0001034642-14-000004.txt : 20141112 0001034642-14-000004.hdr.sgml : 20141111 20141110181351 ACCESSION NUMBER: 0001034642-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141110 EFFECTIVENESS DATE: 20141112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLIFFORD SWAN INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001034642 IRS NUMBER: 954749812 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06208 FILM NUMBER: 141210196 BUSINESS ADDRESS: STREET 1: 200 SOUTH LOS ROBLES AVE STREET 2: SUITE 320 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267922228 MAIL ADDRESS: STREET 1: 200 SOUTH LOS ROBLES AVENUE STREET 2: SUITE 320 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: CLIFFORD ASSOCIATES LLC DATE OF NAME CHANGE: 19991223 FORMER COMPANY: FORMER CONFORMED NAME: CLIFFORD ASSOCIATES INC/CA DATE OF NAME CHANGE: 19990326 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001034642 XXXXXXXX 09-30-2014 09-30-2014 CLIFFORD SWAN INVESTMENT COUNSEL LLC

200 SOUTH LOS ROBLES AVENUE SUITE 320 PASADENA CA 91101

13F HOLDINGS REPORT 028-06208 N Peter J. Boyle 626-792-2228 Peter J. Boyle Pasadena CA 11-10-2014 0 251 1464841 false INFORMATION TABLE 2 0914inftable.xml Alliance Bernstein Inc Fund ETF 01881E101 120 16000 SH SOLE 16000 0 0 iShares Barclays 1-3 Year Cred ETF 464288646 332 3150 SH SOLE 1305 0 1845 iShares iBoxx $ Inv Grade Corp ETF 464287242 337 2850 SH SOLE 1000 0 1850 iShares Iboxx H/Y Corp Bond ETF 464288513 221 2399 SH SOLE 2399 0 0 Nuveen Quality Pfd Income Fd ETF 67071S101 85 10400 SH SOLE 10400 0 0 PIMCO Enhanced Short Maturity ETF 72201R833 7192 70963 SH SOLE 65247 0 5716 Powershares ETF Fundamental Hi ETF 73936t557 362 19000 SH SOLE 19000 0 0 Vanguard Int-Term Bond ETF ETF 921937819 1678 19920 SH SOLE 2095 0 17825 Vanguard Int-Term Corp Bond ET ETF 92206C870 512 5975 SH SOLE 1875 0 4100 Vanguard S/T Corp Bond ETF ETF 92206C409 22686 284039 SH SOLE 237385 0 46654 Vanguard Short-Term Bond ETF ETF 921937827 991 12377 SH SOLE 6245 0 6132 Vanguard Total Bond Market ETF ETF 921937835 908 11082 SH SOLE 0 0 11082 Western Asset High Income Oppo ETF 95766K109 141 24395 SH SOLE 24395 0 0 Western Asset Income Fund ETF 95766T100 1997 149155 SH SOLE 89230 0 59925 Western Asset Premier Bond Fun ETF 957664105 174 12175 SH SOLE 7400 0 4775 iShares Core S&P Small-Cap ETF ETF 464287804 304 2915 SH SOLE 2915 0 0 iShares DJ US Housing ETF 464288752 583 25935 SH SOLE 25935 0 0 iShares North American Tech ETF 464287549 279 2850 SH SOLE 2600 0 250 iShares Tr S&P Index Fd ETF 464287101 214 2425 SH SOLE 2425 0 0 Kayne Anderson MLP Inv Com ETF 486606106 255 6244 SH SOLE 6244 0 0 SPDR Dow Jones Industrial Avg ETF 78467X109 308 1810 SH SOLE 1060 0 750 SPDR S&P Dividend ETF ETF 78464A763 322 4300 SH SOLE 2700 0 1600 SPDR S&P MidCap 400 ETF 78467Y107 656 2630 SH SOLE 2235 0 395 SPDR Trust Series 1 (spy) ETF 78462F103 3455 17536 SH SOLE 16816 0 720 Utilities Select Sector SPDR ETF 81369Y886 864 20525 SH SOLE 19375 0 1150 Vanguard REIT ETF ETF 922908553 301 4191 SH SOLE 4191 0 0 Vanguard Total Stock Market ET ETF 922908769 376 3718 SH SOLE 3068 0 650 Vanguard World Fds Inf Tech ET ETF 92204A702 300 3000 SH SOLE 3000 0 0 iShares MSCI EAFE Index Fund ETF 464287465 980 15280 SH SOLE 10634 0 4646 iShares MSCI Emerging Markets ETF 464287234 298 7173 SH SOLE 5349 0 1824 Vanguard FTSE All World ex US ETF 922042775 383 7775 SH SOLE 6000 0 1775 Vanguard FTSE Emerging Markets ETF 922042858 673 16134 SH SOLE 16134 0 0 21st Century Fox Class A COM 90130a101 688 20054 SH SOLE 20000 0 54 3M Company COM 88579Y101 13690 96624 SH SOLE 70719 0 25905 Abbott Labs COM 002824100 12234 294163 SH SOLE 252893 0 41270 AbbVie Inc. COM 00287Y109 14306 247685 SH SOLE 216704 0 30981 Accenture PLC COM G1151C101 27360 336443 SH SOLE 294644 0 41799 Agilent Technologies Inc. COM 00846U101 13570 238156 SH SOLE 228435 0 9721 Albemarle Corp. COM 012653101 2297 39000 SH SOLE 39000 0 0 Allegion Plc COM G0176J109 922 19352 SH SOLE 17323 0 2029 Allergan Inc COM 018490102 2647 14855 SH SOLE 14590 0 265 Allstate Corp. COM 020002101 333 5431 SH SOLE 3577 0 1854 Altria Group, Inc. COM 02209S103 7673 167022 SH SOLE 126109 0 40913 Amazon Com Inc COM 023135106 1997 6193 SH SOLE 6008 0 185 America Movil S.A. de C.V. Ser COM 02364W105 416 16510 SH SOLE 15250 0 1260 American Express Co. COM 025816109 4738 54123 SH SOLE 44813 0 9310 American Intl Group COM 026874784 1356 25106 SH SOLE 25106 0 0 Amgen, Inc. COM 031162100 7328 52170 SH SOLE 41063 0 11107 Anadarko Pete Corp COM 032511107 633 6240 SH SOLE 6140 0 100 Apache Corp COM 037411105 5498 58566 SH SOLE 51940 0 6626 Apple Inc. 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