-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jijw1DkoDNrdT8gWhTGjk77ZD193rmsQgGMMuYDtwqcMe9WvroVzAAxr6nWXSNLy 5bAedj8JCTnc6AvVPIv5Sg== 0001037792-10-000035.txt : 20100816 0001037792-10-000035.hdr.sgml : 20100816 20100816155246 ACCESSION NUMBER: 0001037792-10-000035 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 101019531 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY 13F-HR 1 pcm2q13f-finalwithcover.txt United States Securities and Exchange Commission Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Paradigm Capital Management, Inc. Address: 9 Elk Street Albany, NY 12207 13F File Number: 028-06298 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John V. Gulick Title: Vice President, Chief Compliance Officer Phone: (518) 431-3500 Signature, Place, and Date of Signing: /s/ John V. Gulick Albany, NY August 13, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 309 Form 13F Information Table Value Total: 1,563,766 (x1000) List of Other Included Managers: No. 13F File Number Name - - --- --------------- ----------------------------------- 01 028-00000 Paradigm Funds Advisor LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A.C. Moore Arts & Crafts, Inc. 00086T103 1929 850000 SH Sole 850000 Accuracy, Inc 004397105 4201 633600 SH Sole 633600 Accuride Corporation 00439t107 143 112900 SH Sole 112900 Adirondack Trust co Saratoga S 007014103 337 280 SH Sole 280 Alaska Communications Systems 01167P101 231 27200 SH Sole 27200 Albany International Corp. 'A' 012348108 162 10000 SH Sole 10000 Alleghany Corporation 017175100 6350 21649 SH Sole 21649 45 154 SH Defined 01 154 Alliance Fiber Optic Products 018680108 14 10000 SH Sole 10000 Alliant Techsystems 018804104 3988 64267 SH Sole 64267 25 400 SH Defined 01 400 Alphatec Hldgs Inc 02081g102 9929 2139900 SH Sole 2139900 Amer Eagle Outfitters 02553e106 6672 567865 SH Sole 567865 2935 249775 SH Defined 01 249775 American Financial Group 025932104 4368 159875 SH Sole 159875 30 1100 SH Defined 01 1100 American Italian Pasta Co-CL A 027070101 14095 266590 SH Sole 266590 3363 63602 SH Defined 01 63602 American Oriental Bioengineeri 028731107 28 11000 SH Sole 11000 Amerigroup Corp 03073T102 10651 327930 SH Sole 327930 2709 83400 SH Defined 01 83400 Anadigics Inc 032515108 5869 1346200 SH Sole 1346200 Anaren Microwave 032744104 17786 1190475 SH Sole 1190475 AngioDynamics, Inc. 03475V101 11388 772100 SH Sole 772100 Aptargroup, Inc. 038336103 3739 98870 SH Sole 98870 26 700 SH Defined 01 700 Arch Chemical Inc 03937r102 6407 208410 SH Sole 208410 3154 102615 SH Defined 01 102615 Atwood Oceanics Inc 050095108 4177 163675 SH Sole 163675 2100 82300 SH Defined 01 82300 Avatar Holdings Inc 053494100 4 200 SH Sole 200 2020 105300 SH Defined 01 105300 Avnet Inc 053807103 1036 42985 SH Sole 42985 77 3180 SH Defined 01 3180 Baxter International 071813109 439 10800 SH Sole 10800 Bell Microproducts 078137106 3100 444150 SH Sole 444150 Berkshire Hathaway Cl B 084670702 312 3915 SH Sole 3915 56 700 SH Defined 01 700 Big Lots Inc 089302103 5864 182725 SH Sole 182725 2872 89500 SH Defined 01 89500 Bowne & Co. 103043105 7906 704600 SH Sole 704600 Brightpoint, Inc. 109473405 26773 3824660 SH Sole 3824660 2554 364830 SH Defined 01 364830 Build-A-Bear Workshop, Inc. 120076104 8806 1298804 SH Sole 1298804 Cache, Inc. 127150308 753 132645 SH Sole 132645 California Pizza Kitchen Inc. 13054d109 4194 276800 SH Sole 276800 Canadian National Railway 136375102 452 7880 SH Sole 7880 70 1220 SH Defined 01 1220 Career Education Corporation 141665109 9872 428850 SH Sole 428850 2732 118700 SH Defined 01 118700 Carrizo Oil & Gas Inc. 144577103 9090 585300 SH Sole 585300 2438 156975 SH Defined 01 156975 Cenveo, Inc. 15670S105 16409 2994400 SH Sole 2994400 Charming Shoppes Inc 161133103 183 48700 SH Sole 48700 Chart Industries Inc. 16115Q308 6375 409150 SH Sole 409150 1527 98000 SH Defined 01 98000 Ciena Corp 171779309 148 11700 SH Sole 11700 CKX Inc 12562m106 1780 356700 SH Sole 356700 10 2070 SH Defined 01 2070 CMS Energy Corporation 125896100 3507 239370 SH Sole 239370 25 1700 SH Defined 01 1700 Cohu Inc. 192576106 10099 832600 SH Sole 832600 Colgate-Palmolive 194162103 3658 46450 SH Sole 46450 Collective Brands 19421w100 16285 1030710 SH Sole 1030710 Compass Minerals International 20451N101 12254 174365 SH Sole 174365 3201 45545 SH Defined 01 45545 Compuware Corp 205638109 12789 1602615 SH Sole 1602615 3236 405500 SH Defined 01 405500 Comtech Communications 205826209 35590 1189110 SH Sole 1189110 Convergys Corporation 212485106 7352 749470 SH Sole 749470 1625 165600 SH Defined 01 165600 Corn Products International, I 219023108 7164 236420 SH Sole 236420 1546 51010 SH Defined 01 51010 Cray Computer 225223304 14653 2626057 SH Sole 2626057 Curtiss-Wright Corporation 231561101 5780 199040 SH Sole 199040 23 800 SH Defined 01 800 CVS Corporation 126650100 1158 39490 SH Sole 39490 81 2775 SH Defined 01 2775 Cymer Inc. 232572107 5825 193920 SH Sole 193920 2358 78500 SH Defined 01 78500 Dole Food Company Inc 256603101 12118 1161865 SH Sole 1161865 2976 285300 SH Defined 01 285300 Earthlink, Inc. 270321102 3998 502310 SH Sole 502310 1500 188387 SH Defined 01 188387 EMCOR Group, Inc. 29084Q100 10504 453330 SH Sole 453330 2625 113300 SH Defined 01 113300 Emmis Communications Corp 291525103 203 92200 SH Sole 92200 Emulex Corporation 292475209 232 25300 SH Sole 25300 Endeavor Intl' Corp 29259g101 259 244800 SH Sole 244800 Endo Pharmaceuticals Hldgs Inc 29264f205 15946 730800 SH Sole 730800 4028 184600 SH Defined 01 184600 EnerSys 29275y102 5962 279000 SH Sole 279000 Epicor Software Corporation 29426L108 12762 1597239 SH Sole 1597239 Ethan Allen Interiors 297602104 7229 516700 SH Sole 516700 Everest Re Group LTD g3223r108 3390 47940 SH Sole 47940 21 300 SH Defined 01 300 Exactech Inc. 30064e109 281 16469 SH Sole 16469 Exco Resources 269279402 6224 426013 SH Sole 426013 115 7890 SH Defined 01 7890 Exelon Corp. 30161n101 218 5750 SH Sole 5750 Exide Technologies 302051206 11657 2241800 SH Sole 2241800 Ezcorp Inc 302301106 11660 628575 SH Sole 628575 3051 164500 SH Defined 01 164500 Fair Isaac Inc 303250104 6729 308830 SH Sole 308830 1567 71900 SH Defined 01 71900 Finish Line, Inc. 317923100 15589 1119100 SH Sole 1119100 Flowers Foods, Inc. 343498101 10116 414098 SH Sole 414098 2578 105525 SH Defined 01 105525 Foot Locker, Inc. 344849104 9412 745775 SH Sole 745775 2733 216600 SH Defined 01 216600 Fossil, Inc. 349882100 8977 258700 SH Sole 258700 Fresh Del Monte Produce Inc. G36738105 9459 467350 SH Sole 467350 2332 115200 SH Defined 01 115200 FTI Consulting 302941109 11855 271975 SH Sole 271975 2485 57000 SH Defined 01 57000 GATX Corp 361448103 3761 140975 SH Sole 140975 1958 73400 SH Defined 01 73400 General Cable Corp 369300108 227 8500 SH Sole 8500 General Dynamics Corp 369550108 581 9925 SH Sole 9925 83 1415 SH Defined 01 1415 Geokinetics Inc. 372910307 1648 430316 SH Sole 430316 Global PWR Equip Group Inc 37941p306 3587 1992700 SH Sole 1992700 1961 1089581 SH Defined 01 1089581 Globecomm Systems 37956X103 2061 249800 SH Sole 249800 Golfsmith International Holdin 38168y103 3498 1044282 SH Sole 1044282 Halozyme Therapeutics, Inc. 40637H109 70 10000 SH Sole 10000 Hanger Orthopedic Group Inc. 41043F208 190 10600 SH Sole 10600 Harleysville Group Inc 412824104 9215 296975 SH Sole 296975 1790 57700 SH Defined 01 57700 Harmonic Inc 413160102 4340 797800 SH Sole 797800 Harris Interactive Inc. 414549105 2938 2772000 SH Sole 2772000 Hasbro Inc 418056107 4805 116915 SH Sole 116915 37 900 SH Defined 01 900 Haverty Furniture Companies In 419596101 3219 261951 SH Sole 261951 Hawaiian Holdings, Inc. 419879101 2575 498000 SH Sole 498000 1693 327400 SH Defined 01 327400 Hersha Hospitality Trust 427825104 245 54100 SH Sole 54100 Hewlett-Packard 428236103 316 7300 SH Sole 7300 Hilltop Holdings Inc. 432748101 6797 679015 SH Sole 679015 1603 160100 SH Defined 01 160100 Hughes Communications 444398101 4866 200000 SH Sole 200000 Huttig Building 448451104 2731 2008300 SH Sole 2008300 Immucor Inc 452526106 12910 677700 SH Sole 677700 infoGROUP, Inc. 45670g108 3091 387300 SH Sole 387300 1641 205600 SH Defined 01 205600 Innophos Holdings Inc. 45774N108 688 26370 SH Sole 26370 3143 120530 SH Defined 01 120530 Innospec Inc 45768s105 7950 847593 SH Sole 847593 1340 142900 SH Defined 01 142900 Insight Enterprises 45765U103 27590 2096492 SH Sole 2096492 Integral Systems Inc-Md 45810h107 4857 764921 SH Sole 764921 Interphase Corp 460593106 17 11251 SH Sole 11251 Intl Business Machines 459200101 587 4750 SH Sole 4750 Intuitive Surgical Inc New 46120e602 316 1000 SH Sole 1000 Invesco Mortgage Capital 46131b100 4261 212950 SH Sole 212950 1221 61000 SH Defined 01 61000 Iridium Communications, Inc. 46269c102 3448 343400 SH Sole 343400 J.M. Smucker Company 832696405 5515 91575 SH Sole 91575 42 700 SH Defined 01 700 Jabil Circuit 466313103 17607 1323872 SH Sole 1323872 JDA Software 46612K108 27545 1253195 SH Sole 1253195 Jefferies Group Inc New 472319102 7046 334274 SH Sole 334274 119 5625 SH Defined 01 5625 Johnson & Johnson 478160104 4583 77600 SH Sole 77600 Kapstone Paper 48562p103 10537 945900 SH Sole 945900 KHD Humboldt Wedag Internation 482462991 1168 218532 SH Sole 218532 Kinder Morgan Energy Partners 494550106 586 9005 SH Sole 9005 Kirkland's Inc. 497498105 14626 866740 SH Sole 866740 Knight Capital Group Inc. 499005106 12169 882460 SH Sole 882460 3224 233800 SH Defined 01 233800 La Z Boy Inc 505336107 1459 196400 SH Sole 196400 LaBranche & co Inc 505447102 4857 1134905 SH Sole 1134905 3159 738131 SH Defined 01 738131 Lawson Software Inc 52078p102 8480 1161695 SH Sole 1161695 2444 334800 SH Defined 01 334800 Lenders Processing Svcs 52602e102 6478 206885 SH Sole 206885 121 3853 SH Defined 01 3853 Life Technologies Corporation 53217v109 8478 179425 SH Sole 179425 2878 60900 SH Defined 01 60900 Magellan Health Services, Inc. 559079207 11963 329370 SH Sole 329370 2946 81125 SH Defined 01 81125 Markel Corp 570535104 3573 10508 SH Sole 10508 17 50 SH Defined 01 50 Matrix Service Co. 576853105 6733 723252 SH Sole 723252 1827 196200 SH Defined 01 196200 MBT Finl Corp 578877102 232 102100 SH Sole 102100 McMoran Exploration Co 582411104 4141 372700 SH Sole 372700 2314 208300 SH Defined 01 208300 Mednax Inc 58502b106 12726 228845 SH Sole 228845 2970 53400 SH Defined 01 53400 Merck & Co 58933y105 780 22314 SH Sole 22314 MFA Financial Inc. 55272x102 12384 1673581 SH Sole 1673581 2823 381485 SH Defined 01 381485 Micros Systems Inc 594901100 8839 277330 SH Sole 277330 2328 73050 SH Defined 01 73050 Mid America Apartment Communit 59522j103 7726 150100 SH Sole 150100 2918 56700 SH Defined 01 56700 Monotype Imaging Holding Inc. 61022p100 174 19300 SH Sole 19300 National Western Life Insuranc 638522102 3865 25300 SH Sole 25300 1237 8100 SH Defined 01 8100 Nature's Sunshine Products, In 639027101 11610 1387100 SH Sole 1387100 Ness Technologies 64104x108 9285 2154387 SH Sole 2154387 NetScout Systems Inc. 64115t104 8458 594800 SH Sole 594800 New York & Company, Inc. 649295102 4061 1773326 SH Sole 1773326 NewBridge Bancorp 65080t102 153 43650 SH Sole 43650 Nighthawk Radiology Holdings I 65411n105 3045 1175500 SH Sole 1175500 NN, Inc. 629337106 157 31400 SH Sole 31400 Noble Romans Inc. 655107100 42 40000 SH Sole 40000 Obagi Medical Products 67423r108 9301 786848 SH Sole 786848 Oclaro Inc. 67555n206 3955 356600 SH Sole 356600 Olin Corp 680665205 10929 604150 SH Sole 604150 2249 124300 SH Defined 01 124300 Onex Corporation Subordinate V 68272k103 800 33490 SH Sole 33490 51 2135 SH Defined 01 2135 Oplink Communications, Inc. 68375Q403 21036 1468000 SH Sole 1468000 Opnext Inc 68375v105 1152 697889 SH Sole 697889 Orion Marine Group Inc. 68628v308 4679 329500 SH Sole 329500 2685 189100 SH Defined 01 189100 Oshkosh Truck Corporation 688239201 265 8500 SH Sole 8500 Parametric Technology New 699173209 18106 1155450 SH Sole 1155450 Parker Drilling Co 701081101 118 30000 SH Sole 30000 Pennantpark Investment Corp. 708062104 246 25800 SH Sole 25800 PepsiCo Inc 713448108 5247 86085 SH Sole 86085 53 875 SH Defined 01 875 PerkinElmer, Inc. 714046109 11037 533945 SH Sole 533945 2637 127575 SH Defined 01 127575 Phillips-Van Heusen Corporatio 718592108 11860 256332 SH Sole 256332 2317 50070 SH Defined 01 50070 Phontronics Inc 719405102 2183 482900 SH Sole 482900 Piper Jaffray Companies 724078100 10092 313225 SH Sole 313225 1767 54850 SH Defined 01 54850 Plains Exploration and Product 726505100 4882 236890 SH Sole 236890 48 2315 SH Defined 01 2315 Powerwave Technologies, Inc. 739363109 12698 8245378 SH Sole 8245378 Precision Castparts 740189105 6381 61995 SH Sole 61995 92 890 SH Defined 01 890 Premiere Global Services, Inc. 740585104 8807 1389046 SH Sole 1389046 2176 343205 SH Defined 01 343205 Procter & Gamble 742718109 497 8282 SH Sole 8282 Qlogic Corp 747277101 11312 680610 SH Sole 680610 2907 174925 SH Defined 01 174925 R. R. Donnelley & Sons Company 257867101 3243 198100 SH Sole 198100 Reckitt Benckiser Group PLC g74079107 1604 34510 SH Sole 34510 Regal Entertainment Group 758766109 9960 763790 SH Sole 763790 2745 210500 SH Defined 01 210500 Resolute Energy Corp 76116a108 13417 1096155 SH Sole 1096155 2637 215435 SH Defined 01 215435 Richardson Electronics, Ltd. 763165107 13319 1479900 SH Sole 1479900 Royal Gold, Inc. 780287108 6900 143740 SH Sole 143740 49 1030 SH Defined 01 1030 RTI Biologics 74975n105 475 162220 SH Sole 162220 Ruby Tuesday 781182100 4296 505400 SH Sole 505400 2543 299200 SH Defined 01 299200 Saba Software, Inc. 784932600 2120 411600 SH Sole 411600 Saia Inc 78709y105 208 13850 SH Sole 13850 Schnitzer Steel Industries, In 806882106 11566 295060 SH Sole 295060 3069 78300 SH Defined 01 78300 Sensient Technologies Corp 81725T100 12817 494280 SH Sole 494280 2911 112277 SH Defined 01 112277 Seracare Life Sciences Inc 81747t104 126 32900 SH Sole 32900 Silgan Holdings Inc. 827048109 12879 453810 SH Sole 453810 3344 117830 SH Defined 01 117830 SM Energy Company 78454l100 9370 233310 SH Sole 233310 2128 53000 SH Defined 01 53000 Solta Medical Inc 83438k103 3596 1892626 SH Sole 1892626 Solta Medical Inc Restricted 83438k103 2850 1500000 SH Sole 1500000 Spartan Stores Inc 846822104 178 13000 SH Sole 13000 Special Situations Fund III L. 9042366 1322 8000 SH Sole 8000 Special Situations Tech Fund xx9912314 2803 8000 SH Sole 8000 SS&C Technologies, Inc. 78467j100 6383 398200 SH Sole 398200 Stage Stores, Inc. 85254C305 5687 532500 SH Sole 532500 Stanley Furniture Company, Inc 854305208 1628 400056 SH Sole 400056 Stein Mart Inc 858375108 15501 2488100 SH Sole 2488100 Steiner Leisure Limited p8744y102 17521 455796 SH Sole 455796 Superior Indus Intl 868168105 4189 311700 SH Sole 311700 2086 155200 SH Defined 01 155200 Symantec Corp. 871503108 3927 282950 SH Sole 282950 Symmetricom Inc 871543104 13916 2734000 SH Sole 2734000 Syneron Medical Ltd M87245102 12407 1206871 SH Sole 1206871 SYNNEX Corporation 87162W100 23955 935000 SH Sole 935000 Telephone and Data Systems - S 879433860 3653 137650 SH Sole 137650 27 1000 SH Defined 01 1000 Terra Nova 88102d103 15571 1869300 SH Sole 1869300 The Pantry, Inc. 698657103 172 12200 SH Sole 12200 Tns Inc 872960109 10546 604690 SH Sole 604690 2862 164100 SH Defined 01 164100 Town Sports Intl Hldgs Inc 89214a102 1429 621331 SH Sole 621331 Trans World Entertainment 89336Q100 662 389700 SH Sole 389700 Trinity Biotech 896438306 172 28300 SH Sole 28300 TTM Technologies, Inc. 87305R109 35402 3726475 SH Sole 3726475 Unifi, Inc 904677101 285 74687 SH Sole 74687 Union Drilling Inc. 90653P105 269 48800 SH Defined 01 48800 United Financial Bancorp 91030t109 5 400 SH Sole 400 1881 137800 SH Defined 01 137800 Verigy y93691106 9519 1095405 SH Sole 1095405 2551 293500 SH Defined 01 293500 Viasat Inc 92552V100 651 20000 SH Sole 20000 Viasystems Group Inc 92553h803 3720 251876 SH Sole 251876 Vishay Intertechnology 928298108 12180 1573650 SH Sole 1573650 3183 411300 SH Defined 01 411300 Vitesse Semiconductor Corporat 928497304 106 413300 SH Sole 413300 Westfield Financial Inc 96008p104 3612 433650 SH Sole 433650 853 102400 SH Defined 01 102400 Westlake Chemical Corp 960413102 3483 187545 SH Sole 187545 24 1300 SH Defined 01 1300 Wet Seal, Inc. 961840105 31187 8544288 SH Sole 8544288 Whiting Petroleum Corp 966387102 4156 52995 SH Sole 52995 31 400 SH Defined 01 400 Paradigm Intrinsic Value Fund 69901e500 2283 134219.600 SH Sole 134219.600 Paradigm Opportunity Fund 69901e203 3095 155432.211 SH Sole 155432.211 Paradigm Select Fund 69901e302 841 36204.506 SH Sole 36204.506 Paradigm Value Fund 69901e104 2919 68900.412 SH Sole 68900.412 Huntington Bancshares Inc. 446150401 251 250 SH Sole 250 Synovus Finl Corp TMEDS PFD 87161c204 331 13400 SH Sole 13400 IShares Comex Gold Tr 464285105 2327 191230 SH Sole 191230 142 11650 SH Defined 01 11650
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