-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SlXxFI1xE/ujcrtYZNT+h2afSo/jRZ/cgwet0B8b7n150aTDZ3Q4i2fAEhZRVcIv jZ+7iLnrsX2VWrlmAO8GpA== 0000891618-97-003696.txt : 20030213 0000891618-97-003696.hdr.sgml : 20030213 19970905152640 ACCESSION NUMBER: 0000891618-97-003696 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970905 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCM MICROSYSTEMS INC CENTRAL INDEX KEY: 0001036044 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770444317 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-29440 FILM NUMBER: 97676031 BUSINESS ADDRESS: STREET 1: 131 ALBRIGHT WAY CITY: LOS GATOS STATE: CA ZIP: 95030 BUSINESS PHONE: 4083704888 MAIL ADDRESS: STREET 1: 131 ALBRIGHT WAY CITY: LOS GATOS STATE: CA ZIP: 95030 8-A12G 1 FORM 8-A12G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SCM MICROSYSTEMS, INC. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 77-044-4317 - -------------------------------------------------------------------------------- (State of Incorporation) (I.R.S. Employer Identification No.) 131 Albright Way, Los Gatos, CA 95030 - -------------------------------------------------------------------------------- (Address of principal executive offices) (ZIP Code) IF THIS FORM RELATES TO THE REGISTRATION OF A CLASS OF SECURITIES PURSUANT TO SECTION 12(b) OF THE EXCHANGE ACT AND IS EFFECTIVE PURSUANT TO GENERAL INSTRUCTION A.(c), PLEASE CHECK THE FOLLOWING BOX. [ ] IF THIS FORM RELATES TO THE REGISTRATION OF A CLASS OF SECURITIES PURSUANT TO SECTION 12(g) OF THE EXCHANGE ACT AND IS EFFECTIVE PURSUANT TO GENERAL INSTRUCTION A.(d), PLEASE CHECK THE FOLLOWING BOX. [ X ] SECURITIES ACT REGISTRATION STATEMENT FILE NUMBER TO WHICH THIS FORM RELATES (IF APPLICABLE): 333-29073 SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
Title of each class Name of each exchange on which to be so registered each class is to be registered ------------------- ------------------------------ None - ------------------------------------- ------------------------------
SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: Common Stock, par value $0.001 per share - -------------------------------------------------------------------------------- (Title of class) 2 INFORMATION REQUIRED IN REGISTRATION STATEMENT ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED Incorporated by reference to the "Description of Capital Stock" section of the Registrant's prospectus to be filed with the Securities and Exchange Commission pursuant to Rule 424(b) under the Securities Act. Such prospectus shall be deemed to be incorporated by reference into the Registrant's Registration Statement on Form S-1 (File No. 333-29073), as amended. ITEM 2. EXHIBITS The following exhibits are filed as part of this registration statement: 3.1(1) Third Amended and Restated Certificate of Incorporation. 3.2(1) Form of Fourth Amended and Restated Certificate of Incorporation to be effective upon the completion of the offering. 3.3(1) Bylaws, as amended. 4.1(2) Form of Common Stock Certificate. - -------- 1 Incorporated by reference to the Registrant's Registration Statement on Form S-1 (File No. 333-29073), filed on June 12, 1997. 2 Incorporated by reference to Amendment No. 1 to the Registrant's Registration Statement on Form S-1 (File No. 333-29073), filed on August 25, 1997. -2- 3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. Dated: September 5, 1997 SCM Microsystems, Inc. By: /s/ Steven Humphreys _______________________________ Steven Humphreys Chief Executive Officer -3- 4 INDEX TO EXHIBITS
EXHIBIT NUMBER DESCRIPTION ------- ----------- 3.1(1) Third Amended and Restated Certificate of Incorporation. 3.2(1) Form of Fourth Amended and Restated Certificate of Incorporation to be effective upon the completion of the offering. 3.3(1) Bylaws, as amended. 4.1(2) Form of Common Stock Certificate.
- -------- 1 Incorporated by reference to the Registrant's Registration Statement on Form S-1 (File No. 333-29073), filed on June 12, 1997. 2 Incorporated by reference to Amendment No. 1 to the Registrant's Registration Statement on Form S-1 (File No. 333-29073), filed on August 25, 1997. -4-
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