0001034538-11-000002.txt : 20110425 0001034538-11-000002.hdr.sgml : 20110425 20110425113508 ACCESSION NUMBER: 0001034538-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110425 DATE AS OF CHANGE: 20110425 EFFECTIVENESS DATE: 20110425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPTIQUE CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001034538 IRS NUMBER: 391520921 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03955 FILM NUMBER: 11776725 BUSINESS ADDRESS: STREET 1: 222 EAST ERIE STREET STREET 2: SUITE 500 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-604-5167 MAIL ADDRESS: STREET 1: 222 EAST ERIE STREET STREET 2: SUITE 500 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSON ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990322 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSON ASSET MANAGEMENT OF WISCONSIN INC DATE OF NAME CHANGE: 19980722 13F-HR 1 dec1013f.txt OPTIQUE CAPITAL 12-31-2010 13F FILING FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Dec 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Optique Capital Management Address: 222 East Erie Street Suite 500 Milwaukee WI 53202 13F File Number: 028-03955 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Wendell L Perkins Title: Chief Investment Oficer Phone: 414-604-5167 Signature, Place, and Date of Signing: Wendell L. Perkins Milwaukee WI April 25, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 167 Form 13F Information Table Value Total: $286,196 (x$1000) List of Other Included Managers: NONE No. 13F File Number Name Issuer Name Title of Cusip Market VTotal PUT/INVEST OtherProxy Voting Class (x$1000)Shares SHCALLDSCR Mgrs Sole shareNone 3M Company COMMON 88579Y101 542 6285SH X 6285 0 0 A T & T INC (NEW) COMMON 00206R102 5,808 197,684SH X 192,019 0 5665 Abbott Laboratories COMMON 002824100 729 15220SH X 15220 0 0 AEGON NV ORD AMER REG COMMON 7924103 822 134,094SH X 132,079 0 2015 Alcoa Inc. COMMON 013817101 282 18305SH X 18305 0 0 ALLIANZ AKTIENGESELLS COMMON 18805101 1,535 128,613SH X 126,493 0 2120 AMERICAN ELECTRIC POW COMMON 25537101 3,053 84,854SH X 81,579 0 3275 Ameron International COMMON 030710107 250 3273SH X 2023 0 1250 ANGLO AMERN PLC ADR N COMMON 03485P201 2,288 87,637SH X 81,221 0 6416 APACHE CORP COM COMMON 37411105 3,626 30,415SH X 29,317 0 1098 Artio Global Investors COMMON 04315B107 192 12987SH X 8047 0 4940 ASTRAZENECA PLC ADR S COMMON 46353108 1,453 31,453SH X 31,038 0 415 BANCO SANTANDER CENT COMMON 05964H105 1,494 140,266SH X 130,902 0 9364 BANK AMER CORP COM COMMON 60505104 4,013 300,845SH X 289,379 0 11466 BANK OF NEW YORK MELL COMMON 64058100 2,195 72,694SH X 69,639 0 3055 BARCLAYS PLC ADR COMMON 6.74E+207 1,332 80,658SH X 79,493 0 1165 BASF AG ADR SPONSORED COMMON 55262505 1,831 22,744SH X 22,381 0 363 BAXTER INTL INC COMMON 71813109 3,996 78,947SH X 74,447 0 4500 BB&T CORP COM COMMON 54937107 2,040 77,601SH X 74,456 0 3145 Berkshire Hathaway Inc COMMON 084670702 337 4210SH X 4210 0 0 BHP BILLITON LTD SPON COMMON 88606108 2,880 30,990SH X 30,315 0 675 BNP PARIBAS SPON ADR COMMON 05565A202 1,079 33,790SH X 33,315 0 475 Bristol-Myers Squibb COMMON 110122108 510 19270SH X 19270 0 0 CANON INC ADR COMMON 138006309 1,433 27,909SH X 27,509 0 400 CARREFOUR SA ADR COMMON 144430105 950 114,793SH X 112,873 0 1920 Caterpillar, Inc. COMMON 149123101 382 4075SH X 4075 0 CEMEX S A ADR SPSRD N COMMON 151290889 1,729 161,448SH X 159,055 0 2393 Centene Corp. Del COMMON 15135B101 258 10176SH X 6371 0 CEPHALON INC COM COMMON 156708109 2,173 35,201SH X 33,801 0 1400 CHEVRONTEXACO CORP CO COMMON 166764100 4,422 48,457SH X 46,812 0 1645 CHINA MOBILE HONG KON COMMON 16941M109 1,835 36,987SH X 36,011 0 976 CHINA PETROLEUM & CHE COMMON 16941R108 2,153 22,501SH X 21,995 0 506 CHUBB CORP COMMON 171232101 2,481 41,603SH X 40,023 0 1580 CHUNGHWA TELECOM CO L COMMON 17133Q106 325 12,860SH X 11,861 0 999 CISCO SYS INC COM COMMON 17275R102 4,808 237,657SH X 225,740 0 11917 CITIGROUP INC COM COMMON 172967101 1,930 408,056SH X 377,906 0 30150 CLP HOLDINGS LTD SPON COMMON 18946Q101 382 47,108SH X 44,743 0 2365 Coca Cola COMMON 191216100 444 6750SH X 6750 0 Colgate-Palmolive Co COMMON 194162103 377 4688SH X 4688 0 COMPUTER SCIENCES COR COMMON 205363104 2,746 55,370SH X 51,273 0 4097 CONOCOPHILLIPS COM COMMON 20825C104 4,551 66,825SH X 64,980 0 1845 CVS CORP COM COMMON 126650100 2,596 74,671SH X 68,891 0 5780 DAI NIPPON PRTG LTD J COMMON 233806306 1,148 84,214SH X 82,839 0 1375 DBS GROUP HLDGS LTD A COMMON 23304Y100 1,774 39,673SH X 38,613 0 1060 DCT INDUSTRIAL TRUST COMMON 233153105 106 19,963SH X 18,963 0 1000 DEUTSCHE BK A G ORD COMMON D18190898 1,147 22,037SH X 21,797 0 240 DEUTSCHE BOERSE ADR COMMON 251542106 760 109,021SH X 107,351 0 1670 DEUTSCHE TELEKOM AG A COMMON 251566105 1,335 103,393SH X 102,018 0 1375 DEVON ENERGY CORP NEW COMMON 25179M103 3,725 47,452SH X 44,602 0 2850 DIAGEO PLC ADR SPONSO COMMON 25243Q205 1,588 21,365SH X 20,995 0 370 Diana Shippiing Inc. COMMON Y2066G104 188 15612SH X 10187 0 Disney (Walt) COMMON 254687106 482 12845SH X 12845 0 Dominion Resources Inc COMMON 25746U109 486 11370SH X 11370 0 DOW CHEMICAL CORP COMMON 260543103 2,840 83,194SH X 80,284 0 2910 DUKE ENERGY CORP NEW COMMON 26441C105 2,985 167,590SH X 161,420 0 6170 DUKE REALTY CORP COM COMMON 264411505 2,499 200,582SH X 192,787 0 7795 DuPont (E.I.) De Nemours COMMON 263534109 429 8595SH X 8595 0 E ON AG ADR SPONSORED COMMON 268780103 1,770 57,718SH X 53,583 0 4135 ELECTRONIC ARTS INC C COMMON 285512109 2,412 147,239SH X 135,359 0 11880 EMC Corp COMMON 268648102 391 17053SH X 17053 0 ENCANA CORP COM COMMON 292505104 2,054 70,543SH X 66,348 0 4195 Exxon Mobil COMMON 30231G102 1,047 14323SH X 14323 0 FISERV INC COM COMMON 337738108 2,843 48,552SH X 45,037 0 3515 FLUOR CORP NEW COM COMMON 343412102 3,502 52,854SH X 48,984 0 3870 Foster (LB) Co - CL A COMMON 350060109 302 7384SH X 4704 0 FOSTERS GROUP LTD ADR COMMON 350258307 263 45,221SH X 41,371 0 3850 FRONTIER COMMUNICATIO COMMON 35906A108 256 26,261SH X 24,934 0 1327 GANNETT INC DEL COMMON 364730101 2,181 144,549SH X 138,542 0 6007 GDF SUEZ SPONS ADR COMMON 36160B105 1,412 39,189SH X 38,584 0 605 GENERAL DYNAMICS CORP COMMON 369550108 2,707 38,143SH X 37,523 0 620 GENERAL ELEC CO COMMON 369604103 5,157 281,950SH X 271,030 0 10920 General Mills Inc. COMMON 370334104 278 7815SH X 7815 0 GIANT INTERACTIVE GRO COMMON 374511103 119 16,763SH X 13,633 0 3130 Gilead Sciences Inc COMMON 375558103 337 9290SH X 9290 0 GLAXOSMITHKLINE PLC A COMMON 37733W105 4,991 127,245SH X 123,815 0 3430 GOLDMAN SACHS GROUP I COMMON 38141G104 2,450 14,567SH X 14,091 0 476 HAWAIIAN HOLDINGS INC COMMON 419879101 113 14,365SH X 13,460 0 905 Hewlett Packard Co. COMMON 428236103 415 9859SH X 9859 0 Home Depot COMMON 437076102 395 11265SH X 11265 0 HONDA MTR LTD 10 ORD COMMON 438128308 1,435 36,319SH X 35,794 0 525 HSBC HLDGS PLC ADR SP COMMON 404280406 1,495 29,283SH X 28,423 0 860 Iconix Brand Group Inc COMMON 451055107 257 13321SH X 8371 0 INTEL CORP COM COMMON 458140100 4,120 195,911SH X 190,371 0 5540 INTERNATIONAL PAPER C COMMON 460146103 1,919 70,440SH X 67,762 0 2678 Internt Business Machs COMMON 459200101 694 4727SH X 4727 0 ISHARES TR MSCI EAFE COMMON 464287465 1,072 19,753SH X 18,003 0 1750 ISHARES TR RUSSELL100 COMMON 464287598 1,241 19,123SH X 19,123 0 0 J P MORGAN CHASE & CO COMMON 46625H100 4,568 107,695SH X 104,210 0 3485 Johnson & Johnson COMMON 478160104 649 10489SH X 10489 0 Kimberly-Clark COMMON 494368103 244 3875SH X 3875 0 KONINKLIJKE PHILIPS E COMMON 500472303 1,125 36,641SH X 36,111 0 530 KROGER CO COM COMMON 501044101 2,978 133,172SH X 124,049 0 9123 KUBOTA CORP ADR COMMON 501173207 1,531 32,158SH X 31,218 0 940 KYOCERA CORP ADR COMMON 501556203 1,525 14,928SH X 14,753 0 175 LILLY, ELI AND COMPAN COMMON 532457108 3,110 88,767SH X 82,852 0 5915 LOCKHEED MARTIN CORP COMMON 539830109 3,292 47,084SH X 45,031 0 2053 MAGNA INTL INC CL A COMMON 559222401 1,576 30,315SH X 29,839 0 476 MARATHON OIL CORP COMMON 565849106 3,688 99,603SH X 96,488 0 3115 McDonald's Corp. COMMON 580135101 695 9052SH X 9052 0 MEDTRONIC INC COM COMMON 585055106 2,854 76,936SH X 74,366 0 2570 MERCK & COMPANY COMMON 58933Y105 3,602 99,947SH X 96,717 0 3230 METLIFE INC COM COMMON 59156R108 3,107 69,920SH X 67,925 0 1995 MICROSOFT COMMON 594918104 4,605 164,992SH X 156,317 0 8675 MITSUBISHI CORP ADR S COMMON 606769305 2,285 42,160SH X 41,160 0 1000 MITSUBISHI UFJ FINANC COMMON 606822104 2,022 373,797SH X 349,807 0 23990 MOLSON COORS BREWING COMMON 60871R209 2,448 48,771SH X 48,166 0 605 NASDAQ STOCK MARKET I COMMON 631103108 2,664 112,254SH X 108,059 0 4195 NATIONAL GRID PLC SPO COMMON 636274300 1,592 35,866SH X 35,361 0 505 National Oilwell Varco COMMON 637071101 212 3153SH X 3153 0 NESTLE S A ADR SPON R COMMON 641069406 1,693 28,820SH X 28,355 0 465 NOKIA CORP ADR SPON COMMON 654902204 1,660 160,842SH X 158,457 0 2385 NOMURA HLDGS INC SPON COMMON 65535H208 1,061 166,341SH X 145,796 0 20545 NORTHERN TR CORP COM COMMON 665859104 3,484 62,878SH X 58,893 0 3985 NOVARTIS AG SPONSORED COMMON 66987V109 1,892 32,098SH X 31,638 0 460 Occidental Petroleum COMMON 674599105 453 4620SH X 4620 0 OLD REP INTL CORP COM COMMON 680223104 684 50,185SH X 42,815 0 7370 Oracle Corp COM COMMON 68389X105 430 13736SH X 13736 0 Pepsi COMMON 713448108 598 9155SH X 9155 0 PETROBRAS BRASILEIRO COMMON 71654V408 4,810 127,113SH X 120,306 0 6807 PFIZER INC COMMON 717081103 5,052 288,496SH X 279,713 0 8783 PMC-SIERRA INC COM COMMON 69344F106 114 13,237SH X 12,432 0 805 PNC FINANCIAL CORP COMMON 693475105 2,377 39,152SH X 37,546 0 1606 POSCO SPONSORED ADR COMMON 693483109 1,516 14,079SH X 13,689 0 390 PRESTIGE BRANDS HLDGS COMMON 74112D101 145 12,153SH X 11,423 0 730 Procter & Gamble COMMON 742718109 809 12572SH X 11392 0 Progress Energy Inc. COMMON 743263105 482 11075SH X 11075 0 Qualcom Inc Com COMMON 747525103 508 10261SH X 10261 0 ROYAL DUTCH SHELL PLC COMMON 780259206 2,197 32,898SH X 32,448 0 450 SANOFI-AVENTIS SPONS COMMON 80105N105 2,161 67,034SH X 63,156 0 3878 SCANA CORP NEW COMMON 80589M102 3,202 78,855SH X 76,305 0 2550 Schlumberger Limited COMMON 806857108 517 6195SH X 6195 0 SIEMENS A G SPON COMMON 826197501 1,920 15,449SH X 15,199 0 250 SMITH & NEPHEW P L C COMMON 83175M205 1,655 31,502SH X 30,963 0 539 SOCIETE GENERALE FRAN COMMON 83364L109 1,074 99,506SH X 97,921 0 1585 SONY CORP - ADR COMMON 835699307 1,553 43,493SH X 43,013 0 480 STATE STR CORP COM COMMON 857477103 2,255 48,655SH X 44,545 0 4110 STMICROELECTRONICS COMMON 861012102 1,433 137,257SH X 135,347 0 1910 STORA ENSO AB ADR COMMON 86210M106 1,128 109,415SH X 107,750 0 1665 SUSQUEHANNA BANCSH COMMON 869099101 132 13,669SH X 12,899 0 770 SWISS REINS CO ADR SP COMMON 870887205 891 16,518SH X 16,263 0 255 TAIWAN SEMICONDUCT COMMON 874039100 184 14,666SH X 11,916 0 2750 TELEFONICA S A ADR SP COMMON 879382208 1,365 53,949SH X 53,224 0 725 TEVA PHARMACEUTICAL COMMON 881624209 1,194 22,909SH X 22,535 0 374 TIME WARNER INC COMMON 887317303 3,145 97,749SH X 93,931 0 3818 TNT N V SPONSORED ADR COMMON 87260W101 1,103 41,640SH X 40,991 0 649 TORONTO DOMINION BK COMMON 891160509 1,312 17,650SH X 17,395 0 255 TOTAL S A ADR SPONS COMMON 8.92E+113 1,946 36,391SH X 35,897 0 494 TRAVELERS COMPANIES I COMMON 8.94E+113 4,080 73,244SH X 71,179 0 2065 UNILEVER PLC ADR SPON COMMON 904767704 4,849 157,039SH X 152,586 0 4453 Union Pacific COMMON 907818108 324 3500SH X 3500 0 United Technologies COMMON 913017109 380 4830SH X 4830 0 VALE S A ADR COMMON 9.19E+109 364 10,516SH X 10,516 0 0 VERIZON COMMUNICAT COMMON 92343V104 4,694 131,183SH X 124,103 0 7080 VINCI S A ADR COMMON 927320101 1,181 86,542SH X 85,012 0 1530 Visa Inc. COMMON 92826C839 397 5645SH X 5645 0 VODAFONE GROUP INC COMMON 92857W209 2,497 94,454SH X 89,709 0 4745 WAL MART STORES INC COMMON 931142103 4,891 90,695SH X 88,122 0 2573 Walgreen Co. COMMON 931422109 457 11730SH X 11730 0 WELLS FARGO & CO NEW COMMON 949746101 3,899 125,827SH X 121,907 0 3920 Wisconsin Energy COMMON 976657106 247 4200SH X 4200 0 ZIMMER HLDGS INC COM COMMON 98956P102 2,047 38,132SH X 36,392 0 1740