0001193125-11-308590.txt : 20111114 0001193125-11-308590.hdr.sgml : 20111111 20111114062316 ACCESSION NUMBER: 0001193125-11-308590 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TA ASSOCIATES INC CENTRAL INDEX KEY: 0001034569 IRS NUMBER: 043205751 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06148 FILM NUMBER: 111197420 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175746781 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 d250009d13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [_]; Amendment Number: ___________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: TA Associates, Inc. Address: 200 Clarendon Street, 56th Floor Boston, MA 02116 Form 13F File Number: 28-06148 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas P. Alber Title: Chief Financial Officer Phone: 617.574.6735 Signature, Place, and Date of Signing: /s/ Thomas P. Alber Boston, MA 11/14/11 ------------------------------------- ------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 3 Form 13F Information Table Value Total: $184,504 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE TA Associates, Inc. Form 13F Information Table September 30, 2011
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: Voting Authority Title of Value Shares or Investment Other --------------------- Name of Issuer Class CUSIP (x$1000) Principal Amount Discretion Manager Sole Shared None ---------------------------- --------- ----------- --------- ---------------- ---------- --------- --------- ------ ---- AboveNet Inc. Common 00374N 10 7 $ 69,800 1,302,238 SH Sole 1,302,238 Intralinks Holdings Inc. Common 46118H 10 4 $ 70,285 9,358,834 SH Sole 9,358,834 MetroPCS Communications Inc. Common 591708 10 2 $ 44,419 5,102,681 SH Sole 5,102,681 -------- COLUMN TOTALS $184,504 ========