FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/08/2013 |
3. Issuer Name and Ticker or Trading Symbol
RALPH LAUREN CORP [ RL ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 8,185 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options issued purs. to 1997 Long-Term Stock Incentive Plan | (1) | 06/15/2015 | Class A Common Stock | 9,375 | $43.035 | D | |
Options issued purs. to 1997 Long-Term Stock Incentive Plan | (2) | 07/14/2015 | Class A Common Stock | 4,635 | $57.755 | D | |
Options issued purs. to 1997 Long-Term Stock Incentive Plan | (3) | 07/16/2016 | Class A Common Stock | 4,668 | $54.145 | D | |
Options issued purs. to 1997 Long-Term Stock Incentive Plan | (4) | 07/16/2017 | Class A Common Stock | 3,180 | $75.19 | D | |
Options issued purs. to 2010 Long-Term Stock Incentive Plan | (5) | 07/15/2018 | Class A Common Stock | 1,764 | $134.53 | D | |
Options issued purs. to 2010 Long-Term Stock Incentive Plan | (6) | 07/16/2019 | Class A Common Stock | 2,676 | $140.975 | D | |
Options issued purs. to 2010 Long-Term Stock Incentive Plan | (7) | 07/15/2020 | Class A Common Stock | 5,769 | $181.935 | D | |
Class B Common Stock | (8) | (8) | Class A Common Stock | 7,842,342 | (8) | I | See footnote(9) |
Explanation of Responses: |
1. These options vested and became exercisable in three equal annual installments beginning June 15, 2006. |
2. These options vested and became exercisable in three equal annual installments beginning July 14, 2009. |
3. These options vested and became exercisable in three equal annual installments beginning July 16, 2010. |
4. These options vested and became exercisable in three equal annual installments beginning July 16, 2011. |
5. Of the aggregate amount of 1,764 stock options, 1,176 stock options have vested and are exercisable and the remaining 588 stock options will vest and become exercisable on July 15, 2014. |
6. Of the aggregate amount of 2,676 stock options, 892 stock options have vested and are exercisable and the remaining 1,784 stock options will vest and become exercisable in two equal installments on July 16, 2014 and July 16, 2015. |
7. This aggregate amount of 5,769 stock options will vest and become exercisable in three equal installments on July 15, 2014, July 15, 2015 and July 15, 2016. |
8. Each share of Class B Common Stock is immediately convertible on a one-for-one basis into a share of Class A Common Stock. |
9. Held by a limited liability company of which the reporting person is a manager. The reporting person disclaims beneficial ownership of the securities held by the limited liability company except to the extent of his pecuniary interest therein. |
Remarks: |
Exhibit List: Exhibit 24 - Power of Attorney |
/s/ Yen D. Chu, Attorney-in-Fact for David Lauren | 08/12/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |