-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I2D2EOzpGqVb4JxpLNJHv5/5Xe7Keay984NRXbDQZfqhBt+WsjuKMHehwUU3zWD/ A6ln7/Gwv555wc4ZWB6jaQ== 0000950142-03-000256.txt : 20030212 0000950142-03-000256.hdr.sgml : 20030212 20030212144307 ACCESSION NUMBER: 0000950142-03-000256 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030212 GROUP MEMBERS: RALPH LAUREN GROUP MEMBERS: RL FAMILY, L.P. GROUP MEMBERS: RL HOLDING GROUP, INC. GROUP MEMBERS: RL HOLDING, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POLO RALPH LAUREN CORP CENTRAL INDEX KEY: 0001037038 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 132622036 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51241 FILM NUMBER: 03553993 BUSINESS ADDRESS: STREET 1: 650 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123187000 MAIL ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019-6064 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAUREN RALPH CENTRAL INDEX KEY: 0001040545 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 650 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123187000 MAIL ADDRESS: STREET 1: 650 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 sc13ga2.txt POLO RALPH LAUREN - AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 2) Under the Securities and Exchange Act of 1934 POLO RALPH LAUREN CORPORATION (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $.01 PER SHARE (Title of Class of Securities) 731572 10 3 (CUSIP Number) DECEMBER 16, 2002 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP NO. 731572 10 3 SC 13G PAGE 2 OF 8 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Ralph Lauren - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 30,743,288 (representing 29,493,288 shares of NUMBER OF Class B Common Stock, par value $.01 per share, immediately convertible into an equal number of SHARES shares of Class A Common Stock, and options representing the right to acquire 1,250,000 BENEFICIALLY shares of Class A Common Stock at a weighted average price of $23.51158 per share) OWNED ------------------------------------------------------ 6 SHARED VOTING POWER BY EACH 13,786,733 (representing 13,786,733 shares of Class B Common Stock, par value $.01 per share, REPORTING immediately convertible into an equal number of shares of Class A Common Stock) PERSON ------------------------------------------------------ 7 SOLE DISPOSITIVE POWER WITH 30,743,288 (representing 29,493,288 shares of Class B Common Stock, par value $.01 per share, immediately convertible into an equal number of shares of Class A Common Stock, and options representing the right to acquire 1,250,000 shares of Class A Common Stock at a weighted average price of $23.51158 per share) ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 13,786,733 (representing 13,786,733 shares of Class B Common Stock, par value $.01 per share, immediately convertible into an equal number of shares of Class A Common Stock) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 44,530,021 (representing 43,280,021 shares of Class B Common Stock, par value $.01 per share, immediately convertible into an equal number of shares of Class A Common Stock, and options representing the right to acquire 1,250,000 shares of Class A Common Stock at a weighted average price of $23.51158 per share) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 49.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 731572 10 3 SC 13G PAGE 3 OF 8 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) RL Holding, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------------ 6 SHARED VOTING POWER BENEFICIALLY 12,217,571 (representing 12,217,571 shares of Class B Common Stock, par value $.01 per share, OWNED immediately convertible into an equal number of shares of Class A Common Stock) BY EACH ------------------------------------------------------ 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER WITH 12,217,571 (representing 12,217,571 shares of Class B Common Stock, par value $.01 per share, immediately convertible into an equal number of shares of Class A Common Stock) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,217,571 (representing 12,217,571 shares of Class B Common Stock, par value $.01 per share, immediately convertible into an equal number of shares of Class A Common Stock) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 731572 10 3 SC 13G PAGE 4 OF 8 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) RL Holding Group, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------------ 6 SHARED VOTING POWER BENEFICIALLY 12,217,571 (representing 12,217,571 shares of Class B Common Stock, par value $.01 per share, OWNED immediately convertible into an equal number of shares of Class A Common Stock) BY EACH ------------------------------------------------------ 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER WITH 12,217,571 (representing 12,217,571 shares of Class B Common Stock, par value $.01 per share, immediately convertible into an equal number of shares of Class A Common Stock) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,217,571(representing 12,217,571 shares of Class B Common Stock, par value $.01 per share, immediately convertible into an equal number of shares of Class A Common Stock) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 731572 10 3 SC 13G PAGE 5 OF 8 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) RL Family, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------------ 6 SHARED VOTING POWER BENEFICIALLY 1,557,503 (representing 1,557,503 shares of Class B Common Stock, par value $.01 per share, OWNED immediately convertible into an equal number of shares of Class A Common Stock) BY EACH ------------------------------------------------------ 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER WITH 1,557,503 (representing 1,557,503 shares of Class B Common Stock, par value $.01 per share, immediately convertible into an equal number of shares of Class A Common Stock) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,557,503 (representing 1,557,503 shares of Class B Common Stock, par value $.01 per share, immediately convertible into an equal number of shares of Class A Common Stock) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 731572 10 3 SC 13G PAGE 6 OF 8 PAGES - -------------------------------------------------------------------------------- ITEM 1 - ------ (A) NAME OF ISSUER Polo Ralph Lauren Corporation (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 650 Madison Avenue New York, New York 10022 ITEM 2 - ------ (A) NAME OF PERSON FILING (i) Ralph Lauren (ii) RL Holding, L.P. (iii) RL Holding Group, Inc. (iv) RL Family, L.P. (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE c/o Polo Ralph Lauren Corporation 650 Madison Avenue New York, New York 10022 (C) CITIZENSHIP (i) Ralph Lauren -- United States of America (ii) RL Holding, L.P. -- Delaware (iii) RL Holding Group, Inc. -- Delaware (iv) RL Family, L.P. -- Delaware (D) TITLE OF CLASS OF SECURITIES Class A Common Stock, par value $.01 per share (E) CUSIP NUMBER 731572 10 3 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TOSS.SS.240.13D-1(B) OR - ------ 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) [_] Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o) (b) [_] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c) - -------------------------------------------------------------------------------- CUSIP NO. 731572 10 3 SC 13G PAGE 7 OF 8 PAGES - -------------------------------------------------------------------------------- (c) [_] Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) (d) [_] Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) (e) [_] Investment adviser in accordance with ss. 240.13d-1(b)(1)(ii)(E) (f) [_] An employee benefit plan or endowment fund in accordance with ss. 240.13d-1(b)(1)(ii)(F) (g) [_] A parent holding company or control person in accordance with ss. 240.13d-1(b)(ii)(G) (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) [_] Group, in accordance with ss. 240.13d-1(b)(1)(ii)(H) ITEM 4 OWNERSHIP - ------ See responses to Items 5, 6, 7, 8, 9, and 11 of Cover Pages. ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS - ------ IF THIS STATEMENT IS BEING FILED TO REPORT THE FACT THAT AS OF THE DATE HEREOF THE REPORTING PERSON HAS CEASED TO BE THE BENEFICIAL OWNER OF MORE THAN FIVE PERCENT OF THE CLASS OF SECURITIES, CHECK THE FOLLOWING [ ]. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER - ------ PERSON Not applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH - ------ ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON Not applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP - ------ Not applicable ITEM 9 NOTICE OF DISSOLUTION OF GROUP - ------ Not applicable ITEM 10 CERTIFICATIONS - ------ Not applicable - -------------------------------------------------------------------------------- CUSIP NO. 731572 10 3 SC 13G PAGE 8 OF 8 PAGES - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 2003 /s/ Ralph Lauren ------------------------------------------ RALPH LAUREN RL HOLDING, L.P. By: RL Holding Group, Inc., its General Partner By: /s/ Ralph Lauren ---------------------------------- Name: Ralph Lauren Title: Chairman RL HOLDING GROUP, INC. By: /s/ Ralph Lauren -------------------------------------- Name: Ralph Lauren Title: Chairman RL FAMILY, L.P. By: /s/ Ralph Lauren -------------------------------------- Name: Ralph Lauren Title: General Partner -----END PRIVACY-ENHANCED MESSAGE-----