0001628280-24-009378.txt : 20240306 0001628280-24-009378.hdr.sgml : 20240306 20240306160019 ACCESSION NUMBER: 0001628280-24-009378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240304 FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAICH RONALD M CENTRAL INDEX KEY: 0001034193 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41721 FILM NUMBER: 24725728 MAIL ADDRESS: STREET 1: C/O CAVA GROUP, INC. STREET 2: 14 RIDGE SQUARE NW, SUITE 500 CITY: WASHINGTON STATE: DC ZIP: 20016 FORMER NAME: FORMER CONFORMED NAME: SCHAICH RONALD M DATE OF NAME CHANGE: 19970219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Act III Holdings LLC CENTRAL INDEX KEY: 0001750383 ORGANIZATION NAME: FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41721 FILM NUMBER: 24725725 BUSINESS ADDRESS: STREET 1: 23 PRESCOTT STREET CITY: BROOKLINE STATE: MA ZIP: 02446 BUSINESS PHONE: 6172834131 MAIL ADDRESS: STREET 1: 23 PRESCOTT STREET CITY: BROOKLINE STATE: MA ZIP: 02446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cava Act III, LLC CENTRAL INDEX KEY: 0001978531 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41721 FILM NUMBER: 24725726 BUSINESS ADDRESS: STREET 1: 23 PRESCOTT STREET CITY: BROOKLINE STATE: MA ZIP: 02446 BUSINESS PHONE: 617-283-4131 MAIL ADDRESS: STREET 1: 23 PRESCOTT STREET CITY: BROOKLINE STATE: MA ZIP: 02446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cava Act III Trust, LLC CENTRAL INDEX KEY: 0001978461 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41721 FILM NUMBER: 24725727 BUSINESS ADDRESS: STREET 1: 23 PRESCOTT STREET CITY: BROOKLINE STATE: MA ZIP: 02446 BUSINESS PHONE: 617-283-4131 MAIL ADDRESS: STREET 1: 23 PRESCOTT STREET CITY: BROOKLINE STATE: MA ZIP: 02446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVA GROUP, INC. CENTRAL INDEX KEY: 0001639438 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 473426661 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14 RIDGE SQUARE NW STREET 2: SUITE 500 CITY: WASHINGTON STATE: DC ZIP: 20016 BUSINESS PHONE: 202.400.2920 MAIL ADDRESS: STREET 1: 14 RIDGE SQUARE NW STREET 2: SUITE 500 CITY: WASHINGTON STATE: DC ZIP: 20016 4 1 wk-form4_1709758807.xml FORM 4 X0508 4 2024-03-04 0 0001639438 CAVA GROUP, INC. CAVA 0001034193 SHAICH RONALD M C/O CAVA GROUP, INC. 14 RIDGE SQUARE NW, SUITE 500 WASHINGTON DC 20016 1 0 0 1 Former 10% Owner 0001978461 Cava Act III Trust, LLC 23 PRESCOTT ST. BROOKLINE MA 02446 0 0 0 1 Former 10% Owner 0001978531 Cava Act III, LLC 23 PRESCOTT ST. BROOKLINE MA 02446 0 0 0 1 Former 10% Owner 0001750383 Act III Holdings LLC 23 PRESCOTT ST. BROOKLINE MA 02446 0 0 0 1 Former 10% Owner 0 Common Stock 2024-03-04 4 S 0 1500000 57.20 D 4457634 I By Cava Act III, LLC Common Stock 5687265 I By Cava Act III Trust, LLC Common Stock 5000 D Represents securities held by Cava Act III, LLC. Cava Act III Trust, LLC is managed by Ronald M. Shaich and Cava Act III, LLC is managed by Act III Management, LLC, which is controlled by Mr. Shaich. Act III Holdings, LLC is the controlling holder of each of Cava Act III, LLC and Cava Act III Trust, LLC. Act III Holdings, LLC is controlled by Mr. Shaich. Each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein. Represents securities held by Cava Act III Trust, LLC. Includes unvested RSUs. Following this transaction, Cava Act III Trust, LLC, Cava Act III, LLC and Act III Holdings, LLC are no longer beneficial owners of more than 10% of the Issuer's securities and as such, this filing represents an exit filing for each of Cava Act III Trust, LLC, Cava Act III, LLC and Act III Holdings, LLC. Cava Act III Trust, LLC, By: /s/ Ronald M. Shaich, Name: Ronald M. Shaich, Title: Chief Executive Officer 2024-03-06 Cava Act III, LLC, By: /s/ Ronald M. Shaich, Name: Ronald M. Shaich, Title: Chief Executive Officer 2024-03-06 Act III Holdings, LLC, By: /s/ Ronald M. Shaich, Name: Ronald M. Shaich, Title: Chief Executive Officer 2024-03-06 /s/ Ronald M. Shaich 2024-03-06