-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E+FEVSvUKjrlcdjd7qt2x6LfIjDODFgwTLbwhOSlns2z4axAKBGArpG0pM8naWK3 KRS3dAe0Kzc9v/vUmp4pLg== 0001037792-09-000061.txt : 20090814 0001037792-09-000061.hdr.sgml : 20090814 20090814112451 ACCESSION NUMBER: 0001037792-09-000061 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001037792 IRS NUMBER: 141770168 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06298 FILM NUMBER: 091013313 BUSINESS ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY ZIP: 12207 BUSINESS PHONE: 5184313500 MAIL ADDRESS: STREET 1: 9 ELK STREET CITY: ALBANY STATE: NY 13F-HR 1 pcm2q13f-withcover.txt United States Securities and Exchange Commission Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Paradigm Capital Management, Inc. Address: 9 Elk Street Albany, NY 12207 13F File Number: 028-06298 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John V. Gulick Title: Vice President, Chief Compliance Officer Phone: (518) 431-3500 Signature, Place, and Date of Signing: /s/ John V. Gulick Albany, NY August 14, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 349 Form 13F Information Table Value Total: 1,426,355 (x1000) List of Other Included Managers: No. 13F File Number Name - - --- --------------- ----------------------------------- 01 028-00000 Paradigm Funds Advisor LLC 02 028-00000 Paradigm Capital Management Growth Advisors, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3Com Corp COM 885535104 5502 1163200 SH Sole 1163200 1585 335200 SH Defined 01 335200 A.C. Moore Arts & Crafts, Inc. COM 00086T103 3387 900791 SH Sole 900791 AAR Corp. COM 000361105 316 19700 SH Sole 19700 Access Integrated Tech Cl A COM 004329108 50 50000 SH Sole 50000 Adaptec, Inc. COM 00651F108 67 25190 SH Defined 02 25190 Aegean Marine Petroleum Networ COM y0017s102 532 35200 SH Sole 35200 151 10000 SH Defined 01 10000 Aeropostale COM 007865108 207 6040 SH Defined 02 6040 Albany International Corp. 'A' COM 012348108 114 10000 SH Sole 10000 Alleghany Corporation COM 017175100 6735 24853 SH Sole 24853 44 164 SH Defined 01 164 Alliant Techsystems COM 018804104 5927 71970 SH Sole 71970 69 835 SH Defined 01 835 Alphatec Hldgs Inc COM 02081g102 2494 751247 SH Sole 751247 Amer Eagle Outfitters COM 02553e106 9217 650460 SH Sole 650460 1298 91600 SH Defined 01 91600 American Financial Group COM 025932104 10171 471310 SH Sole 471310 1487 68925 SH Defined 01 68925 American Oriental Bioengineeri COM 028731107 58 11000 SH Sole 11000 Anaren Microwave COM 032744104 16006 905325 SH Sole 905325 AngioDynamics, Inc. COM 03475V101 4392 331000 SH Sole 331000 Anworth Mortgage Asset Corp COM 037347101 15425 2139450 SH Sole 2139450 1890 262150 SH Defined 01 262150 Applied Materials COM 038222105 336 30520 SH Sole 30520 22 1955 SH Defined 01 1955 Applied Signal Technology Inc COM 038237103 234 9180 SH Defined 02 9180 Aptargroup, Inc. COM 038336103 3350 99200 SH Sole 99200 20 600 SH Defined 01 600 Arch Chemical Inc COM 03937r102 5034 204700 SH Sole 204700 1121 45600 SH Defined 01 45600 Ares Capital Corp COM 04010l103 4015 498200 SH Sole 498200 Arrow Electronics COM 042735100 4688 220700 SH Sole 220700 1209 56900 SH Defined 01 56900 Aspen Insurance Holdings Ltd COM g05384105 335 15000 SH Sole 15000 Aspen Technology, Inc. COM 045327103 3715 435500 SH Sole 435500 Atwood Oceanics Inc COM 050095108 5029 201900 SH Sole 201900 1241 49800 SH Defined 01 49800 Auxilium Pharma. COM 05334d107 201 6390 SH Defined 02 6390 Avid Technology, Inc. COM 05367p100 4909 366100 SH Sole 366100 1391 103700 SH Defined 01 103700 Avnet Inc COM 053807103 6135 291715 SH Sole 291715 98 4650 SH Defined 01 4650 B & G Foods Hldgs Corp COM 05508r106 168 20000 SH Sole 20000 Bank New York Mellon Corp COM 064058100 806 27495 SH Sole 27495 43 1480 SH Defined 01 1480 Baxter International COM 071813109 530 10000 SH Sole 10000 BE Aerospace, Inc. COM 073302101 287 20000 SH Sole 20000 Becton Dickinson & Co COM 075887109 278 3900 SH Sole 3900 Bell Microproducts COM 078137106 3179 2764522 SH Sole 2764522 Berkshire Hathaway Cl B COM 084670207 188 65 SH Sole 65 32 11 SH Defined 01 11 Blue Coat Systems, Inc. COM 09534T508 19589 1184350 SH Sole 1184350 Bon-Ton Stores, Inc. COM 09776J101 714 210628 SH Sole 210628 Bowne & Co. COM 103043105 4483 688640 SH Sole 688640 Brightpoint, Inc. COM 109473405 12700 2025500 SH Sole 2025500 Build-A-Bear Workshop, Inc. COM 120076104 8494 1900200 SH Sole 1900200 Cabela's Incorporated COM 126804301 2258 183600 SH Sole 183600 Cache, Inc. COM 127150308 1513 390000 SH Sole 390000 Cal-Maine Foods Inc New COM 128030202 2219 88900 SH Sole 88900 619 24800 SH Defined 01 24800 Canadian National Railway COM 136375102 352 8185 SH Sole 8185 39 910 SH Defined 01 910 Cantel Medical Corp. COM 138098108 4832 297700 SH Sole 297700 1360 83800 SH Defined 01 83800 Career Education Corporation COM 141665109 11564 464600 SH Sole 464600 1722 69200 SH Defined 01 69200 Cenveo, Inc. COM 15670S105 14070 3326275 SH Sole 3326275 Charlotte Russe Holdings, Inc. COM 161048103 10370 811400 SH Sole 811400 Chimera Investment Corp COM 16934Q109 4608 1320390 SH Sole 1320390 83 23755 SH Defined 01 23755 Chordiant Software Inc COM 170404305 7296 2009800 SH Sole 2009800 Church & Dwight Co, Inc. COM 171340102 5358 98650 SH Sole 98650 38 700 SH Defined 01 700 CMS Energy Corporation COM 125896100 2902 240200 SH Sole 240200 19 1600 SH Defined 01 1600 Colgate-Palmolive COM 194162103 3243 45850 SH Sole 45850 Collective Brands COM 19421w100 17784 1220600 SH Sole 1220600 Columbus McKinnon Corp. COM 199333105 3666 289775 SH Sole 289775 916 72400 SH Defined 01 72400 Compuware Corp COM 205638109 13192 1923055 SH Sole 1923055 1953 284695 SH Defined 01 284695 Comtech Communications COM 205826209 44537 1397012 SH Sole 1397012 Concho Resoures Inc COM 20605p101 201 7000 SH Sole 7000 Convergys Corporation COM 212485106 5221 562600 SH Sole 562600 34 3700 SH Defined 01 3700 Corn Products International, I COM 219023108 8252 308040 SH Sole 308040 1471 54915 SH Defined 01 54915 Cray Computer COM 225223304 12112 1537100 SH Sole 1537100 Crown Cork & Seal COM 228368106 6276 260000 SH Sole 260000 133 5500 SH Defined 01 5500 Cummins inc COM 231021106 537 15250 SH Sole 15250 31 890 SH Defined 01 890 Curtiss-Wright Corporation COM 231561101 9018 303336 SH Sole 303336 978 32895 SH Defined 01 32895 Cutera, Inc. COM 232109108 7990 926891 SH Sole 926891 Cymer Inc. COM 232572107 428 14410 SH Sole 14410 26 870 SH Defined 01 870 Del Global Technologies Corp. 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COM 30161n101 312 6095 SH Sole 6095 Exide Technologies COM 302051206 1079 289400 SH Sole 289400 Ezcorp Inc COM 302301106 9882 916700 SH Sole 916700 1484 137700 SH Defined 01 137700 Fair Isaac Inc COM 303250104 7217 466820 SH Sole 466820 1014 65590 SH Defined 01 65590 Finish Line, Inc. COM 317923100 12534 1689200 SH Sole 1689200 Flagstone Reinsurance Holdings COM G3529T105 117 11400 SH Defined 02 11400 Flow International Corporation COM 343468104 2613 1111800 SH Sole 1111800 Flowers Foods, Inc. COM 343498101 10348 473818 SH Sole 473818 1464 67025 SH Defined 01 67025 Foot Locker, Inc. COM 344849104 10692 1021200 SH Sole 1021200 1604 153200 SH Defined 01 153200 Formfactor Inc COM 346375108 173 10000 SH Sole 10000 Fossil, Inc. COM 349882100 20656 857800 SH Sole 857800 Fresh Del Monte Produce Inc. COM G36738105 8494 522400 SH Sole 522400 1219 75000 SH Defined 01 75000 Gallagher Arthur J & Co COM 363576109 1901 89100 SH Sole 89100 11 500 SH Defined 01 500 GATX Corp COM 361448103 4920 191300 SH Sole 191300 1335 51900 SH Defined 01 51900 General Dynamics Corp COM 369550108 576 10395 SH Sole 10395 58 1055 SH Defined 01 1055 General Electric COM 369604103 222 18900 SH Sole 18900 Genesco Inc COM 371532102 4276 227800 SH Sole 227800 1177 62700 SH Defined 01 62700 Genta Incorporated new COM 37245m603 1 170000 SH Sole 170000 Genworth Financial Cl A COM 37247D106 419 60000 SH Sole 60000 Global Inds COM 379336100 1472 260043 SH Sole 260043 Globecomm Systems COM 37956X103 5292 736052 SH Sole 736052 Golfsmith International Holdin COM 38168y103 898 598828 SH Sole 598828 GSI Group Inc COM 36229u102 98 100000 SH Sole 100000 Halozyme Therapeutics, Inc. COM 40637H109 70 10000 SH Sole 10000 Hansen Medical Inc COM 411307101 65 13105 SH Defined 02 13105 Harleysville Group Inc COM 412824104 9781 346600 SH Sole 346600 1349 47800 SH Defined 01 47800 Harmonic Inc COM 413160102 427 72500 SH Sole 72500 Haverty Furniture Companies In COM 419596101 3565 389607 SH Sole 389607 Hawaiian Holdings, Inc. COM 419879101 69 11430 SH Defined 02 11430 Hittite Microwave Corp COM 43365y104 202 5820 SH Defined 02 5820 HMS Holdings Corp COM 40425j101 305 7480 SH Defined 02 7480 Hormel Foods Corp COM 440452100 5129 148500 SH Sole 148500 35 1000 SH Defined 01 1000 Hughes Communications COM 444398101 5281 231300 SH Sole 231300 Huttig Building COM 448451104 1862 1981006 SH Sole 1981006 IBasis, Inc. COM 450732201 1526 1164900 SH Sole 1164900 Immucor Inc COM 452526106 6034 438488 SH Sole 438488 India Globalization Capital In COM 45408x100 13 11400 SH Defined 02 11400 Innospec Inc COM 45768s105 10566 982920 SH Sole 982920 1257 116945 SH Defined 01 116945 Insight Enterprises COM 45765U103 32093 3322300 SH Sole 3322300 Insteel Industries Inc COM 45774w108 3195 387700 SH Sole 387700 Integral Systems Inc-Md COM 45810h107 7072 850034 SH Sole 850034 Interactive Data Corp COM 45840j107 4955 214150 SH Sole 214150 32 1400 SH Defined 01 1400 Interphase Corp COM 460593106 273 48834 SH Sole 48834 Intevac Inc. COM 461148108 567 65066 SH Sole 65066 Intl Business Machines COM 459200101 266 2550 SH Sole 2550 Intuitive Surgical Inc New COM 46120e602 164 1000 SH Sole 1000 62 380 SH Defined 02 380 J.M. Smucker Company COM 832696405 7747 159200 SH Sole 159200 54 1100 SH Defined 01 1100 Jabil Circuit COM 466313103 8861 1194172 SH Sole 1194172 JDA Software COM 46612K108 14062 940000 SH Sole 940000 Jefferies Group Inc New COM 472319102 14316 671165 SH Sole 671165 1885 88350 SH Defined 01 88350 Johnson & Johnson COM 478160104 4396 77400 SH Sole 77400 K-Tron International, Inc. COM 482730108 3454 43172 SH Sole 43172 698 8730 SH Defined 01 8730 Kaman Corp COM 483548103 3267 196200 SH Sole 196200 834 50100 SH Defined 01 50100 KHD Humboldt Wedag Int'l ltd COM 482462108 12418 1488942 SH Sole 1488942 Kinder Morgan Energy Partners COM 494550106 460 9005 SH Sole 9005 Kirkland's Inc. COM 497498105 5360 446289 SH Sole 446289 Krispy Kreme Doughnuts, Inc. COM 501014104 2226 742100 SH Sole 742100 Kroger Co COM 501044101 220 10000 SH Sole 10000 Lawson Software Inc COM 52078p102 5001 891400 SH Sole 891400 1325 236100 SH Defined 01 236100 Lemaitre Vascular Inc COM 525558201 32 10000 SH Sole 10000 Life Technologies Corporation COM 53217v109 6569 157450 SH Sole 157450 138 3300 SH Defined 01 3300 Lincare Holdings Inc. COM 532791100 5685 241700 SH Sole 241700 38 1600 SH Defined 01 1600 Lincoln Electric Holdings, Inc COM 533900106 2177 60400 SH Sole 60400 598 16600 SH Defined 01 16600 Lions Gate Entertainment Corp COM 535919203 162 28977 SH Defined 02 28977 LMI Aerospace COM 502079106 1388 137200 SH Defined 01 137200 Macrovision Solutions Corp. COM 55611c108 339 15525 SH Defined 02 15525 Magellan Health Services, Inc. COM 559079207 15084 459590 SH Sole 459590 2213 67435 SH Defined 01 67435 Markel Corp COM 570535104 4042 14350 SH Sole 14350 14 50 SH Defined 01 50 Matrix Service Co. COM 576853105 4359 379700 SH Sole 379700 1281 111600 SH Defined 01 111600 Matrixx Initiatives Inc COM 57685l105 3751 670950 SH Sole 670950 Mattel, Inc COM 577081102 241 15000 SH Sole 15000 Mednax Inc COM 58502b106 11851 281300 SH Sole 281300 1664 39500 SH Defined 01 39500 Merck & Co COM 589331107 517 18500 SH Sole 18500 Merix Corporation COM 590049102 1032 1376400 SH Sole 1376400 MFA Financial Inc. COM 55272x102 17774 2568511 SH Sole 2568511 2113 305325 SH Defined 01 305325 Micros Systems Inc COM 594901100 9900 391000 SH Sole 391000 1408 55600 SH Defined 01 55600 Mid America Apartment Communit COM 59522j103 5756 156800 SH Sole 156800 1656 45100 SH Defined 01 45100 Millennium India Acquisition C COM 60039q101 21 10700 SH Defined 02 10700 Molina Healthcare Inc COM 60855r100 6750 282200 SH Sole 282200 1856 77600 SH Defined 01 77600 National Semiconductor Corpora COM 637640103 125 10000 SH Sole 10000 National Western Life Insuranc COM 638522102 6752 57835 SH Sole 57835 951 8148 SH Defined 01 8148 Nature's Sunshine Products, In COM 639027101 8288 1578737 SH Sole 1578737 Neostem Inc Com New COM 640650305 57 30000 SH Defined 02 30000 Ness Technologies COM 64104x108 11548 2953400 SH Sole 2953400 NetScout Systems Inc. COM 64115t104 2279 243000 SH Sole 243000 New York & Company, Inc. COM 649295102 11566 3742900 SH Sole 3742900 Nighthawk Radiology Holdings I COM 65411n105 1000 270300 SH Sole 270300 Noble Corp COM h5833n103 212 7000 SH Sole 7000 NPS Pharmaceutical Inc. COM 62936p103 62 13280 SH Defined 02 13280 Obagi Medical Products COM 67423r108 6854 940225 SH Sole 940225 OM Group, Inc. COM 670872100 9025 311000 SH Sole 311000 1216 41900 SH Defined 01 41900 Oplink Communications, Inc. COM 68375Q403 1873 164325 SH Sole 164325 Palomar Medical Technologies, COM 697529303 27 1800 SH Sole 1800 124 8400 SH Defined 02 8400 Parametric Technology New COM 699173209 20896 1787550 SH Sole 1787550 Parker Hannifin Corp COM 701094104 1809 42102 SH Sole 42102 13 300 SH Defined 01 300 Pentair, Inc. COM 709631105 2813 109800 SH Sole 109800 18 700 SH Defined 01 700 PepsiCo Inc COM 713448108 4670 84975 SH Sole 84975 36 655 SH Defined 01 655 PerkinElmer, Inc. COM 714046109 10751 617852 SH Sole 617852 1595 91648 SH Defined 01 91648 Petsmart Inc COM 716768106 5170 240900 SH Sole 240900 34 1600 SH Defined 01 1600 Phillips-Van Heusen Corporatio COM 718592108 9275 323280 SH Sole 323280 1340 46690 SH Defined 01 02 46690 Piper Jaffray Companies COM 724078100 14050 321730 SH Sole 321730 1961 44900 SH Defined 01 44900 Plains Exploration and Product COM 726505100 5177 189210 SH Sole 189210 46 1670 SH Defined 01 1670 PMA Capital Corp COM 693419202 250 55000 SH Sole 55000 Pokertek Inc COM 730864105 18 23835 SH Defined 02 23835 Polymet Mining Corp COM 731916102 20 15660 SH Defined 02 15660 Portland General Electric Co. COM 736508847 7893 405200 SH Sole 405200 1060 54400 SH Defined 01 54400 Powerwave Technologies, Inc. COM 739363109 7729 4800587 SH Sole 4800587 Precision Castparts COM 740189105 6869 94060 SH Sole 94060 77 1050 SH Defined 01 1050 Preformed Line Products Compan COM 740444104 551 12509 SH Defined 01 12509 Premiere Global Services, Inc. COM 740585104 13041 1203000 SH Sole 1203000 1879 173300 SH Defined 01 173300 Prestige Brands Hldgs Inc COM 74112d101 3806 618900 SH Sole 618900 Procter & Gamble COM 742718109 331 6482 SH Sole 6482 Qlogic Corp COM 747277101 11157 879920 SH Sole 879920 1653 130385 SH Defined 01 130385 Red Robin Gourmet Burgers Inc. COM 75689M101 1076 57400 SH Sole 57400 Regal Entertainment Group COM 758766109 14089 1060100 SH Sole 1060100 2084 156800 SH Defined 01 156800 RehabCare Group, Inc. COM 759148109 4635 193700 SH Sole 193700 1204 50300 SH Defined 01 50300 Robbins & Myers COM 770196103 2626 136400 SH Sole 136400 17 900 SH Defined 01 900 Rockwell Collins Inc COM 774341101 5920 141875 SH Sole 141875 38 900 SH Defined 01 900 Rogers Corporation COM 775133101 202 10000 SH Sole 10000 Royal Gold, Inc. COM 780287108 9935 238310 SH Sole 238310 1471 35285 SH Defined 01 02 35285 Rti International Metals COM 74973w107 2160 122255 SH Sole 122255 569 32200 SH Defined 01 32200 Russ Berrie & Co COM 782233100 117 30000 SH Sole 30000 Sara Lee Corp COM 803111103 439 45000 SH Sole 45000 Seacor Holdings, Inc. COM 811904101 3397 45150 SH Sole 45150 670 8900 SH Defined 01 8900 Sensient Technologies Corp COM 81725T100 6256 277200 SH Sole 277200 1783 79000 SH Defined 01 79000 Silgan Holdings Inc. COM 827048109 7596 154920 SH Sole 154920 1798 36680 SH Defined 01 36680 Solta Medical Inc COM 83438k103 2584 1656545 SH Sole 1656545 SPDR KBW Regional Bank ETF COM 78464a698 1060 58100 SH Sole 58100 Spectrum Control, Inc. COM 847615101 1759 199900 SH Defined 01 199900 St. Mary Land & Exploration Co COM 792228108 10680 511750 SH Sole 511750 1532 73400 SH Defined 01 73400 Stage Stores, Inc. COM 85254C305 4608 415152 SH Sole 415152 Steel Dynamics COM 858119100 152 10300 SH Sole 10300 Stein Mart Inc COM 858375108 13645 1540100 SH Sole 1540100 Steiner Leisure Limited COM p8744y102 19620 642632 SH Sole 642632 Steris Corp COM 859152100 14165 543150 SH Sole 543150 2006 76900 SH Defined 01 76900 Sun Healthcare COM 866933401 105 12459 SH Sole 12459 Suncor Energy Inc. New COM 867224107 212 7000 SH Sole 7000 Sunopta Inc COM 8676ep108 35 14780 SH Defined 02 14780 Superior Indus Intl COM 868168105 2224 157700 SH Sole 157700 584 41400 SH Defined 01 41400 Sybase Inc COM 871130100 10626 339050 SH Sole 339050 1548 49400 SH Defined 01 49400 Symantec Corp. COM 871503108 5587 358625 SH Sole 358625 Symmetricom Inc COM 871543104 19731 3419586 SH Sole 3419586 Syneron Medical Ltd COM M87245102 8127 1125600 SH Sole 1125600 SYNNEX Corporation COM 87162W100 13510 540600 SH Sole 540600 Telephone and Dta Systems - Sp COM 879433860 4041 155650 SH Sole 155650 26 1000 SH Defined 01 1000 Terra Industries, Inc. COM 880915103 4735 195500 SH Sole 195500 Titanium Metals Corp COM 888339207 2284 248560 SH Sole 248560 15 1600 SH Defined 01 1600 Town Sports Intl Hldgs Inc COM 89214a102 5892 1571240 SH Sole 1571240 Trans World Entertainment COM 89336Q100 1142 975782 SH Sole 975782 Trico Marine Services Inc COM 896106200 102 30000 SH Sole 30000 Trinity Biotech COM 896438306 616 139400 SH Defined 01 139400 TrustCo Bank Corp NY COM 898349105 124 20984 SH Sole 20984 TTM Technologies, Inc. COM 87305R109 19248 2418148 SH Sole 2418148 Tuesday Morning COM 899035505 260 77202 SH Sole 77202 United Financial Bancorp COM 91030t109 1613 116700 SH Defined 01 116700 Varian Semiconductor Equip. As COM 922207105 442 18430 SH Sole 18430 29 1220 SH Defined 01 1220 Verigy COM y93691106 8852 726200 SH Sole 726200 1447 118700 SH Defined 01 118700 Viasat Inc COM 92552V100 7324 285650 SH Sole 285650 Vishay Intertechnology COM 928298108 6181 910335 SH Sole 910335 1441 212195 SH Defined 01 212195 Volcom, Inc. COM 92864N101 4287 343000 SH Sole 343000 1180 94400 SH Defined 01 94400 Westfield Financial Inc COM 96008p104 6433 710000 SH Sole 710000 1232 136000 SH Defined 01 136000 Wet Seal, Inc. COM 961840105 29618 9647588 SH Sole 9647588 Whiting Petroleum Corp COM 966387102 11016 313310 SH Sole 313310 1506 42820 SH Defined 01 42820 Woodward Governor Company COM 980745103 9967 503400 SH Sole 503400 1352 68300 SH Defined 01 68300 Neostem Inc. WTS 640650115 1 15000 SH Defined 02 15000 IShares Comex Gold Tr 464285105 1786 19575 SH Sole 19575 79 870 SH Defined 01 870 Ishares Trust Russell 2000 Ind 464287655 251 4905 SH Defined 02 4905 SPDR GOLD TR 78463v107 1306 14320 SH Sole 14320 43 475 SH Defined 01 475 First Trust/FIDAC Mortgage Inc 33734e103 281 16759 SH Sole 16759
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