0001209191-16-097001.txt : 20160209
0001209191-16-097001.hdr.sgml : 20160209
20160209180555
ACCESSION NUMBER: 0001209191-16-097001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160206
FILED AS OF DATE: 20160209
DATE AS OF CHANGE: 20160209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CEPHEID
CENTRAL INDEX KEY: 0001037760
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 770441625
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 904 CARIBBEAN DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085414191
MAIL ADDRESS:
STREET 1: 904 CARIBBEAN DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOCMOND WARREN C JR
CENTRAL INDEX KEY: 0001287855
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30755
FILM NUMBER: 161401421
MAIL ADDRESS:
STREET 1: 48761 KATO RD
CITY: FREMONT
STATE: CA
ZIP: 94538
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-06
0
0001037760
CEPHEID
CPHD
0001287855
KOCMOND WARREN C JR
C/O CEPHEID
904 CARIBBEAN DRIVE
SUNNYVALE
CA
94089
0
1
0
0
EVP & Chief Operating Officer
Common Stock
2016-02-06
4
M
0
521
0.00
A
13646
D
Common Stock
2016-02-06
4
F
0
229
27.80
D
13417
D
Common Stock
2016-02-08
4
S
0
292
28.5342
D
13125
D
Restricted Stock Units
0.00
2016-02-06
4
M
0
521
0.00
D
Common Stock
521
2604
D
Vesting of restricted stock units ("RSUs") granted to the Reporting Person.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares for any reason other than to cover required taxes.
The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
The sales price reported is the weighted average sale price for the number of shares sold. Full information regarding the number of shares sold at each separate price will be supplied upon request by the Securities & Exchange Commission staff, the Issuer or a security holder of the Issuer.
Each RSU represents a contingent right to receive one share of the Issuer's common stock.
25% of the RSUs vest on the one-year anniversary of the grant date, then 6.25% of the RSUs vest each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
/s/ Jacobin Zorin, Attorney-In-Fact
2016-02-09