-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DQ1G1DLRGD9v/LpAJpYBHRjjraDJpMscPYRjeUU3sgi1tdKav0Dwp1iq+zXlU3IA 4zFnoxPv1sPvZRCAwFdl3A== 0001037763-10-000004.txt : 20101112 0001037763-10-000004.hdr.sgml : 20101111 20101112135126 ACCESSION NUMBER: 0001037763-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPTIMUM INVESTMENT ADVISORS CENTRAL INDEX KEY: 0001037763 IRS NUMBER: 363673834 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06296 FILM NUMBER: 101185278 BUSINESS ADDRESS: STREET 1: 100 S WACKER DRIVE STREET 2: SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3127821515 MAIL ADDRESS: STREET 1: 100 S WACKER DRIVE SUITE 2100 STREET 2: SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: GRAVER BOKHOF GOODWILL & SULLIVAN L P/IL DATE OF NAME CHANGE: 19990329 13F-HR 1 oia13f3q10.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Optimum Investment Advisors Address: 100 South Wacker Drive Suite 2100 Chicago, IL 60606 13F File Number: 28-6296 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, "that all information contained herein is true, correct" and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tony Smith Title: Senior Operations Specialist Phone: 312-782-1515 Signature, Place, and Date of Signing: Name of Filer Chicago, Illinois 60606 November 12, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 1 "Form 13F Information Table Value Total: $2,638,361,000 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579y101 420 4840 SH SOLE 4840 ABB Ltd COM 000375204 1032 48848 SH SOLE 400 48448 AT&T COM 00206R102 243 8486 SH SOLE 8486 14 500 SH OTHER 500 Abbott Labs COM 002824100 5667 108476 SH SOLE 83300 25176 Accenture Plc COM g1151c101 434 10215 SH SOLE 10215 Ace Ltd COM h0023r105 1800 30894 SH SOLE 1000 29894 Aeropostale Inc COM 007865108 4017 172759 SH SOLE 161000 11759 Air Products & Chem COM 009158106 469 5660 SH SOLE 5660 Akamai Technologies COM 00971t101 88626 1766165 SH SOLE 1619800 146365 Allstate Corporation COM 020002101 322 10221 SH SOLE 700 9521 America Movil COM 02364w105 7379 138363 SH SOLE 99200 39163 American Express COM 025816109 7058 167937 SH SOLE 109900 58037 Amgen COM 031162100 832 15105 SH SOLE 800 14305 Amphenol COM 032095101 733 14975 SH SOLE 850 14125 Anadarko Petroleum COM 032511107 1618 28356 SH SOLE 1650 26706 Apache Corporation COM 037411105 465 4761 SH SOLE 4761 Apollo Investment COM 03761u106 546 53354 SH SOLE 53354 Apple Inc COM 037833100 10678 37631 SH SOLE 21220 16411 Applied Material COM 038222105 226 19339 SH SOLE 19339 Archer Daniels Midland COM 039483102 5712 178947 SH SOLE 146000 32947 Avi BioPharma COM 185 100824 SH SOLE 100824 BHP Billiton Limited COM 088606108 7555 98989 SH SOLE 65500 33489 Baidu.com Inc COM 056752108 431 4200 SH SOLE 4200 Bank of America COM 060505104 591 45068 SH SOLE 1476 43592 Bank of NY Mellon COM 064058100 755 28913 SH SOLE 28913 Barclays COM G08036124 71 15067 SH SOLE 15067 Beckman Coulter COM 075811109 61300 1256398 SH SOLE 1177000 79398 Belo COM 080555105 35588 5739991 SH SOLE 5275300 464691 Berkshire Hathaway Cl B COM 084670702 405 4900 SH SOLE 50 4850 Best Buy Company COM 086516101 274 6701 SH SOLE 500 6201 Black Rock Inc COM 09247x101 6183 36320 SH SOLE 31020 5300 Boeing Company COM 097023105 1006 15118 SH SOLE 15118 BorgWarner COM 099724106 76907 1461550 SH SOLE 1337800 123750 Boston Scientific COM 101137107 81944 13367650 SH SOLE 12520150 847500 Bristol Myers Squibb COM 110122108 4031 148703 SH SOLE 4565 144138 Broadcom Corp ClA COM 111320107 5518 155912 SH SOLE 144400 11512 Bucyrus International Inc. COM 118759109 7924 114256 SH SOLE 75050 39206 Bunge Ltd. COM G16962105 47425 801632 SH SOLE 749660 51972 CGG-Veritas COM 204386106 34649 1586484 SH SOLE 1447723 138761 CVS Caremark COM 126650100 323 10264 SH SOLE 10264 Canadian Railway COM 136375102 521 8136 SH SOLE 8136 Capital One Financial COM 14040h105 4340 109732 SH SOLE 104100 5632 Caterpillar COM 149123101 4403 55961 SH SOLE 1100 54861 Charles River Lab Intl Inc COM 159864107 67320 2030762 SH SOLE 1904000 126762 Charter Communications COM 16117m107 0 10000 SH SOLE 10000 Chevron COM 166764100 8631 106496 SH SOLE 63525 42971 Chicago Bridge & Iron COM 167250109 72740 2975034 SH SOLE 2735200 239834 Cincinnati Financial COM 172062101 64274 2230200 SH SOLE 2072000 158200 Cisco Systems COM 17275r102 9236 421733 SH SOLE 195940 225793 Citigroup COM 172967101 145 37188 SH SOLE 734 36455 8 2000 SH OTHER 2000 Coach Inc COM 189754104 244 5675 SH SOLE 5675 Coca Cola COM 191216100 1015 17345 SH SOLE 250 17095 Colgate Palmolive COM 194162103 566 7366 SH SOLE 7366 Con-Way COM 205944101 46758 1508812 SH SOLE 1408300 100512 Conferserv Inc COM 207999012 675 562825 SH SOLE 562825 Conoco Phillips COM 20825c104 394 6861 SH SOLE 750 6111 Corning COM 219350105 1146 62673 SH SOLE 1800 60873 Costco Wholesale COM 22160k105 2200 34110 SH SOLE 140 33970 Danaher Corporation COM 235851102 1013 24934 SH SOLE 1300 23634 Darden Restaurants COM 237194105 3558 83180 SH SOLE 79000 4180 Davita COM 23918K108 5350 77505 SH SOLE 66500 11005 Deere & Company COM 244199105 8880 127256 SH SOLE 70300 56956 Denbury Resources COM 247916208 26769 1684635 SH SOLE 1531400 153235 Diamond Offshore Drilling COM 25271c102 417 6150 SH SOLE 100 6050 DirecTV Group COM 25490a101 867 20826 SH SOLE 1500 19326 EMC Corporation COM 268648102 269 13240 SH SOLE 13240 Eaton Corporation COM 278058102 234 2835 SH SOLE 2835 Eaton Vance Corp COM 278265103 37736 1299439 SH SOLE 1216100 83339 Encana Corp COM 292505104 293 9690 SH SOLE 300 9390 Ensco International PLC COM 29358q109 452 10115 SH SOLE 400 9715 Enterprise Product Partnership COM 293792107 605 15240 SH SOLE 400 14840 Equity Residential COM 29476L107 295 6200 SH SOLE 1200 5000 Extraordinary Vacations Group COM 30226w104 388 969672 SH SOLE 964848 4824 Exxon Mobil COM 30231g102 1329 21503 SH SOLE 454 21049 198 3200 SH OTHER 3200 FMC Corporation COM 302491303 57061 834105 SH SOLE 769300 64805 FMC Technologies COM 30249u101 74920 1097081 SH SOLE 1013246 83835 FactSet Research Systems Inc COM 303075105 35290 434983 SH SOLE 404000 30983 Fedex Corporation COM 31428x106 410 4800 SH SOLE 4800 Fidelity Southern Corp. COM 316394105 100 15607 SH OTHER 15607 Fifth Third Bancorp COM 316773100 6122 508886 SH SOLE 349600 159286 Fluor Corporation COM 343412102 6139 123939 SH SOLE 89800 34139 Forest Labs COM 345838106 60422 1953502 SH SOLE 1823300 130202 Freeport McMoRan Copper & Gold COM 35671D857 9384 109901 SH SOLE 67834 42067 Gannett Company COM 364730101 53532 4377083 SH SOLE 4088600 288483 General Electric COM 369604103 1191 73262 SH SOLE 780 72482 Gilead Sciences COM 375558103 7595 213279 SH SOLE 126150 87129 Globalbridge Assets Midwrap COM 7130 7130309 SH SOLE 7130309 Google COM 38259p508 6557 12470 SH SOLE 8010 4460 H&R Block COM 093671105 85767 6622904 SH SOLE 6180400 442504 Halliburton Company COM 406216101 384 11600 SH SOLE 1400 10200 Harris Corporation COM 413875105 48255 1089533 SH SOLE 999025 90508 Health Mgt Assoc. COM 421933102 90 11800 SH SOLE 11800 Helmerich & Payne COM 423452101 3865 95538 SH SOLE 84700 10838 Home Depot COM 437076102 251 7910 SH SOLE 235 7675 IBM COM 459200101 6788 50603 SH SOLE 38650 11953 Illinois Tool Works COM 452308109 451 9584 SH SOLE 9584 Intel Corporation COM 458140100 1695 88280 SH SOLE 3040 85240 Intercontinental Exchange COM 45865V100 7166 68428 SH SOLE 45100 23328 Interpublic Group COM 460690100 56068 5590074 SH SOLE 5159900 430174 Intuit COM 461202103 28528 651175 SH SOLE 599650 51525 Ishares Dow Jones Select Divid COM 464287168 235 5025 SH SOLE 5025 Ishares Tr Msci Emerg Mkt COM 464287234 2244 50128 SH SOLE 900 49228 J P Morgan Chase COM 46625h100 534 14041 SH SOLE 14041 JA Solar Holdings Co COM 466090107 168 18000 SH SOLE 1000 17000 Jabil Circuit COM 466313103 47777 3315557 SH SOLE 3024080 291477 Jacobs Engineering COM 469814107 2108 54480 SH SOLE 1400 53080 Johnson & Johnson COM 478160104 1382 22308 SH SOLE 700 21608 Johnson Controls COM 478366107 573 18775 SH SOLE 18775 Juniper Networks COM 48203r104 6025 198506 SH SOLE 181000 17506 KBR, Inc. COM 48242W106 245 9950 SH SOLE 9950 Keycorp COM 493267108 90 11300 SH SOLE 11300 Kinder Morgan Energy COM 494550106 298 4350 SH SOLE 4350 Laboratory Corp of America COM 50540r409 786 10025 SH SOLE 500 9525 Lexmark Intl COM 529771107 59271 1328360 SH SOLE 1216850 111510 Lincare Holdings COM 532791100 17248 687726 SH SOLE 636450 51276 MEMC Electronic Materials Inc COM 552715104 148 12445 SH SOLE 1600 10845 Manpower Inc COM 56418H100 65778 1260114 SH SOLE 1173230 86884 Markwest Energy Partners COM 570759100 344 9580 SH SOLE 9580 5 150 SH OTHER 150 MasterCard, Inc. COM 57636q104 1579 7050 SH SOLE 210 6840 Mattel COM 577081102 51242 2184248 SH SOLE 2016565 167683 McDonalds Corp COM 580135101 872 11709 SH SOLE 800 10909 McGraw-Hill Co COM 580645109 74418 2251011 SH SOLE 2081855 169156 Mckesson COM 58155q103 209 3385 SH SOLE 3385 Medtronic COM 585055106 275 8190 SH SOLE 8190 Mentor Graphics COM 587200106 14238 1347030 SH SOLE 1206604 140426 Merck COM 58933y105 306 8314 SH SOLE 288 8026 Microsoft COM 594918104 1330 54305 SH SOLE 2300 52005 Molex COM 608554101 53228 2543125 SH SOLE 2280970 262155 Molex Cl A COM 608554200 24338 1392360 SH SOLE 1385960 6400 Molson Coors Brewing COM 60871R209 52999 1122384 SH SOLE 1048800 73584 Motorola COM 620076109 306 35902 SH SOLE 35902 Nabors Industries COM G6359f103 224 12400 SH SOLE 1200 11200 Nasdaq 100 Trust COM 73935a104 211 4300 SH SOLE 4300 National Oilwell Varco COM 637071101 503 11308 SH SOLE 400 10908 New York Times COM 650111107 65281 8434177 SH SOLE 7908795 525382 Nike COM 654106103 1033 12895 SH SOLE 800 12095 Noble Energy COM 655044105 443 5893 SH SOLE 5893 Northern Trust COM 665859104 321 6660 SH SOLE 6660 Nuance Communications COM 67020Y100 63565 4064231 SH SOLE 3816400 247831 Nucor Corporation COM 670346105 266 6970 SH SOLE 1200 5770 19 500 SH OTHER 500 Occidental Petroleum COM 674599105 260 3320 SH SOLE 3320 Oracle Corporation COM 68389X105 11287 420381 SH SOLE 213350 207031 Parker-Hannifin COM 701094104 276 3937 SH SOLE 3937 Pearson PLC COM 705015105 38352 2469544 SH SOLE 2277800 191744 Pepsico COM 713448108 442 6659 SH SOLE 500 6159 Perkin Elmer COM 714046109 36730 1587313 SH SOLE 1457350 129963 Pfizer COM 717081103 375 21814 SH SOLE 21814 17 1000 SH OTHER 1000 Precision Castparts COM 740189105 491 3856 SH SOLE 3856 ProShares Ultra S&P500 COM 74347r107 217 5500 SH SOLE 300 5200 Procter & Gamble Co. COM 742718109 1539 25666 SH SOLE 25666 QLogic Corp COM 747277101 198 11200 SH SOLE 11200 Qualcomm COM 747525103 1753 38832 SH SOLE 750 38082 S&P Dep Rcpts COM 78462F103 6516 57089 SH SOLE 1300 55789 SPDR Gold Shares COM 78463v107 545 4260 SH SOLE 4260 Schlumberger Ltd. COM 806857108 1092 17721 SH SOLE 700 17021 Scholastic Corp COM 807066105 23055 828735 SH SOLE 749757 78978 Seadrill LTD COM G7945E105 448 15450 SH SOLE 15450 Sigma-Aldrich Corporation COM 826552101 64618 1070182 SH SOLE 990700 79482 Southwest Airlines COM 844741108 61073 4672753 SH SOLE 4330500 342253 St. Jude Medical COM 790849103 1510 38392 SH SOLE 1300 37092 Staples COM 855030102 1363 65152 SH SOLE 300 64852 Starbucks COM 855244109 461 18050 SH SOLE 18050 Stryker Corporation COM 863667101 307 6132 SH SOLE 6132 TCF Financial COM 872275102 315 19472 SH SOLE 19472 TD Ameritrade COM 87236Y108 312 19300 SH SOLE 19300 Tactical Air Defense Service COM 87356M108 0 18000 SH SOLE 18000 Target Corporation COM 87612e106 6121 114546 SH SOLE 88200 26346 Telus Corporation COM 87971m202 233 5500 SH SOLE 5500 Teva Pharmaceutical COM 881624209 5939 112593 SH SOLE 54526 58067 Texas Instruments COM 882508104 312 11505 SH SOLE 1360 10145 Thomas & Betts COM 884315102 576 14050 SH SOLE 1200 12850 Tractor Supply Co. COM 892356106 282 7100 SH SOLE 7100 8 200 SH OTHER 200 Transocean Ltd COM h8817h100 6303 98035 SH SOLE 63839 34196 URS Corp COM 903236107 34912 919222 SH SOLE 850100 69122 US Bancorp COM 902973304 814 37641 SH SOLE 37641 Union Pacific COM 907818108 5475 66929 SH SOLE 52200 14729 Unisys Corporation COM 909214306 55685 1995879 SH SOLE 1873688 122191 United Technologies COM 913017109 2430 34113 SH SOLE 650 33463 UnitedHealth Group COM 91324p102 940 26760 SH SOLE 800 25960 VF Corporation COM 918204108 6737 83152 SH SOLE 58250 24902 Varian Medical Systems COM 92220p105 54845 906536 SH SOLE 836750 69786 Verisign COM 92343e102 254 8000 SH SOLE 8000 Verizon Comm COM 92343v104 680 20851 SH SOLE 20851 Wal Mart Stores COM 931142103 6824 127506 SH SOLE 88810 38696 Walgreen Company COM 931422109 1337 39896 SH SOLE 1400 38496 Walt Disney COM 254687106 840 25363 SH SOLE 25363 17 500 SH OTHER 500 Waters Corporation COM 941848103 258 3650 SH SOLE 200 3450 Weatherford Int COM H27013103 186 10860 SH SOLE 400 10460 WebMD Health COM 235 4722 SH SOLE 4722 Wells Fargo COM 949746101 495 19724 SH SOLE 19724 18 699 SH OTHER 699 Werner Enterprises COM 950755108 46133 2251504 SH SOLE 2081977 169527 WisdomTree Middle East Dividen COM 97717X305 364 22900 SH SOLE 22900 WoodWard Governor COM 233 7200 SH SOLE 7200 Yum! Brands COM 988498101 8347 181218 SH SOLE 117900 63318 Zebra Technologies COM 989207105 61241 1820486 SH SOLE 1690305 130181 Zimmer Holdings COM 98956p102 338 6450 SH SOLE 550 5900 iShares FTSE/Xinhua China 25 I COM 464287184 340 7950 SH SOLE 7950 iShares MSCI EAFE COM 464287465 458 8341 SH SOLE 8341 iShares Russell 1000 Growth COM 464287614 1135 22094 SH SOLE 200 21894 Alpine Dynamic Dvd Fund 020875209 54 12600.861SH SOLE 12600.861 American Capital Wld Grth & In 140543109 352 10309.323SH SOLE 10309.323 American Fd Europacific Growth 298706409 227 5750.699 SH SOLE 795.080 4955.619 11 277.707 SH OTHER 277.707 Artio Intl Equity Fund 04315J407 258 9177.705 SH SOLE 9177.705 Artisan International 04314h204 229 11112.949SH SOLE 11112.949 Aston Optimum MidCap Fund I 00078H158 462 16037.520SH SOLE 16037.520 Aston/Optimum Mid Cap Fund 00078h315 2109 74067.084SH SOLE 74067.084 Davis NY Venture A 239080104 205 6512.835 SH SOLE 6512.835 Dodge & Cox Intl 256206103 275 8209.958 SH SOLE 8209.958 Federated Kaufmann 314172644 84 16496.868SH SOLE 16496.868 Federated Max-Cap Index Instl 31420e106 147 11939.765SH SOLE 11939.765 First Eagle Gold Fund 32008f408 205 6294.824 SH SOLE 6294.824 First Eagle Overseas Cl A 32008f101 351 16481.589SH SOLE 16481.589 Harbor Intl Fd 411511306 319 5633.184 SH SOLE 5633.184 Ivy Intl Value 465898682 496 32066.122SH SOLE 2538.311 29527.811 Janus Overseas Fd 471023846 305 6409.123 SH SOLE 6409.123 Matthews Asian Growth & Income 577130206 177 9994.662 SH SOLE 9994.662 1 76.462 SH OTHER 76.462 Neuberger & Berman Int'l Fd 641224704 176 11018.571SH SOLE 11018.571 Oakmark Int'l 413838202 406 22307.489SH SOLE 22307.489 Third Avenue Value 884116104 205 4187.554 SH SOLE 4187.554 Gabelli DVD & Inc Tr PFD 36242h203 403 16000 SH SOLE 3100 16000 Glimcher Realty Trust 8.125% PFD 379302409 224 9175 SH SOLE 9175 Goldman Sachs Floating Ser D P PFD 38144g804 779 36400 SH SOLE 36400 JP Morgan Chase 5.875% PFD 46626v207 336 13550 SH SOLE 13550 JP Morgan Chase Pfd 8.625% PFD 46625h621 423 14975 SH SOLE 14975 Prologis Trust 6.75% PFD 743410706 245 10400 SH SOLE 10400 Royce Value Trust Inc PFD 780910402 226 8900 SH SOLE 3200 8900 Weingarten Realty 6.95% PFD 948741608 237 9525 SH SOLE 9525 Wells Fargo Capital VII 5.85% PFD 94979b204 1082 43300 SH SOLE 43300 Wells Fargo Capital XI PFD 6.2 PFD 94979S207 205 8000 SH OTHER 8000
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