-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VBRHaEsWwCjYIIyuDr5NIpmsWA4GIQf/i3w3qL3tHHKAAl84aEwFs3ky0V7rlwHq qhCvE2xQNIOBnMFdNBCffg== 0000902595-01-500014.txt : 20010223 0000902595-01-500014.hdr.sgml : 20010223 ACCESSION NUMBER: 0000902595-01-500014 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEW CENTURY FINANCIAL CORP CENTRAL INDEX KEY: 0001036075 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 330683629 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53469 FILM NUMBER: 1544059 BUSINESS ADDRESS: STREET 1: 18400 VON KARMAN STREET 2: SUITE 1000 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 7148637243 MAIL ADDRESS: STREET 1: 18400 VON KARMAN STREET 2: SUITE 1000 CITY: IRWINE STATE: CA ZIP: 92612 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOTSCHALL EDWARD F CENTRAL INDEX KEY: 0001055775 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 18400 VON KARMAN STREET 2: SUITE 1000 CITY: IRWINE STATE: CA ZIP: 92612 BUSINESS PHONE: 7144407030 MAIL ADDRESS: STREET 1: 1313 E OSBORN ROAD SUITE 250 STREET 2: P O BOX 33339 CITY: PHOENIX STATE: AZ ZIP: 85067 SC 13G/A 1 gotschall.txt SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ___________________ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 3)(1) New Century Financial Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 64352 D 10 1 (CUSIP Number) - ------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the following box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d- (c) [ X ] Rule 13d-1(d) - ---------------------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------------------------------------------- | CUSIP NO. 64352 D 10 1 13G Page 2 of 5 Pages | - ------------------------------------------------------------- - ------------------------------------------------------------- |1. NAME OF REPORTING PERSONS | | I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES | | ONLY) | | | | Edward F. Gotschall | |-----------------------------------------------------------| |2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | | (a) [__] | | (b) [__] | | Not applicable | |-----------------------------------------------------------| |3. SEC USE ONLY | | | |-----------------------------------------------------------| |4. CITIZENSHIP OR PLACE OF ORGANIZATION | | | | United States | |-----------------------------------------------------------| | |5. | SOLE VOTING POWER | | | | 1,352,401 | | NUMBER OF |---|---------------------------------------| | SHARES |6. | SHARED VOTING POWER | | BENEFICIALLY | | 0 | | OWNED BY |---|---------------------------------------| | EACH |7. | SOLE DISPOSITIVE POWER | | REPORTING | | 1,352,401 | | PERSON WITH |---|---------------------------------------| | |8. | SHARED DISPOSITIVE POWER | | | | 0 | |-----------------------------------------------------------| |9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING | | PERSON | | | | 1,352,401 | |-----------------------------------------------------------| |10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES | | CERTAIN SHARES [__] | | | | Not applicable | |-----------------------------------------------------------| |11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | | 9.0% | |-----------------------------------------------------------| |12. TYPE OF REPORTING PERSON* | | | | IN | - ------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------------------------------------- | CUSIP NO. 64352 D 10 1 13G Page 3 of 5 Pages | - ------------------------------------------------------------- Item 1(a). Name of Issuer: New Century Financial Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 18400 Von Karman, Suite 1000 Irvine, CA 92612 Item 2(a). Name of Person Filing: Edward F. Gotshall Item 2(b). Address of Principal Business Office or, if None, Residence: c/o New Century Financial Corporation 18400 Von Karman, Suite 1000 Irvine, CA 92612 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 64352 D 10 1 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Not applicable - ------------------------------------------------------------- | CUSIP NO. 64352 D 10 1 13G Page 4 of 5 Pages | - ------------------------------------------------------------- Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 1,352,401 (b) Percent of class: 9.0% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,352,401 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 1,352,401 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent of Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. Not applicable - ------------------------------------------------------------- | CUSIP NO. 64352 D 10 1 13G Page 5 of 5 Pages | - ------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 2001 ----------------------------- (Date) /s/ Edward F. Gotschall ----------------------------- (Signature) Edward F. Gotschall ----------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----