-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V7oWgkrBHv/iCwRe3XQGA0pzs6GRDj6FsLFwJ0V+o8UpD1R6Qj490ZWp0eXYuYmM eOUkQHpbPtzR7UX9edpXLg== 0001034538-10-000003.txt : 20100211 0001034538-10-000003.hdr.sgml : 20100211 20100211125803 ACCESSION NUMBER: 0001034538-10-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100211 DATE AS OF CHANGE: 20100211 EFFECTIVENESS DATE: 20100211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPTIQUE CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001034538 IRS NUMBER: 391520921 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03955 FILM NUMBER: 10590584 BUSINESS ADDRESS: STREET 1: 222 EAST ERIE STREET STREET 2: SUITE 500 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-604-5167 MAIL ADDRESS: STREET 1: 222 EAST ERIE STREET STREET 2: SUITE 500 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSON ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990322 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSON ASSET MANAGEMENT OF WISCONSIN INC DATE OF NAME CHANGE: 19980722 13F-HR 1 dec0913f.txt OPTIQUE CAPITAL MANAGEMENT 13-31-2009 13 FILING FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Dec 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Optique Capital Management Address: 222 East Erie Street Suite 500 Milwaukee WI 53202 13F File Number: 028-03955 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Wendell L Perkins Title: Chief Investment Oficer Phone: 414-604-5167 Signature, Place, and Date of Signing: Wendell L. Perkins Milwaukee WI February 11, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 192 Form 13F Information Table Value Total: $359,015(x$1000) List of Other Included Managers: NONE No. 13F File Number Name Issuer Name Title of Cusip Market Va Total PUT/ INVESTOther Proxy Voting Class (x$1000) Shares SH CALL DSCR Mgrs Sole share None 3M Company COMMON 88579Y101 618 7480 SH 7480 0 0 A T & T INC (NEW) COMMON 00206R102 8266 294897 SH X 286167 0 8730 AAR CORP COM COMMON 361105 222 9700 SH X 9465 0 235 Abbott Lab COMMON 002824100 719 13310 SH X 13310 0 0 ACCENTURE PLC COMMON G1151C101 4284 103182 SH X 98482 0 5800 ACXIOM CORP COMMON 5125109 219 16320 SH X 15845 0 620 AEGON NV ORD COMMON 7924103 756 117977 SH X 117807 0 4280 Alcoa Inc. COMMON 013817101 294 18210 SH X 18210 0 0 ALLIANZ AKTIENGESELLS COMMON 18805101 1626 130021 SH X 129871 0 4290 AMERICAN ELECTRIC POW COMMON 25537101 4387 126091 SH X 123026 0 4975 AMERON INC COMMON 30710107 288 4540 SH X 3605 0 960 AMN HEALTHCARE SER COMMON 1744101 201 22175 SH X 21675 0 650 APACHE CORP COM COMMON 37411105 3822 37050 SH X 36090 0 1470 ASTRAZENECA PLC COMMON 46353108 1774 37797 SH X 31277 0 7495 AVISTA CORP COM COMMON 05379B107 226 10459 SH X 10459 0 60 BAKER HUGHES INC COMMON 57224107 4842 119626 SH X 117301 0 3935 BANCO SANTANDER COMMON 05964H105 1295 78782 SH X 78692 0 2490 BANK AMER CORP COMMON 60505104 4960 329336 SH X 322816 0 10102 BANK OF NEW YORK COMMON 64058100 3269 116878 SH X 114383 0 3950 BARCLAYS PLC ADR COMMON 06738E204 1451 82429 SH X 82314 0 3020 BASF AG ADR SPON COMMON 55262505 1983 31794 SH X 29974 0 2735 BB&T CORP COM COMMON 54937107 2970 117081 SH X 114716 0 3785 BHP BILLITON LTD SPON COMMON 88606108 3060 39952 SH X 39627 0 1295 BIGBAND NETWORKS COMMON 89750509 243 70545 SH X 52670 0 18245 Biogen Idec Inc. COMMON 09062X103 347 6485 SH X 6485 0 0 BIOVAIL CORP COM COMMON 09067J109 2078 148886 SH X 148416 0 4545 BNP PARIBAS SPON COMMON 05565A202 1192 29732 SH X 29697 0 1020 Boeing Company COMMON 097023105 440 8135 SH X 8135 0 0 BP P L C ADR SPON COMMON 55622104 2430 41927 SH X 41892 0 1141 Bristol-Myers Squibb COMMON 110122108 523 20715 SH X 20715 0 0 CANON INC ADR COMMON 138006309 1303 30792 SH X 30757 0 1005 Caterpillar, Inc. COMMON 149123101 513 9000 SH X 9000 0 0 CEMEX S A ADR SPON COMMON 151290889 1480 125201 SH X 125076 0 3654 CHEVRONTEXACO CORP COMMON 166764100 8128 105566 SH X 103546 0 3311 CHINA MOBILE HONG KON COMMON 16941M109 722 15540 SH X 14955 0 675 CHINA PETROLEUM & CHE COMMON 16941R108 1711 19433 SH X 19208 0 875 CHUBB CORP COMMON 171232101 3159 64239 SH X 60814 0 4360 CHUNGHWA TELECOM COMMON 17133Q403 2087 112375 SH X 111195 0 3577 CISCO SYS INC COM COMMON 17275R102 5216 217884 SH X 217769 0 2565 CLIFFS NATURAL RES COMMON 18683K101 230 4990 SH X 4875 0 150 CLP HOLDINGS LTD COMMON 18946Q101 568 83900 SH X 81535 0 2885 Coca Cola COMMON 191216100 402 7055 SH X 7055 0 0 Comcast Corp. CL A COMMON 20030N101 378 22430 SH X 22430 0 0 CONOCOPHILLIPS COM COMMON 20825C104 6444 126174 SH X 121804 0 5756 CONSOLIDATED GRAPHICS COMMON 209341106 216 6160 SH X 5985 0 230 CONVERGYS CORP COM COMMON 212485106 155 14430 SH X 13995 0 590 CORN PRODS INTL COMMON 219023108 814 27861 SH X 25336 0 2710 CVS CORP COM COMMON 126650100 2993 92913 SH X 90558 0 3840 DAI NIPPON PRTG LTD J COMMON 233806306 1164 91755 SH X 91635 0 3080 DBS GROUP HLDGS COMMON 23304Y100 1978 45090 SH X 44575 0 1865 DCT INDUSTRIAL COMMON 233153105 169 33580 SH X 32580 0 1310 Dell Computer COMMON 24702R101 373 25984 SH X 25984 0 0 DEUTSCHE BK A G ORD COMMON D18190898 1863 26270 SH X 26250 0 641 DEUTSCHE BOERSE ADR COMMON 251542106 781 93857 SH X 93737 0 3270 DEUTSCHE TELEKOM COMMON 251566105 2068 140697 SH X 133417 0 10327 DEVON ENERGY CORP COMMON 25179M103 3556 48383 SH X 45953 0 3035 DIAGEO PLC ADR SPON COMMON 25243Q205 1617 23293 SH X 23263 0 835 DIANA SHIPPING INC COMMON Y2066G104 185 12790 SH X 12480 0 430 DIGI INTL INC COM COMMON 253798102 190 20825 SH X 20230 0 775 Disney (Walt) COMMON 254687106 465 14430 SH X 14430 0 0 Dominion Resources COMMON 25746U109 456 11720 SH X 11720 0 0 DOW CHEMICAL CORP COMMON 260543103 4989 180549 SH X 176379 0 7181 DUKE ENERGY CORP COMMON 26441C105 4402 255795 SH X 250280 0 8850 DUKE REALTY CORP COMMON 264411505 3979 326924 SH X 314014 0 18265 DuPont (E.I.) De Nemours COMMON 263534109 332 9850 SH X 9850 0 0 E ON AG ADR SPONS COMMON 268780103 2246 53592 SH X 53547 0 1405 EATON CORP COM COMMON 278058102 761 11968 SH X 11968 0 90 ELECTRONIC ARTS COMMON 285512109 2518 141869 SH X 134559 0 9150 EMC Corp COMMON 268648102 465 26613 SH X 26613 0 0 ENCANA CORP COM COMMON 292505104 2090 64528 SH X 61663 0 4755 EXXON MOBIL CORP COMMON 30231G102 10303 151091 SH X 148111 0 4695 FIRST MIDWEST BANCORP COMMON 320867104 183 16826 SH X 16341 0 630 FLUOR CORP NEW COM COMMON 343412102 3229 71695 SH X 69935 0 2710 FOSTER L B CO COM COMMON 350060109 220 7370 SH X 7190 0 235 FOSTERS GROUP LTD ADR COMMON 350258307 1652 334026 SH X 329766 0 15135 Franklin Resources COMMON 354613101 401 3810 SH X 3810 0 0 GAMESTOP CORP COMMON 36467W109 2106 96005 SH X 93575 0 3690 GANNETT INC DEL COMMON 364730101 2662 179279 SH X 175124 0 6420 GARDNER DENVER MACHY COMMON 365558105 220 5160 SH X 5005 0 200 GDF SUEZ SPONS ADR COMMON 36160B105 1447 33305 SH X 33260 0 1230 GENERAL DYNAMICS COMMON 369550108 4027 59066 SH X 59066 0 770 GENERAL ELEC CO COMMON 369604103 6659 440125 SH X 422615 0 24835 General Mills Inc. COMMON 370334104 325 4595 SH X 4595 0 0 GLAXOSMITHKLINE COMMON 37733W105 6361 150547 SH X 147517 0 5642 GOLD RESV INC CL A COMMON 38068N108 1198 55650 SH X 55240 0 49280 GOLDMAN SACHS COMMON 38141G104 2046 12932 SH X 12007 0 1195 HEINEKEN N V ADR FOREIGN 423012202 2431 101873 SH X 101788 0 2505 Home Depot COMMON 437076102 366 12660 SH X 12660 0 0 HONDA MTR LTD COMMON 438128308 1457 42971 SH X 42926 0 1310 HORACE MANN EDUCA COMMON 440327104 162 12973 SH X 12583 0 495 HRPT PPTYS TR COM SH COMMON 40426W101 168 25917 SH X 25197 0 940 HSBC HLDGS PLC ADR SP COMMON 404280406 1727 30259 SH X 29844 0 1330 IDACORP INC COM COMMON 451107106 238 7446 SH X 7281 0 220 INTEL CORP COM COMMON 458140100 1325 64974 SH X 64974 0 240 International Bus Machs COMMON 459200101 646 4932 SH X 4932 0 0 INTERNATIONAL PAPER COMMON 460146103 3002 112104 SH X 109259 0 4525 IXIA COM COMMON 45071R109 153 20525 SH X 19915 0 835 J P MORGAN CHASE COMMON 46625H100 6489 155713 SH X 152753 0 4595 JACK IN THE BOX INC COMMON 466367109 213 10840 SH X 10570 0 350 JAKKS PAC INC COM COMMON 47012E106 203 16725 SH X 16315 0 530 Johnson & Johnson COMMON 478160104 599 9299 SH X 9299 0 0 JOURNAL COMMUN COMMON 481130102 111 28525 SH X 27740 0 1025 KIMBERLY CLARK COMMON 494368103 4451 69870 SH X 68295 0 2540 KINDRED HEALTHCARE COMMON 494580103 292 15830 SH X 11115 0 4810 KONINKLIJKE PHILIPS COMMON 500472303 1690 57414 SH X 57364 0 1520 KUBOTA CORP ADR COMMON 501173207 1638 35523 SH X 35023 0 1555 KYOCERA CORP ADR COMMON 501556203 1691 19145 SH X 19130 0 480 LIHIR GOLD LTD SPON COMMON 532349107 978 33465 SH X 32875 0 1850 LILLY, ELI AND CO COMMON 532457108 3696 103501 SH X 98651 0 6200 MAGNA INTL INC CL A COMMON 559222401 1392 27523 SH X 27493 0 890 MARATHON OIL CORP COMMON 565849106 4127 132182 SH X 128622 0 5105 McDonald's Corp COMMON 580135101 798 12777 SH X 12777 0 0 Medtronic COMMON 585055106 520 11830 SH X 11830 0 0 MERCK & CO COMMON 58933Y105 6048 165525 SH X 159310 0 8320 METLIFE INC COM COMMON 59156R108 3829 108311 SH X 103831 0 5615 Microsoft COMMON 594918104 1007 33035 SH X 33035 0 MITSUBISHI CORP COMMON 606769305 2646 53432 SH X 52927 0 1825 MITSUBISHI UFJ FINANC COMMON 606822104 2010 408576 SH X 388816 0 30280 NASDAQ STOCK Mkt COMMON 631103108 3343 168675 SH X 164530 0 6490 NASH FINCH CO COM COMMON 631158102 359 9691 SH X 7306 0 2440 NATIONAL GRID PLC COMMON 636274300 2354 43285 SH X 43250 0 1150 NCR CORP NEW COM COMMON 62286E109 304 27290 SH X 20220 0 7215 NESTLE S A ADR SPON FOREIGN 641069406 1760 36235 SH X 36195 0 1182 NIPPON TELEG & TEL COMMON 654624105 1385 70139 SH X 70064 0 2160 NOKIA CORP ADR SPON COMMON 654902204 2176 169367 SH X 169222 0 4515 NOMURA HLDGS INC SPON COMMON 65535H208 855 115509 SH X 115374 0 3910 NORFOLK SOUTHN CORP COMMON 655844108 3971 75749 SH X 73854 0 2770 NORTHERN TR CORP COM COMMON 665859104 4218 80499 SH X 77294 0 4070 NOVARTIS AG SPONS COMMON 66987V109 2099 38570 SH X 38535 0 1065 NOVELL INC COM COMMON 670006105 189 45590 SH X 44305 0 1680 OCCIDENTAL PETE COMMON 674599105 4901 60240 SH X 58865 0 2125 OLD NATL BANCORP COMMON 680033107 175 14071 SH X 13676 0 535 OLD REP INTL CORP COMMON 680223104 692 68961 SH X 68436 0 1045 OLIN CORP COM PAR $1 COMMON 680665205 212 12096 SH X 11776 0 425 Oracle Corp COMMON 68389X105 455 18536 SH X 18536 0 0 Pepsi COMMON 713448108 598 9840 SH X 9840 0 0 PERKINELMER INC COMMON 714046109 233 11303 SH X 11053 0 335 PFIZER INC COMMON 717081103 7989 439177 SH X 430617 0 13899 POSCO SPONSORED COMMON 693483109 2037 15539 SH X 15339 0 665 PRESIDENTIAL LIFE COMMON 740884101 206 22530 SH X 21980 0 720 PRESTIGE BRANDS HLD COMMON 74112D101 172 21910 SH X 21180 0 940 Procter & Gamble COMMON 742718109 732 12067 SH X 12067 0 0 Progress Energy Inc. COMMON 743263105 471 11495 SH X 11495 0 0 Qualcom Inc Com COMMON 747525103 652 14091 SH X 14091 0 0 RED ROBIN GOURMET COMMON 75689M101 243 13585 SH X 13255 0 430 REGIS CORP MINN COMMON 758932107 206 13206 SH X 12866 0 435 ROYAL DUTCH SHELL COMMON 780259206 2488 41395 SH X 41360 0 1082 SANOFI-AVENTIS SPON COMMON 80105N105 2580 65696 SH X 62986 0 4230 SCANA CORP NEW COM COMMON 80589M102 4585 121678 SH X 119463 0 3622 Schlumberger Limited COMMON 806857108 526 8085 SH X 8085 0 0 SIEMENS A G SPONS COMMON 826197501 1669 18202 SH X 17082 0 1690 SOCIETE GENERALE FRAN COMMON 83364L109 1114 79320 SH X 79215 0 2850 SONY CORP - ADR COMMON 835699307 5212 179723 SH X 175898 0 6890 STATE STR CORP COM COMMON 857477103 2802 64358 SH X 60558 0 4540 STMICROELECTRONICS COMMON 861012102 1225 132176 SH X 132016 0 4550 STORA ENSO AB COMMON 86210M106 925 132071 SH X 131926 0 3965 STRATEGIC HOTELS & RE COMMON 86272T106 119 64190 SH X 62375 0 2370 SUPERVALU INC COM COMMON 868536103 448 35223 SH X 35223 0 210 SUSQUEHANNA BANCSHARE COMMON 869099101 185 31415 SH X 30515 0 1175 SWIFT ENERGY CO COMMON 870738101 218 9095 SH X 8890 0 275 SWISS REINS CO COMMON 870887205 894 18529 SH X 18509 0 585 SYSCO CORP COM COMMON 871829107 5097 182431 SH X 175531 0 8865 TCF FINL CORP COM COMMON 872275102 220 16162 SH X 15772 0 505 TIME WARNER INC COM COMMON 887317303 4302 147622 SH X 144062 0 5842 TNT N V SPONSORED ADR COMMON 87260W101 1433 46519 SH X 46469 0 1414 TORONTO DOMINION BK COMMON 891160509 1165 18575 SH X 18550 0 655 TOTAL S A ADR SPONS COMMON 8915E1096 2445 38191 SH X 38161 0 1005 TOYOTA MTR CORP COMMON 892331307 3457 41076 SH X 40256 0 1270 TRAVELERS COMPANIES COMMON 89417E109 4991 100092 SH X 97872 0 3485 Tyco Int'l LTD COMMON H89128104 255 7157 SH X 7157 0 0 UNILEVER PLC ADR SPON COMMON 904767704 7195 225560 SH X 218769 0 10535 Union Pacific COMMON 907818108 256 4000 SH X 4000 0 0 United Technologies COMMON 913017109 209 3015 SH X 3015 0 0 US BANCORP DEL NEW CO COMMON 902973304 4046 179759 SH X 175844 0 6235 VERIZON COMMUNICATION COMMON 92343V104 6304 190267 SH X 183432 0 9006 VODAFONE GROUP INC COMMON 92857W209 2658 115123 SH X 110553 0 7150 VOLVO AKTIEBOLAGET AD COMMON 928856400 1210 140643 SH X 140468 0 4675 WAL MART STORES INC COMMON 931142103 5743 107449 SH X 105504 0 3080 Walgreen Co. COMMON 931422109 373 10145 SH X 10145 0 0 WEBSTER FINL CORP WAT COMMON 947890109 161 13590 SH X 13200 0 505 WELLS FARGO & CO NEW COMMON 949746101 4846 179534 SH X 176319 0 5265 Wisconsin Energy COMMON 976657106 209 4200 SH X 4200 0 0 ZIMMER HLDGS INC COMMON 98956P102 3370 57005 SH X 55640 0 2160 -----END PRIVACY-ENHANCED MESSAGE-----