0000899243-21-044438.txt : 20211112 0000899243-21-044438.hdr.sgml : 20211112 20211112175620 ACCESSION NUMBER: 0000899243-21-044438 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211110 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUMPHREYS STEVEN CENTRAL INDEX KEY: 0001229295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29440 FILM NUMBER: 211405281 MAIL ADDRESS: STREET 1: 6623 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Identiv, Inc. CENTRAL INDEX KEY: 0001036044 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770444317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2201 WALNUT AVENUE STREET 2: SUITE 100 CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 949-250-8888 MAIL ADDRESS: STREET 1: 2201 WALNUT AVENUE STREET 2: SUITE 100 CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: IDENTIVE GROUP, INC. DATE OF NAME CHANGE: 20100616 FORMER COMPANY: FORMER CONFORMED NAME: SCM MICROSYSTEMS INC DATE OF NAME CHANGE: 19970319 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-10 0 0001036044 Identiv, Inc. INVE 0001229295 HUMPHREYS STEVEN 2201 WALNUT AVENUE, SUITE #100 FREMONT CA 94538 1 1 0 0 CEO Common Stock 2021-11-10 4 S 0 19661 24.60 D 115384 D Common Stock 2021-11-10 4 S 0 5339 24.91 D 110045 D Common Stock 2021-11-11 4 S 0 23800 24.46 D 86245 D Common Stock 2021-11-11 4 S 0 1200 25.05 D 85045 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2021. This plan has ended. No further trades will be made under this plan. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold. Represents a weighted average price. Actual sale prices ranged from $23.82 to $24.82. Represents a weighted average price. Actual sale prices ranged from $24.83 to $24.99. Represents a weighted average sale price. Actual sale prices ranged from $23.92 to $24.90. Represents a weighted average sale price. Actual sale prices ranged from $24.93 to $25.20. In addition to the 85,045 shares referenced above, reporting person also holds 460,160 options to purchase Common Stock and, subject to certain conditions, is entitled to receive 365,000 restricted stock units in the event of a change in control, for a total remaining potential equity opportunity of 910,205 shares. /s/ Steven Humphreys 2021-11-12