0001037792-14-000002.txt : 20140214
0001037792-14-000002.hdr.sgml : 20140214
20140214125511
ACCESSION NUMBER: 0001037792-14-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY
CENTRAL INDEX KEY: 0001037792
IRS NUMBER: 141770168
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06298
FILM NUMBER: 14613671
BUSINESS ADDRESS:
STREET 1: 9 ELK STREET
CITY: ALBANY
STATE: NY
ZIP: 12207
BUSINESS PHONE: 5184313500
MAIL ADDRESS:
STREET 1: 9 ELK STREET
CITY: ALBANY
STATE: NY
ZIP: 12207
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001037792
XXXXXXXX
12-31-2013
12-31-2013
PARADIGM CAPITAL MANAGEMENT INC/NY
9 ELK STREET
ALBANY
NY
12207
13F HOLDINGS REPORT
028-06298
N
John V. Gulick
Chief Compliance Officer
518-431-3519
John V. Gulick
Albany
NY
02-14-2014
1
396
1663194
false
1
Paradigm Funds Advisor LLC
INFORMATION TABLE
2
13f4q2013.xml
A M Castle & Co
COM
148411101
3094
209505
SH
SOLE
209505
0
0
Accuride Corp
COM
00439t206
112
30000
SH
SOLE
30000
0
0
Activision Blizzard Inc
COM
00507v109
658
36925
SH
SOLE
36925
0
0
Adirondack Trust co Saratoga S
COM
007014103
441
280
SH
SOLE
280
0
0
Aegean Marine Petroleum Networ
COM
y0017s102
1459
130000
SH
DFND
01
0
130000
0
Aeropostale
COM
007865108
1113
122435
SH
SOLE
122435
0
0
Air Transport Services Group
COM
00922r105
1982
245000
SH
DFND
01
0
245000
0
Albany International Corp. 'A'
COM
012348108
359
10000
SH
SOLE
10000
0
0
Alleghany Corporation
COM
017175100
1151
2878
SH
SOLE
2878
0
0
Alleghany Corporation
COM
017175100
144
359
SH
DFND
01
0
359
0
Alliance Fiber Optic Products
COM
018680306
181
12000
SH
SOLE
12000
0
0
Allscripts Healthcare Solution
COM
01988P108
6925
447900
SH
SOLE
447900
0
0
Allscripts Healthcare Solution
COM
01988P108
618
40000
SH
DFND
01
0
40000
0
Alphatec Hldgs Inc
COM
02081g102
14811
7368800
SH
SOLE
7368800
0
0
Alphatec Hldgs Inc
COM
02081g102
603
300000
SH
DFND
01
0
300000
0
Amer Eagle Outfitters
COM
02553e106
4829
335325
SH
SOLE
335325
0
0
Amer Eagle Outfitters
COM
02553e106
2247
156036
SH
DFND
01
0
156036
0
American Airlines Group Inc.
COM
02376r102
1389
55000
SH
SOLE
55000
0
0
American Financial Group
COM
025932104
1347
23343
SH
SOLE
23343
0
0
American Financial Group
COM
025932104
159
2750
SH
DFND
01
0
2750
0
Amerisafe Inc. CL A
COM
03071h100
565
13375
SH
SOLE
13375
0
0
Anaren Microwave
COM
032744104
17891
639200
SH
SOLE
639200
0
0
Ann Inc.
COM
035623107
476
13025
SH
SOLE
13025
0
0
Apco Oil & Gas International,
COM
g0471f109
8604
551888
SH
SOLE
551888
0
0
Apple Computer
COM
037833100
3721
6632
SH
SOLE
6632
0
0
Applied Industrial Technologie
COM
03820C105
7469
152150
SH
SOLE
152150
0
0
Applied Industrial Technologie
COM
03820C105
1604
32675
SH
DFND
01
0
32675
0
Applied Optoelectronics
COM
03823u102
432
28800
SH
SOLE
28800
0
0
Approach Resources Inc
COM
03834a103
3184
164985
SH
SOLE
164985
0
0
Approach Resources Inc
COM
03834a103
851
44118
SH
DFND
01
0
44118
0
Aptargroup, Inc.
COM
038336103
1207
17800
SH
SOLE
17800
0
0
Aptargroup, Inc.
COM
038336103
141
2075
SH
DFND
01
0
2075
0
Ardmore Shipping Corp
COM
y0207t100
1400
90000
SH
DFND
01
0
90000
0
Arris Group Inc.
COM
04270v106
211
8675
SH
SOLE
8675
0
0
Ashland Inc.
COM
044209104
1542
15895
SH
SOLE
15895
0
0
Aspen Insurance Holdings Ltd
COM
g05384105
8779
212520
SH
SOLE
212520
0
0
Aspen Insurance Holdings Ltd
COM
g05384105
844
20425
SH
DFND
01
0
20425
0
Atwood Oceanics Inc
COM
050095108
382
7150
SH
SOLE
7150
0
0
Atwood Oceanics Inc
COM
050095108
908
17005
SH
DFND
01
0
17005
0
Avago Technologies
COM
y0486s104
9449
178700
SH
SOLE
178700
0
0
Avnet Inc
COM
053807103
2535
57474
SH
SOLE
57474
0
0
Avnet Inc
COM
053807103
95
2150
SH
DFND
01
0
2150
0
Baltic Trading Limited
COM
y0553w103
186
28875
SH
SOLE
28875
0
0
Baltic Trading Limited
COM
y0553w103
998
155000
SH
DFND
01
0
155000
0
Bassett Furniture Inds Inc
COM
070203104
630
41200
SH
SOLE
41200
0
0
Baxter International
COM
071813109
661
9500
SH
SOLE
9500
0
0
Bebe Stores, Inc.
COM
075571109
18455
3468926
SH
SOLE
3468926
0
0
Bebe Stores, Inc.
COM
075571109
638
120000
SH
DFND
01
0
120000
0
Best Buy Co
COM
086516101
1385
34725
SH
SOLE
34725
0
0
Best Buy Co
COM
086516101
139
3475
SH
DFND
01
0
3475
0
Black Diamond Inc
COM
09202g101
400
30000
SH
SOLE
30000
0
0
Blackstone Mortgage TR Inc Cl
COM
09257w100
526
19405
SH
SOLE
19405
0
0
Blackstone Mortgage TR Inc Cl
COM
09257w100
814
30000
SH
DFND
01
0
30000
0
Body Central Corp
COM
09689u102
2589
657000
SH
SOLE
657000
0
0
Boise Cascade Company
COM
09739d100
3843
130353
SH
SOLE
130353
0
0
Boise Cascade Company
COM
09739d100
85
2875
SH
DFND
01
0
2875
0
Bon-Ton Stores, Inc.
COM
09776J101
3622
223000
SH
SOLE
223000
0
0
Brocade Communications
COM
111621306
5964
672800
SH
SOLE
672800
0
0
Brooks Automation Inc.
COM
114340102
5550
529100
SH
SOLE
529100
0
0
Brooks Automation Inc.
COM
114340102
2511
239405
SH
DFND
01
0
239405
0
Brown Shoe Company
COM
115736100
11425
406000
SH
SOLE
406000
0
0
Build-A-Bear Workshop, Inc.
COM
120076104
5016
664400
SH
SOLE
664400
0
0
Build-A-Bear Workshop, Inc.
COM
120076104
302
40000
SH
DFND
01
0
40000
0
C&J Energy Services Inc.
COM
12467b304
2124
91963
SH
DFND
01
0
91963
0
Cabot Oil & Gas Corp
COM
127097103
521
13450
SH
SOLE
13450
0
0
Canadian National Railway
COM
136375102
2252
39502
SH
SOLE
39502
0
0
Capitol Federal Financial Inc
COM
14057J101
3364
277770
SH
SOLE
277770
0
0
Ceragon Networks Ltd
COM
m22013102
62
21000
SH
SOLE
21000
0
0
Cit Group Inc.
COM
125581801
1209
23190
SH
SOLE
23190
0
0
Cohu Inc.
COM
192576106
12872
1225900
SH
SOLE
1225900
0
0
Colgate-Palmolive
COM
194162103
5634
86400
SH
SOLE
86400
0
0
Comcast Corporation Cl A
COM
20030n101
296
5700
SH
SOLE
5700
0
0
Commercial Metals Company
COM
201723103
10846
533500
SH
SOLE
533500
0
0
Conagra
COM
205887102
297
8800
SH
SOLE
8800
0
0
Consolidated Graphics Inc.
COM
209341106
26605
394500
SH
SOLE
394500
0
0
Consolidated Graphics Inc.
COM
209341106
1012
15000
SH
DFND
01
0
15000
0
Convergys Corporation
COM
212485106
7146
339462
SH
SOLE
339462
0
0
Convergys Corporation
COM
212485106
3560
169125
SH
DFND
01
0
169125
0
Cray Computer
COM
225223304
25406
925200
SH
SOLE
925200
0
0
CTS Corp
COM
126501105
10648
534800
SH
SOLE
534800
0
0
CVR Energy Inc
COM
12662p108
320
7365
SH
SOLE
7365
0
0
CVS Corporation
COM
126650100
2657
37127
SH
SOLE
37127
0
0
Dawson Geophysical
COM
239359102
10380
306925
SH
SOLE
306925
0
0
Deckers Outdoor Corporation
COM
243537107
4861
57559
SH
SOLE
57559
0
0
Deckers Outdoor Corporation
COM
243537107
3049
36100
SH
DFND
01
0
36100
0
Delek US Holdings Inc.
COM
246647101
7433
216000
SH
SOLE
216000
0
0
Delek US Holdings Inc.
COM
246647101
1842
53525
SH
DFND
01
0
53525
0
Demand Media Inc
COM
24802n109
2891
500975
SH
SOLE
500975
0
0
Demand Media Inc
COM
24802n109
1246
215985
SH
DFND
01
0
215985
0
Dillards Inc.
COM
254067101
194
2000
SH
SOLE
2000
0
0
Dillards Inc.
COM
254067101
136
1400
SH
DFND
01
0
1400
0
Ducommun Inc
COM
264147109
11213
376146
SH
SOLE
376146
0
0
Dynamics Research Corp
COM
268057106
7268
633095
SH
SOLE
633095
0
0
Dynamics Research Corp
COM
268057106
804
70000
SH
DFND
01
0
70000
0
Edwards Lifesciences Corporati
COM
28176E108
276
4200
SH
SOLE
4200
0
0
Electro Scientific Industries
COM
285229100
271
25950
SH
SOLE
25950
0
0
Electro Scientific Industries
COM
285229100
1242
118750
SH
DFND
01
0
118750
0
Electronics for Imaging Inc.
COM
286082102
527
13600
SH
SOLE
13600
0
0
EMCOR Group, Inc.
COM
29084Q100
4839
114013
SH
SOLE
114013
0
0
EMCOR Group, Inc.
COM
29084Q100
2462
58008
SH
DFND
01
0
58008
0
Emcore Corporation
COM
290846203
5
1000
SH
SOLE
1000
0
0
Emcore Corporation
COM
290846203
307
60000
SH
DFND
01
0
60000
0
Emulex Corporation
COM
292475209
5782
807525
SH
SOLE
807525
0
0
Emulex Corporation
COM
292475209
1922
268500
SH
DFND
01
0
268500
0
EnerSys
COM
29275y102
21202
302500
SH
SOLE
302500
0
0
Entegris Inc
COM
29362u104
2075
179000
SH
SOLE
179000
0
0
Entegris Inc
COM
29362u104
348
30000
SH
DFND
01
0
30000
0
Envivio Inc
COM
29413t106
34
10000
SH
SOLE
10000
0
0
Essex Rental Corp
COM
297187106
796
243350
SH
SOLE
243350
0
0
Exactech Inc.
COM
30064e109
13638
574000
SH
SOLE
574000
0
0
Exactech Inc.
COM
30064e109
713
30000
SH
DFND
01
0
30000
0
Exar Corporation
COM
300645108
3195
271000
SH
SOLE
271000
0
0
Express Inc.
COM
30219e103
6331
339125
SH
SOLE
339125
0
0
Express Inc.
COM
30219e103
2877
154075
SH
DFND
01
0
154075
0
Extreme Networks
COM
30226d106
19434
2784241
SH
SOLE
2784241
0
0
Extreme Networks
COM
30226d106
838
120000
SH
DFND
01
0
120000
0
Ezcorp Inc
COM
302301106
3088
264200
SH
SOLE
264200
0
0
Fabrinet
COM
g3323l100
23502
1143100
SH
SOLE
1143100
0
0
Fabrinet
COM
g3323l100
411
20000
SH
DFND
01
0
20000
0
Federal Signal Corp
COM
313855108
9813
669800
SH
SOLE
669800
0
0
Finisar Corp
COM
31787a507
31741
1326975
SH
SOLE
1326975
0
0
Finisar Corp
COM
31787a507
1076
45000
SH
DFND
01
0
45000
0
Finish Line, Inc.
COM
317923100
24032
853100
SH
SOLE
853100
0
0
Finish Line, Inc.
COM
317923100
704
25000
SH
DFND
01
0
25000
0
First Majestic Silver Corp
COM
32076v103
3118
318125
SH
SOLE
318125
0
0
First Majestic Silver Corp
COM
32076v103
1165
118925
SH
DFND
01
0
118925
0
Fly Leasign Limited Sponsored
COM
34407d109
1137
70750
SH
SOLE
70750
0
0
Foot Locker, Inc.
COM
344849104
6714
162014
SH
SOLE
162014
0
0
Foot Locker, Inc.
COM
344849104
3592
86691
SH
DFND
01
0
86691
0
Fossil Group Inc.
COM
34988v106
1199
10000
SH
SOLE
10000
0
0
Gamestop corp- new cl-A
COM
36467w109
246
5000
SH
SOLE
5000
0
0
GATX Corp
COM
361448103
7791
149341
SH
SOLE
149341
0
0
GATX Corp
COM
361448103
3048
58433
SH
DFND
01
0
58433
0
General Electric
COM
369604103
326
11632
SH
SOLE
11632
0
0
Gentherm Inc
COM
37253a103
402
15000
SH
SOLE
15000
0
0
Gigoptix Inc
COM
37517y103
644
420800
SH
SOLE
420800
0
0
Gigoptix Inc
COM
37517y103
28
18400
SH
DFND
01
0
18400
0
Globus Medical Inc Cl A new
COM
379577208
12911
639800
SH
SOLE
639800
0
0
Globus Medical Inc Cl A new
COM
379577208
605
30000
SH
DFND
01
0
30000
0
Gordmans Stores Inc
COM
38269p100
9489
1237164
SH
SOLE
1237164
0
0
Granite Construction Inc.
COM
387328107
399
11400
SH
DFND
01
0
11400
0
Halozyme Therapeutics, Inc.
COM
40637H109
150
10000
SH
SOLE
10000
0
0
Hardinge Inc.
COM
412324303
1015
70154
SH
SOLE
70154
0
0
Harmonic Inc
COM
413160102
26342
3569325
SH
SOLE
3569325
0
0
Harmonic Inc
COM
413160102
590
80000
SH
DFND
01
0
80000
0
Harris Interactive Inc.
COM
414549105
4427
2213649
SH
SOLE
2213649
0
0
Headwaters Inc.
COM
42210p102
412
42075
SH
SOLE
42075
0
0
Hillenbrand Inc
COM
431571108
5580
189650
SH
SOLE
189650
0
0
Hillenbrand Inc
COM
431571108
249
8450
SH
DFND
01
0
8450
0
Hollyfrontier Corp
COM
436106108
985
19830
SH
SOLE
19830
0
0
Huttig Building
COM
448451104
7597
1968083
SH
SOLE
1968083
0
0
IAC/Interactive Corp
COM
44919p508
4506
65639
SH
SOLE
65639
0
0
IAC/Interactive Corp
COM
44919p508
3717
54150
SH
DFND
01
0
54150
0
Iconix Brand Group Inc
COM
451055107
3297
83050
SH
SOLE
83050
0
0
Iconix Brand Group Inc
COM
451055107
2060
51900
SH
DFND
01
0
51900
0
Imris Inc.
COM
45322n105
16
10000
SH
SOLE
10000
0
0
Innospec Inc
COM
45768s105
1640
35490
SH
SOLE
35490
0
0
Innospec Inc
COM
45768s105
62
1350
SH
DFND
01
0
1350
0
Insight Enterprises
COM
45765U103
26198
1153600
SH
SOLE
1153600
0
0
Insight Enterprises
COM
45765U103
681
30000
SH
DFND
01
0
30000
0
Insteel Industries Inc
COM
45774w108
19353
851439
SH
SOLE
851439
0
0
Insteel Industries Inc
COM
45774w108
909
40000
SH
DFND
01
0
40000
0
Integrated Device Tech
COM
458118106
227
22300
SH
SOLE
22300
0
0
Intl Business Machines
COM
459200101
377
2010
SH
SOLE
2010
0
0
Intuitive Surgical Inc New
COM
46120e602
384
1000
SH
SOLE
1000
0
0
J2 Global Inc
COM
48123v102
7701
153989
SH
SOLE
153989
0
0
J2 Global Inc
COM
48123v102
3443
68847
SH
DFND
01
0
68847
0
Jabil Circuit
COM
466313103
22842
1309722
SH
SOLE
1309722
0
0
Jabil Circuit
COM
466313103
93
5325
SH
DFND
01
0
5325
0
JDS Uniphase Corp
COM
46612j507
1961
151000
SH
SOLE
151000
0
0
Johnson & Johnson
COM
478160104
6756
73760
SH
SOLE
73760
0
0
Kadant Inc.
COM
48282T104
608
15000
SH
SOLE
15000
0
0
Kadant Inc.
COM
48282T104
689
17000
SH
DFND
01
0
17000
0
Kapstone Paper
COM
48562p103
51416
920450
SH
SOLE
920450
0
0
Kapstone Paper
COM
48562p103
838
15000
SH
DFND
01
0
15000
0
Kelly Services Inc Class A
COM
488152208
5645
226335
SH
SOLE
226335
0
0
Kelly Services Inc Class A
COM
488152208
1877
75275
SH
DFND
01
0
75275
0
Kennametal Inc
COM
489170100
1236
23740
SH
SOLE
23740
0
0
Kennametal Inc
COM
489170100
147
2825
SH
DFND
01
0
2825
0
Kforce, Inc.
COM
493732101
5955
291056
SH
SOLE
291056
0
0
Kforce, Inc.
COM
493732101
1702
83194
SH
DFND
01
0
83194
0
Kirkland's Inc.
COM
497498105
6067
256334
SH
SOLE
256334
0
0
Kirkland's Inc.
COM
497498105
473
20000
SH
DFND
01
0
20000
0
Kratos Defense & Security Solu
COM
50077b207
6479
843600
SH
SOLE
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Kratos Defense & Security Solu
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307
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Kulicke & Soffa Industries Inc
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2991
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Kulicke & Soffa Industries Inc
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La Z Boy Inc
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Lawson Products Inc
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520776105
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Lennar Corp
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2641
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Libbey Inc
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Libbey Inc
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Life Technologies Corporation
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Life Technologies Corporation
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Lincoln National Corp - IND -
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Loral Space And Communications
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4812
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Loral Space And Communications
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LSB Industries
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LTX Credence Corp
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Magnum Hunter Resources, Inc.
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Masimo Corp
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Masimo Corp
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Matrix Service Co.
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Matrix Service Co.
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Mattson Technology Inc
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Mattson Technology Inc
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Mednax Inc
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Mednax Inc
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Mens Wearhouse Inc
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Merck & Co
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Microsemi Corp
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Microsemi Corp
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Midstates Petroleum Co. Inc
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Nature's Sunshine Products, In
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Pacific Sunwear of California
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Petroquest Energy Inc
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PVH Corporation
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Quality Distribution Inc
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Starz Liberty Cap Ser A
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Stein Mart Inc
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99620
SH
SOLE
99620
0
0
Visteon Corp
COM
92839u206
2352
28725
SH
DFND
01
0
28725
0
Vulcan Materials
COM
929160109
925
15575
SH
SOLE
15575
0
0
W & T Offshore Inc
COM
92922p106
1712
107000
SH
DFND
01
0
107000
0
Walter Investment Management
COM
93317w102
12758
360810
SH
SOLE
360810
0
0
Walter Investment Management
COM
93317w102
2506
70863
SH
DFND
01
0
70863
0
West Marine, Inc.
COM
954235107
15916
1118454
SH
SOLE
1118454
0
0
West Marine, Inc.
COM
954235107
569
40000
SH
DFND
01
0
40000
0
Western Refining Inc
COM
959319104
1614
38060
SH
SOLE
38060
0
0
Western Refining Inc
COM
959319104
191
4500
SH
DFND
01
0
4500
0
Westlake Chemical Corp
COM
960413102
3332
27299
SH
SOLE
27299
0
0
Westlake Chemical Corp
COM
960413102
174
1425
SH
DFND
01
0
1425
0
Wet Seal Inc Cl A
COM
961840105
23102
8462200
SH
SOLE
8462200
0
0
Whiting Petroleum Corp
COM
966387102
913
14750
SH
SOLE
14750
0
0
Whiting Petroleum Corp
COM
966387102
105
1700
SH
DFND
01
0
1700
0
Willbros Group Inc
COM
969203108
9
1000
SH
SOLE
1000
0
0
Willbros Group Inc
COM
969203108
1743
185000
SH
DFND
01
0
185000
0
Felcor Lodging Trust Inc - $1.
PRD
31430f200
1256
51800
SH
SOLE
51800
0
0
AllianceBernstein Income Fund
COM
01881e101
1551
217600
SH
SOLE
217600
0
0