0001193125-11-308590.txt : 20111114
0001193125-11-308590.hdr.sgml : 20111111
20111114062316
ACCESSION NUMBER: 0001193125-11-308590
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TA ASSOCIATES INC
CENTRAL INDEX KEY: 0001034569
IRS NUMBER: 043205751
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06148
FILM NUMBER: 111197420
BUSINESS ADDRESS:
STREET 1: 125 HIGH STREET
STREET 2: SUITE 2500
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6175746781
MAIL ADDRESS:
STREET 1: 125 HIGH STREET
STREET 2: SUITE 2500
CITY: BOSTON
STATE: MA
ZIP: 02110
13F-HR
1
d250009d13fhr.txt
HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [_]; Amendment Number: ___________
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: TA Associates, Inc.
Address: 200 Clarendon Street, 56th Floor
Boston, MA 02116
Form 13F File Number: 28-06148
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Thomas P. Alber
Title: Chief Financial Officer
Phone: 617.574.6735
Signature, Place, and Date of Signing:
/s/ Thomas P. Alber Boston, MA 11/14/11
------------------------------------- ------------- --------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 3
Form 13F Information Table Value Total: $184,504
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
TA Associates, Inc.
Form 13F Information Table
September 30, 2011
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Voting Authority
Title of Value Shares or Investment Other ---------------------
Name of Issuer Class CUSIP (x$1000) Principal Amount Discretion Manager Sole Shared None
---------------------------- --------- ----------- --------- ---------------- ---------- --------- --------- ------ ----
AboveNet Inc. Common 00374N 10 7 $ 69,800 1,302,238 SH Sole 1,302,238
Intralinks Holdings Inc. Common 46118H 10 4 $ 70,285 9,358,834 SH Sole 9,358,834
MetroPCS Communications Inc. Common 591708 10 2 $ 44,419 5,102,681 SH Sole 5,102,681
--------
COLUMN TOTALS $184,504
========