0001037792-14-000002.txt : 20140214 0001037792-14-000002.hdr.sgml : 20140214 20140214125511 ACCESSION NUMBER: 0001037792-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 14613671 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001037792 XXXXXXXX 12-31-2013 12-31-2013 PARADIGM CAPITAL MANAGEMENT INC/NY

9 ELK STREET ALBANY NY 12207

13F HOLDINGS REPORT 028-06298 N John V. Gulick 518-431-3519 John V. Gulick Albany NY 02-14-2014 1 396 1663194 false 1 Paradigm Funds Advisor LLC INFORMATION TABLE 2 13f4q2013.xml A M Castle & Co COM 148411101 3094 209505 SH SOLE 209505 0 0 Accuride Corp COM 00439t206 112 30000 SH SOLE 30000 0 0 Activision Blizzard Inc COM 00507v109 658 36925 SH SOLE 36925 0 0 Adirondack Trust co Saratoga S COM 007014103 441 280 SH SOLE 280 0 0 Aegean Marine Petroleum Networ COM y0017s102 1459 130000 SH DFND 01 0 130000 0 Aeropostale COM 007865108 1113 122435 SH SOLE 122435 0 0 Air Transport Services Group COM 00922r105 1982 245000 SH DFND 01 0 245000 0 Albany International Corp. 'A' COM 012348108 359 10000 SH SOLE 10000 0 0 Alleghany Corporation COM 017175100 1151 2878 SH SOLE 2878 0 0 Alleghany Corporation COM 017175100 144 359 SH DFND 01 0 359 0 Alliance Fiber Optic Products COM 018680306 181 12000 SH SOLE 12000 0 0 Allscripts Healthcare Solution COM 01988P108 6925 447900 SH SOLE 447900 0 0 Allscripts Healthcare Solution COM 01988P108 618 40000 SH DFND 01 0 40000 0 Alphatec Hldgs Inc COM 02081g102 14811 7368800 SH SOLE 7368800 0 0 Alphatec Hldgs Inc COM 02081g102 603 300000 SH DFND 01 0 300000 0 Amer Eagle Outfitters COM 02553e106 4829 335325 SH SOLE 335325 0 0 Amer Eagle Outfitters COM 02553e106 2247 156036 SH DFND 01 0 156036 0 American Airlines Group Inc. COM 02376r102 1389 55000 SH SOLE 55000 0 0 American Financial Group COM 025932104 1347 23343 SH SOLE 23343 0 0 American Financial Group COM 025932104 159 2750 SH DFND 01 0 2750 0 Amerisafe Inc. CL A COM 03071h100 565 13375 SH SOLE 13375 0 0 Anaren Microwave COM 032744104 17891 639200 SH SOLE 639200 0 0 Ann Inc. COM 035623107 476 13025 SH SOLE 13025 0 0 Apco Oil & Gas International, COM g0471f109 8604 551888 SH SOLE 551888 0 0 Apple Computer COM 037833100 3721 6632 SH SOLE 6632 0 0 Applied Industrial Technologie COM 03820C105 7469 152150 SH SOLE 152150 0 0 Applied Industrial Technologie COM 03820C105 1604 32675 SH DFND 01 0 32675 0 Applied Optoelectronics COM 03823u102 432 28800 SH SOLE 28800 0 0 Approach Resources Inc COM 03834a103 3184 164985 SH SOLE 164985 0 0 Approach Resources Inc COM 03834a103 851 44118 SH DFND 01 0 44118 0 Aptargroup, Inc. COM 038336103 1207 17800 SH SOLE 17800 0 0 Aptargroup, Inc. COM 038336103 141 2075 SH DFND 01 0 2075 0 Ardmore Shipping Corp COM y0207t100 1400 90000 SH DFND 01 0 90000 0 Arris Group Inc. COM 04270v106 211 8675 SH SOLE 8675 0 0 Ashland Inc. COM 044209104 1542 15895 SH SOLE 15895 0 0 Aspen Insurance Holdings Ltd COM g05384105 8779 212520 SH SOLE 212520 0 0 Aspen Insurance Holdings Ltd COM g05384105 844 20425 SH DFND 01 0 20425 0 Atwood Oceanics Inc COM 050095108 382 7150 SH SOLE 7150 0 0 Atwood Oceanics Inc COM 050095108 908 17005 SH DFND 01 0 17005 0 Avago Technologies COM y0486s104 9449 178700 SH SOLE 178700 0 0 Avnet Inc COM 053807103 2535 57474 SH SOLE 57474 0 0 Avnet Inc COM 053807103 95 2150 SH DFND 01 0 2150 0 Baltic Trading Limited COM y0553w103 186 28875 SH SOLE 28875 0 0 Baltic Trading Limited COM y0553w103 998 155000 SH DFND 01 0 155000 0 Bassett Furniture Inds Inc COM 070203104 630 41200 SH SOLE 41200 0 0 Baxter International COM 071813109 661 9500 SH SOLE 9500 0 0 Bebe Stores, Inc. COM 075571109 18455 3468926 SH SOLE 3468926 0 0 Bebe Stores, Inc. COM 075571109 638 120000 SH DFND 01 0 120000 0 Best Buy Co COM 086516101 1385 34725 SH SOLE 34725 0 0 Best Buy Co COM 086516101 139 3475 SH DFND 01 0 3475 0 Black Diamond Inc COM 09202g101 400 30000 SH SOLE 30000 0 0 Blackstone Mortgage TR Inc Cl COM 09257w100 526 19405 SH SOLE 19405 0 0 Blackstone Mortgage TR Inc Cl COM 09257w100 814 30000 SH DFND 01 0 30000 0 Body Central Corp COM 09689u102 2589 657000 SH SOLE 657000 0 0 Boise Cascade Company COM 09739d100 3843 130353 SH SOLE 130353 0 0 Boise Cascade Company COM 09739d100 85 2875 SH DFND 01 0 2875 0 Bon-Ton Stores, Inc. COM 09776J101 3622 223000 SH SOLE 223000 0 0 Brocade Communications COM 111621306 5964 672800 SH SOLE 672800 0 0 Brooks Automation Inc. COM 114340102 5550 529100 SH SOLE 529100 0 0 Brooks Automation Inc. COM 114340102 2511 239405 SH DFND 01 0 239405 0 Brown Shoe Company COM 115736100 11425 406000 SH SOLE 406000 0 0 Build-A-Bear Workshop, Inc. COM 120076104 5016 664400 SH SOLE 664400 0 0 Build-A-Bear Workshop, Inc. COM 120076104 302 40000 SH DFND 01 0 40000 0 C&J Energy Services Inc. COM 12467b304 2124 91963 SH DFND 01 0 91963 0 Cabot Oil & Gas Corp COM 127097103 521 13450 SH SOLE 13450 0 0 Canadian National Railway COM 136375102 2252 39502 SH SOLE 39502 0 0 Capitol Federal Financial Inc COM 14057J101 3364 277770 SH SOLE 277770 0 0 Ceragon Networks Ltd COM m22013102 62 21000 SH SOLE 21000 0 0 Cit Group Inc. COM 125581801 1209 23190 SH SOLE 23190 0 0 Cohu Inc. COM 192576106 12872 1225900 SH SOLE 1225900 0 0 Colgate-Palmolive COM 194162103 5634 86400 SH SOLE 86400 0 0 Comcast Corporation Cl A COM 20030n101 296 5700 SH SOLE 5700 0 0 Commercial Metals Company COM 201723103 10846 533500 SH SOLE 533500 0 0 Conagra COM 205887102 297 8800 SH SOLE 8800 0 0 Consolidated Graphics Inc. COM 209341106 26605 394500 SH SOLE 394500 0 0 Consolidated Graphics Inc. COM 209341106 1012 15000 SH DFND 01 0 15000 0 Convergys Corporation COM 212485106 7146 339462 SH SOLE 339462 0 0 Convergys Corporation COM 212485106 3560 169125 SH DFND 01 0 169125 0 Cray Computer COM 225223304 25406 925200 SH SOLE 925200 0 0 CTS Corp COM 126501105 10648 534800 SH SOLE 534800 0 0 CVR Energy Inc COM 12662p108 320 7365 SH SOLE 7365 0 0 CVS Corporation COM 126650100 2657 37127 SH SOLE 37127 0 0 Dawson Geophysical COM 239359102 10380 306925 SH SOLE 306925 0 0 Deckers Outdoor Corporation COM 243537107 4861 57559 SH SOLE 57559 0 0 Deckers Outdoor Corporation COM 243537107 3049 36100 SH DFND 01 0 36100 0 Delek US Holdings Inc. COM 246647101 7433 216000 SH SOLE 216000 0 0 Delek US Holdings Inc. COM 246647101 1842 53525 SH DFND 01 0 53525 0 Demand Media Inc COM 24802n109 2891 500975 SH SOLE 500975 0 0 Demand Media Inc COM 24802n109 1246 215985 SH DFND 01 0 215985 0 Dillards Inc. COM 254067101 194 2000 SH SOLE 2000 0 0 Dillards Inc. COM 254067101 136 1400 SH DFND 01 0 1400 0 Ducommun Inc COM 264147109 11213 376146 SH SOLE 376146 0 0 Dynamics Research Corp COM 268057106 7268 633095 SH SOLE 633095 0 0 Dynamics Research Corp COM 268057106 804 70000 SH DFND 01 0 70000 0 Edwards Lifesciences Corporati COM 28176E108 276 4200 SH SOLE 4200 0 0 Electro Scientific Industries COM 285229100 271 25950 SH SOLE 25950 0 0 Electro Scientific Industries COM 285229100 1242 118750 SH DFND 01 0 118750 0 Electronics for Imaging Inc. COM 286082102 527 13600 SH SOLE 13600 0 0 EMCOR Group, Inc. COM 29084Q100 4839 114013 SH SOLE 114013 0 0 EMCOR Group, Inc. COM 29084Q100 2462 58008 SH DFND 01 0 58008 0 Emcore Corporation COM 290846203 5 1000 SH SOLE 1000 0 0 Emcore Corporation COM 290846203 307 60000 SH DFND 01 0 60000 0 Emulex Corporation COM 292475209 5782 807525 SH SOLE 807525 0 0 Emulex Corporation COM 292475209 1922 268500 SH DFND 01 0 268500 0 EnerSys COM 29275y102 21202 302500 SH SOLE 302500 0 0 Entegris Inc COM 29362u104 2075 179000 SH SOLE 179000 0 0 Entegris Inc COM 29362u104 348 30000 SH DFND 01 0 30000 0 Envivio Inc COM 29413t106 34 10000 SH SOLE 10000 0 0 Essex Rental Corp COM 297187106 796 243350 SH SOLE 243350 0 0 Exactech Inc. COM 30064e109 13638 574000 SH SOLE 574000 0 0 Exactech Inc. COM 30064e109 713 30000 SH DFND 01 0 30000 0 Exar Corporation COM 300645108 3195 271000 SH SOLE 271000 0 0 Express Inc. COM 30219e103 6331 339125 SH SOLE 339125 0 0 Express Inc. COM 30219e103 2877 154075 SH DFND 01 0 154075 0 Extreme Networks COM 30226d106 19434 2784241 SH SOLE 2784241 0 0 Extreme Networks COM 30226d106 838 120000 SH DFND 01 0 120000 0 Ezcorp Inc COM 302301106 3088 264200 SH SOLE 264200 0 0 Fabrinet COM g3323l100 23502 1143100 SH SOLE 1143100 0 0 Fabrinet COM g3323l100 411 20000 SH DFND 01 0 20000 0 Federal Signal Corp COM 313855108 9813 669800 SH SOLE 669800 0 0 Finisar Corp COM 31787a507 31741 1326975 SH SOLE 1326975 0 0 Finisar Corp COM 31787a507 1076 45000 SH DFND 01 0 45000 0 Finish Line, Inc. COM 317923100 24032 853100 SH SOLE 853100 0 0 Finish Line, Inc. COM 317923100 704 25000 SH DFND 01 0 25000 0 First Majestic Silver Corp COM 32076v103 3118 318125 SH SOLE 318125 0 0 First Majestic Silver Corp COM 32076v103 1165 118925 SH DFND 01 0 118925 0 Fly Leasign Limited Sponsored COM 34407d109 1137 70750 SH SOLE 70750 0 0 Foot Locker, Inc. COM 344849104 6714 162014 SH SOLE 162014 0 0 Foot Locker, Inc. COM 344849104 3592 86691 SH DFND 01 0 86691 0 Fossil Group Inc. COM 34988v106 1199 10000 SH SOLE 10000 0 0 Gamestop corp- new cl-A COM 36467w109 246 5000 SH SOLE 5000 0 0 GATX Corp COM 361448103 7791 149341 SH SOLE 149341 0 0 GATX Corp COM 361448103 3048 58433 SH DFND 01 0 58433 0 General Electric COM 369604103 326 11632 SH SOLE 11632 0 0 Gentherm Inc COM 37253a103 402 15000 SH SOLE 15000 0 0 Gigoptix Inc COM 37517y103 644 420800 SH SOLE 420800 0 0 Gigoptix Inc COM 37517y103 28 18400 SH DFND 01 0 18400 0 Globus Medical Inc Cl A new COM 379577208 12911 639800 SH SOLE 639800 0 0 Globus Medical Inc Cl A new COM 379577208 605 30000 SH DFND 01 0 30000 0 Gordmans Stores Inc COM 38269p100 9489 1237164 SH SOLE 1237164 0 0 Granite Construction Inc. COM 387328107 399 11400 SH DFND 01 0 11400 0 Halozyme Therapeutics, Inc. COM 40637H109 150 10000 SH SOLE 10000 0 0 Hardinge Inc. COM 412324303 1015 70154 SH SOLE 70154 0 0 Harmonic Inc COM 413160102 26342 3569325 SH SOLE 3569325 0 0 Harmonic Inc COM 413160102 590 80000 SH DFND 01 0 80000 0 Harris Interactive Inc. COM 414549105 4427 2213649 SH SOLE 2213649 0 0 Headwaters Inc. COM 42210p102 412 42075 SH SOLE 42075 0 0 Hillenbrand Inc COM 431571108 5580 189650 SH SOLE 189650 0 0 Hillenbrand Inc COM 431571108 249 8450 SH DFND 01 0 8450 0 Hollyfrontier Corp COM 436106108 985 19830 SH SOLE 19830 0 0 Huttig Building COM 448451104 7597 1968083 SH SOLE 1968083 0 0 IAC/Interactive Corp COM 44919p508 4506 65639 SH SOLE 65639 0 0 IAC/Interactive Corp COM 44919p508 3717 54150 SH DFND 01 0 54150 0 Iconix Brand Group Inc COM 451055107 3297 83050 SH SOLE 83050 0 0 Iconix Brand Group Inc COM 451055107 2060 51900 SH DFND 01 0 51900 0 Imris Inc. COM 45322n105 16 10000 SH SOLE 10000 0 0 Innospec Inc COM 45768s105 1640 35490 SH SOLE 35490 0 0 Innospec Inc COM 45768s105 62 1350 SH DFND 01 0 1350 0 Insight Enterprises COM 45765U103 26198 1153600 SH SOLE 1153600 0 0 Insight Enterprises COM 45765U103 681 30000 SH DFND 01 0 30000 0 Insteel Industries Inc COM 45774w108 19353 851439 SH SOLE 851439 0 0 Insteel Industries Inc COM 45774w108 909 40000 SH DFND 01 0 40000 0 Integrated Device Tech COM 458118106 227 22300 SH SOLE 22300 0 0 Intl Business Machines COM 459200101 377 2010 SH SOLE 2010 0 0 Intuitive Surgical Inc New COM 46120e602 384 1000 SH SOLE 1000 0 0 J2 Global Inc COM 48123v102 7701 153989 SH SOLE 153989 0 0 J2 Global Inc COM 48123v102 3443 68847 SH DFND 01 0 68847 0 Jabil Circuit COM 466313103 22842 1309722 SH SOLE 1309722 0 0 Jabil Circuit COM 466313103 93 5325 SH DFND 01 0 5325 0 JDS Uniphase Corp COM 46612j507 1961 151000 SH SOLE 151000 0 0 Johnson & Johnson COM 478160104 6756 73760 SH SOLE 73760 0 0 Kadant Inc. COM 48282T104 608 15000 SH SOLE 15000 0 0 Kadant Inc. COM 48282T104 689 17000 SH DFND 01 0 17000 0 Kapstone Paper COM 48562p103 51416 920450 SH SOLE 920450 0 0 Kapstone Paper COM 48562p103 838 15000 SH DFND 01 0 15000 0 Kelly Services Inc Class A COM 488152208 5645 226335 SH SOLE 226335 0 0 Kelly Services Inc Class A COM 488152208 1877 75275 SH DFND 01 0 75275 0 Kennametal Inc COM 489170100 1236 23740 SH SOLE 23740 0 0 Kennametal Inc COM 489170100 147 2825 SH DFND 01 0 2825 0 Kforce, Inc. COM 493732101 5955 291056 SH SOLE 291056 0 0 Kforce, Inc. COM 493732101 1702 83194 SH DFND 01 0 83194 0 Kirkland's Inc. COM 497498105 6067 256334 SH SOLE 256334 0 0 Kirkland's Inc. 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