0001034642-14-000002.txt : 20140506 0001034642-14-000002.hdr.sgml : 20140506 20140506122702 ACCESSION NUMBER: 0001034642-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140506 DATE AS OF CHANGE: 20140506 EFFECTIVENESS DATE: 20140506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLIFFORD SWAN INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001034642 IRS NUMBER: 954749812 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06208 FILM NUMBER: 14816106 BUSINESS ADDRESS: STREET 1: 200 SOUTH LOS ROBLES AVE STREET 2: SUITE 320 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267922228 MAIL ADDRESS: STREET 1: 200 SOUTH LOS ROBLES AVENUE STREET 2: SUITE 320 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: CLIFFORD ASSOCIATES LLC DATE OF NAME CHANGE: 19991223 FORMER COMPANY: FORMER CONFORMED NAME: CLIFFORD ASSOCIATES INC/CA DATE OF NAME CHANGE: 19990326 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001034642 XXXXXXXX 03-31-2014 03-31-2014 CLIFFORD SWAN INVESTMENT COUNSEL LLC
200 SOUTH LOS ROBLES AVENUE SUITE 320 PASADENA CA 91101
13F HOLDINGS REPORT 028-06208 N
Peter J. Boyle Principal 626-792-2228 Peter J. Boyle Pasadena CA 05-06-2014 0 251 1427330 false
INFORMATION TABLE 2 0314inftable.xml Alliance Bernstein Inc Fund ETF 01881E101 117 16000 SH SOLE 16000 0 0 iShares Barclays 1-3 Year Cred ETF 464288646 579 5485 SH SOLE 920 0 4565 iShares iBoxx $ Inv Grade Corp ETF 464287242 333 2850 SH SOLE 100 0 2750 iShares Iboxx H/Y Corp Bond ETF 464288513 206 2185 SH SOLE 2185 0 0 Nuveen Quality Pfd Income Fd ETF 67071S101 84 10400 SH SOLE 10400 0 0 PIMCO Enhanced Short Term Stra ETF 72201R833 17525 172878 SH SOLE 161967 0 10911 PIMCO Total Return Bond Fund E ETF 72201R775 1054 9881 SH SOLE 4881 0 5000 Powershares ETF Fundamental Hi ETF 73936t557 388 19990 SH SOLE 19990 0 0 Vanguard Int-Term Bond ETF ETF 921937819 1660 19920 SH SOLE 2095 0 17825 Vanguard Int-Term Corp Bond ET ETF 92206C870 618 7275 SH SOLE 1875 0 5400 Vanguard S/T Corp Bond ETF ETF 92206C409 21485 268629 SH SOLE 225875 0 42754 Vanguard Short-Term Bond ETF ETF 921937827 1184 14779 SH SOLE 6385 0 8394 Vanguard Total Bond Market ETF ETF 921937835 900 11082 SH SOLE 0 0 11082 Western Asset High Income Oppo ETF 95766K109 148 24395 SH SOLE 24395 0 0 Western Asset Income Fund ETF 95766T100 2024 152505 SH SOLE 92580 0 59925 Western Asset Premier Bond Fun ETF 957664105 177 12175 SH SOLE 5650 0 6525 iShares Core S&P Small-Cap ETF ETF 464287804 321 2915 SH SOLE 2915 0 0 iShares DJ US Housing ETF 464288752 628 25935 SH SOLE 25935 0 0 iShares North American Tech ETF 464287549 259 2850 SH SOLE 2600 0 250 iShares Tr S&P Index Fd ETF 464287101 201 2425 SH SOLE 2425 0 0 SPDR Dow Jones Industrial Avg ETF 78467X109 297 1810 SH SOLE 1060 0 750 SPDR S&P Dividend ETF ETF 78464A763 316 4300 SH SOLE 2700 0 1600 SPDR S&P MidCap 400 ETF 78467Y107 659 2630 SH SOLE 2235 0 395 SPDR Trust Series 1 (spy) ETF 78462F103 3984 21301 SH SOLE 20601 0 700 Utilities Select Sector SPDR ETF 81369Y886 851 20525 SH SOLE 19375 0 1150 Vanguard REIT ETF ETF 922908553 331 4690 SH SOLE 4390 0 300 Vanguard Total Stock Market ET ETF 922908769 430 4412 SH SOLE 3762 0 650 Vanguard World Fds Inf Tech ET ETF 92204A702 275 3000 SH SOLE 3000 0 0 iShares MSCI EAFE Index Fund ETF 464287465 1088 16190 SH SOLE 10844 0 5346 iShares MSCI Emerging Markets ETF 464287234 229 5573 SH SOLE 3349 0 2224 Vanguard FTSE All World ex US ETF 922042775 391 7775 SH SOLE 6000 0 1775 Vanguard FTSE Emerging Markets ETF 922042858 655 16134 SH SOLE 16134 0 0 21st Century Fox Class A COM 90130a101 641 20054 SH SOLE 20000 0 54 3M Company COM 88579Y101 14239 104958 SH SOLE 76934 0 28024 Abbott Labs COM 002824100 11566 300327 SH SOLE 255260 0 45067 AbbVie Inc. COM 00287Y109 14743 286827 SH SOLE 246233 0 40594 Accenture PLC COM G1151C101 25874 324562 SH SOLE 281777 0 42785 Agilent Technologies Inc. COM 00846U101 13569 242656 SH SOLE 232785 0 9871 Albemarle Corp. COM 012653101 2590 39000 SH SOLE 39000 0 0 Allegion Plc COM G0176J109 1350 25879 SH SOLE 22892 0 2987 Allergan Inc COM 018490102 3059 24652 SH SOLE 23487 0 1165 Allstate Corp. COM 020002101 315 5562 SH SOLE 3708 0 1854 Altria Group, Inc. COM 02209S103 6601 176345 SH SOLE 133765 0 42580 Amazon Com Inc COM 023135106 1177 3500 SH SOLE 3500 0 0 America Movil S.A. de C.V. Ser COM 02364W105 328 16510 SH SOLE 15250 0 1260 American Express Co. COM 025816109 5138 57073 SH SOLE 46530 0 10543 American Intl Group COM 026874784 825 16503 SH SOLE 16503 0 0 Amgen, Inc. COM 031162100 6464 52405 SH SOLE 41298 0 11107 Anadarko Pete Corp COM 032511107 440 5190 SH SOLE 5090 0 100 Apache Corp COM 037411105 4958 59765 SH SOLE 53640 0 6125 Apple Inc. COM 037833100 27033 50364 SH SOLE 44871 0 5493 Astrazeneca PLC - Spons ADR COM 046353108 324 5000 SH SOLE 5000 0 0 AT&T Inc. COM 00206R102 6821 194508 SH SOLE 155519 0 38990 Automatic Data Proc. COM 053015103 6808 88115 SH SOLE 63090 0 25025 Bank of America Corp COM 060505104 1873 108872 SH SOLE 104650 0 4222 Bank of New York Mellon Corp. COM 064058100 17219 487929 SH SOLE 445042 0 42887 Bard (C.R.) COM 067383109 10387 70192 SH SOLE 66434 0 3758 Baxter International Inc COM 071813109 1143 15532 SH SOLE 13092 0 2440 Becton Dickinson & Co. COM 075887109 1936 16538 SH SOLE 1038 0 15500 Bed Bath & Beyond COM 075896100 2454 35675 SH SOLE 34275 0 1400 Berkshire Hathaway (100=1 Clas COM 084990175 1874 1000 SH SOLE 1000 0 0 Berkshire Hathaway A COM 084670108 3747 20 SH SOLE 20 0 0 Berkshire Hathaway B COM 084670702 33277 266283 SH SOLE 234270 0 32013 Boeing Co. COM 097023105 6171 49172 SH SOLE 43492 0 5680 Boswell J G Co COM 101205102 518 565 SH SOLE 565 0 0 BP PLC - Spons ADR COM 055622104 9114 189476 SH SOLE 141594 0 47882 BRE Properties Cl A COM 05564E106 4571 72815 SH SOLE 43315 0 29500 Bristol-Myers Squibb Co. COM 110122108 7443 143278 SH SOLE 95432 0 47846 Campbell Soup Co. COM 134429109 536 11939 SH SOLE 10039 0 1900 Casey's General Stores COM 147528103 934 13825 SH SOLE 12175 0 1650 Caterpillar Inc. COM 149123101 7449 74961 SH SOLE 63841 0 11120 Cathay Intl Hld COM G1965E103 12 19000 SH SOLE 19000 0 0 Cedar Fair L.P. COM 150185106 568 11160 SH SOLE 10610 0 550 Cemex S.A. de C.V. Spon. ADR COM 151290889 371 29400 SH SOLE 29400 0 0 Chevron Corp. COM 166764100 31605 265790 SH SOLE 205555 0 60235 Chubb Corp. COM 171232101 773 8660 SH SOLE 8660 0 0 Cisco Systems, Inc. COM 17275R102 13994 624334 SH SOLE 532035 0 92299 Clorox Company COM 189054109 1907 21671 SH SOLE 15853 0 5818 Coach, Inc. COM 189754104 13534 272535 SH SOLE 252790 0 19745 Coca-Cola Company COM 191216100 4775 123523 SH SOLE 121398 0 2125 Colgate-Palmolive Co. COM 194162103 23371 360279 SH SOLE 331364 0 28915 Comcast Corp. Class A COM 20030N101 446 8920 SH SOLE 7921 0 999 Conagra Inc. COM 205887102 248 8000 SH SOLE 6900 0 1100 ConocoPhillips COM 20825C104 19902 282897 SH SOLE 253918 0 28979 Consolidated Edison Inc. COM 209115104 774 14428 SH SOLE 8278 0 6150 Corning Inc. COM 219350105 256 12300 SH SOLE 11100 0 1200 Costco Wholesale Corp. COM 22160K105 30136 269846 SH SOLE 235774 0 34072 Cotton & Western Mining Inc. COM 221737307 0 1000000 SH SOLE 1000000 0 0 CSX Corporation COM 126408103 727 25084 SH SOLE 25084 0 0 Cummins Inc COM 231021106 4199 28186 SH SOLE 14376 0 13810 Daily Journal Corp COM 233912104 225 1300 SH SOLE 0 0 1300 Deere & Co. COM 244199105 718 7911 SH SOLE 7511 0 400 Dominion Resources Inc. COM 25746U109 461 6496 SH SOLE 6496 0 0 Dow Chemical Company COM 260543103 970 19961 SH SOLE 18690 0 1271 Du Pont E I De Nemours COM 263534109 1531 22820 SH SOLE 20361 0 2459 Duke Energy Corp. New COM 26441C204 648 9099 SH SOLE 6545 0 2554 East West Bancorp Inc. COM 27579R104 530 14523 SH SOLE 14523 0 0 Eaton Corp. PLC COM G29183103 936 12461 SH SOLE 12461 0 0 eBay Inc. COM 278642103 2446 44282 SH SOLE 36122 0 8160 Ecolab, Inc. COM 278865100 2709 25083 SH SOLE 23283 0 1800 Edison International COM 281020107 809 14294 SH SOLE 14294 0 0 Edwards Lifesciences Corp. COM 28176E108 7875 106173 SH SOLE 102637 0 3536 EMC Corporation COM 268648102 4079 148802 SH SOLE 138087 0 10715 Emerson Electric Co. COM 291011104 20099 300890 SH SOLE 214054 0 86836 Enbridge Energy Management COM 29250X103 474 17104 SH SOLE 16499 0 605 Enbridge Energy Partners LP COM 29250R106 1522 55528 SH SOLE 43450 0 12078 Energizer Holdings, Inc. COM 29266R108 1306 12966 SH SOLE 12966 0 0 Enterprise Products Partners L COM 293792107 543 7830 SH SOLE 7830 0 0 Equity Residential COM 29476L107 525 9059 SH SOLE 6675 0 2384 Exelon Corp COM 30161N101 294 8763 SH SOLE 4018 0 4745 Expeditors Int'l Of Washington COM 302130109 668 16855 SH SOLE 16855 0 0 Express Scripts Holding Compan COM 30219G108 511 6806 SH SOLE 6398 0 408 ExxonMobil Corporation COM 30231G102 53311 545775 SH SOLE 429817 0 115958 Facebook Inc COM 30303M102 237 3926 SH SOLE 3926 0 0 Farmers and Merchants Bank COM 308243104 345 60 SH SOLE 60 0 0 FedEx Corporation COM 31428X106 464 3498 SH SOLE 3498 0 0 FirstEnergy Corp. COM 337932107 291 8546 SH SOLE 7546 0 1000 Franklin Resources Inc COM 354613101 13809 254878 SH SOLE 222038 0 32840 Frontier Communications Corp. COM 35906A108 97 16994 SH SOLE 10187 0 6807 Gannett Inc. COM 364730101 223 8075 SH SOLE 75 0 8000 General Electric COM 369604103 37180 1436093 SH SOLE 1186280 0 249813 General Mills Inc. COM 370334104 1101 21239 SH SOLE 20939 0 300 Genworth Financial Inc-Cl A COM 37247D106 560 31583 SH SOLE 30303 0 1280 GlaxoSmithKline PLC-ADR COM 37733W105 573 10717 SH SOLE 6185 0 4532 Goldman Sachs Group Inc. COM 38141G104 3857 23538 SH SOLE 21648 0 1890 Google Inc - CL C Non-Voting S COM 38259P706 2620 2351 SH SOLE 2226 0 125 Grainger Inc., W.W. COM 384802104 535 2117 SH SOLE 1497 0 620 Harley-Davidson COM 412822108 206 3100 SH SOLE 3100 0 0 Hennessy Advisors Inc COM 425885100 159 13500 SH SOLE 13500 0 0 Hewlett-Packard Co. COM 428236103 30270 935424 SH SOLE 912150 0 23274 Home Depot, Inc. COM 437076102 5116 64659 SH SOLE 53006 0 11653 Honeywell Int'l Inc. COM 438516106 9015 97190 SH SOLE 96890 0 300 Illinois Tool Works Inc. COM 452308109 5574 68533 SH SOLE 58241 0 10292 Infusystem Holdings Inc COM 45685K102 44 16000 SH SOLE 16000 0 0 Ingersoll-Rand PLC COM G47791101 5131 89648 SH SOLE 80653 0 8995 Intel Corp. COM 458140100 22166 858680 SH SOLE 740283 0 118397 International Bus Mach COM 459200101 31913 165791 SH SOLE 134905 0 30886 Intuit Inc. COM 461202103 4216 54233 SH SOLE 44803 0 9430 Jacobs Engineering Group Inc. COM 469814107 11533 181623 SH SOLE 153817 0 27806 Johnson & Johnson COM 478160104 39971 406912 SH SOLE 333095 0 73817 Johnson Controls Inc. COM 478366107 28794 608493 SH SOLE 554412 0 54081 JPMorgan Chase & Co. COM 46625H100 18350 302257 SH SOLE 233625 0 68632 Kellogg Co. COM 487836108 1572 25060 SH SOLE 6910 0 18150 Kimberly-Clark Corp. COM 494368103 1259 11421 SH SOLE 10886 0 535 Kinder Morgan Energy Prtnrs COM 494550106 754 10200 SH SOLE 10200 0 0 Kohls Corp COM 500255104 3822 67288 SH SOLE 60920 0 6368 Kraft Foods Group COM 50076Q106 1393 24833 SH SOLE 17442 0 7391 Laboratory Corp. of America COM 50540R409 6360 64757 SH SOLE 62007 0 2750 Las Vegas Sands COM 517834107 926 11460 SH SOLE 11460 0 0 Lilly Eli & Co. COM 532457108 813 13816 SH SOLE 9776 0 4040 Lincoln National Corp. COM 534187109 533 10523 SH SOLE 10523 0 0 Lockheed Martin Corp. COM 539830109 2990 18317 SH SOLE 17817 0 500 Lowe's Companies COM 548661107 20225 413609 SH SOLE 360538 0 53071 Lyondellbasell Ind Shs - A COM N53745100 551 6200 SH SOLE 6200 0 0 Magellan Midstream Partners COM 559080106 2757 39535 SH SOLE 31440 0 8095 Marathon Oil Corporation COM 565849106 320 9000 SH SOLE 3500 0 5500 Marathon Petroleum Corporation COM 56585A102 305 3500 SH SOLE 500 0 3000 Marriott Int'l, Inc. COM 571903202 251 4472 SH SOLE 4472 0 0 Marsh & McLennan Companies COM 571748102 1341 27210 SH SOLE 11010 0 16200 Masco Corp. COM 574599106 376 16950 SH SOLE 16950 0 0 Mastercard Inc-Cl A COM 57636Q104 764 10230 SH SOLE 10230 0 0 McDonald's Corp. COM 580135101 12670 129243 SH SOLE 97176 0 32067 McGraw Hill Financial COM 580645109 654 8570 SH SOLE 3030 0 5540 McKesson Corp. COM 58155Q103 241 1365 SH SOLE 1290 0 75 Medtronic Inc. 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