0000899243-21-044438.txt : 20211112
0000899243-21-044438.hdr.sgml : 20211112
20211112175620
ACCESSION NUMBER: 0000899243-21-044438
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211110
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUMPHREYS STEVEN
CENTRAL INDEX KEY: 0001229295
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29440
FILM NUMBER: 211405281
MAIL ADDRESS:
STREET 1: 6623 DUMBARTON CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94555
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Identiv, Inc.
CENTRAL INDEX KEY: 0001036044
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 770444317
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2201 WALNUT AVENUE
STREET 2: SUITE 100
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 949-250-8888
MAIL ADDRESS:
STREET 1: 2201 WALNUT AVENUE
STREET 2: SUITE 100
CITY: FREMONT
STATE: CA
ZIP: 94538
FORMER COMPANY:
FORMER CONFORMED NAME: IDENTIVE GROUP, INC.
DATE OF NAME CHANGE: 20100616
FORMER COMPANY:
FORMER CONFORMED NAME: SCM MICROSYSTEMS INC
DATE OF NAME CHANGE: 19970319
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-10
0
0001036044
Identiv, Inc.
INVE
0001229295
HUMPHREYS STEVEN
2201 WALNUT AVENUE, SUITE #100
FREMONT
CA
94538
1
1
0
0
CEO
Common Stock
2021-11-10
4
S
0
19661
24.60
D
115384
D
Common Stock
2021-11-10
4
S
0
5339
24.91
D
110045
D
Common Stock
2021-11-11
4
S
0
23800
24.46
D
86245
D
Common Stock
2021-11-11
4
S
0
1200
25.05
D
85045
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2021.
This plan has ended. No further trades will be made under this plan.
Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold.
Represents a weighted average price. Actual sale prices ranged from $23.82 to $24.82.
Represents a weighted average price. Actual sale prices ranged from $24.83 to $24.99.
Represents a weighted average sale price. Actual sale prices ranged from $23.92 to $24.90.
Represents a weighted average sale price. Actual sale prices ranged from $24.93 to $25.20.
In addition to the 85,045 shares referenced above, reporting person also holds 460,160 options to purchase Common Stock and, subject to certain conditions, is entitled to receive 365,000 restricted stock units in the event of a change in control, for a total remaining potential equity opportunity of 910,205 shares.
/s/ Steven Humphreys
2021-11-12