-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HlsvH3x/txzLn6/2fHCjnPmnLQJANPVbYTVfEebnzTJM65rEKyx4jD2FQ3PULHcb 2SVbpndckxwuG+vpTLv0/g== 0001037763-08-000004.txt : 20081027 0001037763-08-000004.hdr.sgml : 20081027 20081027152556 ACCESSION NUMBER: 0001037763-08-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081027 DATE AS OF CHANGE: 20081027 EFFECTIVENESS DATE: 20081027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPTIMUM INVESTMENT ADVISORS CENTRAL INDEX KEY: 0001037763 IRS NUMBER: 363673834 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06296 FILM NUMBER: 081142270 BUSINESS ADDRESS: STREET 1: 100 S WACKER DRIVE STREET 2: SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3127821515 MAIL ADDRESS: STREET 1: 100 S WACKER DRIVE SUITE 2100 STREET 2: SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: GRAVER BOKHOF GOODWILL & SULLIVAN L P/IL DATE OF NAME CHANGE: 19990329 13F-HR 1 oia13f3q08.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Optimum Investment Advisors Address: 100 South Wacker Drive Suite 2100 Chicago, IL 60606 13F File Number: 28-6296 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, "that all information contained herein is true, correct" and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tony Smith Title: Senior Operations Specialist Phone: 312-782-1515 Signature, Place, and Date of Signing: Name of Filer Chicago, Illinois 60606 October 27, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 1 "Form 13F Information Table Value Total: $1,502,269,000 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579y101 539 7890 SH SOLE 7890 ABB Ltd COM 000375204 4802 247540 SH SOLE 140300 107240 Abbott Labs COM 002824100 219 3810 SH SOLE 3810 Accenture Ltd Cl A COM g1150g111 579 15250 SH SOLE 15250 Ace Ltd COM h0023r105 3629 67041 SH SOLE 65000 2041 Aetna Inc COM 00817Y108 388 10750 SH SOLE 10750 Affiliated Managers COM 008252108 4996 60300 SH SOLE 44000 16300 Air Products & Chem COM 009158106 320 4675 SH SOLE 4675 Akamai Technologies COM 00971t101 36446 2089816 SH SOLE 1752900 336916 Allstate Corporation COM 020002101 623 13517 SH SOLE 700 12817 America Movil COM 02364w105 6387 137780 SH SOLE 90230 47550 American Express COM 025816109 311 8768 SH SOLE 8768 American Intl Group COM 026874107 40 11995 SH SOLE 700 11295 Amgen COM 031162100 1211 20428 SH SOLE 1375 19053 Amphenol COM 032095101 8977 223652 SH SOLE 133950 89702 Anadarko Petroleum COM 032511107 4091 84336 SH SOLE 61050 23286 Aon Corporation COM 037389103 247 5500 SH SOLE 5500 Apache Corporation COM 037411105 574 5501 SH SOLE 200 5301 Apple Inc COM 037833100 448 3941 SH SOLE 3941 Avi BioPharma COM 122 100824 SH SOLE 100824 BHP Billiton Limited COM 088606108 8023 154319 SH SOLE 60400 93919 Bank of America COM 060505104 1888 53938 SH SOLE 1676 52262 Bank of New York Mellon Corp COM 064058100 934 28663 SH SOLE 28663 Barr Pharmaceuticals COM 068306109 1675 25650 SH SOLE 600 25050 Beckman Coulter COM 075811109 33853 476864 SH SOLE 400500 76364 Belo COM 080555105 15346 2574873 SH SOLE 2277900 296973 Berkshire Hathaway Cl B COM 084670207 756 172 SH SOLE 1 171 Best Buy Company COM 086516101 3301 88019 SH SOLE 7400 80619 Biovail Corp COM 09067j109 22949 2348950 SH SOLE 1868870 480080 Boeing Company COM 097023105 1676 29222 SH SOLE 3500 25722 Borg Warner COM 099724106 36315 1108184 SH SOLE 894540 213644 Boston Scientific COM 101137107 315 25700 SH SOLE 1200 24500 Bunge Ltd. COM G16962105 17318 274099 SH SOLE 221200 52899 Burlington Northern COM 12189t104 2859 30930 SH SOLE 30000 930 CGG-Veritas COM 204386106 18708 588483 SH SOLE 492683 95800 Canadian Railway COM 136375102 445 9307 SH SOLE 9307 Cardinal Health COM 14149y108 214 4347 SH SOLE 4347 Caterpillar COM 149123101 5469 91757 SH SOLE 8800 82957 Charles River Lab Intl Inc COM 159864107 35990 648117 SH SOLE 555200 92917 Chemtura Corp COM 163893100 1868 409570 SH SOLE 408000 1570 Chevron COM 166764100 1226 14867 SH SOLE 336 14531 Chicago Bridge & Iron COM 167250109 31638 1644361 SH SOLE 1380100 264261 Cincinnati Financial COM 172062101 23107 812495 SH SOLE 673645 138850 Cisco Systems COM 17275r102 10728 475535 SH SOLE 213140 262395 Citigroup COM 172967101 745 36305 SH SOLE 1433 34872 Coca Cola COM 191216100 1386 26207 SH SOLE 350 25857 Colgate Palmolive COM 194162103 4179 55456 SH SOLE 45000 10456 Con-Way Inc COM 205944101 32896 745782 SH SOLE 609300 136482 Conferserv Inc COM 207999012 675 562825 SH SOLE 562825 Conoco Phillips COM 20825c104 1027 14017 SH SOLE 750 13267 Cooper Industries COM g24182100 267 6692 SH SOLE 6692 Corning COM 219350105 7011 448254 SH SOLE 214200 234054 Costco Wholesale COM 22160k105 2821 43450 SH SOLE 140 43310 Coventry Health Care COM 222862104 728 22358 SH SOLE 6250 16108 Danaher Corporation COM 235851102 7985 115060 SH SOLE 64450 50610 Davita COM 23918K108 3396 59567 SH SOLE 59500 67 Deere & Company COM 244199105 3786 76485 SH SOLE 51300 25185 Denbury Resources COM 247916208 33094 1738106 SH SOLE 1482900 255206 Diebold COM 253651103 897 27100 SH SOLE 27100 DirecTV Group COM 25459l106 2750 105055 SH SOLE 21500 83555 Dow Chemical COM 260543103 203 6400 SH SOLE 950 5450 EMC Corporation COM 268648102 223 18680 SH SOLE 18680 Eaton Corporation COM 278058102 3745 66655 SH SOLE 52000 14655 Eaton Vance Corp COM 278265103 25451 722436 SH SOLE 592200 130236 Edwards Lifesciences COM 28176e108 38369 664287 SH SOLE 567044 97243 Ensco International COM 26874Q100 3716 64481 SH SOLE 8610 55871 Enterprise Product Partnership COM 293792107 231 8975 SH SOLE 8975 Equifax COM 294429105 258 7500 SH SOLE 7500 Equity Residential COM 29476L107 364 8200 SH SOLE 1200 7000 Exelon Corporation COM 30161n101 553 8831 SH SOLE 8831 Extraordinary Vacations Group COM 30226w104 388 969672 SH SOLE 964848 4824 Exxon Mobil COM 30231g102 2119 27288 SH SOLE 845 26443 FMC Corporation COM 302491303 31615 615191 SH SOLE 526700 88491 FMC Technologies COM 30249u101 51287 1101760 SH SOLE 938146 163614 FactSet Research Systems Inc COM 303075105 29303 560828 SH SOLE 479300 81528 Fedex Corporation COM 31428x106 703 8900 SH SOLE 8900 Fidelity Southern Corp. COM 316394105 67 15000 SH SOLE 15000 Freeport McMoRan Copper & Gold COM 35671D857 3596 63262 SH SOLE 43514 19748 Gannett Company COM 364730101 8536 504763 SH SOLE 385100 119663 Genentech COM 368710406 885 9975 SH SOLE 660 9315 General Dynamics COM 369550108 213 2900 SH SOLE 2900 General Electric COM 369604103 1735 68028 SH SOLE 1580 66448 Genzyme Corporation COM 372917104 8281 102375 SH SOLE 60675 41700 Gilead Sciences COM 375558103 287 6300 SH SOLE 4600 1700 Goldman Sachs COM 38141g104 1227 9583 SH SOLE 3210 6373 Google COM 38259p508 2279 5690 SH SOLE 1210 4480 Guess Inc COM 401617105 1826 52500 SH SOLE 52000 500 Halliburton Company COM 406216101 502 15510 SH SOLE 1400 14110 Harris Corporation COM 413875105 34731 751755 SH SOLE 636700 115055 Hartford Financial Services COM 416515104 444 10828 SH SOLE 10828 Health Mgt Assoc. COM 421933102 57 13650 SH SOLE 13650 Helmerich & Payne COM 423452101 2648 61319 SH SOLE 60200 1119 Hewlett-Packard COM 428236103 339 7337 SH SOLE 75 7262 Hologic COM 436440101 2088 108012 SH SOLE 100000 8012 Home Depot COM 437076102 374 14428 SH SOLE 235 14193 IBM COM 459200101 1331 11383 SH SOLE 11383 ITT Education Services COM 45068b109 1112 13743 SH SOLE 500 13243 Illinois Tool Works COM 452308109 471 10606 SH SOLE 10606 Ingersoll Rand COM G4776G101 2840 91100 SH SOLE 70400 20700 Ingram Micro COM 457153104 3891 242100 SH SOLE 236600 5500 Intel Corporation COM 458140100 1969 105138 SH SOLE 5649 99489 Interpublic Group COM 460690100 19629 2532717 SH SOLE 2170200 362517 Intuit COM 461202103 44621 1411623 SH SOLE 1201400 210223 J P Morgan Chase COM 46625h100 818 17506 SH SOLE 200 17306 JA Solar Holdings Co COM 466090107 1815 172215 SH SOLE 35045 137170 Jabil Circuit COM 466313103 28058 2941090 SH SOLE 2502480 438610 Jacobs Engineering COM 469814107 772 14217 SH SOLE 14217 John Bean Technologies COM 477839104 2027 160087 SH SOLE 143713 16374 Johnson & Johnson COM 478160104 2067 29835 SH SOLE 1330 28505 Johnson Controls COM 478366107 6111 201480 SH SOLE 111050 90430 Kinder Morgan Energy COM 494550106 284 5450 SH SOLE 5450 Laboratory Corp of America COM 50540r409 4481 64481 SH SOLE 40700 23781 Lexmark Intl COM 529771107 39693 1218686 SH SOLE 1019200 199486 Lincare Holdings COM 532791100 22443 745877 SH SOLE 601000 144877 Lockheed Martin COM 539830109 247 2250 SH SOLE 2250 Lowe's Companies COM 548661107 1575 66498 SH SOLE 66498 MEMC Electronic Materials Inc COM 552715104 3682 130291 SH SOLE 101300 28991 Magna Intl Cl A COM 559222401 10573 206547 SH SOLE 190400 16147 Manpower Inc COM 56418H100 44822 1038501 SH SOLE 881600 156901 Mattel COM 577081102 27211 1508387 SH SOLE 1280465 227922 McDonalds Corporation COM 580135101 665 10779 SH SOLE 800 9979 Mckesson COM 58155q103 257 4769 SH SOLE 4769 Medtronic COM 585055106 816 16286 SH SOLE 100 16186 Mentor Graphics COM 587200106 16278 1434199 SH SOLE 1186130 248069 Merck COM 589331107 286 9058 SH SOLE 9058 Metlife COM 59156r108 2171 38765 SH SOLE 1300 37465 Microsoft COM 594918104 2327 87187 SH SOLE 5245 81942 Molex COM 608554101 25902 1153784 SH SOLE 904470 249314 Molex Cl A COM 608554200 9168 440535 SH SOLE 438435 2100 Molson Coors Brewing COM 60871R209 10821 231469 SH SOLE 178600 52869 Motorola COM 620076109 248 34695 SH SOLE 34695 Nabors Industries COM G6359f103 452 18150 SH SOLE 1600 16550 New York Times COM 650111107 59688 4176873 SH SOLE 3607850 569023 Nike COM 654106103 233 3490 SH SOLE 600 2890 Nisource COM 65473P105 177 12000 SH SOLE 500 11500 Noble Energy COM 655044105 271 4868 SH SOLE 4868 Northern Trust COM 665859104 296 4100 SH SOLE 4100 Nucor Corporation COM 670346105 533 13484 SH SOLE 1700 11784 Nvidia Corporation COM 67066G104 183 17100 SH SOLE 17100 Occidental Petroleum COM 674599105 369 5241 SH SOLE 5241 Omnicom Group COM 681919106 4573 118588 SH SOLE 92000 26588 Oracle Corporation COM 68389X105 11515 566985 SH SOLE 241550 325435 Parametric Tech COM 699173209 199 10796 SH SOLE 10796 Parker-Hannifin COM 701094104 4119 77719 SH SOLE 64750 12969 Pearson PLC COM 705015105 23956 2197771 SH SOLE 1840600 357171 Pepsico COM 713448108 259 3639 SH SOLE 500 3139 Pfizer COM 717081103 348 18854 SH SOLE 18854 Pharmaceutical Product Develop COM 717124101 331 8000 SH SOLE 8000 Probe Resources LTD COM 74266T100 5 10000 SH SOLE 10000 Procter Gamble COM 742718109 3021 43347 SH SOLE 500 42847 Proshares Short S&P500 COM 74347R503 526 7200 SH SOLE 7200 Qualcomm COM 747525103 2177 50657 SH SOLE 750 49907 Quest Diagnostics COM 74834l100 264 5100 SH SOLE 5100 Raytheon Company COM 755111507 276 5166 SH SOLE 5166 Roper Industries COM 776696106 327 5744 SH SOLE 400 5344 S&P Dep Rcpts COM 78462F103 2378 20500 SH SOLE 20000 500 Saul Centers COM 804395101 270 5350 SH SOLE 800 4550 Schering Plough COM 806605101 3340 180860 SH SOLE 151000 29860 Schlumberger Ltd. COM 806857108 2381 30495 SH SOLE 1100 29395 Scholastic Corp COM 807066105 22539 877689 SH SOLE 728257 149432 Seagate Technology COM g7945j104 453 37400 SH SOLE 1700 35700 Southwest Airlines COM 844741108 49075 3382143 SH SOLE 2891500 490643 St. Jude Medical COM 790849103 7509 172654 SH SOLE 114725 57929 Stanley Works COM 854616109 3034 72700 SH SOLE 70200 2500 Staples COM 855030102 7741 344035 SH SOLE 175600 168435 Starbucks COM 855244109 616 41400 SH SOLE 1800 39600 Stryker Corporation COM 863667101 736 11806 SH SOLE 350 11456 TCF Financial COM 872275102 350 19472 SH SOLE 19472 TD Ameritrade COM 87236Y108 3057 183401 SH SOLE 150000 33401 Telus Corporation COM 87971m202 4950 139200 SH SOLE 139200 Teva Pharmaceutical COM 881624209 562 12275 SH SOLE 12275 Texas Instruments COM 882508104 3745 174180 SH SOLE 72860 101320 Thomas & Betts COM 884315102 836 21400 SH SOLE 1200 20200 Total SA ADR COM 89151e109 220 3630 SH SOLE 400 3230 Transocean COM G90073100 6659 60628 SH SOLE 31937 28691 Trimble Navigation COM 896239100 4739 183255 SH SOLE 108000 75255 URS Corp COM 903236107 24482 667619 SH SOLE 557700 109919 US Bancorp COM 902973304 1100 30537 SH SOLE 30537 Union Pacific COM 907818108 534 7500 SH SOLE 7500 Unisys Corporation COM 909214108 25706 9347556 SH SOLE 7879200 1468356 United Technologies COM 913017109 4925 81994 SH SOLE 50760 31234 UnitedHealth Group COM 91324p102 938 36939 SH SOLE 800 36139 Valero Energy COM 91913Y100 220 7276 SH SOLE 1300 5976 Varian Medical Systems COM 92220p105 52241 914428 SH SOLE 788250 126178 Verizon Communications COM 92343v104 571 17801 SH SOLE 17801 Wal Mart Stores COM 931142103 287 4792 SH SOLE 35 4757 Walgreen Company COM 931422109 289 9327 SH SOLE 9327 Walt Disney COM 254687106 1233 40186 SH SOLE 40186 Washington Post Company Cl B COM 939640108 2951 5300 SH SOLE 5300 Waters Corporation COM 941848103 6303 108332 SH SOLE 68700 39632 Weatherford Int COM G95089101 3192 126984 SH SOLE 14000 112984 Wells Fargo COM 949746101 1023 27257 SH SOLE 27257 Werner Enterprises COM 950755108 23726 1092842 SH SOLE 944527 148315 Whirlpool Corporation COM 963320106 2545 32100 SH SOLE 30000 2100 WoodWard Governor COM 254 7200 SH SOLE 7200 Wyeth COM 983024100 362 9797 SH SOLE 9797 XTO Energy COM 98385x106 4915 105660 SH SOLE 63775 41885 Zebra Technologies COM 989207105 40867 1467394 SH SOLE 1230005 237389 Zimmer Holdings COM 98956p102 455 7050 SH SOLE 550 6500 Gabelli DVD & Inc Tr PFD 36242h203 316 16000 SH SOLE 3100 16000 Aston/Optimum Large Cap OPPTY 00080Y702 1908 213708.951SH SOLE 213708.951 Causeway Intl Value 14949p109 160 13286.075SH SOLE 13286.075 Federated Kaufmann 314172644 77 16467.024SH SOLE 16467.024 Fidelity Contra Fund 316071109 248 4348.172 SH SOLE 4348.172 First Eagle Overseas Cl A 32008f101 294 14924.308SH SOLE 14924.308 Franklin AGE High Income 0659089a5 74 42468.968SH SOLE 42468.968 Highland Floating Rate Adv. C 430097303 297 33179.898SH SOLE 33179.898 ING Emerging Countries 44980r870 363 16522.307SH SOLE 16522.307 Ishares Tr Msci Emerg Mkt 464287234 973 28473.000SH SOLE 900.000 27573.000 Ivy Intl Core Equity A 465897353 152 11456.284SH SOLE 11456.284 Ivy Intl Value 465898682 1018 76080.933SH SOLE 2381.836 73699.097 Janus Overseas Fd 471023846 212 6002.896 SH SOLE 6002.896 Jennison Utility A 476294848 188 19169.327SH SOLE 19169.327 Julius Baer Intl Equity Fd 481370104 365 12188.298SH SOLE 12188.298 Neuberger & Berman Int'l Fd 641224704 153 10519.571SH SOLE 10519.571 Oakmark Int'l 413838202 460 29293.863SH SOLE 29293.863 S&P Dep Rcpts 78462F103 813 7009.000 SH SOLE 7009.000 Third Avenue Value 884116104 232 5351.193 SH SOLE 5351.193 Vanguard Growth Index Signal 922908470 237 9568.109 SH SOLE 9568.109
-----END PRIVACY-ENHANCED MESSAGE-----