-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OvPvZOEBORMInh6o8p6KMlOanSWg0NEjQpcMsuNeXvG9GemYE+nf4p1f0EnAwrrs W9JYYG6w/dG39bmXWODJQw== 0000932440-03-000036.txt : 20030131 0000932440-03-000036.hdr.sgml : 20030131 20030131111749 ACCESSION NUMBER: 0000932440-03-000036 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JOURNAL REGISTER CO CENTRAL INDEX KEY: 0001035815 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 223498615 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52689 FILM NUMBER: 03533564 BUSINESS ADDRESS: STREET 1: STATE STREET SQUARE STREET 2: 50 WEST STATE ST CITY: TRENTON STATE: NJ ZIP: 08605 BUSINESS PHONE: 6093962200 MAIL ADDRESS: STREET 1: STATE STREET SQUARE STREET 2: 50 WEST STATE STREET CITY: TRENTON STATE: NJ ZIP: 08605 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WARBURG PINCUS INVESTORS LP CENTRAL INDEX KEY: 0000929658 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133549187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-3147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-3147 SC 13G/A 1 jrc13g.txt SCHEDULE 13G AMENDMENT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------------ SCHEDULE 13G (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) (AMENDMENT NO. 7)* JOURNAL REGISTER COMPANY - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 481138 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 2002 - -------------------------------------------------------------------------------- (Date of Event That Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ========================= ===================== CUSIP NO. 418138 10 5 13G PAGE 2 OF 9 PAGES ========================= ===================== - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Warburg, Pincus Investors, L.P. IRS # 13-3549187 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (SEE INSTRUCTIONS) (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 0 BENEFICIALLY ----------------------------------------------------- OWNED BY 6. SHARED VOTING POWER EACH 2,773,434 REPORTING ----------------------------------------------------- PERSON WITH 7. SOLE DISPOSITIVE POWER 0 ----------------------------------------------------- 8. SHARED DISPOSITIVE POWER 2,773,434 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,773,434 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.7 % - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - -------------------------------------------------------------------------------- 2 ========================= ===================== CUSIP NO. 418138 10 5 13G PAGE 3 OF 9 PAGES ========================= ===================== - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Warburg, Pincus & Co. IRS # 13-6358475 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (SEE INSTRUCTIONS) (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 6 BENEFICIALLY ----------------------------------------------------- OWNED BY 6. SHARED VOTING POWER EACH 2,773,434 REPORTING ----------------------------------------------------- PERSON WITH 7. SOLE DISPOSITIVE POWER 6 ----------------------------------------------------- 8. SHARED DISPOSITIVE POWER 2,773,434 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,773,440 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.7% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - -------------------------------------------------------------------------------- 3 ========================= ===================== CUSIP NO. 418138 10 5 13G PAGE 3 OF 9 PAGES ========================= ===================== - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Warburg Pincus LLC (f/k/a E.M. Warburg, Pincus & Co., LLC) IRS # 13-3536050 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (SEE INSTRUCTIONS) (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 0 BENEFICIALLY ----------------------------------------------------- OWNED BY 6. SHARED VOTING POWER EACH 2,773,434 REPORTING ----------------------------------------------------- PERSON WITH 7. SOLE DISPOSITIVE POWER 0 ----------------------------------------------------- 8. SHARED DISPOSITIVE POWER 2,773,434 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,773,434 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.7% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO - -------------------------------------------------------------------------------- 4 ========================= ===================== CUSIP NO. 418138 10 5 13G PAGE 5 OF 9 PAGES ========================= ===================== ITEM 1(A). NAME OF ISSUER: -------------- Journal Register Company, a Delaware corporation (the "Issuer"). ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ----------------------------------------------- State Street Square 50 West State Street Trenton, New Jersey 08608-1298 ITEM 2(A). NAME OF PERSONS FILING: ---------------------- This statement is filed by and on behalf of (a) Warburg, Pincus Investors, L.P., a Delaware limited partnership ("Investors"); (b) Warburg, Pincus & Co., a New York general partnership ("WP"); and (c) Warburg Pincus LLC (f/k/a E.M. Warburg, Pincus & Co., LLC), a New York limited liability company ("WPLLC"). ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: ----------------------------------------------------------- The business address of each of Investors, WP and WPLLC is 466 Lexington Avenue, New York, New York 10017. ITEM 2(C). CITIZENSHIP: ----------- Investors is a Delaware limited partnership. WP is a New York general partnership. WPLLC is a New York limited liability company. ITEM 2(D). TITLE OF CLASS OF SECURITIES: ---------------------------- This statement relates to shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"). ITEM 2(E). CUSIP NUMBER: ------------ 481138 10 5 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) |_| Broker or dealer registered under Section 15 of the Act. (b) |_| Bank as defined in Section 3(a)(6) of the Act. (c) |_| Insurance company as defined in Section 3(a)(19) of the Act. (d) |_| Investment company registered under Section 8 of the Investment Company Act of 1940. (e) |_| An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); 5 ========================= ===================== CUSIP NO. 418138 10 5 13G PAGE 6 OF 9 PAGES ========================= ===================== (f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of investment company under Section 3(c)(14) of the Investment Company Act of 1940; (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. (A) AMOUNT BENEFICIALLY OWNED: ------------------------- (i) Investors beneficially owns 2,773,434 shares of Common Stock. (ii) WPLLC beneficially owns 2,773,434 shares of Common Stock. (iii) WP beneficially owns 2,773,440 shares of Common Stock. (B) PERCENT OF CLASS: ---------------- (i) Investors - 6.7% (ii) WP - 6.7% (iii) WPLLC - 6.7% (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: -------------------------------------------- (i) Sole power to vote or direct the vote Investors - 0 WP - 6 WPLLC - 0 (ii) Sole power to dispose or direct the disposition: Investors - 0 WP - 6 WPLLC - 0 (iii) Shared power to vote or direct the vote: Investors - 2,773,434 WP - 2,773,434 WPLLC - 2,773,434 6 ========================= ===================== CUSIP NO. 418138 10 5 13G PAGE 7 OF 9 PAGES ========================= ===================== (iv) Shared power to dispose or direct the disposition of: Investors - 2,773,434 WP - 2,773,434 WPLLC - 2,773,434 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following |_| ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 7 ========================= ===================== CUSIP NO. 418138 10 5 13G PAGE 8 OF 9 PAGES ========================= ===================== SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 31, 2003 WARBURG, PINCUS INVESTORS, LP. By: Warburg, Pincus & Co., General Partner By: /s/ Scott A. Arenare __________________________ Scott A. Arenare, Partner Dated: January 31, 2003 WARBURG, PINCUS & CO. By: /s/ Scott A. Arenare __________________________ Scott A. Arenare, Partner Dated: January 31, 2003 WARBURG, PINCUS, LLC By: /s/ Scott A. Arenare __________________________ Scott A. Arenare, Member 8 ========================= ===================== CUSIP NO. 418138 10 5 13G PAGE 9 OF 9 PAGES ========================= ===================== SCHEDULES Schedule I Joint Filing Agreement, dated February 11, 2001, among the signatories of this Schedule 13G (incorporated by reference to Amendment No. 1 to Schedule 13G filed by the signatories hereto on February 14, 2001). 9 -----END PRIVACY-ENHANCED MESSAGE-----