0001034642-12-000003.txt : 20120808 0001034642-12-000003.hdr.sgml : 20120808 20120808133117 ACCESSION NUMBER: 0001034642-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120808 DATE AS OF CHANGE: 20120808 EFFECTIVENESS DATE: 20120808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLIFFORD SWAN INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001034642 IRS NUMBER: 954749812 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06208 FILM NUMBER: 121016221 BUSINESS ADDRESS: STREET 1: 200 SOUTH LOS ROBLES AVE STREET 2: SUITE 320 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267922228 MAIL ADDRESS: STREET 1: 200 SOUTH LOS ROBLES AVENUE STREET 2: SUITE 320 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: CLIFFORD ASSOCIATES LLC DATE OF NAME CHANGE: 19991223 FORMER COMPANY: FORMER CONFORMED NAME: CLIFFORD ASSOCIATES INC/CA DATE OF NAME CHANGE: 19990326 13F-HR 1 form13f063012.txt FORM 13F FOR THE QUARTER ENDED 06/30/12 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this report: Name: Clifford Swan Investment Counsel, LLC Address: 200 South Los Robles Avenue Suite 320 Pasadena, California 91101 13F File Number: 28-6208-3 The institutional investment manager filling this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of reporting manager: Name: Peter J. Boyle Title: Principal Phone: 626-792-2228 Signature, Place, and Date of Signing: PETER J. BOYLE Pasadena, California August 8, 2012 Report Type (check only one.): [ X ] 13 F HOLDINGS REPORT. [ ] 13 F NOTICE. [ ] 13 F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13 F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13 F Information Table Entry Total: 223 Form 13 F Information Table Value Total: $1,028,670 List of Other Included Managers: FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Legg Mason Wstrn Asset Inter. COM 52469F259 107 11809 SH Sole 11809 PIMCO California Muni Income F COM 72200N205 178 11463 SH Sole 6303 5160 Nuveen Quality Pfd Income Fd COM 67071s101 87 10400 SH Sole 10400 SPDR Nuveen Barclays Capital COM 78464a425 551 22540 SH Sole 22540 Vanguard Intermediate-Term Bon COM 921937819 909 10230 SH Sole 450 9780 Vanguard Intermediate-Term Cor COM 92206C870 285 3350 SH Sole 3350 Vanguard S/T Corp Bond ETF COM 92206C409 1322 16705 SH Sole 16705 Vanguard Short-Term Bond ETF COM 921937827 1101 13569 SH Sole 5700 7869 Vanguard Total Bond Market ETF COM 921937835 814 9650 SH Sole 500 9150 Western Asset High Income Oppo COM 95766k109 158 24395 SH Sole 24395 Western Asset Income Fund COM 95766T100 1202 85350 SH Sole 24250 61100 Western Asset Premier Bond Fun COM 957664105 355 22925 SH Sole 5650 17275 iShares Barclays 1-3 Year Cred COM 464288646 437 4170 SH Sole 680 3490 iShares S&P California AMT Fre COM 464288356 379 3345 SH Sole 3345 iShares S&P Natl AMT-Free Bond COM 464288414 366 3325 SH Sole 3325 iShares iBoxx $ Inv Grade Corp COM 464287242 395 3360 SH Sole 610 2750 Templeton Global Income Fund COM 880198106 3566 385500 SH Sole 296220 89280 T. Rowe Price Global Technolog COM 741494108 115 11412 SH Sole 11412 EGShares Emerging Mrkts Metals 268461852 222 16300 SH Sole 14800 1500 Harbor International Fund Inst 411511306 166 2972 SH Sole 2228 744 SPDR Dow Jones Industrial Avg 78467X109 225 1750 SH Sole 1000 750 SPDR S&P 500 ETF TRUST 78462F103 568 4175 SH Sole 3475 700 SPDR S&P Dividend ETF 78464A763 273 4900 SH Sole 3300 1600 SPDR S&P MidCap 400 78467Y107 356 2079 SH Sole 1684 395 Vanguard FTSE All World ex US 922042775 319 7775 SH Sole 6000 1775 Vanguard Information Technolog 92204A702 206 3000 SH Sole 3000 Vanguard Wellington Fund Inves 921935102 282 8558 SH Sole 4466 4092 iShares MSCI Eafe Index Fund 464287465 323 6463 SH Sole 1200 5263 100000th Marriott Intl A Class COM 0 65552 SH Sole 65552 3M Company COM 88579Y101 11459 127888 SH Sole 89835 38053 AT&T Inc. 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ADR COM 138006309 244 6111 SH Sole 3837 2274 Casey's General Stores COM 147528103 1001 16975 SH Sole 15125 1850 Caterpillar Inc. COM 149123101 4573 53856 SH Sole 46281 7575 Cathay Intl Hld COM G1965E103 8 19000 SH Sole 19000 Cedar Fair L.P. COM 150185106 313 10460 SH Sole 10285 175 Chevron Corp. COM 166764100 27790 263412 SH Sole 192821 70591 Chubb Corp. COM 171232101 623 8560 SH Sole 8560 Cisco Systems, Inc. COM 17275R102 11041 643064 SH Sole 549958 93106 Clorox Company COM 189054109 1816 25059 SH Sole 17141 7918 Coca-Cola Company COM 191216100 3206 40998 SH Sole 40398 600 Colgate-Palmolive Co. COM 194162103 19705 189285 SH Sole 167050 22235 Comcast Corp. Class A COM 20030N101 352 11006 SH Sole 9859 1147 ConocoPhillips COM 20825C104 13933 249334 SH Sole 215443 33891 Consolidated Edison Ny COM 209115104 462 7433 SH Sole 1183 6250 Costco Wholesale Corp. COM 22160K105 27197 286287 SH Sole 241041 45246 Cotton & Western Mining Inc. 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COM 29266R108 489 6500 SH Sole 6500 Enterprise Products Partners L COM 293792107 232 4530 SH Sole 4530 Equity Residential COM 29476L107 653 10475 SH Sole 8175 2300 Exelon Corp COM 30161N101 294 7806 SH Sole 4211 3595 Express Scripts Holding Compan COM 30219G108 556 9954 SH Sole 7546 2408 ExxonMobil Corporation COM 30231G102 49714 580972 SH Sole 449926 131046 Farmers and Merchants Bank COM 308243104 277 63 SH Sole 63 FirstEnergy Corp. COM 337932107 473 9618 SH Sole 7951 1667 Frontier Communications Corp. COM 35906A108 85 22227 SH Sole 14067 8160 General Electric Co. COM 369604103 32579 1563301 SH Sole 1273054 290247 General Mills Inc. COM 370334104 731 18970 SH Sole 18570 400 Genworth Financial Inc-Cl A COM 37247D106 302 53278 SH Sole 50088 3190 GlaxoSmithKline PLC-ADR COM 37733W105 571 12528 SH Sole 6858 5670 Goldman Sachs Group Inc. COM 38141G104 2422 25268 SH Sole 22703 2565 Google Inc-CL A COM 38259P508 676 1165 SH Sole 1080 85 Grainger Inc., W.W. 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COM 539830109 1582 18167 SH Sole 17667 500 Lowe's Companies COM 548661107 16787 590272 SH Sole 503456 86816 Magellan Midstream Partners COM 559080106 1487 21045 SH Sole 16620 4425 Marathon Oil Corporation COM 565849106 246 9616 SH Sole 3116 6500 Marriott Int'l, Inc. COM 571903202 214 5453 SH Sole 5453 Marsh & McLennan Companies COM 571748102 867 26900 SH Sole 10700 16200 Mastercard Inc-Cl A COM 57636q104 440 1023 SH Sole 1023 Matthews International Corp Cl COM 577128101 214 6600 SH Sole 6600 McDonald's Corp. COM 580135101 11053 124851 SH Sole 90227 34624 McGraw-Hill Companies, Inc. COM 580645109 518 11520 SH Sole 5780 5740 Medtronic Inc. COM 585055106 3507 90547 SH Sole 64565 25982 Merck & Co., Inc. New COM 58933Y105 3770 90293 SH Sole 71852 18441 Meredith Corp. COM 589433101 511 16000 SH Sole 3400 12600 Microsoft Corp. COM 594918104 17454 570569 SH Sole 463825 106744 Minerals Technologies Inc. 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