-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Puq5X2/aUOxR0m1beaLuxZfm8BnRT1nnC0k5+o3uQTNuTjJJNTCznbgHypK4SOK4 3osJCb9BfAZGD1oZVuFj1g== 0001034646-09-000007.txt : 20090206 0001034646-09-000007.hdr.sgml : 20090206 20090206160659 ACCESSION NUMBER: 0001034646-09-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090206 DATE AS OF CHANGE: 20090206 EFFECTIVENESS DATE: 20090206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS ADVISORS INC/NY CENTRAL INDEX KEY: 0001034646 IRS NUMBER: 043178595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06218 FILM NUMBER: 09577332 BUSINESS ADDRESS: STREET 1: 126 EAST 56 STREET STREET 2: SUITE 1510 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123170200 MAIL ADDRESS: STREET 1: 126 EAST 56 STREET STREET 2: SUITE 1510 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 nai13f4q2008.txt TYPE> 13F-HR 12/31/08 CIK 0001034646 CCC nyjrdm@8 NONE 1 NAME LOUISE ORZO PHONE 212-317-0200 NICADV@AOL.COM 13F-HR FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED DECEMBER 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.)[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nicholas Advisors, Inc. Address: 126 East 56 Street Suite 4 New York, NY 10022 13F File Number: 28-6218 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Louise Orzo Title: Managing Director Phone: 212-317-0200 Signature, Place, and Date of Signing: Louise Orzo, New York, NY, February 6, 2009 Report type (Check only one): [X] 13F HOLDING REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: Form 13 F Information Table Value Total: $50,736,088 Form 13 F information Table Title of Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Class CUSIP (x$1000) PRN AMT PRN Call Dscretn Mngrs Sole Shared None 3M Company COM 88579Y101 288 5000 SH SOLE 5000 0 0 Accenture, Ltd. COM G1150G111 903 27550 SH SOLE 27550 0 0 American Express Corp COM 025816109 233 12550 SH SOLE 12550 0 0 Amgen Inc. COM 031162100 318 5500 SH SOLE 5500 0 0 Apple Computer, Inc. COM 037833100 542 6350 SH SOLE 6350 0 0 Aqua America, Inc. COM 03836W103 619 30085 SH SOLE 30085 0 0 AT&T Inc. COM 00206R102 1587 55690 SH SOLE 55690 0 0 Automatic Data Processing, Inc COM 053015103 570 14500 SH SOLE 14500 0 0 Berkshire Hathaway Inc Del CL B 084670207 260 81 SH SOLE 81 0 0 BP PLC SPONSORED ADR 055622104 266 5692 SH SOLE 5692 0 0 Bristol-Myers Squibb Co. COM 110122108 1009 43395 SH SOLE 43395 0 0 C.R. Bard, Inc. COM 067383109 1028 12200 SH SOLE 12200 0 0 Cadbury PLC SPONSORED ADR 12721E102 514 14408 SH SOLE 14408 0 0 Chesapeake Energy Corporation COM 165167107 421 26045 SH SOLE 26045 0 0 ChevronTexaco Corporation COM 166764100 2391 32325 SH SOLE 32325 0 0 Chipotle Mexican Grill Inc CL B 169656204 488 8510 SH SOLE 8510 0 0 Chubb Corporation COM 171232101 1037 20330 SH SOLE 20330 0 0 Cisco Systems Inc. COM 17275R102 655 40190 SH SOLE 40190 0 0 CitiGroup COM 172967101 106 15750 SH SOLE 15750 0 0 Coca-Cola Company COM 191216100 765 16900 SH SOLE 16900 0 0 Comcast Corp New CL A SPL 20030N200 284 17600 SH SOLE 17600 0 0 Costco Wholesale Corporation COM 22160K105 773 14725 SH SOLE 14725 0 0 Covidien, Ltd. COM G2552X108 875 24145 SH SOLE 24145 0 0 Curis, Inc. COM 231269101 278 370000 SH SOLE 370000 0 0 CVS/Caremark Corporation COM 126650100 716 24925 SH SOLE 24925 0 0 Devon Energy Corporation COM 25179M103 759 11550 SH SOLE 11550 0 0 Disney (Walt) Co. COM 254687106 922 40625 SH SOLE 40625 0 0 Eli Lilly & Co. COM 532457108 2054 51000 SH SOLE 51000 0 0 Emerson Electric Co. COM 291011104 476 13000 SH SOLE 13000 0 0 Exxon Mobil Corporation COM 30231G102 1977 24769 SH SOLE 24769 0 0 Fluor Corporation COM 343412102 572 12755 SH SOLE 12755 0 0 General Electric Co. COM 369604103 444 27400 SH SOLE 27400 0 0 Goldman Sachs Group, Inc. COM 38141G104 320 3795 SH SOLE 3795 0 0 Hewlett-Packard Company COM 428236103 605 16675 SH SOLE 16675 0 0 IAC/InterActive Corp. COM 44919P508 382 24300 SH SOLE 24300 0 0 International Business Machs COM 459200101 718 8530 SH SOLE 8530 0 0 iShares Barclys 1-3 Year 1-3 TR BD 464287457 201 2380 SH SOLE 2380 0 0 iShares MSCI EAFE Index Fd MSCI EAFE IDX 464287465 7898 176060 SH SOLE 176060 0 0 iShares MSCI Emerging Mkts MSCI EMERG MKT 464287234 1685 67470 SH SOLE 67470 0 0 iSHR Nasdaq Biotech Indx NASDQ BIO INDX 464287556 1038 14605 SH SOLE 14605 0 0 J.P. Morgan Chase & Co. COM 46625H100 489 15495 SH SOLE 15495 0 0 Johnson Controls, Inc. COM 478366107 218 12000 SH SOLE 12000 0 0 Kraft Foods, Inc. CL A 50075N104 758 28243 SH SOLE 28243 0 0 L-3 Communications Holdings, I COM 502424104 678 9185 SH SOLE 9185 0 0 McDonald's Corp. COM 580135101 1028 16530 SH SOLE 16530 0 0 Microsoft Corp. COM 594918104 1205 61990 SH SOLE 61990 0 0 NASDAQ OMX Group, Inc. COM 631103108 526 21270 SH SOLE 21270 0 0 Nokia Corporation SPONSORED ADR 654902204 331 21200 SH SOLE 21200 0 0 Oil Service Holders Trust DEPOSTRY RCPT 678002106 479 6500 SH SOLE 6500 0 0 Pall Corporation COM 696429307 389 13700 SH SOLE 13700 0 0 Pepsico, Inc. COM 713448108 1384 25275 SH SOLE 25275 0 0 PNC Financial Services Group COM 693475105 230 4700 SH SOLE 4700 0 0 Procter & Gamble Co. COM 742718109 833 13474 SH SOLE 13474 0 0 Ralcorp Holdings, Inc. COM 751028101 551 9435 SH SOLE 9435 0 0 Schlumberger Ltd. COM 806857108 431 10190 SH SOLE 10190 0 0 Teva Pharmaceutical Inds Ltd ADR 881624209 495 11632 SH SOLE 11632 0 0 Ultra Financials ProShares ULTRA FINL PRO 74347R743 259 43000 SH SOLE 43000 0 0 United Technologies Corp. COM 913017109 1399 26100 SH SOLE 26100 0 0 Verizon Communications COM 92343V104 872 25720 SH SOLE 25720 0 0 Waste Management, Inc. COM 94106L109 952 28735 SH SOLE 28735 0 0 Yahoo! Inc. COM 984332106 250 20500 SH SOLE 20500 0 0
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