 Western Refining Inc COM 959319104 1464 37925 SH SOLE 37925 0 0 Western Refining Inc COM 959319104 120 3100 SH DFND 01 0 3100 0 Westlake Chemical Corp COM 960413102 1529 23100 SH SOLE 23100 0 0 Westlake Chemical Corp COM 960413102 119 1800 SH DFND 01 0 1800 0 Wet Seal Inc Cl A COM 961840105 8561 6485900 SH SOLE 6485900 0 0 Whiting Petroleum Corp COM 966387102 1020 14700 SH SOLE 14700 0 0 Whiting Petroleum Corp COM 966387102 118 1700 SH DFND 01 0 1700 0 Willbros Group Inc COM 969203108 622 49300 SH SOLE 49300 0 0 Willbros Group Inc COM 969203108 2208 175000 SH DFND 01 0 175000 0 Felcor Lodging Trust Inc - $1. PRD 31430f200 1275 51300 SH SOLE 51300 0 0