0001144204-12-003288.txt : 20120120
0001144204-12-003288.hdr.sgml : 20120120
20120120181844
ACCESSION NUMBER: 0001144204-12-003288
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120118
FILED AS OF DATE: 20120120
DATE AS OF CHANGE: 20120120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: diaDexus, Inc.
CENTRAL INDEX KEY: 0001036968
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943236309
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 OYSTER POINT BOULEVARD
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 650-246-6400
MAIL ADDRESS:
STREET 1: 343 OYSTER POINT BOULEVARD
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
FORMER COMPANY:
FORMER CONFORMED NAME: VAXGEN INC
DATE OF NAME CHANGE: 19990329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER JULIAN
CENTRAL INDEX KEY: 0001087939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26483
FILM NUMBER: 12538009
MAIL ADDRESS:
STREET 1: BAKER BROTHERS ADVISORS
STREET 2: 667 MADISON AVENUE, 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER FELIX
CENTRAL INDEX KEY: 0001087940
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26483
FILM NUMBER: 12538008
MAIL ADDRESS:
STREET 1: BAKER BROTHERS ADVISORS
STREET 2: 667 MADISON AVENUE, 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Bros. Capital (GP), LLC
CENTRAL INDEX KEY: 0001244390
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26483
FILM NUMBER: 12538007
BUSINESS ADDRESS:
STREET 1: 667 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
BUSINESS PHONE: 212-339-5600
MAIL ADDRESS:
STREET 1: 667 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
FORMER NAME:
FORMER CONFORMED NAME: BAKER BROS CAPITAL GP LLC
DATE OF NAME CHANGE: 20030619
4
1
form447587_20120120061812-.xml
X0304
4
2012-01-18
0
0001036968
diaDexus, Inc.
DDXS
0001244390
Baker Bros. Capital (GP), LLC
667 MADISON AVENUE 21ST FLOOR
NEW YORK
NY
US 10065
0
0
1
0
0001087940
BAKER FELIX
667 MADISON AVENUE, 21ST FLOOR
NEW YORK
NY
US 10065
0
0
1
0
0001087939
BAKER JULIAN
667 MADISON AVENUE, 21ST FLOOR
NEW YORK
NY
US 10065
0
0
1
0
Common Stock
2012-01-18
4
S
0
118800
0.2124
D
79340
I
Through Partnership
Common Stock
2012-01-19
4
S
0
20000
0.2
D
59340
I
Through Partnership
In addition to Baker Bros. Capital (GP), LLC, this Form 4 is being filed jointly by Felix J. Baker and Julian C. Baker, each of whom has the same business address as Baker Bros. Capital (GP), LLC and may be deemed to have a pecuniary interest in securities owned by it. Because of certain relationships with other security holders of the Issuer, the Reporting Persons are filing solely for informational purposes as if they were members of a group with such security holders. (Continued in footnote 2).
However, the Reporting Persons disclaim that they and any other person or persons, in fact constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, or Rule 13d-5 thereunder or that they are the beneficial owners of securities owned by any such other persons, and each of them disclaims beneficial ownership of securities reported herein except to the extent of their pecuniary interest, if any, therein.
Represents 62,718 shares sold by Baker Bros. Investments I, L.P. and 56,082 shares sold by Baker Bros. Investments II, L.P.
Represents 10,559 shares sold by Baker Bros. Investments I, L.P. and 9,441 shares sold by Baker Bros. Investments II, L.P.
Represents shares 31,327 shares owned directly by Baker Bros. Investments, L.P. and 28,013 shares owned directly by Baker Bros. Investments II, L.P., limited partnerships of which the sole general partner is Baker Bros. Capital, L.P., a limited partnership of which the sole general partner is Baker Bros. Capital (GP), LLC. Felix J. Baker and Julian C. Baker are controlling members of Baker Bros. Capital (GP), LLC.
/s/ Julian C. Baker, as Managing Member of Baker Bros. Capital (GP), LLC
2012-01-20
/s/ Julian C. Baker
2012-01-20
/s/ Felix J. Baker
2012-01-20