0001193125-11-274972.txt : 20111019 0001193125-11-274972.hdr.sgml : 20111019 20111019170044 ACCESSION NUMBER: 0001193125-11-274972 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111019 DATE AS OF CHANGE: 20111019 EFFECTIVENESS DATE: 20111019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALEDONIA INVESTMENTS PLC CENTRAL INDEX KEY: 0001037766 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13011 FILM NUMBER: 111148538 BUSINESS ADDRESS: STREET 1: CAYZER HOUSE STREET 2: 30 BUCKINGHAM GATE CITY: LONDON ENGLAND STATE: X0 ZIP: SW1E 6NN BUSINESS PHONE: 44-20-7802-8080 MAIL ADDRESS: STREET 1: CAYZER HOUSE STREET 2: 30 BUCKINGHAM GATE CITY: LONDON ENGLAND STATE: X0 ZIP: SW1E 6NN 13F-HR 1 d245386d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Caledonia Investments plc Address: Cayzer House, 30 Buckingham Gate, London England SW1E 6NN Form 13F File Number: 28-13011 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mr. Graeme P. Denison Title: Company Secretary Phone: 44-20-7802-8080 Signature, Place, and Date of Signing: /s/ Graeme P. Denison London, England October 19, 2011 --------------------- --------------- ---------------- [Signature] City, State [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 10 ----------- Form 13F Information Table Value Total: $ 124,609 ----------- (thousands) List of Other Included Managers: NONE Caledonia Investments plc FORM 13F INFORMATION TABLE September 30, 2011
TITLE SHRS OF VALUE OR PRN PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1,000) AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ------- ----------- --------- --------- ------ ---- ---------- -------- --------- ------ ---- Bristow Group, Inc. Common 110394 10 3 $101,531 2,392,901 SH SOLE 2,392,901 ConocoPhillips Common 20825C 10 0 $ 2,216 35,000 SH SOLE 35,000 Heinz H J Co Common 423074 10 3 $ 2,423 48,000 SH SOLE 48,000 Intel Corp Common 458140 10 0 $ 3,200 150,000 SH SOLE 150,000 Kimberly Clark Corp Common 494368 10 3 $ 2,840 40,000 SH SOLE 40,000 Mattel Inc Common 577081 10 2 $ 2,718 105,000 SH SOLE 105,000 Pfizer Inc Common 717081 10 3 $ 3,059 173,000 SH SOLE 173,000 Philip Morris Intl Inc Common 718172 10 9 $ 1,871 30,000 SH SOLE 30,000 Public Service Enterprise Group Common 744573 10 6 $ 2,503 75,000 SH SOLE 75,000 Starwood PPTY TR Common 85571B 10 5 $ 2,248 131,000 SH SOLE 131,000