0001209191-21-026140.txt : 20210408 0001209191-21-026140.hdr.sgml : 20210408 20210408180929 ACCESSION NUMBER: 0001209191-21-026140 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20210408 DATE AS OF CHANGE: 20210408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRARI RICHARD M CENTRAL INDEX KEY: 0001034413 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39562 FILM NUMBER: 21815900 MAIL ADDRESS: STREET 1: 10600 NORTH TANTAU AVENUE CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pulmonx Corp CENTRAL INDEX KEY: 0001127537 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-0400 MAIL ADDRESS: STREET 1: 700 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PULMONX DATE OF NAME CHANGE: 20001031 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2020-09-30 2020-09-30 0 0001127537 Pulmonx Corp LUNG 0001034413 FERRARI RICHARD M C/O PULMONX CORPORATION 700 CHESAPEAKE DRIVE REDWOOD CITY CA 94063 1 0 0 0 Stock Option (right to buy) 2.20 2030-08-27 Common Stock 6000 D The shares subject to the option vest in 12 equal monthly installments beginning on October 24, 2019. The purpose of this amendment is to report an option grant that was inadvertently omitted from the Reporting Person's original Form 3 filed on September 30, 2020, as amended on October 2, 2020. /s/ Lauren Cristina, Attorney-in-Fact for Richard M. Ferrari 2021-04-08