0001072613-15-000457.txt : 20151112 0001072613-15-000457.hdr.sgml : 20151112 20151112160404 ACCESSION NUMBER: 0001072613-15-000457 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 IRS NUMBER: 000000000 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06258 FILM NUMBER: 151224243 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH CITY: LONDON STATE: X0 ZIP: EC3UOAS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH CITY: LONDON STATE: X0 ZIP: EC3UOAS 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001034546 XXXXXXXX 09-30-2015 09-30-2015 false CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

77 Gracechurch London X0 EC3UOAS

13F HOLDINGS REPORT 028-06258 N Barry M. Olliff 610-380-2110 /s/ Barry M. Olliff Coatesville PA 11-12-2015 0 129 1178499 INFORMATION TABLE 2 infotable.xml ABERDEEN AUSTRALIA EQUITY FUND COM 003011103 2431 453885 SH SOLE 453885 0 0 ABERDEEN CHILE FUND COM 00301W105 576 96202 SH SOLE 96202 0 0 ABERDEEN EMERGING MARKETS SMALLER CO OPP COM 00301T102 43959 4087286 SH SOLE 4087286 0 0 ABERDEEN GREATER CHINA FUND INC COM 003031101 25155 2955968 SH SOLE 2955968 0 0 ABERDEEN INDONESIA FUND INC COM 00305P106 16704 3200008 SH SOLE 3200008 0 0 ABERDEEN JAPAN EQUITY FUND INC COM 00306J109 2444 355988 SH SOLE 355988 0 0 ABERDEEN LATIN AMERICA EQUITY COM 00306K106 42129 2602987 SH SOLE 2602987 0 0 ABERDEEN SINGAPORE FUND INC COM 003244100 6621 767213 SH SOLE 767213 0 0 ADAMS DIVERSIFIED EQUITY FUND COM 006212104 4767 376108 SH SOLE 376108 0 0 ADAMS NATURAL RESOURCES FUND I COM 00548F105 4865 268050 SH SOLE 268050 0 0 ANADARKO PETROLEUM CORP COM 32511107 242 4000 SH SOLE 4000 0 0 ASA GOLD AND PRECIOUS METALS LTD SHS G3156P103 3533 455517 SH SOLE 455517 0 0 ASIA PACIFIC FUND COM 044901106 46609 4536131 SH SOLE 4536131 0 0 ASIA TIGERS FUND INC. COM 04516T105 9891 1079245 SH SOLE 1079245 0 0 BLACKROCK CORPORATE HIGH YIELD FUND COM 09255P107 4354 440900 SH SOLE 440900 0 0 BLACKROCK DEBT STRATEGIES FUND INC COM 09255R103 4597 1382677 SH SOLE 1382677 0 0 BLACKROCK ENHANCED EQUITY DIVIDEND TRUST COM 09251A104 155 21566 SH SOLE 21566 0 0 BLACKROCK MUNI INTERMEDIATE DURATION FUN COM 09253X102 1021 73513 SH SOLE 73513 0 0 BLACKROCK RESOURCES AND COMMODITIES STRA SHS 09257A108 1753 250674 SH SOLE 250674 0 0 BLACKSTONE GSO LONG SHORT CREDIT INCOME COM SHS BN INT 09257D102 1849 129640 SH SOLE 129640 0 0 BOULDER GROWTH AND INCOME FUND COM 101507101 1426 191130 SH SOLE 191130 0 0 BROOKFIELD MORTGAGE OPPORTUNITY INCOME F COM 112792106 1879 128822 SH SOLE 128822 0 0 CALAMOS CONVERTIBLE OPP AND INC FUND SH BEN INT 128117108 1100 111118 SH SOLE 111118 0 0 CBRE CLARION GLOBAL REAL ESTATE INCOME F COM 12504G100 2695 364961 SH SOLE 364961 0 0 CENTRAL FUND OF CANADA CL A 153501101 8514 804313 SH SOLE 804313 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 5823 146669 SH SOLE 146669 0 0 CENTRAL SECS CORP COM 155123102 2323 117382 SH SOLE 117382 0 0 CHINA FUND INC. COM 169373107 26024 1634682 SH SOLE 1634682 0 0 CLOUGH GLOBAL ALLOCATION FUND COM 18913Y103 783 59829 SH SOLE 59829 0 0 COHEN & STEERS INFRASTRUCTURE FUND COM 19248A109 2398 127339 SH SOLE 127339 0 0 COHEN & STEERS REIT AND PREFERRED INCOME COM 19247X100 4390 253542 SH SOLE 253542 0 0 COHEN & STEERS SELECT PREFERRED AND INCO COM 19248Y107 3527 151329 SH SOLE 151329 0 0 COHEN & STEERS TOTAL RETURN REALTY FUND COM 19247R103 430 36272 SH SOLE 36272 0 0 CREDIT SUISSE ASSET MANAGEMENT INCOME FU COM 224916106 1927 684714 SH SOLE 684714 0 0 CUSHING MLP TOTAL RETURN FUND COM SHS 231631102 1271 108280 SH SOLE 108280 0 0 DEUTSCHE HIGH INCOME TRUST SHS 25155R100 3946 502715 SH SOLE 502715 0 0 DEUTSCHE MULTI MARKET INCOME TRUST SHS 25160E102 356 48444 SH SOLE 48444 0 0 DIREXION DAILY CSI 300 CHINA A SHARE CSI300 CHINA1X 25459Y116 2120 41739 SH SOLE 41739 0 0 DIVERSIFIED REAL ASSET INCOME TRUST COM SHS 25533B108 986 61386 SH SOLE 61386 0 0 DIVIDEND AND INCOME FUND INC COM NEW 25538A204 709 65520 SH SOLE 65520 0 0 DWS HIGH INCOME OPPORTUNITIES FUND INC COM 25158Y102 3730 282052 SH SOLE 282052 0 0 EATON VANCE MUNICIPAL BOND FUND COM 27827X101 592 47000 SH SOLE 47000 0 0 FIRST TRUST DIVIDEND AND INCOME FUND COM 33731L100 381 48725 SH SOLE 48725 0 0 FIRST TRUST ENEGRY INFRASTRUCTURE FUND COM 33738C103 355 22264 SH SOLE 22264 0 0 FIRST TRUST HIGH INCOME LONG/SHORT FUND COM 33738E109 6419 455887 SH SOLE 455887 0 0 FIRST TRUST/ABERDEEN EM OPPORTUNITY FUND COM 33731K102 12602 970890 SH SOLE 970890 0 0 FIRST TRUST/FIDAC MORTGAGE INCOME FUND COM SHS 33734E103 275 19133 SH SOLE 19133 0 0 FIRSTHAND TECHNOLOGY VALUE FUND INC COM 33766Y100 917 107420 SH SOLE 107420 0 0 FREEPORT MC MORAN COPPER B CL B 35671D857 339 35000 SH SOLE 35000 0 0 GABELLI DIV & INCOME TRUST COM 36242H104 2483 141625 SH SOLE 141625 0 0 GABELLI EQUITY TRUST COM 362397101 2446 468081 SH SOLE 468081 0 0 GABELLI GLOBAL MULTIMEDIA TOTAL RETURN COM 36239Q109 193 25614 SH SOLE 25614 0 0 GAMCO GLOBAL GOLD NATURAL RESOURCES & COM SH BEN INT 36465A109 567 113324 SH SOLE 113324 0 0 GAMCO NATURAL RESOURCES GOLD & INCOME TR SH BEN INT 36465E101 1292 224749 SH SOLE 224749 0 0 GENERAL AMERICAN INVESTORS COM 368802104 2232 72059 SH SOLE 72059 0 0 GLOBAL X FTSE ARGENTINA 20 ETF GB MSCI AR ETF 37950E259 536 33600 SH SOLE 33600 0 0 GLOBAL X NIGERIA INDEX ETF GBL X MSCI NGR 37950E424 1208 140000 SH SOLE 140000 0 0 INDIA FUND INC COM 454089103 17979 737014 SH SOLE 737014 0 0 ISHARES EMU INDEX FUND MSCI EURZONE ETF 464286608 1279 37285 SH SOLE 37285 0 0 ISHARES FTSE/XINHUA CHINA 25 INDEX FUND CHINA LG-CAP ETF 464287184 3227 91000 SH SOLE 91000 0 0 ISHARES MSCI BRAZIL- US MSCI BRZ CAP ETF 464286400 19773 901035 SH SOLE 901035 0 0 ISHARES MSCI EMERGING MARKETS INDEX MSCI EMG MKT ETF 464287234 4265 130000 SH SOLE 130000 0 0 ISHARES MSCI FRONTIER 100 ETF MSCI FRNTR100ETF 464286145 3396 135000 SH SOLE 135000 0 0 ISHARES MSCI GERMANY INDEX MSCI GERMANY ETF 464286806 351 14200 SH SOLE 14200 0 0 ISHARES MSCI KOREA MSCI STH KOR ETF 464286772 1488 30500 SH SOLE 30500 0 0 ISHARES MSCI MEXICO MSCI MEX CAP ETF 464286822 13912 269904 SH SOLE 269904 0 0 ISHARES MSCI TAIWAN MSCI TAIWAN 464286731 20588 1563877 SH SOLE 1563877 0 0 IVY HIGH INCOME OPPORTUNITY COM 465893105 2514 194526 SH SOLE 194526 0 0 JAPAN SMALLER CAPITALIZATION FUND, INC COM 47109U104 1215 119538 SH SOLE 119538 0 0 JOHN HANCOCK PREFERRED INCOME FUND III COM 41021P103 1771 106436 SH SOLE 106436 0 0 JPMORGAN CHINA REGION FUND INC COM 48126T104 40020 2795645 SH SOLE 2795645 0 0 KOREA EQUITY COM 50063B104 29784 4151132 SH SOLE 4151132 0 0 KOREA FUND COM NEW 500634209 76223 2149258 SH SOLE 2149258 0 0 LATIN AMERICAN DISCOVERY COM 51828C106 19526 2492099 SH SOLE 2492099 0 0 LEGG MASON BW GLOBAL INCOME OPPORTUNITIE COM 52469B100 1803 155745 SH SOLE 155745 0 0 LIBERTY ALL STAR EQUITY FUND SH BEN INT 530158104 2225 438398 SH SOLE 438398 0 0 LMP REAL ESTATE INCOME FUND INC COM 50208C108 3489 283877 SH SOLE 283877 0 0 MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RE COM 55608D101 1269 65856 SH SOLE 65856 0 0 MARKET VECTORS AFRICA INDEX ETF AFRICA ETF 57060U787 1485 75000 SH SOLE 75000 0 0 MEXICO EQUITY & INCOME FUND INC COM 592834105 27217 2470910 SH SOLE 2470910 0 0 MEXICO FUND COM 592835102 7008 401746 SH SOLE 401746 0 0 MFS CHARTER INCOME TRUST SH BEN INT 552727109 665 85570 SH SOLE 85570 0 0 MFS INTERMEDIATE HIGH INCOME FUND SH BEN INT 59318T109 609 267646 SH SOLE 267646 0 0 MORGAN STANLEY EMERGING MARKETS DOMESTIC COM 617477104 4422 640463 SH SOLE 640463 0 0 MS ASIA PACIFIC COM 61744U106 21094 1626369 SH SOLE 1626369 0 0 MS CHINA A SHARE COM 617468103 13396 597633 SH SOLE 597633 0 0 MS EMERGING MARKETS COM 61744G107 38442 3041325 SH SOLE 3041325 0 0 MS INDIA INVESTMENT COM 61745C105 97491 3702659 SH SOLE 3702659 0 0 MVC CAPITAL INC COM 553829102 1509 184077 SH SOLE 184077 0 0 NEUBERGER BERMAN HIGH YIELD STRATEGIES F COM 64128C106 6033 595296 SH SOLE 595296 0 0 NEW AMERICA HIGH INCOME FUND COM NEW 641876800 4300 541547 SH SOLE 541547 0 0 NEW GERMANY COM 644465106 369 25461 SH SOLE 25461 0 0 NEXPOINT CREDIT STRATEGIES FUND COM 65340G106 3352 585581 SH SOLE 585581 0 0 NEXPOINT RESIDENTIAL TRUST COM 65341D102 445 33266 SH SOLE 33266 0 0 NUVEEN CREDIT STRATEGIES INCOME FUND COM 67073D102 4015 502864 SH SOLE 502864 0 0 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND COM SH BEN INT 67070X101 919 67646 SH SOLE 67646 0 0 NUVEEN GLOBAL HIGH INCOME FUND SHS 67075G103 1791 124937 SH SOLE 124937 0 0 NUVEEN INSURED DIVIDEND ADVANTAGE MUNICI COM 67071L106 1246 89628 SH SOLE 89628 0 0 PAMPA ENERGIA SA-SPON ADR SPONS ADR LVL I 697660207 3531 230754 SH SOLE 230754 0 0 PIMCO DYNAMIC CREDIT INCOME COM SHS 72202D106 3517 192360 SH SOLE 192360 0 0 PIMCO DYNAMIC INCOME FUND SHS 72201Y101 2688 93317 SH SOLE 93317 0 0 PIMCO INCOME STRATEGY FD II COM 72201J104 1443 163893 SH SOLE 163893 0 0 PUTNAM MANAGED MUNICIPAL INCOME TRUST COM 746823103 344 48000 SH SOLE 48000 0 0 PUTNAM MASTER INTERMEDIATE INCOME TRUST COM 746909100 146 32380 SH SOLE 32380 0 0 PUTNAM MUNICIPAL OPPORTUNITIES TRUST COM 746922103 1673 139500 SH SOLE 139500 0 0 PUTNAM PREMIER INCOME TRUST COM 746853100 149 30494 SH SOLE 30494 0 0 SILVER WHEATON GROUP COM 828336107 144 12000 SH SOLE 12000 0 0 SPROTT FOCUS TRUST COM 85208J109 1014 171351 SH SOLE 171351 0 0 STILLWATER MINING CO COM 86074Q102 165 16000 SH SOLE 16000 0 0 SWISS HELVETIA FUND INC COM 870875101 560 51600 SH SOLE 51600 0 0 TAIWAN FUND COM 874036106 40984 2824567 SH SOLE 2824567 0 0 TEMPLETON DRAGON FUND COM 88018T101 170740 9135389 SH SOLE 9135389 0 0 TEMPLETON EMERGING MARKETS FD COM 880191101 25949 2347304 SH SOLE 2347304 0 0 THAI FUND INC. COM 882904105 26941 3802528 SH SOLE 3802528 0 0 THE CENTRAL EUROPE RUSSIA AND TURKEY FUN COM 153436100 26408 1471635 SH SOLE 1471635 0 0 THE CUSHING RENAISSANCE FUND COM 231647108 1422 98018 SH SOLE 98018 0 0 THE EUROPEAN EQUITY FUND INC. COM 298768102 84 10700 SH SOLE 10700 0 0 TORTOISE PIPELINE & ENERGY FUND INC COM 89148H108 1957 109016 SH SOLE 109016 0 0 TURKISH INVESTMENT FUND INC. COM 900145103 3154 393950 SH SOLE 393950 0 0 VALE SA PREF ADR ADR 91912E204 369 110000 SH SOLE 110000 0 0 VANGUARD EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 1251 37800 SH SOLE 37800 0 0 VOYA EMERGING MARKETS HIGH INC COM 92912P108 10068 1303361 SH SOLE 1303361 0 0 WA/CLAY US INFLATION-LINKED OPP&INC COM 95766R104 1433 138367 SH SOLE 138367 0 0 WELLS FARGO ADVANTAGE INCOME OPPORTUNITI COM SHS 94987B105 3241 429009 SH SOLE 429009 0 0 WELLS FARGO ADVANTAGE MULTI-SECTOR INCOM COM SHS 94987D101 932 81871 SH SOLE 81871 0 0 WESTERN ASSET HIGH INCOME OPPORTUNITY FU COM 95766K109 6939 1481118 SH SOLE 1481118 0 0 WESTERN ASSET HIGH YIELD DEFINED OPPORTU COM 95768B107 1188 84900 SH SOLE 84900 0 0 WESTERN ASSET MANAGED HIGH INCOME FUND I COM 95766L107 3842 864400 SH SOLE 864400 0 0 ZWEIG FUND INC COM NEW 989834205 1460 114181 SH SOLE 114181 0 0