-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LZgRR27F5w1/icoxcBItuzpk9r9aQj9q1dKKwTbBEruI/lgs1qXQ8HaSY3OHSN6M foEl0eTafCNwIE31iQ0BWw== 0001034538-09-000011.txt : 20091112 0001034538-09-000011.hdr.sgml : 20091111 20091112141137 ACCESSION NUMBER: 0001034538-09-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPTIQUE CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001034538 IRS NUMBER: 391520921 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03955 FILM NUMBER: 091176306 BUSINESS ADDRESS: STREET 1: 222 EAST ERIE STREET STREET 2: SUITE 500 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-604-5167 MAIL ADDRESS: STREET 1: 222 EAST ERIE STREET STREET 2: SUITE 500 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSON ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990322 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSON ASSET MANAGEMENT OF WISCONSIN INC DATE OF NAME CHANGE: 19980722 13F-HR 1 sep0913f.txt OPTIQUE CAPITAL MANAGEMENT 13F FILING 09-30-2009 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Sept 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Optique Capital Management Address: 222 East Erie Street Suite 500 Milwaukee WI 53202 13F File Number: 028-03955 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Wendell L Perkins Title: Chief Investment Oficer Phone: 414-604-5167 Signature, Place, and Date of Signing: Wendell L. Perkins Milwaukee WI November 12, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 185 Form 13F Information Table Value Total: $374,484(x$1000) List of Other Included Managers: NONE No. 13F File Number Name Issuer Name Title of Cusip Market Val Total PUT/INVEST Other Proxy Voting Class (x$1000) Shares SH CALL DSCR Mgrs Sole shared None 3M Company COMMON 88579Y101 7,595 SH SOLE 7,595 0 0 A T & T INC (NEW) COMMON 00206R102 297,472 SH SOLE 288,792 0 8,680 AAR CORP COM COMMON 361105 10,410 SH SOLE 10,105 0 305 Abbott Laboratories COMMON 002824100 14,105 SH SOLE 14,105 0 0 ACCENTURE PLC COMMON G1151C101 109,172 SH SOLE 103,372 0 5,800 ACXIOM CORP COM COMMON 5125109 18,640 SH SOLE 18,020 0 620 AEGON NV ORD COMMON 7924103 148,883 SH SOLE 147,433 0 1,450 Alcoa Inc. COMMON 013817101 20,740 SH SOLE 20,740 0 0 ALLIANZ AKTIENGE COMMON 18805101 166,756 SH SOLE 164,926 0 1,830 AMERICAN ELECTRIC COMMON 25537101 130,280 SH SOLE 125,305 0 4,975 AMN HEALTHCARE SER COMMON 1744101 23,990 SH SOLE 23,340 0 650 APACHE CORP COM COMMON 37411105 39,501 SH SOLE 38,031 0 1470 ASTRAZENECA PLC COMMON 46353108 43,516 SH SOLE 43,036 0 480 AVISTA CORP COM COMMON 05379B107 11,543 SH SOLE 11,238 0 305 BAKER HUGHES INC COMMON 57224107 121,962 SH SOLE 118,027 0 3,935 BANCO SANTANDER COMMON 05964H105 98,393 SH SOLE 97,373 0 1,020 BANK AMER CORP COMMON 60505104 328,030 SH SOLE 317,928 0 10,102 BANK OF NEWYORK COMMON 64058100 117,570 SH SOLE 113,620 0 3,950 BARCLAYS PLC ADR COMMON 6.74E+207 78,589 SH SOLE 77,609 0 980 BASF AG ADR SPONS COMMON 55262505 40,614 SH SOLE 38,389 0 2225 BB&T CORP COM COMMON 54937107 116,170 SH SOLE 112,385 0 3,785 BHP BILLITON LTD COMMON 88606108 48,951 SH SOLE 48,206 0 745 BIGBAND NETWORKS COMMON 89750509 72,265 SH SOLE 54,020 0 18245 Biogen Idec Inc. COMMON 09062X103 6,765 SH SOLE 6,765 0 0 BIOVAIL CORP COM COMMON 09067J109 175,012 SH SOLE 172,762 0 2,250 BJS WHSL CLUB INC COMMON 05548J106 7,980 SH SOLE 6,000 0 1980 BNP PARIBAS SPON COMMON 05565A202 37,003 SH SOLE 36,583 0 420 Boeing Company COMMON 097023105 8,015 SH SOLE 8,015 0 0 BP P L C ADR SPONS COMMON 55622104 46,573 SH SOLE 46,027 0 546 Bristol-Myers Squibb COMMON 110122108 23,625 SH SOLE 23,625 0 0 CANON INC ADR COMMON 138006309 38,517 SH SOLE 38,092 0 425 Caterpillar, Inc. COMMON 149123101 10,500 SH SOLE 10,500 0 0 CEMEX S A ADR SPS COMMON 151290889 150,035 SH SOLE 148,431 0 1,604 CHEVRONTEXACO CORP COMMON 166764100 110,690 SH SOLE 107,379 0 3,311 CHINAMOBILEHONG KON COMMON 16941M109 14,055 SH SOLE 13,580 0 475 CHINA PETRO& CHE COMMON 16941R108 23,847 SH SOLE 23,367 0 480 CHUBB CORP COMMON 171232101 65,868 SH SOLE 61,508 0 4360 CHUNGHWA TELECOM COMMON 17133Q403 104,544 SH SOLE 102,507 0 2037 CISCO SYS INC COM COMMON 17275R102 224,592 SH SOLE 213,467 0 11,125 CLIFFS NATURAL RES COMMON 18683K101 9,790 SH SOLE 7,280 0 2510 Coca Cola COMMON 191216100 5,705 SH SOLE 5,705 0 0 COLUMBIA BKG SYS COMMON 197236102 11,147 SH SOLE 10,782 0 365 Comcast Corp. CL A CL A 20030N101 23,375 SH SOLE 23,375 0 0 CONOCOPHILLIPS COMMON 20825C104 127,933 SH SOLE 124,072 0 3,861 CONSOLIDATED GRAPH COMMON 209341106 12,065 SH SOLE 11,740 0 325 CONVERGYS CORP COM COMMON 212485106 15,620 SH SOLE 15,060 0 560 CORN PRODS INTL COMMON 219023108 10,516 SH SOLE 7,946 0 2570 DAI NIPPON PRTG LTD COMMON 233806306 112,227 SH SOLE 111,042 0 1,185 DBS GROUP HLDGS COMMON 23304Y100 56,590 SH SOLE 55,495 0 1095 DCT INDUSTRIAL TRST COMMON 233153105 36,785 SH SOLE 35,520 0 1265 DEUTSCHE BK A G COMMON D18190898 34,046 SH SOLE 33,735 0 311 DEUTSCHE TELEKOM COMMON 251566105 165,092 SH SOLE 156,405 0 8,687 DEVON ENERGY CORP COMMON 25179M103 48,235 SH SOLE 46,465 0 1770 DIAGEO PLC ADR SPON COMMON 25243Q205 28,457 SH SOLE 28,092 0 365 DIANA SHIPPING INC COMMON Y2066G104 13,780 SH SOLE 13,380 0 400 DIGI INTL INC COM COMMON 253798102 23,380 SH SOLE 22,605 0 775 DISNEY WALT PRODTNS COMMON 254687106 170,720 SH SOLE 165,590 0 5,130 Dominion Resources Inc. COMMON 25746U109 13,005 SH SOLE 13,005 0 0 DOW CHEMICAL CORP COMMON 260543103 205,271 SH SOLE 198,000 0 7,271 DUKE ENERGY CORP COMMON 26441C105 262,232 SH SOLE 253,382 0 8,850 DUKE REALTY CORP COMMON 264411505 340,978 SH SOLE 322,753 0 18,225 DuPont (E.I.) De Nemours COMMON 263534109 10,615 SH SOLE 10,615 0 0 E ON AG ADR SPONS COMMON 268780103 64,841 SH SOLE 64,181 0 660 EATON CORP COM COMMON 278058102 84,196 SH SOLE 81,151 0 3045 ELECTRONIC ARTS COMMON 285512109 141,548 SH SOLE 132,398 0 9,150 EMC Corp COMMON 268648102 30,484 SH SOLE 30,484 0 0 ENCANA CORP COM COMMON 292505104 39,030 SH SOLE 38,615 0 415 ERICSSON L M TEL COMMON 294821608 212,275 SH SOLE 210,025 0 2,250 EXXON MOBIL CORP COMMON 30231G102 144,841 SH SOLE 140,216 0 4,625 FOSTERS GROUPADR COMMON 350258307 422,913 SH SOLE 414,518 0 8,395 Franklin Resources COMMON 354613101 5,125 SH SOLE 5,125 0 0 GANNETT INC DEL COMMON 364730101 261,753 SH SOLE 254,451 0 7,302 GARDNER DENVER MACH COMMON 365558105 6,895 SH SOLE 6,695 0 200 GDF SUEZ SPONS ADR COMMON 36160B105 40,751 SH SOLE 40,246 0 505 GENERAL DYNAMICS COMMON 369550108 60,011 SH SOLE 59,241 0 770 GENERAL ELEC CO COMMON 369604103 459,395 SH SOLE 437,560 0 21,835 General Mills Inc. COMMON 370334104 4,935 SH SOLE 4,935 0 0 GLAXOSMITHKLINE COMMON 37733W105 159,723 SH SOLE 154,841 0 4,882 GOLD RESV INC CL A COMMON 38068N108 18,870 SH SOLE 0 0 18,870 GOLDMAN SACHS GRP1 COMMON 38141G104 19,393 SH SOLE 18,713 0 680 HEINEKEN N V ADR COMMON 423012202 125,224 SH SOLE 124,064 0 1,160 Home Depot COMMON 437076102 13,045 SH SOLE 13,045 0 0 HONDA MTR LTD COMMON 438128308 55,451 SH SOLE 54,861 0 590 HORACE MANN EDUCA COMMON 440327104 14,758 SH SOLE 14,263 0 495 HRPT PPTYS TR COM SH COMMON 40426W101 28,609 SH SOLE 27,669 0 940 HSBC HLDGS PLC ADR COMMON 404280406 39,556 SH SOLE 36,956 0 2600 IDACORP INC COM COMMON 451107106 8,265 SH SOLE 8,045 0 220 INTEL CORP COM COMMON 458140100 68,212 SH SOLE 67,972 0 240 International Bus Mach COMMON 459200101 5,476 SH SOLE 5,476 0 0 INTERNATIONAL PAPER COMMON 460146103 142,462 SH SOLE 137,781 0 4,681 ISHARES INC MSCI BRAZ COMMON 464286400 3,000 SH SOLE 3,000 0 0 ISHARES TR MSCI ACJPN COMMON 464288182 7,740 SH SOLE 7,740 0 0 IXIA COM COMMON 45071R109 22,240 SH SOLE 21,455 0 785 J P MORGAN CHASE COMMON 46625H100 159,710 SH SOLE 155,115 0 4,595 JAKKS PAC INC COM COMMON 4.70E+110 18,110 SH SOLE 17,580 0 530 JOHNSON & JOHNSON COMMON 478160104 19,318 SH SOLE 19,258 0 60 JOURNAL COMMUNI COMMON 481130102 55,797 SH SOLE 54,152 0 1645 KIMBERLY CLARK COMMON 494368103 72,030 SH SOLE 69,490 0 2540 KINDRED HEALTHCARE COMMON 494580103 16,635 SH SOLE 11,825 0 4810 KONINKLIJKE PHILIPS COMMON 500472303 74,501 SH SOLE 73,806 0 695 KUBOTA CORP ADR COMMON 501173207 44,400 SH SOLE 43,435 0 965 KYOCERA CORP ADR COMMON 501556203 28,165 SH SOLE 27,870 0 295 LIHIR GOLD LTD SPON COMMON 532349107 40,540 SH SOLE 39,555 0 985 LILLY, ELI AND CO COMMON 532457108 102,730 SH SOLE 96,530 0 6,200 LUFKIN INDS INC COMMON 549764108 4,130 SH SOLE 4,005 0 125 MAGNA INTL INC COMMON 559222401 37,218 SH SOLE 36,813 0 405 MARATHON OIL CORP COMMON 565849106 132,102 SH SOLE 126,997 0 5,105 McDonald's Corp. COMMON 580135101 10,817 SH SOLE 10,817 0 0 Medtronic COMMON 585055106 12,430 SH SOLE 12,430 0 0 MERCK & CO INC COMMON 589331107 173,390 SH SOLE 165,070 0 8,320 METLIFE INC COM COMMON 59156R108 110,146 SH SOLE 104,531 0 5,615 Microsoft COMMON 594918104 38,925 SH SOLE 38,925 0 0 MITSUBISHI CORP ADR COMMON 606769305 67,004 SH SOLE 63,524 0 3480 MITSUBISHI UFJ FINA COMMON 606822104 453,650 SH SOLE 448,855 0 4,795 NASH FINCH CO COM COMMON 631158102 10,275 SH SOLE 7,835 0 2440 NATIONAL GRID PLC COMMON 636274300 51,325 SH SOLE 50,785 0 540 NCR CORP NEW COM COMMON 6.29E+112 13,530 SH SOLE 13,085 0 445 NESTLE S A ADR SPON COMMOM 641069406 46,007 SH SOLE 45,485 0 522 NIPPON TELEG & TEL COMMON 654624105 88,394 SH SOLE 87,424 0 970 NISOURCE INC COM COMMON 65473P105 50,205 SH SOLE 49,905 0 300 NOKIA CORP ADR SPON COMMON 654902204 40,886 SH SOLE 40,606 0 280 NOMURA HLDGS INC COMMON 65535H208 145,398 SH SOLE 143,638 0 1,760 NORFOLK SOUTHN COMMON 655844108 79,804 SH SOLE 77,034 0 2770 NORTHERN TR CORP COMMON 665859104 81,236 SH SOLE 77,166 0 4070 NOVARTIS AG SPONS COMMON 66987V109 49,248 SH SOLE 48,778 0 470 NOVELL INC COM COMMON 670006105 52,090 SH SOLE 37,755 0 14335 OCCIDENTAL PETE COMMON 674599105 62,772 SH SOLE 60,647 0 2125 OLD NATL BANCORP COMMON 680033107 15,310 SH SOLE 14,795 0 515 OLD REP INTL CORP COMMON 680223104 14,980 SH SOLE 14,435 0 545 OLIN CORP COM PAR $1 COMMON 680665205 13,816 SH SOLE 13,391 0 425 Oracle Corp COM COMMON 68389X105 20,738 SH SOLE 20,738 0 0 PARKWAY PPTYS INC COMMON 70159Q104 24,210 SH SOLE 24,030 0 180 Pepsi COMMON 713448108 10,275 SH SOLE 10,275 0 0 PERKINELMER INC COMMON 714046109 12,811 SH SOLE 12,476 0 335 PFIZER INC COMMON 717081103 467,704 SH SOLE 453,805 0 13,899 POSCO SPONSORED ADR COMMON 693483109 20,023 SH SOLE 19,613 0 410 PRESIDENTIAL LIFE COR COMMON 740884101 19,155 SH SOLE 18,505 0 650 PRESTIGE BRANDS HLDGS COMMON 74112D101 23,960 SH SOLE 23,050 0 910 Procter & Gamble COMMON 742718109 12,896 SH SOLE 12,896 0 0 Progress Energy Inc. COMMON 743263105 11,920 SH SOLE 11,920 0 0 Qualcom Inc Com COMMON 747525103 8,253 SH SOLE 8,253 0 0 RED ROBIN GOURMET COMMON 75689M101 10,775 SH SOLE 10,475 0 300 REGIS CORP MINN COMMON 758932107 14,478 SH SOLE 14,043 0 435 ROYAL DUTCH SHELL COMMON 780259206 49,866 SH SOLE 49,349 0 517 SANOFI-AVENTIS SPON COMMON 80105N105 78,989 SH SOLE 75,579 0 3410 SCANA CORP NEW COM COMMON 80589M102 121,403 SH SOLE 117,781 0 3,622 Schlumberger Limited COMMON 806857108 8,390 SH SOLE 8,390 0 0 SIEMENS A G SPONS COMMON 826197501 22,490 SH SOLE 21,150 0 1340 SOCIETE GENERALE FRAN COMMON 83364L109 96,429 SH SOLE 95,334 0 1,095 SONY CORP - ADR COMMON 835699307 197,938 SH SOLE 191,883 0 6,055 ST MARY LD & EXPL CO COMMON 792228108 7,215 SH SOLE 6,975 0 240 STATE STR CORP COM COMMON 857477103 61,446 SH SOLE 59,301 0 2145 STEELCASE INC CL A COMMON 858155203 29,798 SH SOLE 28,963 0 835 STMICROELECTRONICS N COMMON 861012102 161,731 SH SOLE 159,921 0 1,810 STORA ENSO AB ADR COMMON 86210M106 180,424 SH SOLE 178,794 0 1,630 STRATEGIC HOTELS COMMON 86272T106 100,575 SH SOLE 97,135 0 3440 SUPERVALU INC COM COMMON 868536103 241,142 SH SOLE 233,682 0 7,460 SUSQUEHANNA BANCS COMMON 869099101 19,848 SH SOLE 19,188 0 660 SWIFT ENERGY CO COMMON 870738101 9,905 SH SOLE 9,640 0 265 SWISS REINS CO ADR COMMON 870887205 24,599 SH SOLE 24,349 0 250 SYSCO CORP COM COMMON 871829107 182,997 SH SOLE 174,132 0 8,865 TCF FINL CORP COM COMMON 872275102 17,956 SH SOLE 17,491 0 465 TIME WARNER INC COM COMMON 887317303 177,339 SH SOLE 168,317 0 9,022 TNT N V SPONSORED ADR COMMON 87260W101 60,774 SH SOLE 60,165 0 609 TORONTO DOMINION COMMON 891160509 23,500 SH SOLE 23,240 0 260 TOTAL S A ADR SPONS COMMON 8.92E+113 45,482 SH SOLE 45,012 0 470 TOYOTA MTR CORP COMMON 892331307 41,820 SH SOLE 40,550 0 1270 TRAVELERS COMP I COMMON 8.94E+113 105,406 SH SOLE 101,921 0 3,485 Tyco Int'l LTD COMMON H89128104 7,677 SH SOLE 7,677 0 0 UNILEVER PLC ADR COMMON 904767704 246,678 SH SOLE 237,163 0 9,515 Union Pacific COMMON 907818108 4,000 SH SOLE 4,000 0 0 US BANCORP DEL NEW COMMON 902973304 185,406 SH SOLE 179,171 0 6,235 VERIZON COMMUNI COMMON 92343V104 190,648 SH SOLE 181,732 0 8,916 VODAFONE GROUP COMMON 92857W209 125,447 SH SOLE 119,787 0 5,660 VOLVO AKTIEBOLAGET COMMON 928856400 185,836 SH SOLE 183,946 0 1,890 WAL MART STORES COMMON 931142103 93,803 SH SOLE 91,373 0 2430 Walgreen Co. COMMON 931422109 12,150 SH SOLE 12,150 0 0 WEBSTER FINL CORP COMMON 947890109 15,190 SH SOLE 14,685 0 505 WELLS FARGO & CO NEW COMMON 949746101 189,015 SH SOLE 180,005 0 9,010 WESCO INTL INC COM COMMON 95082P105 7,785 SH SOLE 7,530 0 255 ZIMMER HLDGS INC COM COMMON 98956P102 59,138 SH SOLE 56,978 0 2160 0 -----END PRIVACY-ENHANCED MESSAGE-----