-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CoEj7Edt8WjGASkwSOG8jrXfR8Wa0oXVTSYImuU3OleoE7t/JKV9YTlbTACyT0Wa wVA7wiEIJFVAyk18lstuUg== 0000950130-02-000856.txt : 20020414 0000950130-02-000856.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950130-02-000856 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 GROUP MEMBERS: GE ASSET MANAGEMENT INCORPORATED GROUP MEMBERS: GENERAL ELECTRIC COMPANY GROUP MEMBERS: GENERAL ELECTRIC INSURANCE PLAN TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AUTOLIV INC CENTRAL INDEX KEY: 0001034670 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 510378542 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78047 FILM NUMBER: 02543749 BUSINESS ADDRESS: STREET 1: 3350 AIRPORT RD CITY: OGDEN STATE: UT ZIP: 84405 BUSINESS PHONE: 8016299800 MAIL ADDRESS: STREET 1: BOX 70381 STREET 2: SE 107 24 STOCKHOLM CITY: SWEDEN FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRUSTEES OF GENERAL ELECTRIC PENSION TRUST CENTRAL INDEX KEY: 0000902967 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3003 SUMMER STREET STREET 2: P O BOX 7900 CITY: STAMFORD STATE: CT ZIP: 06904-7900 BUSINESS PHONE: 2033262300 SC 13G 1 dsc13g.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Autoliv, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 52800109 (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [_] Rule 13d-1(c) [_] Rule 13d-1(d) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 52800109 - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). General Electric Pension Trust I.R.S. # 14-6015763 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION State of New York - -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED 5. SOLE VOTING POWER BY EACH REPORTING PERSON WITH: None -------------------------------------------------------- 6. SHARED VOTING POWER 3,004,129 -------------------------------------------------------- 7. SOLE DISPOSITIVE POWER. None -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER. 3,004,129 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,004,129 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.1% (6.1% if aggregated with the shares beneficially owned by the other Reporting Persons (as defined in the Introductory Note)) - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) EP 2 of 12 NY 629250 CUSIP No. 52800109 - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). GE Asset Management Incorporated, as Investment Manager of GEPT (as defined below) and Investment Adviser to certain other entities and accounts I.R.S. #06-1238874 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware - -------------------------------------------------------------------------------- NUMBER OF SHARES 5. SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING 2,813,415 PERSON WITH: -------------------------------------------------------- 6. SHARED VOTING POWER 3,152,731 -------------------------------------------------------- 7. SOLE DISPOSITIVE POWER. 2,813,415 -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER. 3,152,731 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,966,146 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.1% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA, CO 3 of 12 NY 629250 CUSIP No. 52800109 - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). General Electric Insurance Plan Trust I.R.S. # 51-0169382 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- NUMBER OF SHARES 5. SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING 0 PERSON WITH: -------------------------------------------------------- 6. SHARED VOTING POWER 148,602 -------------------------------------------------------- 7. SOLE DISPOSITIVE POWER. 0 -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER. 148,602 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 148,602 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.2% (6.1% if aggregated with the shares beneficially owned by the other Reporting Persons) - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) EP 4 of 12 NY 629250 CUSIP NO. 52800109 - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). General Electric Company I.R.S. #14-0689340 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION State of New York - -------------------------------------------------------------------------------- NUMBER OF SHARES 5. SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING None PERSON WITH: -------------------------------------------------------- 6. SHARED VOTING POWER Disclaimed (see 9 below) -------------------------------------------------------- 7. SOLE DISPOSITIVE POWER. None -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER. Disclaimed (see 9 below) - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Beneficial ownership of all shares disclaimed by General Electric Company 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [X] Disclaimed (see 9 above) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Not Applicable (see 9 above) - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO 5 of 12 NY 629250 INTRODUCTORY NOTE: This Statement on Schedule 13G is filed on behalf of General Electric Company, a New York corporation ("GE"), GE Asset Management Incorporated, a Delaware corporation and a wholly owned subsidiary of GE ("GEAM"), General Electric Pension Trust, a New York common law trust ("GEPT") and General Electric Insurance Plan Trust, a New York common law trust ("GEIPT") (the "Schedule 13G"). GEAM is a registered investment adviser and acts as Investment Manager of GEPT and GEIPT, and as Investment Adviser to certain other entities and accounts. GEAM may be deemed to be the beneficial owner of 3,004,129 shares of Common Stock of Autoliv, Inc. (the "Issuer") owned by GEPT, of 148,602 shares of Common Stock of the Issuer owned by GEIPT and of 2,813,415 shares of Common Stock of the Issuer owned by such other entities and accounts. GEAM, GEPT and GEIPT each expressly disclaim that they are members of a "group." GE disclaims beneficial ownership of all shares and expressly disclaims that it is a member of a "group." Item 1(a) Name of Issuer - -------------------------------- Autoliv, Inc. Item 1(b) Address of Issuer's Principal Executive Office - ---------------------------------------------------------------- World Trade Center Klarabergsviadukten 70 Box 70381 SE-107 24 Stockholm, Sweden Item 2(a) Name of Person Filing - --------------------------------------- General Electric Pension Trust GE Asset Management Incorporated as Investment Manager of GEPT and GEIPT and as Investment Adviser to certain entities and accounts General Electric Company General Electric Insurance Plan Trust Item 2(b) Address of Principal Business Office or, if none, Residence - ----------------------------------------------------------------------------- The address of the principal offices of GEPT, GEIPT and GEAM is 3003 Summer Street Stamford, Connecticut 06904. The address of the principal offices of General Electric Company is 3135 Easton Turnpike, Fairfield, Connecticut 06431. 6 of 12 NY 629250 Item 2(c) Citizenship - ----------------------------- General Electric Pension Trust - New York common law trust GE Asset Management Incorporated - Delaware corporation General Electric Company - New York corporation General Electric Insurance Plan Trust - New York common law trust Item 2(d) Title of Class of Securities - ---------------------------------------------- Common Stock Item 2(e) CUSIP Number - ------------------------------ 52800109 Item 3 If this statement is filed pursuant toss.ss.240.13d-1(b) or - ----------------------------------------------------------------------------- 240.13-2(b) or (c), check whether the person filing is a: --------------------------------------------------------- (a) [_] Broker or Dealer registered under Section 15 of the Act (15 U.S.C.78o) (b) [_] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C.78c) (c) [_] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C.78c) (d) [_] Investment Company registered under Section 8 of the Investment Company Act of 1940 (U.S.C.80a-8) (e) [_] An Investment Adviser in accordance withss.240.13-1(b)(1)(ii)(E) (f) [_] An Employee Benefit Plan or Endowment Fund in accordance withss.240.13d-1(b)(1)(ii)(F) (g) [_] A Parent Holding Company or Control Person in accordance with ss.240.13d-1(b)(1)(ii)G) (h) [_] A Savings Association as defined in Section 3(b) of the federal Deposit Insurance Act (U.S.C. 1813) (i) [_] A Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) 7 of 12 NY 629250 (j) [X] Group, in accordance withss.240.13d-1(b)(1)(ii)(J) Item 4 Ownership - ---------------------------
GEPT GEAM GEIPT GE (a) Amount beneficially owned 3,004,129 5,966,146 148,602 Disclaimed (b) Percent of class 3.1% 6.1% 0.2% Disclaimed (c) No. of shares to which person has (i) sole power to vote or direct the vote None 2,813,415 None None (ii) shared power to vote or direct 3,004,129 3,152,731 148,602 Disclaimed (iii) sole power to dispose or to direct disposition None 2,813,415 None None (iv) share power to dispose or to direct disposition 3,004,129 3,152,731 148,602 Disclaimed
Item 5 Ownership of Five Percent or Less of a Class - -------------------------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [_] Item 6 Ownership of More than Five Percent on Behalf of Another - -------------------------------------------------------------------------- Person ------ Not Applicable Item 7 Identification and Classification of the Subsidiary Which - --------------------------------------------------------------------------- Acquired the Security Being Reported on by the Parent ----------------------------------------------------- Holding Company --------------- Not Applicable Item 8 Identification and Classification of Members of the Group - --------------------------------------------------------------------------- See Introductory Note above 8 of 12 NY 629250 Item 9 Notice of Dissolution of Group - ------------------------------------------------ Not Applicable Item 10 Certification - ------------------------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 9 of 12 NY 629250 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2002 GENERAL ELECTRIC PENSION TRUST By: GE Asset Management Incorporated, its Investment Manager By: /s/ Michael M. Pastore ----------------------------------- Name: Michael M. Pastore Title: Vice President GE ASSET MANAGEMENT INCORPORATED By: /s/ Michael M. Pastore ----------------------------------- Name: Michael M. Pastore Title: Vice President GENERAL ELECTRIC COMPANY By: /s/ John H. Myers ----------------------------------- Name: John H. Myers Title: Vice President GENERAL ELECTRIC INSURANCE PLAN TRUST By: GE Asset Management Incorporated, its Investment Manager By: /s/ Michael M. Pastore ----------------------------------- Name: Michael M. Pastore Title: Vice President 10 of 12 NY 629250 Schedule I JOINT FILING AGREEMENT ---------------------- This will confirm the agreement by and between all the undersigned that the Schedule 13G on or about this date and any amendments thereto with respect to the beneficial ownership by the undersigned of shares of the Common Stock of Autoliv, Inc. is being filed on behalf of each of the undersigned. Dated: February 14, 2002 GENERAL ELECTRIC PENSION TRUST By: GE Asset Management Incorporated, its Investment Manager By: /s/ Michael M. Pastore ----------------------------------- Name: Michael M. Pastore Title: Vice President GE ASSET MANAGEMENT INCORPORATED By: /s/ Michael M. Pastore ----------------------------------- Name: Michael M. Pastore Title: Vice President GENERAL ELECTRIC COMPANY By: /s/ John H. Myers ----------------------------------- Name: John H. Myers Title: Vice President 11 of 12 NY 629250 GENERAL ELECTRIC INSURANCE PLAN TRUST By: GE Asset Management Incorporated, its Investment Manager By: /s/ Michael M. Pastore ----------------------------------- Name: Michael M. Pastore Title: Vice President 12 of 12 NY 629250 -----END PRIVACY-ENHANCED MESSAGE-----