0001037792-14-000030.txt : 20141114 0001037792-14-000030.hdr.sgml : 20141114 20141114161034 ACCESSION NUMBER: 0001037792-14-000030 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 141224201 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001037792 XXXXXXXX 09-30-2014 09-30-2014 PARADIGM CAPITAL MANAGEMENT INC/NY

9 ELK STREET ALBANY NY 12207

13F HOLDINGS REPORT 028-06298 N John V. Gulick 518-431-3500 John V. Gulick Albany NY 11-14-2014 1 367 1201731 false 1 Paradigm Funds Advisor LLC INFORMATION TABLE 2 13f3q2014.xml A M Castle & Co COM 148411101 1918 224594 SH SOLE 224594 0 0 Abiomed Inc COM 003654100 556 22400 SH SOLE 22400 0 0 Accretive Health Inc COM 00438v103 2614 336900 SH SOLE 336900 0 0 Accuride Corp COM 00439t206 114 30000 SH SOLE 30000 0 0 Adirondack Trust co Saratoga S COM 007014103 472 280 SH SOLE 280 0 0 Aegean Marine Petroleum Networ COM y0017s102 1403 153000 SH DFND 01 0 153000 0 Air Transport Services Group COM 00922r105 1576 216500 SH DFND 01 0 216500 0 Albany International Corp. 'A' COM 012348108 340 10000 SH SOLE 10000 0 0 Alleghany Corporation COM 017175100 1088 2603 SH SOLE 2603 0 0 Alleghany Corporation COM 017175100 73 175 SH DFND 01 0 175 0 Alliance Fiber Optic Products COM 018680306 149 12000 SH SOLE 12000 0 0 Allison Transmission Hldgs Inc COM 01973r101 990 34750 SH SOLE 34750 0 0 Allscripts Healthcare Solution COM 01988P108 5958 444100 SH SOLE 444100 0 0 Allscripts Healthcare Solution COM 01988P108 1878 140000 SH DFND 01 0 140000 0 Alon USA Partners Ltd Partners COM 02052t109 493 27850 SH SOLE 27850 0 0 Alphatec Hldgs Inc COM 02081g102 5852 3442369 SH SOLE 3442369 0 0 Amer Eagle Outfitters COM 02553e106 4947 340697 SH SOLE 340697 0 0 Amer Eagle Outfitters COM 02553e106 2351 161886 SH DFND 01 0 161886 0 American Airlines Group Inc. COM 02376r102 355 10000 SH SOLE 10000 0 0 American Financial Group COM 025932104 1187 20505 SH SOLE 20505 0 0 American Financial Group COM 025932104 85 1475 SH DFND 01 0 1475 0 American Tower Corporation New COM 03027x100 693 7400 SH SOLE 7400 0 0 American Woodmark Corporation COM 030506109 4969 134800 SH SOLE 134800 0 0 American Woodmark Corporation COM 030506109 737 20000 SH DFND 01 0 20000 0 AngioDynamics, Inc. COM 03475V101 2866 208899 SH SOLE 208899 0 0 AngioDynamics, Inc. COM 03475V101 274 20000 SH DFND 01 0 20000 0 Apco Oil & Gas International, COM g0471f109 2775 215246 SH SOLE 215246 0 0 Applied Industrial Technologie COM 03820C105 3053 66875 SH SOLE 66875 0 0 Approach Resources Inc COM 03834a103 1197 82525 SH SOLE 82525 0 0 Approach Resources Inc COM 03834a103 49 3375 SH DFND 01 0 3375 0 Aptargroup, Inc. COM 038336103 968 15950 SH SOLE 15950 0 0 Aptargroup, Inc. COM 038336103 90 1475 SH DFND 01 0 1475 0 Ardmore Shipping Corp COM y0207t100 1385 127100 SH DFND 01 0 127100 0 Aruba Networks, Inc. COM 043176106 969 44900 SH SOLE 44900 0 0 Aspen Insurance Holdings Ltd COM g05384105 5423 126800 SH SOLE 126800 0 0 Aspen Insurance Holdings Ltd COM g05384105 107 2500 SH DFND 01 0 2500 0 Atricure Inc COM 04963c209 1653 112300 SH SOLE 112300 0 0 Avago Technologies COM y0486s104 15599 179300 SH SOLE 179300 0 0 Avid Technology, Inc. COM 05367p100 3778 374100 SH SOLE 374100 0 0 Avid Technology, Inc. COM 05367p100 606 60000 SH DFND 01 0 60000 0 Baltic Trading Limited COM y0553w103 404 97549 SH DFND 01 0 97549 0 Banner Corp New COM 06652v208 1593 41400 SH DFND 01 0 41400 0 Baxter International COM 071813109 754 10500 SH SOLE 10500 0 0 Bebe Stores, Inc. COM 075571109 7731 3332426 SH SOLE 3332426 0 0 Bebe Stores, Inc. COM 075571109 232 100000 SH DFND 01 0 100000 0 Berry Plastics Group, Inc. COM 08579w103 485 19200 SH SOLE 19200 0 0 Best Buy Co COM 086516101 1670 49705 SH SOLE 49705 0 0 Best Buy Co COM 086516101 117 3475 SH DFND 01 0 3475 0 Black Diamond Inc COM 09202g101 1114 147300 SH SOLE 147300 0 0 Blackstone Mortgage TR Inc Cl COM 09257w100 1390 51300 SH DFND 01 0 51300 0 Body Central Corp COM 09689u201 173 88665 SH SOLE 88665 0 0 Boise Cascade Company COM 09739d100 2395 79458 SH SOLE 79458 0 0 Boise Cascade Company COM 09739d100 42 1400 SH DFND 01 0 1400 0 Bon-Ton Stores, Inc. COM 09776J101 133 15900 SH SOLE 15900 0 0 Brocade Communications COM 111621306 8642 795000 SH SOLE 795000 0 0 Brocade Communications COM 111621306 84 7700 SH DFND 01 0 7700 0 Brooks Automation Inc. COM 114340102 3362 319925 SH SOLE 319925 0 0 Brooks Automation Inc. COM 114340102 2456 233680 SH DFND 01 0 233680 0 Brown Shoe Company COM 115736100 19559 720925 SH SOLE 720925 0 0 Brown Shoe Company COM 115736100 81 3000 SH DFND 01 0 3000 0 Capitol Federal Financial Inc COM 14057J101 1649 139525 SH SOLE 139525 0 0 Carriage Services COM 143905107 481 27775 SH SOLE 27775 0 0 CDW Corporation COM 12514g108 805 25925 SH SOLE 25925 0 0 Ceragon Networks Ltd COM m22013102 83 35000 SH SOLE 35000 0 0 Cohu Inc. COM 192576106 14541 1214800 SH SOLE 1214800 0 0 Colgate-Palmolive COM 194162103 5726 87800 SH SOLE 87800 0 0 Comcast Corporation Cl A COM 20030n101 414 7700 SH SOLE 7700 0 0 Commercial Metals Company COM 201723103 12478 730975 SH SOLE 730975 0 0 Commercial Metals Company COM 201723103 1451 85000 SH DFND 01 0 85000 0 CONSOL Energy Inc. COM 20854p109 495 13075 SH SOLE 13075 0 0 Convergys Corporation COM 212485106 3830 214910 SH SOLE 214910 0 0 Convergys Corporation COM 212485106 2353 132050 SH DFND 01 0 132050 0 Cray Computer COM 225223304 26961 1027475 SH SOLE 1027475 0 0 Cray Computer COM 225223304 79 3000 SH DFND 01 0 3000 0 Cross Country Healthcare, Inc. COM 227483104 716 77050 SH SOLE 77050 0 0 CTS Corp COM 126501105 5797 364800 SH SOLE 364800 0 0 Datalink Corp COM 237934104 11 1000 SH SOLE 1000 0 0 Datalink Corp COM 237934104 425 40000 SH DFND 01 0 40000 0 Dawson Geophysical COM 239359102 14586 802309 SH SOLE 802309 0 0 Deckers Outdoor Corporation COM 243537107 1412 14525 SH SOLE 14525 0 0 Deckers Outdoor Corporation COM 243537107 2021 20800 SH DFND 01 0 20800 0 Delek US Holdings Inc. COM 246647101 4259 128600 SH SOLE 128600 0 0 Delek US Holdings Inc. 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COM 30064e109 5535 241797 SH SOLE 241797 0 0 Exar Corporation COM 300645108 2018 225500 SH SOLE 225500 0 0 Exar Corporation COM 300645108 447 50000 SH DFND 01 0 50000 0 Express Inc. COM 30219e103 3573 228861 SH SOLE 228861 0 0 Express Inc. COM 30219e103 2339 149825 SH DFND 01 0 149825 0 Extreme Networks COM 30226d106 24711 5158800 SH SOLE 5158800 0 0 Extreme Networks COM 30226d106 2970 620000 SH DFND 01 0 620000 0 Ezcorp Inc COM 302301106 1551 156495 SH SOLE 156495 0 0 Fabrinet COM g3323l100 20122 1378200 SH SOLE 1378200 0 0 Fabrinet COM g3323l100 74 5100 SH DFND 01 0 5100 0 Federal Signal Corp COM 313855108 17475 1319900 SH SOLE 1319900 0 0 Federal Signal Corp COM 313855108 2118 160000 SH DFND 01 0 160000 0 Fidelity National Financial COM 31620r303 871 31414 SH SOLE 31414 0 0 Fidelity National Financial COM 31620r303 66 2375 SH DFND 01 0 2375 0 Fidelity National Financial In COM 31620r402 144 10448 SH SOLE 10448 0 0 Fidelity National Financial In COM 31620r402 11 833 SH DFND 01 0 833 0 Finisar Corp COM 31787a507 7765 466925 SH SOLE 466925 0 0 Finish Line, Inc. COM 317923100 19476 778100 SH SOLE 778100 0 0 First Majestic Silver Corp COM 32076v103 1156 148150 SH SOLE 148150 0 0 First Majestic Silver Corp COM 32076v103 808 103575 SH DFND 01 0 103575 0 First Merchants Corporation COM 320817109 606 30000 SH DFND 01 0 30000 0 Fly Leasign Limited Sponsored COM 34407d109 882 68850 SH SOLE 68850 0 0 Foot Locker, Inc. COM 344849104 5504 98896 SH SOLE 98896 0 0 Foot Locker, Inc. COM 344849104 2961 53200 SH DFND 01 0 53200 0 Forum Energy Techs Inc COM 34984V100 498 16275 SH SOLE 16275 0 0 Fossil Group Inc. COM 34988v106 469 5000 SH SOLE 5000 0 0 Gamestop corp- new cl-A COM 36467w109 206 5000 SH SOLE 5000 0 0 GATX Corp COM 361448103 4185 71700 SH SOLE 71700 0 0 GATX Corp COM 361448103 1726 29575 SH DFND 01 0 29575 0 General Electric COM 369604103 297 11607 SH SOLE 11607 0 0 Gentherm Inc COM 37253a103 633 15000 SH SOLE 15000 0 0 GEO Group Inc COM 36162j106 548 14350 SH SOLE 14350 0 0 Globus Medical Inc Cl A new COM 379577208 18725 951975 SH SOLE 951975 0 0 Globus Medical Inc Cl A new COM 379577208 672 34175 SH DFND 01 0 34175 0 Gordmans Stores Inc COM 38269p100 2028 593000 SH SOLE 593000 0 0 Gordmans Stores Inc COM 38269p100 342 100000 SH DFND 01 0 100000 0 Gramercy Property Trust Inc COM 38489r100 1301 225900 SH DFND 01 0 225900 0 Granite Construction Inc. COM 387328107 811 25500 SH DFND 01 0 25500 0 Guidance Software, Inc. COM 401692108 302 44900 SH SOLE 44900 0 0 Halozyme Therapeutics, Inc. COM 40637H109 91 10000 SH SOLE 10000 0 0 Hardinge Inc. 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COM 45672h104 221 15000 SH SOLE 15000 0 0 Innospec Inc COM 45768s105 358 9975 SH SOLE 9975 0 0 Innospec Inc COM 45768s105 48 1350 SH DFND 01 0 1350 0 Insight Enterprises COM 45765U103 10109 446700 SH SOLE 446700 0 0 Insteel Industries Inc COM 45774w108 15139 736317 SH SOLE 736317 0 0 Insteel Industries Inc COM 45774w108 822 40000 SH DFND 01 0 40000 0 Intl Business Machines COM 459200101 382 2010 SH SOLE 2010 0 0 Intuitive Surgical Inc New COM 46120e602 462 1000 SH SOLE 1000 0 0 J2 Global Inc COM 48123v102 5368 108746 SH SOLE 108746 0 0 J2 Global Inc COM 48123v102 2855 57850 SH DFND 01 0 57850 0 Jabil Circuit COM 466313103 21686 1075142 SH SOLE 1075142 0 0 Jabil Circuit COM 466313103 94 4650 SH DFND 01 0 4650 0 JDS Uniphase Corp COM 46612j507 1293 101000 SH SOLE 101000 0 0 Johnson & Johnson COM 478160104 7969 74760 SH SOLE 74760 0 0 Kadant Inc. COM 48282T104 586 15000 SH SOLE 15000 0 0 Kadant Inc. 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