-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P4LUeden5OM/TpfzWFLF2c0RijrRNfEOL2sC5xC1KxA+eOWUzv8ZSlFIW0V37Jl6 noLhBDgSn19MP2+WyzLyBA== 0001037763-10-000002.txt : 20100429 0001037763-10-000002.hdr.sgml : 20100429 20100429140737 ACCESSION NUMBER: 0001037763-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100429 DATE AS OF CHANGE: 20100429 EFFECTIVENESS DATE: 20100429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPTIMUM INVESTMENT ADVISORS CENTRAL INDEX KEY: 0001037763 IRS NUMBER: 363673834 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06296 FILM NUMBER: 10780672 BUSINESS ADDRESS: STREET 1: 100 S WACKER DRIVE STREET 2: SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3127821515 MAIL ADDRESS: STREET 1: 100 S WACKER DRIVE SUITE 2100 STREET 2: SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: GRAVER BOKHOF GOODWILL & SULLIVAN L P/IL DATE OF NAME CHANGE: 19990329 13F-HR 1 oia13f1q10.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Optimum Investment Advisors Address: 100 South Wacker Drive Suite 2100 Chicago, IL 60606 13F File Number: 28-6296 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, "that all information contained herein is true, correct" and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tony Smith Title: Senior Operations Specialist Phone: 312-782-1515 Signature, Place, and Date of Signing: Name of Filer Chicago, Illinois 60606 April 29, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 1 "Form 13F Information Table Value Total: $2,402,083,000 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579y101 404 4840 SH SOLE 4840 ABB Ltd COM 000375204 1290 59050 SH SOLE 400 58650 AT&T COM 00206R102 246 9517 SH SOLE 9517 Abbott Labs COM 002824100 246 4664 SH SOLE 4664 Accenture Plc COM g1151c101 496 11815 SH SOLE 11815 Ace Ltd COM h0023r105 1965 37563 SH SOLE 1000 36563 Aetna Inc COM 00817Y108 318 9067 SH SOLE 9067 Affiliated Managers COM 008252108 4035 51070 SH SOLE 50100 970 Air Products & Chem COM 009158106 431 5835 SH SOLE 5835 44 600 SH OTHER 600 Akamai Technologies COM 00971t101 88026 2801604 SH SOLE 2541400 260204 Allstate Corporation COM 020002101 342 10581 SH SOLE 700 9881 America Movil COM 02364w105 6529 129702 SH SOLE 88125 41577 American Express COM 025816109 6581 159496 SH SOLE 104300 55196 Amgen COM 031162100 992 16575 SH SOLE 800 15775 Amphenol COM 032095101 687 16284 SH SOLE 850 15434 Anadarko Petroleum COM 032511107 1467 20136 SH SOLE 1050 19086 Apache Corporation COM 037411105 534 5261 SH SOLE 5261 Apollo Group Inc COM 037604105 5792 94500 SH SOLE 71250 23250 Apollo Investment COM 03761u106 677 53154 SH SOLE 53154 Apple Inc COM 037833100 9683 41205 SH SOLE 23870 17335 Applied Material COM 038222105 260 19339 SH SOLE 19339 AstraZeneca ADR COM 046353108 274 6125 SH SOLE 6125 Avi BioPharma COM 119 100824 SH SOLE 100824 BHP Billiton Limited COM 088606108 6160 76689 SH SOLE 45900 30789 Baidu.com Inc COM 056752108 242 405 SH SOLE 405 Bank of America COM 060505104 847 47451 SH SOLE 1476 45975 Bank of NY Mellon COM 064058100 893 28913 SH SOLE 28913 Baxter Int'l COM 071813109 5520 94841 SH SOLE 65600 29241 Beckman Coulter COM 075811109 45981 732180 SH SOLE 676400 55780 Belo COM 080555105 35470 5200839 SH SOLE 4687500 513339 Berkshire Hathaway Cl B COM 084670702 402 4950 SH SOLE 50 4900 Best Buy Company COM 086516101 377 8853 SH SOLE 500 8353 Black Rock Inc COM 09247x101 5239 24060 SH SOLE 16020 8040 Boeing Company COM 097023105 2566 35337 SH SOLE 35337 BorgWarner COM 099724106 61901 1621293 SH SOLE 1462940 158353 Bristol Myers Squibb COM 110122108 8397 314506 SH SOLE 147065 167441 Bucyrus International Inc. COM 118759109 6117 92694 SH SOLE 60850 31844 Bunge Ltd. COM G16962105 38790 629398 SH SOLE 576820 52578 CGG-Veritas COM 204386106 47717 1684910 SH SOLE 1531923 152987 CVS Caremark COM 126650100 395 10813 SH SOLE 10813 Canadian Railway COM 136375102 494 8157 SH SOLE 8157 Caterpillar COM 149123101 3764 59895 SH SOLE 1100 58795 Charles River Lab Intl Inc COM 159864107 53367 1357587 SH SOLE 1246800 110787 Charter Communications COM 16117m107 0 10000 SH SOLE 10000 Chevron COM 166764100 8093 106732 SH SOLE 60225 46507 Chicago Bridge & Iron COM 167250109 73007 3138754 SH SOLE 2852100 286654 Cincinnati Financial COM 172062101 57312 1982419 SH SOLE 1810300 172119 Cisco Systems COM 17275r102 11403 438083 SH SOLE 200640 237443 Citigroup COM 172967101 114 28227 SH SOLE 1133 27095 8 2000 SH OTHER 2000 Coach Inc COM 189754104 225 5690 SH SOLE 5690 Coca Cola COM 191216100 1136 20660 SH SOLE 250 20410 Colgate Palmolive COM 194162103 732 8581 SH SOLE 8581 Con-Way COM 205944101 48323 1375933 SH SOLE 1270400 105533 Conferserv Inc COM 207999012 675 562825 SH SOLE 562825 Conoco Phillips COM 20825c104 418 8166 SH SOLE 750 7416 Cooper Industries COM g24140108 240 5000 SH SOLE 5000 Corning COM 219350105 1283 63470 SH SOLE 1800 61670 Costco Wholesale COM 22160k105 2164 36245 SH SOLE 140 36105 Danaher Corporation COM 235851102 1204 15070 SH SOLE 650 14420 Davita COM 23918K108 5135 80998 SH SOLE 65550 15448 Deere & Company COM 244199105 7849 131997 SH SOLE 72600 59397 Denbury Resources COM 247916208 29683 1759508 SH SOLE 1555800 203708 Diamond Offshore Drilling COM 25271c102 4973 55991 SH SOLE 36450 19541 DirecTV Group COM 25490a101 5941 175708 SH SOLE 125300 50408 Dow Chemical COM 260543103 219 7400 SH SOLE 950 6450 30 1000 SH OTHER 1000 EMC Corporation COM 268648102 239 13240 SH SOLE 13240 18 1000 SH OTHER 1000 Eaton Corporation COM 278058102 366 4835 SH SOLE 4835 Eaton Vance Corp COM 278265103 20765 619101 SH SOLE 558500 60601 Edwards Lifesciences COM 28176e108 18029 182335 SH SOLE 164744 17591 Encana Corp COM 292505104 564 18176 SH SOLE 300 17876 Ensco International PLC COM 29358q109 480 10715 SH SOLE 400 10315 Enterprise Product Partnership COM 293792107 367 10615 SH SOLE 10615 Equity Residential COM 29476L107 243 6200 SH SOLE 1200 5000 Exelon Corporation COM 30161n101 486 11097 SH SOLE 11097 Express Scripts Inc COM 302182100 4261 41870 SH SOLE 40000 1870 Extraordinary Vacations Group COM 30226w104 388 969672 SH SOLE 964848 4824 Exxon Mobil COM 30231g102 1296 19355 SH SOLE 100 19255 214 3200 SH OTHER 3200 FMC Corporation COM 302491303 50816 839384 SH SOLE 764800 74584 FMC Technologies COM 30249u101 70675 1093536 SH SOLE 983646 109890 FactSet Research Systems Inc COM 303075105 42160 574627 SH SOLE 526600 48027 Fedex Corporation COM 31428x106 448 4800 SH SOLE 4800 Fidelity Southern Corp. COM 316394105 89 15453 SH OTHER 15453 Fifth Third Bancorp COM 316773100 6587 485745 SH SOLE 329600 156145 Fluor Corporation COM 343412102 6125 131695 SH SOLE 92800 38895 Freeport McMoRan Copper & Gold COM 35671D857 8068 96574 SH SOLE 54334 42240 Gannett Company COM 364730101 57813 3499606 SH SOLE 3189500 310106 General Electric COM 369604103 1394 76611 SH SOLE 1280 75331 Gilead Sciences COM 375558103 5846 128558 SH SOLE 82950 45608 Globalbridge Assets Midwrap COM 6549 6548776 SH SOLE 6548776 Goldman Sachs COM 38141g104 5850 34284 SH SOLE 25135 9149 Google COM 38259p508 7329 12923 SH SOLE 7775 5148 H&R Block COM 093671105 78570 4414057 SH SOLE 4063600 350457 Halliburton Company COM 406216101 350 11600 SH SOLE 1400 10200 Harris Corporation COM 413875105 53589 1128431 SH SOLE 1017025 111406 Hartford Financial Services COM 416515104 259 9115 SH SOLE 9115 Health Mgt Assoc. COM 421933102 101 11800 SH SOLE 11800 Hewitt Associates COM 42822Q100 308 7752 SH SOLE 7752 Hewlett-Packard COM 428236103 225 4225 SH SOLE 175 4050 Home Depot COM 437076102 430 13295 SH SOLE 235 13060 IBM COM 459200101 5323 41505 SH SOLE 27650 13855 ITT Education Services COM 45068b109 503 4468 SH SOLE 250 4218 Illinois Tool Works COM 452308109 494 10434 SH SOLE 10434 Ingersoll Rand COM G47791101 205 5870 SH SOLE 5870 Intel Corporation COM 458140100 2081 93372 SH SOLE 3040 90332 Intercontinental Exchange COM 45865V100 7159 63813 SH SOLE 40300 23513 Interpublic Group COM 460690100 42335 5088290 SH SOLE 4636800 451490 Intuit COM 461202103 44949 1309713 SH SOLE 1180600 129113 Ishares Tr Msci Emerg Mkt COM 464287234 1712 40648 SH SOLE 900 39748 J P Morgan Chase COM 46625h100 695 15526 SH SOLE 15526 JA Solar Holdings Co COM 466090107 102 18300 SH SOLE 1000 17300 Jabil Circuit COM 466313103 49410 3051901 SH SOLE 2791480 260421 Jacobs Engineering COM 469814107 7594 168044 SH SOLE 98125 69919 Johnson & Johnson COM 478160104 1615 24768 SH SOLE 700 24068 Johnson Controls COM 478366107 639 19375 SH SOLE 19375 Juniper Networks COM 48203r104 4489 146315 SH SOLE 133800 12515 Keycorp COM 493267108 89 11500 SH SOLE 11500 Kinder Morgan Energy COM 494550106 304 4650 SH SOLE 4650 Laboratory Corp of America COM 50540r409 929 12269 SH SOLE 500 11769 Lexmark Intl COM 529771107 56613 1569108 SH SOLE 1411050 158058 Lincare Holdings COM 532791100 45371 1010949 SH SOLE 909600 101349 Lowe's Companies COM 548661107 321 13258 SH SOLE 13258 MEMC Electronic Materials Inc COM 552715104 218 14205 SH SOLE 1600 12605 Manpower Inc COM 56418H100 56584 990614 SH SOLE 901830 88784 Markwest Energy Partners COM 570759100 302 9845 SH SOLE 9845 5 150 SH OTHER 150 MasterCard, Inc. COM 57636q104 6201 24415 SH SOLE 17410 7005 Mattel COM 577081102 43652 1919622 SH SOLE 1733065 186557 McDonalds Corp COM 580135101 836 12534 SH SOLE 800 11734 McGraw-Hill Co COM 580645109 58745 1647822 SH SOLE 1500955 146867 Mckesson COM 58155q103 227 3450 SH SOLE 3450 Medtronic COM 585055106 590 13100 SH SOLE 100 13000 Mentor Graphics COM 587200106 11250 1402683 SH SOLE 1240404 162279 Merck COM 58933y105 319 8544 SH SOLE 288 8256 Metlife COM 59156r108 205 4740 SH SOLE 500 4240 Microsoft COM 594918104 1951 66605 SH SOLE 2300 64305 29 1000 SH OTHER 1000 Molex COM 608554101 48749 2336951 SH SOLE 2067870 269081 Molex Cl A COM 608554200 19489 1104210 SH SOLE 1102860 1350 Molson Coors Brewing COM 60871R209 51431 1222807 SH SOLE 1138900 83907 Motorola COM 620076109 254 36202 SH SOLE 36202 Nabors Industries COM G6359f103 260 13250 SH SOLE 1600 11650 Nasdaq 100 Trust COM 73935a104 325 6750 SH SOLE 300 6450 National Oilwell Varco COM 637071101 4345 107065 SH SOLE 87400 19665 New York Times COM 650111107 74306 6676146 SH SOLE 6095995 580151 Nike COM 654106103 6302 85746 SH SOLE 60400 25346 Noble Energy COM 655044105 350 4793 SH SOLE 4793 Northern Trust COM 665859104 368 6660 SH SOLE 6660 Nucor Corporation COM 670346105 394 8680 SH SOLE 1200 7480 Occidental Petroleum COM 674599105 281 3320 SH SOLE 3320 Oracle Corporation COM 68389X105 11191 435269 SH SOLE 219025 216244 Parametric Tech COM 699173209 195 10800 SH SOLE 10800 Parker-Hannifin COM 701094104 511 7887 SH SOLE 150 7737 Pearson PLC COM 705015105 42346 2698931 SH SOLE 2422400 276531 Pepsico COM 713448108 468 7079 SH SOLE 500 6579 Perkin Elmer COM 714046109 37795 1581381 SH SOLE 1414950 166431 Pfizer COM 717081103 387 22564 SH SOLE 22564 17 1000 SH OTHER 1000 Precision Castparts COM 740189105 5671 44756 SH SOLE 40000 4756 ProShares Ultra S&P500 COM 74347r107 368 8750 SH SOLE 300 8450 Procter & Gamble Co. COM 742718109 1976 31224 SH SOLE 31224 QLogic Corp COM 747277101 227 11200 SH SOLE 11200 Qualcomm COM 747525103 1669 39782 SH SOLE 750 39032 Quest Diagnostics COM 74834l100 247 4230 SH SOLE 4230 Raytheon Company COM 755111507 235 4116 SH SOLE 4116 Roper Industries COM 776696106 264 4560 SH SOLE 400 4160 S&P Dep Rcpts COM 78462F103 7174 61320 SH SOLE 1300 60020 SPDR Gold Shares COM 78463v107 461 4230 SH SOLE 4230 Schlumberger Ltd. COM 806857108 1220 19225 SH SOLE 700 18525 Scholastic Corp COM 807066105 25043 894380 SH SOLE 788457 105923 Sigma-Aldrich Corporation COM 826552101 52268 974054 SH SOLE 919600 54454 Southwest Airlines COM 844741108 61500 4652063 SH SOLE 4194300 457763 St. Jude Medical COM 790849103 6075 147995 SH SOLE 93700 54295 Staples COM 855030102 1723 73602 SH SOLE 300 73302 Starbucks COM 855244109 719 29625 SH SOLE 29625 Stryker Corporation COM 863667101 345 6031 SH SOLE 6031 TCF Financial COM 872275102 310 19472 SH SOLE 19472 TD Ameritrade COM 87236Y108 368 19300 SH SOLE 19300 Tactical Air Defense Service COM 87356M108 0 18000 SH SOLE 18000 Telus Corporation COM 87971m202 7289 203500 SH SOLE 196500 7000 Teva Pharmaceutical COM 881624209 7804 123712 SH SOLE 66526 57186 Texas Instruments COM 882508104 328 13405 SH SOLE 1360 12045 Thomas & Betts COM 884315102 623 15875 SH SOLE 1200 14675 Tractor Supply Co. COM 892356106 209 3600 SH SOLE 3600 6 100 SH OTHER 100 Transocean Ltd COM h8817h100 7612 88127 SH SOLE 54564 33563 Trimble Navigation COM 896239100 345 12000 SH SOLE 12000 URS Corp COM 903236107 38294 771893 SH SOLE 692700 79193 US Bancorp COM 902973304 1026 39641 SH SOLE 39641 Union Pacific COM 907818108 579 7900 SH SOLE 7900 Unisys Corporation COM 909214306 51829 1485495 SH SOLE 1355178 130317 United Technologies COM 913017109 3131 42538 SH SOLE 650 41888 UnitedHealth Group COM 91324p102 1000 30609 SH SOLE 800 29809 VF Corporation COM 918204108 6127 76450 SH SOLE 54750 21700 Varian Medical Systems COM 92220p105 53497 966877 SH SOLE 873450 93427 Verizon Comm COM 92343v104 657 21176 SH SOLE 21176 Wal Mart Stores COM 931142103 6096 109644 SH SOLE 65910 43734 Walgreen Company COM 931422109 6603 178022 SH SOLE 120000 58022 Walt Disney COM 254687106 895 25628 SH SOLE 25628 17 500 SH OTHER 500 Washington Post Company Cl B COM 939640108 5370 12090 SH SOLE 12090 Waters Corporation COM 941848103 247 3650 SH SOLE 200 3450 Weatherford Int COM H27013103 184 11620 SH SOLE 400 11220 Wells Fargo COM 949746101 682 21924 SH SOLE 21924 22 699 SH OTHER 699 Werner Enterprises COM 950755108 41612 1795948 SH SOLE 1620677 175271 Whirlpool Corporation COM 963320106 262 3000 SH SOLE 3000 WisdomTree Middle East Dividen COM 97717X305 368 22900 SH SOLE 22900 WoodWard Governor COM 230 7200 SH SOLE 7200 XTO Energy COM 98385x106 396 8394 SH SOLE 500 7894 Yum! Brands COM 988498101 6768 176577 SH SOLE 115000 61577 Zebra Technologies COM 989207105 49405 1669071 SH SOLE 1510405 158666 Zimmer Holdings COM 98956p102 382 6450 SH SOLE 550 5900 iShares MSCI EAFE COM 464287465 368 6567 SH SOLE 6567 Alpine Dynamic Dvd Fund 020875209 58 11645.411SH SOLE 11645.411 American Capital Wld Grth & In 140543109 351 10339.948SH SOLE 10339.948 American Fd Europacific Growth 298706409 221 5750.699 SH SOLE 795.080 4955.619 11 277.707 SH OTHER 277.707 Artio Intl Equity Fund 04315J407 332 11844.219SH SOLE 11844.219 Artisan International 04314h204 224 11112.949SH SOLE 11112.949 Aston/Optimum Large Cap OPPTY 00080Y702 3670 419963.638SH SOLE 1020.343 418943.295 Aston/Optimum Mid Cap Fund 00078h315 1897 67143.107SH SOLE 67143.107 Davis NY Venture A 239080104 210 6512.835 SH SOLE 6512.835 Dodge & Cox Intl 256206103 271 8209.958 SH SOLE 8209.958 Federated Kaufmann 314172644 81 16496.868SH SOLE 16496.868 Federated Max-Cap Index Instl 31420e106 150 11837.048SH SOLE 11837.048 First Eagle Overseas Cl A 32008f101 335 16481.589SH SOLE 16481.589 Harbor Intl Fd 411511306 311 5633.184 SH SOLE 5633.184 Ivy Intl Value 465898682 643 43071.078SH SOLE 2538.311 40532.767 Janus Overseas Fd 471023846 296 6409.123 SH SOLE 6409.123 Neuberger & Berman Int'l Fd 641224704 164 11018.571SH SOLE 11018.571 Oakmark Int'l 413838202 397 22307.489SH SOLE 22307.489 Gabelli DVD & Inc Tr PFD 36242h203 396 16000 SH SOLE 3100 16000 Goldman Sachs Floating Ser D P PFD 38144g804 732 33100 SH SOLE 33100 JP Morgan Chase 5.875% PFD 46626v207 296 12550 SH SOLE 12550 JP Morgan Chase Pfd 8.625% PFD 46625h621 446 16085 SH SOLE 16085 Royce Value Trust Inc PFD 780910402 221 8900 SH SOLE 3200 8900 Wells Fargo Capital VII 5.85% PFD 94979b204 897 39000 SH SOLE 39000
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